Tapewire

Nasdaq · USD

CLSK

CLEANSPARK, INC.

Export transactions ↓
Tapewire entity
4270
SEC CIK
0000827876
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202603
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 18, 2021 Filed Oct 20, 2021 20:18 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionCommon Stock 1,000 $4.65 $4,650.00
Disclosure

SEC source: 0001663577-21-000533 · ownership.xml · nonDerivative · entry 1

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:46 UTC GrantCommon Stock 1,951 $14.95 $29,167.45
Disclosure

SEC source: 0001663577-21-000514 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,653

F1 · shares: On September 30, 2021, Mr. Wood was issued 1,951 shares of common stock as compensation for his services as a director of the Issuer. As provided by his compensation arrangements, Mr. Wood may elect to receive his quarterly board related compensation in the form of either cash or shares of common stock. Shares of common stock, if issued, are issued at the price per share of such common stock as of the 1st day of each month of service during the relevant quarter.

F2 · price: The price reported in column 4 is a weighted average price. These shares were issued in multiple transactions valued as of the closing price on the first day of each month of the relevant quarter at prices ranging from $13.54 to $16.23 per share.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 22:55 UTC
Bradford ZacharyDirector · CEO and President
PurchaseSeries A Preferred Stock 83,333 $0.20 $16,666.60
Disclosure

SEC source: 0001663577-21-000318 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Celtic, LLC

Disclosed balance after: 83,333

F1 · shares: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 22:55 UTC
Schultz S. MatthewDirector · Executive Chairman
PurchaseSeries A Preferred Stock 83,333 $0.20 $16,666.60
Disclosure

SEC source: 0001663577-21-000316 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Celtic, LLC

Disclosed balance after: 83,333

F1 · shares: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 22:53 UTC PurchaseSeries A Preferred Stock 83,333 $0.20 $16,666.60
Disclosure

SEC source: 0001663577-21-000314 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Celtic, LLC

Disclosed balance after: 83,333

F1 · shares: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 30, 2021 Filed Jul 31, 2021 00:40 UTC GrantCommon Stock 917 $19.54 $17,918.18
Disclosure

SEC source: 0001663577-21-000370 · ownership.xml · nonDerivative · entry 2

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,702

F3 · shares: On June 30, 2021, Mr. Wood was issued 917 shares of common stock as compensation for his services as a director of the Issuer. As provided by his compensation arrangements, Mr. Wood may elect to receive his quarterly board related compensation in the form of either cash or shares of common stock. Shares of common stock, if issued, are issued at the price per share of such common stock as of the 1st day of each month of service during the relevant quarter.

F4 · price: The price reported in column 4 is a weighted average price. These shares were issued in multiple transactions valued as of the closing price on the first day of each month of the relevant quarter at prices ranging from $16.81 to $22.98 per share.

Read SEC document
June 29, 2021 Filed Jul 9, 2021 16:15 UTC SaleCommon Stock 4,000 $17.31 $69,240.00
Disclosure

SEC source: 0001663577-21-000320 · ownership.xml · nonDerivative · entry 3

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,256

Read SEC document
June 17, 2021 Filed Jul 9, 2021 16:15 UTC SaleCommon Stock 5,000 $19.81 $99,050.00
Disclosure

SEC source: 0001663577-21-000320 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,256

Read SEC document
June 16, 2021 Filed Jul 9, 2021 16:15 UTC SaleCommon Stock 6,000 $19.09 $114,540.00
Disclosure

SEC source: 0001663577-21-000320 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,256

Read SEC document
June 10, 2021 Filed Jun 14, 2021 22:09 UTC
Tadayon AmerChief Revenue Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001663577-21-000289 · ownership.xml · derivative · entry 1

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-06-09

F1 · derivative.exercise_date: The Stock Options shall vest in 36 equal monthly installments from the grant date.

Read SEC document
May 07, 2021 Filed May 10, 2021 23:21 UTC
Tadayon AmerChief Revenue Officer
OtherCommon Stock 8,072 $4.65 $37,534.80
Disclosure

SEC source: 0001663577-21-000237 · ownership.xml · nonDerivative · entry 1

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,132

F1 · kind: As reported in the Form 4 filed by the Reporting Person on February 6, 2020 (the "Prior Form 4"), on January 31, 2020, the Reporting Person acquired a beneficial ownership interest in 64,516 shares of the Issuer's restricted common stock, which shares were held in escrow pending satisfaction of certain future performance milestones, as set forth in that certain Escrow Agreement, as amended, entered into by and between the Issuer and the Reporting Person, in connection with the Issuer's acquisition of p2klabs, Inc. Pursuant to the Escrow Agreement, 8,072 of the 64,516 shares reported in the Prior Form 4 were forfeited by the Reporting Person on May 7, 2021 as a result of certain of the performance milestones set forth in the Escrow Agreement not having been met.

Read SEC document
May 06, 2021 Filed May 10, 2021 20:40 UTC
Love LoriChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,222 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001663577-21-000235 · ownership.xml · derivative · entry 2

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,278

Underlying: Common Stock · 2,222 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 10, 2021 20:40 UTC
Love LoriChief Financial Officer
Exercise / conversionCommon Stock 2,222 $9.00 $19,998.00
Disclosure

SEC source: 0001663577-21-000235 · ownership.xml · nonDerivative · entry 1

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $19,998.00 was paid in cash by the reporting person as consideration for the option exercise.

F2 · balance_after: This includes 13,250 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.

Read SEC document
April 29, 2021 Filed May 3, 2021 21:42 UTC
Kabak AmandaChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 494 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001663577-21-000215 · ownership.xml · derivative · entry 2

Kabak Amanda · CIK 0001793969 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 494 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully-vested.

Read SEC document
April 29, 2021 Filed May 3, 2021 21:42 UTC
Kabak AmandaChief Technology Officer
Exercise / conversionCommon Stock 494 $20.00 $9,880.00
Disclosure

SEC source: 0001663577-21-000215 · ownership.xml · nonDerivative · entry 1

Kabak Amanda · CIK 0001793969 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $9,880.00 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:22 UTC
Schultz S. MatthewDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001663577-21-000206 · ownership.xml · derivative · entry 4

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 10,000 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:22 UTC
Schultz S. MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 10,000 $5.60 $56,000.00
Disclosure

SEC source: 0001663577-21-000206 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $56,000.00 was paid in cash by the reporting person as consideration for the option exercise.

F2 · balance_after: This includes 55,000 shares of restricted common stock issued to the reporting person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the issuer for fiscal year 2021.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:16 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,857 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001663577-21-000202 · ownership.xml · derivative · entry 6

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,143

Underlying: Common Stock · 5,857 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:16 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,143 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001663577-21-000202 · ownership.xml · derivative · entry 5

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,143 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:16 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionCommon Stock 5,857 $9.00 $52,713.00
Disclosure

SEC source: 0001663577-21-000202 · ownership.xml · nonDerivative · entry 2

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: $52,713.00 was paid in cash by the reporting person as consideration for the option exercise.

F2 · balance_after: This includes 69,000 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:16 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionCommon Stock 7,143 $5.60 $40,000.80
Disclosure

SEC source: 0001663577-21-000202 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $40,000.80 was paid in cash by the reporting person as consideration for the option exercise.

F2 · balance_after: This includes 69,000 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:19 UTC
Love LoriChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001663577-21-000204 · ownership.xml · derivative · entry 4

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 4,000 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:19 UTC
Love LoriChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001663577-21-000204 · ownership.xml · derivative · entry 3

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 11,000 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:19 UTC
Love LoriChief Financial Officer
Exercise / conversionCommon Stock 4,000 $9.00 $36,000.00
Disclosure

SEC source: 0001663577-21-000204 · ownership.xml · nonDerivative · entry 2

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: $36,000.00 was paid in cash by the reporting person as consideration for the option exercise.

F2 · balance_after: This includes 13,250 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:19 UTC
Love LoriChief Financial Officer
Exercise / conversionCommon Stock 11,000 $5.60 $61,600.00
Disclosure

SEC source: 0001663577-21-000204 · ownership.xml · nonDerivative · entry 1

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $61,600.00 was paid in cash by the reporting person as consideration for the option exercise.

F2 · balance_after: This includes 13,250 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:21 UTC
Love LoriChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001663577-21-000198 · ownership.xml · derivative · entry 2

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-04-15

F3 · shares: The Reporting Person's ability to exercise 33,500 of the 50,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person.

F3 · derivative.exercise_date: The Reporting Person's ability to exercise 33,500 of the 50,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person.

F4 · derivative.exercise_date: The Stock Options shall vest in 36 equal monthly installments from the grant date.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:21 UTC
Love LoriChief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000198 · ownership.xml · nonDerivative · entry 1

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,081

F1 · shares: Represents 15,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units were fully vested upon issuance.

F2 · balance_after: This includes 13,250 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:18 UTC
Bradford ZacharyDirector · CEO and President
GrantEmployee Stock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001663577-21-000194 · ownership.xml · derivative · entry 4

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2026-04-15

F5 · shares: The Reporting Person's ability to exercise 335,000 of the 500,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person.

F5 · derivative.exercise_date: The Reporting Person's ability to exercise 335,000 of the 500,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person.

F6 · derivative.exercise_date: The Stock Options shall vest in 36 equal monthly installments from the grant date.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:18 UTC
Bradford ZacharyDirector · CEO and President
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000194 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,973

F1 · shares: Represents 50,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units were fully vested upon issuance.

F2 · balance_after: This includes 69,000 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:19 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001663577-21-000196 · ownership.xml · derivative · entry 4

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2026-04-15

F3 · shares: The Reporting Person's ability to exercise 268,000 of the 400,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person.

F3 · derivative.exercise_date: The Reporting Person's ability to exercise 268,000 of the 400,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person.

F4 · derivative.exercise_date: The Stock Options shall vest in 36 equal monthly installments from the grant date.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:19 UTC
Schultz S. MatthewDirector · Executive Chairman
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-21-000196 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,000

F1 · shares: Represents 40,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units were fully vested upon issuance.

F2 · balance_after: This includes 55,000 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:17 UTC
Kabak AmandaChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 618 $0.00 Strike: $15.70 $0.00
Disclosure

SEC source: 0001663577-21-000159 · ownership.xml · derivative · entry 2

Kabak Amanda · CIK 0001793969 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 618 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully-vested.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:17 UTC
Kabak AmandaChief Technology Officer
Exercise / conversionCommon Stock 618 $15.70 $9,702.60
Disclosure

SEC source: 0001663577-21-000159 · ownership.xml · nonDerivative · entry 1

Kabak Amanda · CIK 0001793969 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $9,702.60 was paid in cash by the reporting person as consideration for the option exercise

Read SEC document
March 26, 2021 Filed Jul 30, 2021 16:16 UTC GrantCommon Stock 281 $26.76 $7,519.56
Disclosure

SEC source: 0001663577-21-000352 · ownership.xml · nonDerivative · entry 1

Beynon Roger Paul · CIK 0001790906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

F1 · shares: On March 26, 2021, Mr. Beynon was issued 281 shares of common stock as compensation for his services as a director of the Issuer. As provided by his compensation arrangements, Mr. Beynon may elect to receive his quarterly board related compensation in the form of either cash or shares of common stock. Shares of common stock, if issued, are issued at the price per share of such common stock as of the 1st day of each month of service during the relevant quarter.

F2 · price: The price reported in column 4 is a weighted average price. These shares were issued in multiple transactions valued as of the closing price on the first day of each month of the relevant quarter at prices ranging from $25.08 to $28.46 per share.

Read SEC document
March 26, 2021 Filed Jul 31, 2021 00:40 UTC GrantCommon Stock 281 $26.76 $7,519.56
Disclosure

SEC source: 0001663577-21-000370 · ownership.xml · nonDerivative · entry 1

Wood Thomas Leigh · CIK 0001791225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,421

F1 · shares: On March 26, 2021, Mr. Wood was issued 281 shares of common stock as compensation for his services as a director of the Issuer. As provided by his compensation arrangements, Mr. Wood may elect to receive his quarterly board related compensation in the form of either cash or shares of common stock. Shares of common stock, if issued, are issued at the price per share of such common stock as of the 1st day of each month of service during the relevant quarter.

F2 · price: The price reported in column 4 is a weighted average price. These shares were issued in multiple transactions valued as of the closing price on the first day of each month of the relevant quarter at prices ranging from $25.08 to $28.46 per share.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 23:39 UTC
Kabak AmandaChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 583 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001663577-21-000108 · ownership.xml · derivative · entry 2

Kabak Amanda · CIK 0001793969 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 583 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully-vested.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 23:39 UTC
Kabak AmandaChief Technology Officer
Exercise / conversionCommon Stock 583 $15.90 $9,269.70
Disclosure

SEC source: 0001663577-21-000108 · ownership.xml · nonDerivative · entry 1

Kabak Amanda · CIK 0001793969 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $9,269.70 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:26 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionEmployee Stock Option (Righ to Buy) · Derivative 21,505 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001663577-21-000076 · ownership.xml · derivative · entry 2

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,495

Underlying: Common Stock · 21,505 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: $99,998.25 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:26 UTC
Tadayon AmerChief Revenue Officer
Exercise / conversionCommon Stock 21,505 $4.65 $99,998.25
Disclosure

SEC source: 0001663577-21-000076 · ownership.xml · nonDerivative · entry 1

Tadayon Amer · CIK 0001802500 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:26 UTC
Love LoriChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001663577-21-000075 · ownership.xml · derivative · entry 2

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 6,000 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: $33,600.00 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:26 UTC
Love LoriChief Financial Officer
Exercise / conversionCommon Stock 6,000 $5.60 $33,600.00
Disclosure

SEC source: 0001663577-21-000075 · ownership.xml · nonDerivative · entry 1

Love Lori · CIK 0001790902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This includes 13,250 shares of restricted common stock issued to the reporting person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the issuer for fiscal year 2021.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:25 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,857 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001663577-21-000073 · ownership.xml · derivative · entry 4

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

Underlying: Common Stock · 17,857 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: $99,999.20 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:25 UTC
Bradford ZacharyDirector · CEO and President
Exercise / conversionCommon Stock 17,857 $5.60 $99,999.20
Disclosure

SEC source: 0001663577-21-000073 · ownership.xml · nonDerivative · entry 1

Bradford Zachary · CIK 0001625557 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This includes 69,000 shares of restricted common stock issued to the reporting person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the issuer for fiscal year 2021.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:25 UTC
Schultz S. MatthewDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001663577-21-000074 · ownership.xml · derivative · entry 4

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: $45,000.00 was paid in cash by the reporting person as consideration for the option exercise.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:25 UTC
Schultz S. MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 5,000 $9.00 $45,000.00
Disclosure

SEC source: 0001663577-21-000074 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This includes 55,000 shares of restricted common stock issued to the reporting person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the issuer for fiscal year 2021.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:49 UTC
Kabak AmandaChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 423 $0.00 Strike: $24.40 $0.00
Disclosure

SEC source: 0001663577-21-000042 · ownership.xml · derivative · entry 2

Kabak Amanda · CIK 0001793969 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 423 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: $10,321.20 was paid in cash by the reporting person as consideration for the option exercise.

F1 · derivative.exercise_date: The option is fully-vested.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 22:49 UTC
Kabak AmandaChief Technology Officer
Exercise / conversionCommon Stock 423 $24.40 $10,321.20
Disclosure

SEC source: 0001663577-21-000042 · ownership.xml · nonDerivative · entry 1

Kabak Amanda · CIK 0001793969 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC Exercise / conversionWarrant (Right to Buy · Derivative 600 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · derivative · entry 12

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The warrant did not contain an expiration date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC Exercise / conversionWarrant (Right to Buy · Derivative 450 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · derivative · entry 11

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The warrant did not contain an expiration date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC Exercise / conversionWarrant (Right to Buy · Derivative 150 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · derivative · entry 10

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The warrant did not contain an expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.