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CMBMF

Cambium Networks Corp

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8352
SEC CIK
0001738177
Parsed reports
216

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2019 Filed Jan 28, 2020 16:15 UTC Tax withholdingCommon Stock 4,669 $9.78 $45,662.82
Disclosure

SEC source: 0000905148-20-000173 · form5.xml · nonDerivative · entry 1

Cumming Stephen · CIK 0001439598 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,331

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:54 UTC
VECTOR CAPITAL, L.L.C.Director · 10% owner
Vector Capital, Ltd.Director · 10% owner
Vector Capital IV, L.P.Director · 10% owner
PurchaseOrdinary Shares 18,000 $12.00 $216,000.00
Disclosure

SEC source: 0001140361-19-012002 · form4.xml · nonDerivative · entry 3

VECTOR CAPITAL, L.L.C. · CIK 0001659054 · Director · 10% owner

Vector Cambium Holdings (Cayman), L.P. · CIK 0001780681 · Director · 10% owner

VECTOR CAPITAL PARTNERS IV, L.P. · CIK 0001659052 · Director · 10% owner

Vector Capital, Ltd. · CIK 0001780631 · Director · 10% owner

VECTOR CAPITAL PARTNERS III, L.P. · CIK 0001659053 · Director · 10% owner

VECTOR ENTREPRENEUR FUND III L P · CIK 0001369704 · Director · 10% owner

Vector Capital IV, L.P. · CIK 0001403846 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,000

F3 · ownership.direct: These shares are directly owned by Vector Entrepreneur Fund III, LP ("VEF III").

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares.

F3 · ownership.nature: These shares are directly owned by Vector Entrepreneur Fund III, LP ("VEF III").

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:54 UTC
VECTOR CAPITAL, L.L.C.Director · 10% owner
Vector Capital, Ltd.Director · 10% owner
Vector Capital IV, L.P.Director · 10% owner
PurchaseOrdinary Shares 1,482,000 $12.00 $17,784,000.00
Disclosure

SEC source: 0001140361-19-012002 · form4.xml · nonDerivative · entry 2

VECTOR CAPITAL, L.L.C. · CIK 0001659054 · Director · 10% owner

Vector Cambium Holdings (Cayman), L.P. · CIK 0001780681 · Director · 10% owner

VECTOR CAPITAL PARTNERS IV, L.P. · CIK 0001659052 · Director · 10% owner

Vector Capital, Ltd. · CIK 0001780631 · Director · 10% owner

VECTOR CAPITAL PARTNERS III, L.P. · CIK 0001659053 · Director · 10% owner

VECTOR ENTREPRENEUR FUND III L P · CIK 0001369704 · Director · 10% owner

Vector Capital IV, L.P. · CIK 0001403846 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,482,000

F2 · ownership.direct: These shares are directly owned by Vector Capital IV, L.P. ("VC IV").

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares.

F2 · ownership.nature: These shares are directly owned by Vector Capital IV, L.P. ("VC IV").

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:54 UTC
VECTOR CAPITAL, L.L.C.Director · 10% owner
Vector Capital, Ltd.Director · 10% owner
Vector Capital IV, L.P.Director · 10% owner
GrantOrdinary Shares 17,627,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012002 · form4.xml · nonDerivative · entry 1

VECTOR CAPITAL, L.L.C. · CIK 0001659054 · Director · 10% owner

Vector Cambium Holdings (Cayman), L.P. · CIK 0001780681 · Director · 10% owner

VECTOR CAPITAL PARTNERS IV, L.P. · CIK 0001659052 · Director · 10% owner

Vector Capital, Ltd. · CIK 0001780631 · Director · 10% owner

VECTOR CAPITAL PARTNERS III, L.P. · CIK 0001659053 · Director · 10% owner

VECTOR ENTREPRENEUR FUND III L P · CIK 0001369704 · Director · 10% owner

Vector Capital IV, L.P. · CIK 0001403846 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,704,754

F1 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F1 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F1 · ownership.direct: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares.

F1 · ownership.nature: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:03 UTC
Amen Robert SDirector · 10% owner
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011983 · form4.xml · derivative · entry 4

Amen Robert S · CIK 0001780768 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2029-06-23

F5 · derivative.exercise_date: This option vests as follows: 25% vests on June 23, 2020, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:03 UTC
Amen Robert SDirector · 10% owner
PurchaseOrdinary Shares 18,000 $12.00 $216,000.00
Disclosure

SEC source: 0001140361-19-011983 · form4.xml · nonDerivative · entry 3

Amen Robert S · CIK 0001780768 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,000

F3 · ownership.direct: These shares are directly owned by Vector Entrepreneur Fund III, LP ("VEF III").

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is on the board of directors of Vector Capital, Ltd. and is a Managing Director of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

F3 · ownership.nature: These shares are directly owned by Vector Entrepreneur Fund III, LP ("VEF III").

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is on the board of directors of Vector Capital, Ltd. and is a Managing Director of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:03 UTC
Amen Robert SDirector · 10% owner
PurchaseOrdinary Shares 1,482,000 $12.00 $17,784,000.00
Disclosure

SEC source: 0001140361-19-011983 · form4.xml · nonDerivative · entry 2

Amen Robert S · CIK 0001780768 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,482,000

F2 · ownership.direct: These shares are directly owned by Vector Capital IV, L.P. ("VC IV").

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is on the board of directors of Vector Capital, Ltd. and is a Managing Director of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

F2 · ownership.nature: These shares are directly owned by Vector Capital IV, L.P. ("VC IV").

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is on the board of directors of Vector Capital, Ltd. and is a Managing Director of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:03 UTC
Amen Robert SDirector · 10% owner
GrantOrdinary Shares 17,627,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011983 · form4.xml · nonDerivative · entry 1

Amen Robert S · CIK 0001780768 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,704,754

F1 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F1 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F1 · ownership.direct: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is on the board of directors of Vector Capital, Ltd. and is a Managing Director of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

F1 · ownership.nature: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is on the board of directors of Vector Capital, Ltd. and is a Managing Director of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · derivative · entry 11

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2029-06-23

F12 · derivative.exercise_date: This option vests as follows: 25% vested on February 6, 2019, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionClass B Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · derivative · entry 10

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F7 · derivative.exercise_date: One-half of these Class B Units vest as follows: 25% vested on February 13, 2018, and the remaining 75% vest in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The remaining half of these Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F11 · derivative.expiration_date: These Class B Units have no expiration date.

F13 · derivative.underlying_shares: These figures were inadvertently rounded down in the reporting person's Form 3, filed June 25, 2019, and have been corrected herein, for an aggregate change of 3 Ordinary Shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionClass B Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · derivative · entry 9

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F6 · derivative.exercise_date: One-half of these Class B Units vest as follows: 25% vested on April 13, 2017, and the remaining 75% vest in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The remaining half of these Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F11 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionClass B Units · Derivative 27,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · derivative · entry 8

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F5 · derivative.exercise_date: These Class B Units vest as follows: 25% vested on November 1, 2016, and the remaining 75% vest in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.

F11 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionClass B Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · derivative · entry 7

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F4 · derivative.exercise_date: These Class B Units vested as follows: 25% vested on April 11, 2015, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.

F11 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionClass B Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · derivative · entry 6

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F3 · derivative.exercise_date: These Class B Units vested as follows: 25% vested on April 1, 2014, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.

F11 · derivative.expiration_date: These Class B Units have no expiration date.

F13 · derivative.underlying_shares: These figures were inadvertently rounded down in the reporting person's Form 3, filed June 25, 2019, and have been corrected herein, for an aggregate change of 3 Ordinary Shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionOrdinary Shares 738 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · nonDerivative · entry 5

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F10 · shares: To the extent not satisfied as of the issuer's initial public offering, these Ordinary Shares are subject to the same time-based vesting conditions as the related Class B Units, described in footnote 7 of this Form 4.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionOrdinary Shares 6,308 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · nonDerivative · entry 4

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F9 · shares: To the extent not satisfied as of the issuer's initial public offering, these Ordinary Shares are subject to the same time-based vesting conditions as the related Class B Units, described in footnote 6 of this Form 4.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionOrdinary Shares 4,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · nonDerivative · entry 3

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F8 · shares: To the extent not satisfied as of the issuer's initial public offering, these Ordinary Shares are subject to the same time-based vesting conditions as the related Class B Units, described in footnote 5 of this Form 4.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionOrdinary Shares 8,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · nonDerivative · entry 2

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:40 UTC
Ryan Ronald GSenior VP, Gbl Channel Mgmt
ConversionOrdinary Shares 3,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012000 · form4.xml · nonDerivative · entry 1

Ryan Ronald G · CIK 0001779906 · Senior VP, Gbl Channel Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:00 UTC
Sheppeck BryanSenior VP, Global Sales
GrantStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011981 · form4.xml · derivative · entry 5

Sheppeck Bryan · CIK 0001779900 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Ordinary Shares · 70,000 shares

Expires 2029-06-23

F7 · derivative.exercise_date: This option vests as follows: 25% vests on June 23, 2020, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:00 UTC
Sheppeck BryanSenior VP, Global Sales
ConversionClass B Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011981 · form4.xml · derivative · entry 4

Sheppeck Bryan · CIK 0001779900 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F4 · derivative.exercise_date: One-half of these Class B Units vest as follows: 25% vested on October 1, 2017, and the remaining 75% vest in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The remaining half of these Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F6 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:00 UTC
Sheppeck BryanSenior VP, Global Sales
ConversionClass B Units · Derivative 350,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011981 · form4.xml · derivative · entry 3

Sheppeck Bryan · CIK 0001779900 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 57,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F3 · derivative.exercise_date: One-half of these Class B Units vested as follows: 25% vested on January 5, 2016, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The remaining half of these Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F6 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:00 UTC
Sheppeck BryanSenior VP, Global Sales
ConversionOrdinary Shares 3,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011981 · form4.xml · nonDerivative · entry 2

Sheppeck Bryan · CIK 0001779900 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F5 · shares: To the extent not satisfied as of the issuer's initial public offering, these Ordinary Shares are subject to the same time-based vesting conditions as the related Class B Units, described in footnote 4 of this Form 4.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:00 UTC
Sheppeck BryanSenior VP, Global Sales
ConversionOrdinary Shares 57,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011981 · form4.xml · nonDerivative · entry 1

Sheppeck Bryan · CIK 0001779900 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:09 UTC
Rogers Ian JController, CAO
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011985 · form4.xml · derivative · entry 1

Rogers Ian J · CIK 0001713560 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2029-06-23

F1 · derivative.exercise_date: This option vests as follows: 25% vests on April 23, 2020, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:19 UTC GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011990 · form4.xml · derivative · entry 2

Cumming Stephen · CIK 0001439598 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2029-06-23

F2 · derivative.exercise_date: This option vests as follows: 25% vests on July 24, 2019, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:19 UTC GrantOrdinary Shares 54,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011990 · form4.xml · nonDerivative · entry 1

Cumming Stephen · CIK 0001439598 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

F1 · shares: Represents restricted share units ("RSUs") which vest as follows: 25% vest on July 24, 2019, and the remaining 75% vest in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date and subject to acceleration upon certain events. Each RSU represents a contingent right to receive one Ordinary Share.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:14 UTC
de Graaf RaymondSenior VP, Operations
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011987 · form4.xml · derivative · entry 3

de Graaf Raymond · CIK 0001422227 · Senior VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2029-06-23

F6 · derivative.exercise_date: This option vests as follows: 25% vests on June 23, 2020, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:14 UTC
de Graaf RaymondSenior VP, Operations
ConversionClass B Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011987 · form4.xml · derivative · entry 2

de Graaf Raymond · CIK 0001422227 · Senior VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 66,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F3 · derivative.exercise_date: One-half of these Class B Units vest as follows: 25% vested on August 31, 2016, and the remaining 75% vest in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The remaining half of these Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F5 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:14 UTC
de Graaf RaymondSenior VP, Operations
ConversionOrdinary Shares 66,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011987 · form4.xml · nonDerivative · entry 1

de Graaf Raymond · CIK 0001422227 · Senior VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F4 · shares: To the extent not satisfied as of the issuer's initial public offering, these Ordinary Shares are subject to the same time-based vesting conditions as the related Class B Units, described in footnote 3 of this Form 4.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionClass B Units · Derivative 231,876 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · derivative · entry 12

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F6 · derivative.exercise_date: These Class B Units vest as follows: 50% vested on December 31, 2017 upon achievement of bonus targets for 2017, 5% vested on December 31, 2018 upon achievement of bonus targets for 2018 and the remaining vest upon achievement of bonus targets for 2019.

F9 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionClass B Units · Derivative 231,876 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · derivative · entry 11

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F4 · derivative.exercise_date: These Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F9 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionClass B Units · Derivative 779,841 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · derivative · entry 10

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 137,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F4 · derivative.exercise_date: These Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F9 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionClass B Units · Derivative 1,169,762 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · derivative · entry 9

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 205,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F5 · derivative.exercise_date: These Class B Units vest upon achievement of the volume weighted trading average of the issuer's Ordinary Shares, as reported on the NASDAQ Global Market, over 90 consecutive days following expiration of the initial public offering price lock up period exceeding a total equity return multiple of at least 6.0 times, as defined in the original award documents.

F9 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionClass B Units · Derivative 1,169,762 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · derivative · entry 8

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 205,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F4 · derivative.exercise_date: These Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F9 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionClass B Units · Derivative 1,559,682 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · derivative · entry 7

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 274,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F3 · derivative.exercise_date: These Class B Units vested as follows: 25% vested on February 18, 2014, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.

F9 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionOrdinary Shares 5,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · nonDerivative · entry 6

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F8 · shares: To the extent not satisfied as of the issuer's initial public offering, these Ordinary Shares are subject to the same time-based vesting conditions as the related Class B Units, described in footnote 6 of this Form 4.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionOrdinary Shares 5,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · nonDerivative · entry 5

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionOrdinary Shares 137,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · nonDerivative · entry 4

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionOrdinary Shares 205,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · nonDerivative · entry 3

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F7 · shares: To the extent not satisfied as of the issuer's initial public offering, these Ordinary Shares are subject to the same time-based vesting conditions as the related Class B Units, described in footnote 5 of this Form 4.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionOrdinary Shares 205,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · nonDerivative · entry 2

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:25 UTC
Bhatnagar AtulDirector · CEO
ConversionOrdinary Shares 274,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011996 · form4.xml · nonDerivative · entry 1

Bhatnagar Atul · CIK 0001411592 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:11 UTC GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011986 · form4.xml · derivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2029-06-23

F1 · derivative.exercise_date: This option vests as follows: 25% vests on July 24, 2019, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 21:06 UTC
Slusky Alexander RDirector · 10% owner
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011984 · form4.xml · derivative · entry 4

Slusky Alexander R · CIK 0001357262 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2029-06-23

F5 · derivative.exercise_date: This option vests as follows: 25% vests on June 23, 2020, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 21:06 UTC
Slusky Alexander RDirector · 10% owner
PurchaseOrdinary Shares 18,000 $12.00 $216,000.00
Disclosure

SEC source: 0001140361-19-011984 · form4.xml · nonDerivative · entry 3

Slusky Alexander R · CIK 0001357262 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,000

F3 · ownership.direct: These shares are directly owned by Vector Entrepreneur Fund III, LP ("VEF III").

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is the Chief Investment Officer of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

F3 · ownership.nature: These shares are directly owned by Vector Entrepreneur Fund III, LP ("VEF III").

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is the Chief Investment Officer of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 21:06 UTC
Slusky Alexander RDirector · 10% owner
PurchaseOrdinary Shares 1,482,000 $12.00 $17,784,000.00
Disclosure

SEC source: 0001140361-19-011984 · form4.xml · nonDerivative · entry 2

Slusky Alexander R · CIK 0001357262 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,482,000

F2 · ownership.direct: These shares are directly owned by Vector Capital IV, L.P. ("VC IV").

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is the Chief Investment Officer of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

F2 · ownership.nature: These shares are directly owned by Vector Capital IV, L.P. ("VC IV").

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is the Chief Investment Officer of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 21:06 UTC
Slusky Alexander RDirector · 10% owner
GrantOrdinary Shares 17,627,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-011984 · form4.xml · nonDerivative · entry 1

Slusky Alexander R · CIK 0001357262 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,704,754

F1 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F1 · price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F1 · ownership.direct: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F4 · ownership.direct: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is the Chief Investment Officer of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

F1 · ownership.nature: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.

F4 · ownership.nature: Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is the Chief Investment Officer of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 17:22 UTC
Verma VikramDirector
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011995 · form4.xml · derivative · entry 1

Verma Vikram · CIK 0001539401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2029-06-23

F1 · derivative.exercise_date: This option vests as follows: 25% vests on January 25, 2020, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 21:38 UTC
Vivek VibhuSenior VP, Products
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001140361-19-011999 · form4.xml · derivative · entry 3

Vivek Vibhu · CIK 0001779932 · Senior VP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Ordinary Shares · 120,000 shares

Expires 2029-06-23

F5 · derivative.exercise_date: This option vests as follows: 25% vests on June 23, 2020, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 21:38 UTC
Vivek VibhuSenior VP, Products
ConversionClass B Units · Derivative 742,261 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-011999 · form4.xml · derivative · entry 2

Vivek Vibhu · CIK 0001779932 · Senior VP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 100,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Class B Units of Vector Cambium Holdings (Cayman), LP ("VCH"), the issuer's parent.

F2 · derivative.exercise_price: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F2 · kind: In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, the reporting person's Class B Units were exchanged for Ordinary Shares of the issuer, on a value-for-value basis, based on the initial public offering price of $12.

F3 · derivative.exercise_date: One-half of these Class B Units vested as follows: 25% vested on June 5, 2014, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The remaining half of these Class B Units vest upon completion of the issuer's Recapitalization and consummation of the issuer's initial public offering.

F4 · derivative.expiration_date: These Class B Units have no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.