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Nasdaq · USD

CLSK

CLEANSPARK, INC.

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4270
SEC CIK
0000827876
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202603
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2022 Filed Dec 2, 2022 19:52 UTC GrantCommon Stock 88,888 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037524 · doc4.xml · nonDerivative · entry 1

Beynon Roger Paul · CIK 0001790906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,864

F1 · shares: Represents 88,888 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as a director of the Issuer, which RSUs vest in equal quarterly installments on the last day of each fiscal quarter over the fiscal year of the Issuer, provided the Issuer obtains stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan.

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November 30, 2022 Filed Dec 2, 2022 23:21 UTC GrantCommon Stock 88,888 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037489 · doc4.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,144

F1 · shares: Represents 88,888 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as a director of the Issuer, which RSUs vest in equal quarterly installments on the last day of each fiscal quarter over the fiscal year of the Issuer, provided the Issuer obtains stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan.

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November 30, 2022 Filed Dec 2, 2022 22:55 UTC GrantCommon Stock 88,888 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037486 · doc4.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,779

F1 · shares: Represents 88,888 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as a director of the Issuer, which RSUs vest in equal quarterly installments on the last day of each fiscal quarter over the fiscal year of the Issuer, provided the Issuer obtains stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan.

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November 30, 2022 Filed Dec 2, 2022 22:54 UTC GrantCommon Stock 88,888 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037485 · doc4.xml · nonDerivative · entry 1

Cavaleri Amanda · CIK 0001955861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,888

F1 · shares: Represents 88,888 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as a director of the Issuer, which RSUs vest in equal quarterly installments on the last day of each fiscal quarter over the fiscal year of the Issuer, provided the Issuer obtains stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan.

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September 12, 2022 Filed Sep 15, 2022 01:46 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031092 · doc4.xml · nonDerivative · entry 1

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,757

F1 · shares: Represents 120,000 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date, such that the RSUs will fully vest on the third anniversary of the grant date, provided the Issuer obtains stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan.

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September 12, 2022 Filed Sep 15, 2022 20:30 UTC
Schultz S. MatthewDirector · Executive Chairman
Tax withholdingCommon Stock 136,129 $4.89 $665,670.81
Disclosure

SEC source: 0000899243-22-031146 · doc4.xml · nonDerivative · entry 4

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,871

F4 · shares: These shares were automatically withheld to cover the tax liability resulting from the vesting of the PSUs.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 20:30 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantCommon Stock 360,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031146 · doc4.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208,000

F3 · shares: Represents 360,000 shares of performance stock units ("PSUs") originally awarded to the Reporting Person under the Plan, which vesting was subject to the achievement of certain corporate milestones of the Issuer. The compensation committee of the Issuer approved the immediate vesting of such PSUs on September 12, 2022.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 20:30 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantCommon Stock 1,215,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031146 · doc4.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848,000

F2 · shares: Represents 1,215,000 RSUs awarded to the Reporting Person under the Plan in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date, such that the RSUs will fully vest on the third anniversary of the grant date, provided the Shareholder Approval is obtained.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 20:30 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantCommon Stock 360,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031146 · doc4.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,000

F1 · shares: Represents 360,000 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest upon the later of the date of issuance and the Issuer obtaining stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan (the "Shareholder Approval").

Read SEC document
September 12, 2022 Filed Sep 15, 2022 23:27 UTC Amendment
Vecchiarelli Gary AnthonyChief Financial Officer
Disposition to issuerCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031189 · doc4a.xml · nonDerivative · entry 2

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,757

F2 · shares: This amendment is being filed to report the termination of the 10,000 RSUs and 60,000 performance stock units previously awarded to the Reporting Person that were terminated by the Issuer's compensation committee and inadvertently omitted from the original Form 4 filed by the Reporting Person on September 14, 2022.

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September 12, 2022 Filed Sep 15, 2022 23:27 UTC Amendment
Vecchiarelli Gary AnthonyChief Financial Officer
GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031189 · doc4a.xml · nonDerivative · entry 1

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,757

F1 · shares: Represents 120,000 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date, such that the RSUs will fully vest on the third anniversary of the grant date, provided the Issuer obtains stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 20:30 UTC
Bradford ZacharyDirector · CEO and President
Tax withholdingCommon Stock 154,731 $4.89 $756,634.59
Disclosure

SEC source: 0000899243-22-031145 · doc4.xml · nonDerivative · entry 4

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440,633

F4 · shares: These shares were automatically withheld to cover the tax liability resulting from the vesting of the PSUs.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 20:30 UTC
Bradford ZacharyDirector · CEO and President
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031145 · doc4.xml · nonDerivative · entry 3

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595,364

F3 · shares: Represents 450,000 shares of performance stock units ("PSUs") originally awarded to the Reporting Person under the Plan, which vesting was subject to the achievement of certain corporate milestones of the Issuer. The compensation committee of the Issuer approved the immediate vesting of such PSUs on September 12, 2022.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 20:30 UTC
Bradford ZacharyDirector · CEO and President
GrantCommon Stock 1,350,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031145 · doc4.xml · nonDerivative · entry 2

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145,364

F2 · shares: Represents 1,350,000 RSUs awarded to the Reporting Person under the Plan in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date, such that the RSUs will fully vest on the third anniversary of the grant date, provided the Shareholder Approval is obtained.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 20:30 UTC
Bradford ZacharyDirector · CEO and President
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031145 · doc4.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,364

F1 · shares: Represents 400,000 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest upon the later of the date of issuance and the Issuer obtaining stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan (the "Shareholder Approval").

Read SEC document
April 14, 2022 Filed Apr 18, 2022 20:13 UTC GrantCommon Stock 3,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001663577-22-000250 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,891

F1 · shares: On April 14, 2022, Mr. Wood was issued 3,364 shares of common stock, which is the aggregate balance of shares for the relevant quarter, as compensation for his services as a director of the Issuer.

F2 · price: These shares were valued as of the closing price on the first day of each month of the relevant quarter at $1.04, $1.38 and $0.94 per share, respectively, for each monthly portion of Mr. Wood's total director compensation for the relevant quarter.

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February 18, 2022 Filed Feb 23, 2022 00:05 UTC GrantCommon Stock 1,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001663577-22-000111 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,527

F1 · shares: On February 18, 2022, Mr. Wood was issued 1,874 shares of common stock, which is the aggregate balance of shares for the relevant quarter, as compensation for his services as a director of the Issuer.

F2 · price: These shares were valued as of the closing price on the first day of each month of the relevant quarter at $12.53, $21.68 and $16.32 per share, respectively, for each monthly portion of Mr. Wood's total director compensation for the relevant quarter.

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February 17, 2022 Filed Feb 18, 2022 22:25 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
PurchaseCommon Stock 4,400 $10.25 $45,100.00
Disclosure

SEC source: 0001663577-22-000102 · ownership.xml · nonDerivative · entry 2

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,757

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:27 UTC
Schultz S. MatthewDirector · Executive Chairman
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-22-000104 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,000

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:25 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
PurchaseCommon Stock 3,357 $11.18 $37,531.26
Disclosure

SEC source: 0001663577-22-000102 · ownership.xml · nonDerivative · entry 1

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,357

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.17 to $11.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 14, 2022 Filed Feb 16, 2022 22:00 UTC PurchaseCommon Stock 15,000 $8.70 $130,500.00
Disclosure

SEC source: 0001663577-22-000099 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 60,196

F1 · shares: This amount represents shares acquired in the open market by the reporting person's spouse.

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February 10, 2022 Filed Feb 14, 2022 22:09 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,391 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001663577-22-000095 · ownership.xml · derivative · entry 4

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,752

Underlying: Common Stock · 12,391 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: $111,519 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:09 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionCommon Stock 12,391 $9.00 $111,519.00
Disclosure

SEC source: 0001663577-22-000095 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 00:04 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001663577-22-000034 · ownership.xml · derivative · entry 6

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common stock · 3,000 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: $27,000 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 00:04 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionCommon Stock 3,000 $9.00 $27,000.00
Disclosure

SEC source: 0001663577-22-000034 · ownership.xml · nonDerivative · entry 3

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2022 Filed Jan 14, 2022 00:04 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,495 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001663577-22-000034 · ownership.xml · derivative · entry 5

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,495 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: $9,300 and 16,252 was paid in cash by the reporting person as consideration for the option exercises on December 14, 2021 and January 1, 2022, respectively.

Read SEC document
January 11, 2022 Filed Jan 14, 2022 00:04 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionCommon Stock 3,495 $4.65 $16,251.75
Disclosure

SEC source: 0001663577-22-000034 · ownership.xml · nonDerivative · entry 2

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:17 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000687 · ownership.xml · nonDerivative · entry 2

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · shares: Represents 60,000 restricted stock units awarded to the Reporting Person under the Plan, the vesting of which is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2022.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:17 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000687 · ownership.xml · nonDerivative · entry 1

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Represents 10,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer, all of which will fully vest upon the completion of 12 months of employment by the Reporting Person.

Read SEC document
December 15, 2021 Filed Dec 20, 2021 22:43 UTC Amendment
Vecchiarelli Gary AnthonyChief Financial Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000696 · ownership.xml · nonDerivative · entry 1

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: On December 17, 2021, the Reporting Person filed a Form 4 (the "Original Form 4") reporting the issuance of two separate restricted stock unit grants to the Reporting Person. The Original Form 4 is being amended by this Form 4 Amendment (the "Amendment") solely to correct an administrative error in the disclosures included in footnote (2) of the Original Form 4 with respect to the vesting terms of the 60,000 restricted stock units issued to the Reporting Person on December 15, 2021. This Amendment does not alter any other portions of the Original Form 4.

F2 · shares: Represents 60,000 restricted stock units awarded to the Reporting Person under the Plan, which shall vest pursuant to market conditions as follows: (i) 20,000 shall vest upon the Issuer maintaining a market capitalization of $1.5 billion or greater for 15 days within any given fiscal year after the grant date, which 15 days need not be consecutive, and (ii) 40,000 shall vest upon the Issuer maintaining a market capitalization of $2.0 billion or greater for 15 days within any given fiscal year after the grant date, which 15 days need not be consecutive.

Read SEC document
December 14, 2021 Filed Jan 14, 2022 00:04 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001663577-22-000034 · ownership.xml · derivative · entry 4

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,495

Underlying: Common stock · 2,000 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: $9,300 and 16,252 was paid in cash by the reporting person as consideration for the option exercises on December 14, 2021 and January 1, 2022, respectively.

Read SEC document
December 14, 2021 Filed Jan 14, 2022 00:04 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionCommon Stock 2,000 $4.65 $9,300.00
Disclosure

SEC source: 0001663577-22-000034 · ownership.xml · nonDerivative · entry 1

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 20, 2021 02:28 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001886086-21-000013 · ownership.xml · derivative · entry 2

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,495

Underlying: Common stock · 2,000 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: $9,300 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
November 18, 2021 Filed Nov 20, 2021 02:28 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionCommon Stock 2,000 $4.65 $9,300.00
Disclosure

SEC source: 0001886086-21-000013 · ownership.xml · nonDerivative · entry 1

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 20, 2021 02:27 UTC
Love LoriChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,664 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001886086-21-000011 · ownership.xml · derivative · entry 4

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,614

Underlying: Common Stock · 2,664 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 20, 2021 02:27 UTC
Love LoriChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001886086-21-000011 · ownership.xml · derivative · entry 3

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 3,000 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On October 26, 2020, the compensation committee of the board of directors of the Issuer approved the grant of an option to purchase 10,000 shares of common stock to the Reporting Person under the Issuer's equity incentive plan, which options vest pursuant to certain corporate milestones of the Issuer for fiscal year 2021.

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November 17, 2021 Filed Nov 20, 2021 02:27 UTC
Love LoriChief Financial Officer
Exercise / conversionCommon Stock 2,664 $9.00 $23,976.00
Disclosure

SEC source: 0001886086-21-000011 · ownership.xml · nonDerivative · entry 2

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: $23,976 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
November 17, 2021 Filed Nov 20, 2021 02:27 UTC
Love LoriChief Financial Officer
Exercise / conversionCommon Stock 3,000 $9.00 $27,000.00
Disclosure

SEC source: 0001886086-21-000011 · ownership.xml · nonDerivative · entry 1

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $27,000 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 22:28 UTC
Love LoriChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $20.48 $0.00
Disclosure

SEC source: 0001663577-21-000600 · ownership.xml · derivative · entry 3

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-11-07

F3 · derivative.exercise_date: Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer.

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November 08, 2021 Filed Nov 10, 2021 22:28 UTC
Love LoriChief Financial Officer
GrantCommon Stock 13,250 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000600 · ownership.xml · nonDerivative · entry 2

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,553

F2 · shares: Represents 13,250 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer.

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November 08, 2021 Filed Nov 10, 2021 22:28 UTC
Love LoriChief Financial Officer
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000600 · ownership.xml · nonDerivative · entry 1

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,303

F1 · shares: Represents 9,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units shall vest as follows: (i) 750 are vested upon issuance, and (ii) the remaining 8,250 shall vest in equal monthly installments over the next 11 months.

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November 08, 2021 Filed Nov 10, 2021 22:30 UTC
Tadayon AmerChief Revenue Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000602 · ownership.xml · nonDerivative · entry 2

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130.132

F2 · shares: Represents 10,000 shares of restricted common stock, which restricted shares shall vest as follows: (i) 83 are vested upon issuance, (ii) 917 shall vest in equal monthly installments over the next 11 months, and (ii) the vesting of the remaining 9,000 is subject to the achievement of certain corporate milestones of the Issuer.

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November 08, 2021 Filed Nov 10, 2021 22:30 UTC
Tadayon AmerChief Revenue Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000602 · ownership.xml · nonDerivative · entry 1

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,132

F1 · shares: Represents 10,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units shall vest as follows: (i) 833 are vested upon issuance, and (ii) the remaining 9,167 shall vest in equal monthly installments over the next 11 months.

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November 08, 2021 Filed Nov 10, 2021 22:26 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 24,000 $0.00 Strike: $20.48 $0.00
Disclosure

SEC source: 0001663577-21-000598 · ownership.xml · derivative · entry 5

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2024-11-07

F3 · derivative.exercise_date: Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer.

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November 08, 2021 Filed Nov 10, 2021 22:26 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000598 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,000

F2 · shares: Represents 55,000 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer.

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November 08, 2021 Filed Nov 10, 2021 22:26 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000598 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

F1 · shares: Represents 24,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units shall vest as follows: (i) 2,000 are vested upon issuance, and (ii) the remaining 22,000 shall vest in equal monthly installments over the next 11 months.

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November 08, 2021 Filed Nov 10, 2021 22:26 UTC
Bradford ZacharyDirector · CEO and President
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $20.48 $0.00
Disclosure

SEC source: 0001663577-21-000597 · ownership.xml · derivative · entry 5

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2024-11-07

F5 · derivative.exercise_date: Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer.

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November 08, 2021 Filed Nov 10, 2021 22:26 UTC
Bradford ZacharyDirector · CEO and President
GrantCommon Stock 69,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000597 · ownership.xml · nonDerivative · entry 2

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,973

F2 · shares: Represents 69,000 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer.

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November 08, 2021 Filed Nov 10, 2021 22:26 UTC
Bradford ZacharyDirector · CEO and President
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000597 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,973

F1 · shares: Represents 30,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units shall vest as follows: (i) 2,500 are vested upon issuance, and (ii) the remaining 27,500 shall vest in equal monthly installments over the next 11 months.

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October 18, 2021 Filed Oct 20, 2021 20:18 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001663577-21-000533 · ownership.xml · derivative · entry 2

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,495

Underlying: Common Stock · 1,000 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: $4,650 was paid in cash by the reporting person as consideration for the option exercise.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.