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Nasdaq · USD

CLSK

CLEANSPARK, INC.

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Tapewire entity
4270
SEC CIK
0000827876
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202603
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2025 Filed May 15, 2025 22:45 UTC
Schultz S. MatthewDirector · Executive Chairman
Tax withholdingCommon Stock 9,010 $9.21 $82,944.26
Disclosure

SEC source: 0000950170-25-072973 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,441,000

F1 · kind: Sale to cover the Reporting Person's tax liability in connection with the vesting of RSUs.

F2 · price: This is a weighted average of prices for all sales made on May 15, 2025 ranging from $9.0101 to $9.3701. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · balance_after: This total amount includes 246,296 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the Reporting Person's continued service to the Company through each vesting date, and further includes 405,000 RSUs which vest on September 12, 2025.

Read SEC document
May 15, 2025 Filed May 15, 2025 22:41 UTC
Bradford ZacharyDirector · CEO and President
Tax withholdingCommon Stock 10,533 $9.21 $96,964.69
Disclosure

SEC source: 0000950170-25-072967 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,048,793

F1 · kind: Sale to cover the Reporting Person's tax liability in connection with the vesting of RSUs.

F2 · price: This is a weighted average of prices for all sales made on May 15, 2025 ranging from $9.0101 to $9.3701. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · balance_after: This total amount includes 321,199 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the Reporting Person's continued service to the Company through each vesting date, and further includes 450,000 RSUs which vest on September 12, 2025.

Read SEC document
March 24, 2025 Filed Mar 24, 2025 23:43 UTC SaleCommon Stock 44,444 $8.04 $357,329.76
Disclosure

SEC source: 0000950170-25-044051 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,736

F1 · price: This is a weighted average of sales prices for all transactions made on March 24, 2025. Upon request, the reporting person will provide to the SEC, the issuer, or any security holder of the issuer full information regarding the number of shares sold at each separate price.

F2 · balance_after: This total amount includes 34,130 RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the Reporting Person's continued service to the Company through each vesting date.

Read SEC document
March 24, 2025 Filed Mar 24, 2025 22:07 UTC SaleCommon Stock 4,000 $9.34 $37,360.00
Disclosure

SEC source: 0000950170-25-043997 · ownership.xml · nonDerivative · entry 2

Cavaleri Amanda · CIK 0001955861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,289

Read SEC document
March 24, 2025 Filed Mar 24, 2025 22:07 UTC SaleCommon Stock 9,000 $7.36 $66,240.00
Disclosure

SEC source: 0000950170-25-043997 · ownership.xml · nonDerivative · entry 1

Cavaleri Amanda · CIK 0001955861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,289

F1 · balance_after: This total amount includes 34,130 RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the officer's continued service to the Company through each vesting date.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 01:01 UTC
Monnig TaylorChief Technology Officer
SaleCommon Stock 239 $10.64 $2,542.82
Disclosure

SEC source: 0000950170-25-021687 · ownership.xml · nonDerivative · entry 2

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 201,281

F2 · shares: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 01:01 UTC
Schultz S. MatthewDirector · Executive Chairman
SaleCommon Stock 9,010 $10.64 $95,860.99
Disclosure

SEC source: 0000950170-25-021686 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450,010

F2 · shares: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 01:01 UTC
Garrison Scott EugeneChief Operating Officer
SaleCommon Stock 1,337 $10.64 $14,224.88
Disclosure

SEC source: 0000950170-25-021685 · ownership.xml · nonDerivative · entry 2

Garrison Scott Eugene · CIK 0002022147 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,059

F2 · shares: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 01:00 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
SaleCommon Stock 717 $10.64 $7,628.45
Disclosure

SEC source: 0000950170-25-021684 · ownership.xml · nonDerivative · entry 2

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,998

F2 · shares: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 01:00 UTC
Bradford ZacharyDirector · CEO and President
SaleCommon Stock 10,533 $10.64 $112,064.80
Disclosure

SEC source: 0000950170-25-021683 · ownership.xml · nonDerivative · entry 2

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,059,326

F2 · shares: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 01:01 UTC
Monnig TaylorChief Technology Officer
GrantCommon Stock 536 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021687 · ownership.xml · nonDerivative · entry 1

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 201,520

F1 · balance_after: This total amount includes 6,424 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, and further includes RSUs granted on May 7, 2024 of which 33,350 will vest on September 30, 2025 and 33,350 will vest on September 30, 2026, all subject to the Reporting Person's continued service to the Company through each vesting date.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 01:01 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantCommon Stock 20,524 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021686 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,459,020

F1 · balance_after: This total amount includes 246,296 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the Reporting Person's continued service to the Company through each vesting date, and further includes 405,000 RSUs which vest on September 12, 2025.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 01:01 UTC
Garrison Scott EugeneChief Operating Officer
GrantCommon Stock 2,676 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021685 · ownership.xml · nonDerivative · entry 1

Garrison Scott Eugene · CIK 0002022147 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,396

F1 · balance_after: This total amount includes 32,120 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the Reporting Person's continued service to the Company through each vesting date, and further includes RSUs granted on May 7, 2024 of which 33,350 will vest on September 30, 2025, and 33,350 will vest on September 30, 2026.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 01:00 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
GrantCommon Stock 1,606 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021684 · ownership.xml · nonDerivative · entry 1

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,715

F1 · balance_after: This total amount includes 19,272 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the Reporting Person's continued service to the Company through each vesting date, and further includes 40,000 RSUs which vest on September 12, 2025.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 01:00 UTC
Bradford ZacharyDirector · CEO and President
GrantCommon Stock 26,767 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021683 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,069,859

F1 · balance_after: This total amount includes 321,199 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the Reporting Person's continued service to the Company through each vesting date, and further includes 450,000 RSUs which vest on September 12, 2025.

Read SEC document
December 27, 2024 Filed Dec 28, 2024 02:30 UTC
Monnig TaylorChief Technology Officer
SaleCommon Stock 1,350 $10.40 $14,040.00
Disclosure

SEC source: 0000950170-24-140902 · ownership.xml · nonDerivative · entry 1

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 201,520

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 21, 2023.

F2 · balance_after: This total amount includes 6,424 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, and further includes RSUs granted on May 7, 2024 of which 33,350 will vest on September 30, 2025 and 33,350 will vest on September 30, 2026, all subject to the Reporting Person's continued service to the Company through each vesting date.

Read SEC document
December 23, 2024 Filed Dec 24, 2024 01:13 UTC GiftCommon Stock 22,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-139845 · ownership.xml · nonDerivative · entry 1

Cavaleri Amanda · CIK 0001955861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,289

F2 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.

F1 · balance_after: This total amount includes 34,130 RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the Reporting Person's continued service to the Company through each vesting date.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 21:38 UTC GrantCommon Stock 5,000 $11.13 $55,650.00
Disclosure

SEC source: 0000950170-24-139108 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,767

F1 · balance_after: This total amount includes 34,130 RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the Reporting Person's continued service to the Company through each vesting date.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 21:32 UTC
Bradford ZacharyDirector · CEO and President
SaleCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-139101 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By BlueChip Advisors LLC

Disclosed balance after: 0

F1 · price: The Reporting Person sold his membership interest in BlueChip Advisors LLC, an entity through which he held an indirect pecuniary interest in the reported securities, for $80,000.

Read SEC document
November 29, 2024 Filed Nov 30, 2024 00:36 UTC
Monnig TaylorChief Technology Officer
SaleCommon Stock 1,350 $14.35 $19,372.50
Disclosure

SEC source: 0000950170-24-131936 · ownership.xml · nonDerivative · entry 1

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,870

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2023.

F2 · balance_after: This total amount includes 6,424 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, and further includes RSUs granted on May 7, 2024 of which 33,350 will vest on September 30, 2025 and 33,350 will vest on September 30, 2026, all subject to the officer's continued service to the Company through each vesting date.

Read SEC document
November 05, 2024 Filed Dec 20, 2024 21:36 UTC Disposition to issuerSeries X Preferred 1,000,000 $0.00 $1,000.00
Disclosure

SEC source: 0000950170-24-139106 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: In accordance with the Certificate of Designation, the Issuer redeemed all 1,000,000 Series X Preferred Shares from the Reporting Person at the original issuance price of $1,000 in total.

Read SEC document
October 25, 2024 Filed Oct 25, 2024 22:20 UTC
Monnig TaylorChief Technology Officer
SaleCommon Stock 1,350 $11.88 $16,038.00
Disclosure

SEC source: 0000950170-24-117507 · ownership.xml · nonDerivative · entry 1

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,220

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 21, 2023.

F2 · price: The price reported in Table I represents the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: This total amount includes 6,424 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, and further includes RSUs granted on May 7, 2024 of which 33,350 will vest on September 30, 2025 and 33,350 will vest on September 30, 2026, all subject to the officer's continued service to the Company through each vesting date.

Read SEC document
October 02, 2024 Filed Oct 2, 2024 21:47 UTC GrantCommon Stock 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111948 · ownership.xml · nonDerivative · entry 1

Beynon Roger Paul · CIK 0001790906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,511

F1 · shares: This total amount includes RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the officer's continued service to the Company through each vesting date.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 01:48 UTC GrantCommon Stock 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111951 · ownership.xml · nonDerivative · entry 1

Cavaleri Amanda · CIK 0001955861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,511

F1 · shares: This total amount includes RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the officer's continued service to the Company through each vesting date.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 01:48 UTC GrantCommon Stock 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111950 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,180

F1 · shares: This total amount includes RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the officer's continued service to the Company through each vesting date.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 01:46 UTC GrantCommon Stock 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111947 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,767

F1 · shares: This total amount includes RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the officer's continued service to the Company through each vesting date.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 01:03 UTC
Monnig TaylorChief Technology Officer
Tax withholdingCommon Stock 13,104 $9.34 $122,391.36
Disclosure

SEC source: 0000950170-24-111063 · ownership.xml · nonDerivative · entry 1

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,548

F1 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of restricted stock units (RSUs).

F2 · balance_after: The total reported amount includes RSUs granted to Reporting Person on May 7, 2024 of which 33,350 will vest on September 30, 2025, and 33,350 will vest on September 30, 2026.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 01:03 UTC
Garrison Scott EugeneChief Operating Officer
Tax withholdingCommon Stock 15,019 $9.34 $140,277.46
Disclosure

SEC source: 0000950170-24-111062 · ownership.xml · nonDerivative · entry 1

Garrison Scott Eugene · CIK 0002022147 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,520

F1 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of restricted stock units (RSUs).

F2 · balance_after: The total reported amount includes RSUs granted to Reporting Person on May 7, 2024 of which 33,350 will vest on September 30, 2025, and 33,350 will vest on September 30, 2026.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:46 UTC
Garrison Scott EugeneChief Operating Officer
Tax withholdingCommon Stock 9,657 $9.34 $90,196.38
Disclosure

SEC source: 0000950170-24-111946 · ownership.xml · nonDerivative · entry 2

Garrison Scott Eugene · CIK 0002022147 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,396

F3 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the 40% vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:46 UTC
Garrison Scott EugeneChief Operating Officer
GrantCommon Stock 53,533 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111946 · ownership.xml · nonDerivative · entry 1

Garrison Scott Eugene · CIK 0002022147 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,053

F1 · shares: The total reported amount includes RSUs granted on September 30, 2024, with 40%, or 21,413, of the RSUs vesting immediately, and the remaining 32,120 vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date.

F2 · balance_after: This total amount includes 32,120 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date, and further includes RSUs granted on May 7, 2024 of which 33,350 will vest on September 30, 2025, and 33,350 will vest on September 30, 2026.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:44 UTC
Schultz S. MatthewDirector · Executive Chairman
Tax withholdingCommon Stock 72,247 $9.34 $674,786.98
Disclosure

SEC source: 0000950170-24-111945 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,459,020

F3 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the 40% vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:44 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantCommon Stock 410,493 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111945 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,531,267

F1 · shares: The total reported amount includes RSUs granted on September 30, 2024, with 40%, or 164,197, of the RSUs vesting immediately, and the remaining 246,296 vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date.

F2 · balance_after: This total amount includes 246,296 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date, and further includes 405,000 RSUs which vest on September 12, 2025.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:43 UTC
Monnig TaylorChief Technology Officer
Tax withholdingCommon Stock 1,685 $9.34 $15,737.90
Disclosure

SEC source: 0000950170-24-111944 · ownership.xml · nonDerivative · entry 2

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,570

F3 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the 40% vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:43 UTC
Monnig TaylorChief Technology Officer
GrantCommon Stock 10,707 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111944 · ownership.xml · nonDerivative · entry 1

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,255

F1 · shares: The total reported amount includes RSUs granted on September 30, 2024, with 40%, or 4,283, of the RSUs vesting immediately, and the remaining 6,424 vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date.

F2 · balance_after: This total amount includes 6,424 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date, and further includes RSUs granted on May 7, 2024 of which 33,350 will vest on September 30, 2025, and 33,350 will vest on September 30, 2026.

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September 30, 2024 Filed Oct 3, 2024 01:40 UTC
Bradford ZacharyDirector · CEO and President
Tax withholdingCommon Stock 84,261 $9.34 $786,997.74
Disclosure

SEC source: 0000950170-24-111942 · ownership.xml · nonDerivative · entry 2

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,069,859

F4 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the 40% vesting and settlement of the above-mentioned RSUs.

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September 30, 2024 Filed Oct 3, 2024 01:40 UTC
Bradford ZacharyDirector · CEO and President
GrantCommon Stock 535,332 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111942 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,154,120

F1 · shares: The total reported amount includes RSUs granted on September 30, 2024, with 40%, or 214,133, of the RSUs vesting immediately, and the remaining 321,199 vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date.

F2 · balance_after: This total amount includes 321,199 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date, and further includes 450,000 RSUs which vest on September 12, 2025.

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September 30, 2024 Filed Oct 3, 2024 01:41 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
Tax withholdingCommon Stock 5,056 $9.34 $47,223.04
Disclosure

SEC source: 0000950170-24-111943 · ownership.xml · nonDerivative · entry 2

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,715

F3 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the 40% vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:41 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
GrantCommon Stock 32,120 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111943 · ownership.xml · nonDerivative · entry 1

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,771

F1 · shares: The total reported amount includes RSUs granted on September 30, 2024, with 40%, or 12,848, of the RSUs vesting immediately, and the remaining 19,272 vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date.

F2 · balance_after: This total amount includes 19,272 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date, and further includes 40,000 RSUs which vest on September 12, 2025.

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September 27, 2024 Filed Sep 27, 2024 20:30 UTC
Monnig TaylorChief Technology Officer
SaleCommon Stock 1,350 $10.44 $14,094.00
Disclosure

SEC source: 0000950170-24-110036 · ownership.xml · nonDerivative · entry 1

Monnig Taylor · CIK 0002022141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,652

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2023.

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September 12, 2024 Filed Sep 12, 2024 22:46 UTC SaleCommon Stock 22,222 $9.24 $205,331.28
Disclosure

SEC source: 0000950170-24-106061 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,050

F1 · price: The price reported in Table I represents the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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September 12, 2024 Filed Sep 13, 2024 20:44 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106410 · ownership.xml · derivative · entry 3

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2025-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

F1 · derivative.exercise_date: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

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September 12, 2024 Filed Sep 13, 2024 20:44 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
Tax withholdingCommon Stock 15,740 $9.25 $145,595.00
Disclosure

SEC source: 0000950170-24-106410 · ownership.xml · nonDerivative · entry 2

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,651

F2 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:44 UTC
Vecchiarelli Gary AnthonyChief Financial Officer
Exercise / conversionCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106410 · ownership.xml · nonDerivative · entry 1

Vecchiarelli Gary Anthony · CIK 0001568128 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:43 UTC
Schultz S. MatthewDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 405,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106408 · ownership.xml · derivative · entry 6

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,000

Underlying: Common Stock · 405,000 shares

Expires 2025-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

F1 · derivative.exercise_date: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:43 UTC
Schultz S. MatthewDirector · Executive Chairman
Tax withholdingCommon Stock 178,201 $9.25 $1,648,359.25
Disclosure

SEC source: 0000950170-24-106408 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,525,774

F2 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:43 UTC
Schultz S. MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 405,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106408 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,703,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:42 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 450,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106407 · ownership.xml · derivative · entry 6

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2025-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as the Chief Executive Officer of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

F1 · derivative.exercise_date: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as the Chief Executive Officer of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:42 UTC
Bradford ZacharyDirector · CEO and President
Tax withholdingCommon Stock 177,075 $9.25 $1,637,943.75
Disclosure

SEC source: 0000950170-24-106407 · ownership.xml · nonDerivative · entry 2

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,068,788

F3 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:42 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106407 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,245,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as the Chief Executive Officer of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

Read SEC document
September 12, 2024 Filed Oct 2, 2024 01:23 UTC Amendment
Schultz S. MatthewDirector · Executive Chairman
Tax withholdingCommon Stock 178,201 $9.25 $1,648,359.25
Disclosure

SEC source: 0000950170-24-111070 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120,774

F1 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of restricted stock units (RSUs).

F2 · balance_after: This Form 4 amendment corrects an administrative error in the original Form 4 filed on September 13, 2024, where the grant of shares of restricted stock was already reflected in the original Form 4 filed on September 14, 2022. The total reported amount includes RSUs granted to Reporting Person, of which 405,000 will vest on September 12, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.