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Nasdaq · USD

CLPT

ClearPoint Neuro, Inc.

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2367
SEC CIK
0001285550
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2022 Filed Jan 4, 2022 12:18 UTC GrantCommon Stock 595 $11.54 $6,866.30
Disclosure

SEC source: 0001171520-22-000016 · doc4_991.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,799

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $11.54 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2021.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 12:18 UTC GrantCommon Stock 730 $11.54 $8,424.20
Disclosure

SEC source: 0001171520-22-000015 · doc4_990.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,263

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $11.54 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2021.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 12:17 UTC GrantCommon Stock 644 $11.54 $7,431.76
Disclosure

SEC source: 0001171520-22-000014 · doc4_989.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,273

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $11.54 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2021.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 12:16 UTC GrantCommon Stock 2,003 $11.54 $23,114.62
Disclosure

SEC source: 0001171520-22-000013 · doc4_988.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,201

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $11.54 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2021.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:46 UTC
BURNETT JOSEPHDirector · CEO and President
SaleCommon Stock 10,000 $16.88 $168,800.00
Disclosure

SEC source: 0001420506-21-001558 · doc4_978.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,787

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 22:24 UTC GrantStock Options (right to buy) · Derivative 6,696 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001420506-21-001450 · doc4_976.xml · derivative · entry 2

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,696

Underlying: Common Stock · 6,696 shares

Expires 2031-11-02

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the first anniversary of the grant date.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 22:24 UTC GrantCommon Stock 3,426 $0.00 $0.00
Disclosure

SEC source: 0001420506-21-001450 · doc4_976.xml · nonDerivative · entry 1

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,426

F1 · shares: The shares are restricted stock and will vest in full on the first anniversary of the grant date.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:15 UTC GrantCommon Stock 1,290 $17.92 $23,116.80
Disclosure

SEC source: 0001420506-21-001362 · doc4_971.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,198

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $17.92 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended October 1, 2021.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:13 UTC GrantCommon Stock 414 $17.92 $7,418.88
Disclosure

SEC source: 0001420506-21-001359 · doc4_969.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,629

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $17.92 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended October 1, 2021.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:14 UTC GrantCommon Stock 383 $17.92 $6,863.36
Disclosure

SEC source: 0001420506-21-001361 · doc4_972.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,204

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $17.92 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended October 1, 2021.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:14 UTC GrantCommon Stock 470 $17.92 $8,422.40
Disclosure

SEC source: 0001420506-21-001360 · doc4_970.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,533

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $17.92 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended October 1, 2021.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:03 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 4,958 $17.22 $85,376.76
Disclosure

SEC source: 0001420506-21-001354 · doc4_968.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,465

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
September 21, 2021 Filed Sep 21, 2021 20:40 UTC
BURNETT JOSEPHDirector · CEO and President
SaleCommon Stock 9,637 $17.98 $173,273.26
Disclosure

SEC source: 0001420506-21-001352 · doc4_967.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,787

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 16:08 UTC
Piferi Peter G.Chief Operating Officer
GrantStock Options (right to buy) · Derivative 4,406 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001420506-21-001338 · doc4_964.xml · derivative · entry 2

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406

Underlying: Common Stock · 4,406 shares

Expires 2031-08-20

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 16:08 UTC
Piferi Peter G.Chief Operating Officer
GrantCommon Stock 2,203 $0.00 $0.00
Disclosure

SEC source: 0001420506-21-001338 · doc4_964.xml · nonDerivative · entry 1

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,739

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:08 UTC
D'Alessandro DaniloChief Financial Officer
GrantStock Options (right to buy) · Derivative 11,750 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001420506-21-001339 · doc4_962.xml · derivative · entry 2

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

Underlying: Common Stock · 11,750 shares

Expires 2031-08-20

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:08 UTC
D'Alessandro DaniloChief Financial Officer
GrantCommon Stock 5,875 $0.00 $0.00
Disclosure

SEC source: 0001420506-21-001339 · doc4_962.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,423

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:07 UTC
BURNETT JOSEPHDirector · CEO and President
GrantStock Options (right to buy) · Derivative 29,377 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001420506-21-001337 · doc4_963.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,377

Underlying: Common Stock · 29,377 shares

Expires 2031-08-20

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:07 UTC
BURNETT JOSEPHDirector · CEO and President
GrantCommon Stock 14,688 $0.00 $0.00
Disclosure

SEC source: 0001420506-21-001337 · doc4_963.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,424

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 16, 2021 Filed Aug 20, 2021 19:35 UTC
Piferi Peter G.Chief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 8,929 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001420506-21-001333 · doc4_961.xml · derivative · entry 3

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,928

Underlying: Common Stock · 8,929 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 20, 2021 19:35 UTC
Piferi Peter G.Chief Operating Officer
Tax withholdingCommon Stock 1,632 $17.89 $29,196.48
Disclosure

SEC source: 0001420506-21-001333 · doc4_961.xml · nonDerivative · entry 2

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,536

Read SEC document
August 16, 2021 Filed Aug 20, 2021 19:35 UTC
Piferi Peter G.Chief Operating Officer
Exercise / conversionCommon Stock 8,929 $3.47 $30,983.63
Disclosure

SEC source: 0001420506-21-001333 · doc4_961.xml · nonDerivative · entry 1

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 17:04 UTC
Piferi Peter G.Chief Operating Officer
Tax withholdingCommon Stock 1,454 $17.70 $25,735.80
Disclosure

SEC source: 0001420506-21-001322 · doc4_958.xml · nonDerivative · entry 1

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,239

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:07 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 7,353 $17.70 $130,148.10
Disclosure

SEC source: 0001420506-21-001323 · doc4_957.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,736

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 23, 2021 Filed Aug 4, 2021 20:30 UTC
Piferi Peter G.Chief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001420506-21-000944 · doc4_955.xml · derivative · entry 7

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2027-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2021 Filed Aug 4, 2021 20:30 UTC
Piferi Peter G.Chief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 4,464 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001420506-21-000944 · doc4_955.xml · derivative · entry 6

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,857

Underlying: Common Stock · 4,464 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2021 Filed Aug 4, 2021 20:30 UTC
Piferi Peter G.Chief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 3,141 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001420506-21-000944 · doc4_955.xml · derivative · entry 5

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,565

Underlying: Common Stock · 3,141 shares

Expires 2030-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2021 Filed Aug 4, 2021 20:30 UTC
Piferi Peter G.Chief Operating Officer
Tax withholdingCommon Stock 3,856 $20.15 $77,698.40
Disclosure

SEC source: 0001420506-21-000944 · doc4_955.xml · nonDerivative · entry 4

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,693

Read SEC document
July 23, 2021 Filed Aug 4, 2021 20:30 UTC
Piferi Peter G.Chief Operating Officer
Exercise / conversionCommon Stock 20,000 $2.60 $52,000.00
Disclosure

SEC source: 0001420506-21-000944 · doc4_955.xml · nonDerivative · entry 3

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2021 Filed Aug 4, 2021 20:30 UTC
Piferi Peter G.Chief Operating Officer
Exercise / conversionCommon Stock 4,464 $3.47 $15,490.08
Disclosure

SEC source: 0001420506-21-000944 · doc4_955.xml · nonDerivative · entry 2

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2021 Filed Aug 4, 2021 20:30 UTC
Piferi Peter G.Chief Operating Officer
Exercise / conversionCommon Stock 3,141 $3.24 $10,176.84
Disclosure

SEC source: 0001420506-21-000944 · doc4_955.xml · nonDerivative · entry 1

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 11:35 UTC GrantStock Options (right to buy) · Derivative 7,172 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001420506-21-000894 · doc4_951.xml · derivative · entry 2

FALLON LYNNETTE C · CIK 0001195654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172

Underlying: Common Stock · 7,172 shares

Expires 2031-07-15

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the first anniversary of the grant date.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 11:35 UTC GrantCommon Stock 3,586 $0.00 $0.00
Disclosure

SEC source: 0001420506-21-000894 · doc4_951.xml · nonDerivative · entry 1

FALLON LYNNETTE C · CIK 0001195654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,586

F1 · shares: The shares are restricted stock and will vest in full on the first anniversary of the grant date.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 16:08 UTC
Piferi Peter G.Chief Operating Officer
Tax withholdingCommon Stock 686 $18.54 $12,718.44
Disclosure

SEC source: 0001420506-21-000867 · doc4_948.xml · nonDerivative · entry 1

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,944

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:11 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 3,277 $18.54 $60,755.58
Disclosure

SEC source: 0001420506-21-000869 · doc4_949.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,089

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:17 UTC GrantCommon Stock 257 $20.26 $5,206.82
Disclosure

SEC source: 0001420506-21-000846 · doc4_937.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,821

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $20.26 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:17 UTC GrantCommon Stock 296 $20.26 $5,996.96
Disclosure

SEC source: 0001420506-21-000845 · doc4_938.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,063

F1 · price: 1.These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $20.26 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:17 UTC GrantCommon Stock 291 $20.26 $5,895.66
Disclosure

SEC source: 0001420506-21-000844 · doc4_936.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,215

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $20.26 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:16 UTC GrantCommon Stock 771 $20.26 $15,620.46
Disclosure

SEC source: 0001420506-21-000843 · doc4_939.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,908

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $20.26 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 30, 2021.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 12:40 UTC GrantStock Options (right to buy) · Derivative 6,006 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001171520-21-000266 · ownership.xml · derivative · entry 2

Klein Matthew B. · CIK 0001808968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,006

Underlying: Common Stock · 6,006 shares

Expires 2031-06-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 12:40 UTC GrantCommon Stock 3,003 $0.00 $0.00
Disclosure

SEC source: 0001171520-21-000266 · ownership.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,003

F1 · security: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

F1 · shares: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 12:38 UTC GrantStock Options (right to buy) · Derivative 6,006 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001171520-21-000265 · ownership.xml · derivative · entry 2

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,006

Underlying: Common Stock · 6,006 shares

Expires 2031-06-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

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June 25, 2021 Filed Jun 28, 2021 12:38 UTC GrantCommon Stock 3,003 $0.00 $0.00
Disclosure

SEC source: 0001171520-21-000265 · ownership.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,767

F1 · shares: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

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June 25, 2021 Filed Jun 28, 2021 12:36 UTC GrantStock Options (right to buy) · Derivative 6,006 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001171520-21-000264 · ownership.xml · derivative · entry 2

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,006

Underlying: Common Stock · 6,006 shares

Expires 2031-06-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

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June 25, 2021 Filed Jun 28, 2021 12:36 UTC GrantCommon Stock 3,003 $0.00 $0.00
Disclosure

SEC source: 0001171520-21-000264 · ownership.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,924

F1 · shares: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

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June 25, 2021 Filed Jun 28, 2021 12:34 UTC GrantStock Options (right to buy) · Derivative 6,006 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001171520-21-000263 · ownership.xml · derivative · entry 2

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,006

Underlying: Common Stock · 6,006 shares

Expires 2031-06-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

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June 25, 2021 Filed Jun 28, 2021 12:34 UTC GrantCommon Stock 3,003 $0.00 $0.00
Disclosure

SEC source: 0001171520-21-000263 · ownership.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,564

F1 · shares: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

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June 25, 2021 Filed Jun 28, 2021 12:33 UTC GrantStock Options (right to buy) · Derivative 6,006 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001171520-21-000262 · ownership.xml · derivative · entry 2

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,006

Underlying: Common Stock · 6,006 shares

Expires 2031-06-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

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June 25, 2021 Filed Jun 28, 2021 12:33 UTC GrantCommon Stock 3,003 $0.00 $0.00
Disclosure

SEC source: 0001171520-21-000262 · ownership.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,137

F1 · security: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

F1 · shares: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2022 annual meeting of stockholders.

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June 21, 2021 Filed Jun 22, 2021 22:49 UTC
BURNETT JOSEPHDirector · CEO and President
SaleCommon Stock 25,000 $18.57 $464,250.00
Disclosure

SEC source: 0001420506-21-000838 · doc4_935.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,366

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.