Tapewire

Nasdaq · USD

CLPT

ClearPoint Neuro, Inc.

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Tapewire entity
2367
SEC CIK
0001285550
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2023 Filed Mar 8, 2023 21:51 UTC
SABRA MAZINChief Operating Officer
GrantRestricted Stock Units · Derivative 34,567 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000027 · wf-form4_167831225156484.xml · derivative · entry 2

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

Underlying: Common Stock · 34,567 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F3 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:51 UTC
SABRA MAZINChief Operating Officer
GrantStock Options (right to buy) · Derivative 11,522 $0.00 Strike: $8.10 $0.00
Disclosure

SEC source: 0001285550-23-000027 · wf-form4_167831225156484.xml · derivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,522

Underlying: Common Stock · 11,522 shares

Expires 2033-03-06

F1 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:39 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
Tax withholdingCommon Stock 514 $8.55 $4,394.70
Disclosure

SEC source: 0001285550-23-000016 · wf-form4_167718836083205.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,906

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:59 UTC GrantCommon Stock 1,399 $7.97 $11,150.03
Disclosure

SEC source: 0001285550-23-000008 · wf-form4_167287314329964.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,038

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $7.97 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending December 30, 2022.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:58 UTC GrantCommon Stock 2,175 $7.97 $17,334.75
Disclosure

SEC source: 0001285550-23-000006 · wf-form4_167287309071574.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,461

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $7.97 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending December 30, 2022.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:58 UTC GrantCommon Stock 901 $7.97 $7,180.97
Disclosure

SEC source: 0001285550-23-000007 · wf-form4_167287312360999.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,653

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $7.97 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending December 30, 2022.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:58 UTC GrantCommon Stock 431 $7.97 $3,435.07
Disclosure

SEC source: 0001285550-23-000005 · wf-form4_167287306641198.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,453

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $7.97 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 30, 2023 19:04 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
OtherCommon Stock 728 $7.20 $5,241.60
Disclosure

SEC source: 0001285550-23-000014 · wf-form5_167510546534801.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,420

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2022 through December 30, 2022. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
December 30, 2022 Filed Jan 30, 2023 19:04 UTC
D'Alessandro DaniloChief Financial Officer
OtherCommon Stock 1,252 $7.20 $9,014.40
Disclosure

SEC source: 0001285550-23-000013 · wf-form5_167510544522847.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,729

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2022 through December 30, 2022. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
October 10, 2022 Filed Oct 11, 2022 18:29 UTC
SABRA MAZINChief Operating Officer
GrantCommon Stock 46,000 $0.00 $0.00
Disclosure

SEC source: 0001285550-22-000069 · wf-form4_166551295326851.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,900

F1 · shares: The shares are restricted stock and vest as follows: (i) one-third (1/3rd) on the first anniversary of the grant date; (ii) one-third (1/3rd) on the second anniversary of the grant date; and (iii) one-third (1/3rd) on the third anniversary of the grant date.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:18 UTC GrantCommon Stock 1,094 $10.19 $11,147.86
Disclosure

SEC source: 0001285550-22-000064 · wf-form4_166492186503764.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,639

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $10.19 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending September 30, 2022.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:17 UTC GrantCommon Stock 1,702 $10.19 $17,343.38
Disclosure

SEC source: 0001285550-22-000063 · wf-form4_166492184686141.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,286

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $10.19 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending September 30, 2022.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:17 UTC GrantCommon Stock 705 $10.19 $7,183.95
Disclosure

SEC source: 0001285550-22-000062 · wf-form4_166492182952022.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,752

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $10.19 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending September 30, 2022.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:17 UTC GrantCommon Stock 337 $10.19 $3,434.03
Disclosure

SEC source: 0001285550-22-000061 · wf-form4_166492181090364.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,022

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $10.19 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending September 30, 2022.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 17:16 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 4,958 $10.23 $50,720.34
Disclosure

SEC source: 0001285550-22-000056 · wf-form4_166481726876489.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,477

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 22:13 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
Tax withholdingCommon Stock 203 $13.24 $2,687.72
Disclosure

SEC source: 0001285550-22-000050 · wf-form4_166129276607234.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,692

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

F2 · balance_after: Includes 1,369 shares of common stock acquired through purchases pursuant to the Employee Stock Purchase Plan.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 22:13 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 1,457 $13.24 $19,290.68
Disclosure

SEC source: 0001285550-22-000051 · wf-form4_166129278397329.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,638

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 22:12 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 583 $13.24 $7,718.92
Disclosure

SEC source: 0001285550-22-000049 · wf-form4_166129274313574.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,435

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

F2 · balance_after: Includes 804 shares of common stock acquired through purchases pursuant to the Employee Stock Purchase Plan.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:47 UTC
BURNETT JOSEPHDirector · CEO and President
SaleCommon Stock 18,867 $16.07 $303,192.69
Disclosure

SEC source: 0001285550-22-000045 · wf-form4_166068282013601.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,095

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:47 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 7,778 $16.02 $124,603.56
Disclosure

SEC source: 0001285550-22-000045 · wf-form4_166068282013601.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,962

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

F2 · balance_after: Includes 2,155 shares of common stock acquired through purchases pursuant to the Employee Stock Purchase Plan.

Read SEC document
July 09, 2022 Filed Jul 12, 2022 23:04 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 6,664 $14.24 $94,895.36
Disclosure

SEC source: 0001285550-22-000036 · wf-form4_165766703828158.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,585

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 22:41 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
Tax withholdingCommon Stock 1,685 $13.87 $23,370.95
Disclosure

SEC source: 0001285550-22-000034 · wf-form4_165732008175132.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,526

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 18:38 UTC GrantCommon Stock 272 $12.63 $3,435.36
Disclosure

SEC source: 0001285550-22-000032 · wf-form4_165713269383762.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,685

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $12.63 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending June 30, 2022.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 18:38 UTC GrantCommon Stock 1,373 $12.63 $17,340.99
Disclosure

SEC source: 0001285550-22-000031 · wf-form4_165713267692568.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,584

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $12.63 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending June 30, 2022.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 18:37 UTC GrantCommon Stock 883 $12.63 $11,152.29
Disclosure

SEC source: 0001285550-22-000030 · wf-form4_165713266139806.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,545

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $12.63 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending June 30, 2022.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 18:37 UTC GrantCommon Stock 668 $12.63 $8,436.84
Disclosure

SEC source: 0001285550-22-000029 · wf-form4_165713264416431.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,047

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $12.63 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ending June 30, 2022.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:15 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
GrantStock Option (Right to Buy) · Derivative 11,685 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001285550-22-000024 · wf-form4_165523772954876.xml · derivative · entry 2

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,685

Underlying: Common Stock · 11,685 shares

Expires 2032-06-10

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:15 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
GrantCommon Stock 17,528 $0.00 $0.00
Disclosure

SEC source: 0001285550-22-000024 · wf-form4_165523772954876.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,211

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:15 UTC
BURNETT JOSEPHDirector · CEO and President
GrantStock Options (right to buy) · Derivative 46,742 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001285550-22-000023 · wf-form4_165523769683678.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,742

Underlying: Common Stock · 46,742 shares

Expires 2032-06-10

F3 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:15 UTC
BURNETT JOSEPHDirector · CEO and President
GrantCommon Stock 70,113 $0.00 $0.00
Disclosure

SEC source: 0001285550-22-000023 · wf-form4_165523769683678.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,249

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F2 · balance_after: Includes 1,349 shares of common stock acquired through purchases pursuant to the Employee Stock Purchase Plan.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:14 UTC
D'Alessandro DaniloChief Financial Officer
GrantStock Options (right to buy) · Derivative 15,600 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001285550-22-000022 · wf-form4_165523765989689.xml · derivative · entry 2

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2032-06-10

F3 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:14 UTC
D'Alessandro DaniloChief Financial Officer
GrantCommon Stock 23,400 $0.00 $0.00
Disclosure

SEC source: 0001285550-22-000022 · wf-form4_165523765989689.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,214

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F2 · balance_after: Includes 1,349 shares of common stock acquired through purchases pursuant to the Employee Stock Purchase Plan.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:27 UTC GrantStock Options (right to buy) · Derivative 6,179 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001420506-22-001135 · doc4_1012.xml · derivative · entry 2

Klein Matthew B. · CIK 0001808968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 6,179 shares

Expires 2032-05-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:27 UTC GrantCommon Stock 9,269 $0.00 $0.00
Disclosure

SEC source: 0001420506-22-001135 · doc4_1012.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272

F1 · price: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:36 UTC GrantStock Options (right to buy) · Derivative 6,179 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001420506-22-001145 · doc4_1008.xml · derivative · entry 2

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 6,179 shares

Expires 2032-05-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:36 UTC GrantCommon Stock 9,269 $0.00 $0.00
Disclosure

SEC source: 0001420506-22-001145 · doc4_1008.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,211

F1 · price: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:34 UTC GrantStock Options (right to buy) · Derivative 6,179 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001420506-22-001143 · doc4_1010.xml · derivative · entry 2

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 6,179 shares

Expires 2032-05-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

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May 25, 2022 Filed May 27, 2022 20:34 UTC GrantCommon Stock 9,269 $0.00 $0.00
Disclosure

SEC source: 0001420506-22-001143 · doc4_1010.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,413

F1 · price: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:31 UTC GrantStock Options (right to buy) · Derivative 6,179 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001420506-22-001140 · doc4_1013.xml · derivative · entry 2

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 6,179 shares

Expires 2032-05-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:31 UTC GrantCommon Stock 9,269 $0.00 $0.00
Disclosure

SEC source: 0001420506-22-001140 · doc4_1013.xml · nonDerivative · entry 1

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,695

F1 · price: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders

Read SEC document
May 25, 2022 Filed May 27, 2022 20:30 UTC GrantStock Options (right to buy) · Derivative 6,179 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001420506-22-001139 · doc4_1009.xml · derivative · entry 2

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 6,179 shares

Expires 2032-05-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:30 UTC GrantCommon Stock 9,269 $0.00 $0.00
Disclosure

SEC source: 0001420506-22-001139 · doc4_1009.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,379

F1 · price: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:27 UTC GrantStock Options (right to buy) · Derivative 6,179 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001420506-22-001136 · doc4_1014.xml · derivative · entry 2

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 6,179 shares

Expires 2032-05-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:27 UTC GrantCommon Stock 9,269 $0.00 $0.00
Disclosure

SEC source: 0001420506-22-001136 · doc4_1014.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,662

F1 · price: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:19 UTC GrantStock Options (right to buy) · Derivative 6,179 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001420506-22-001131 · doc4_1007.xml · derivative · entry 2

FALLON LYNNETTE C · CIK 0001195654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 6,179 shares

Expires 2032-05-25

F2 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:19 UTC GrantCommon Stock 9,269 $0.00 $0.00
Disclosure

SEC source: 0001420506-22-001131 · doc4_1007.xml · nonDerivative · entry 1

FALLON LYNNETTE C · CIK 0001195654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,855

F1 · price: The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:10 UTC GrantCommon Stock 1,120 $9.96 $11,155.20
Disclosure

SEC source: 0001171520-22-000239 · eps10158.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,393

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $9.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 31, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:08 UTC GrantCommon Stock 847 $9.96 $8,436.12
Disclosure

SEC source: 0001171520-22-000237 · eps10157.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,110

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $9.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 31, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:05 UTC GrantCommon Stock 345 $9.96 $3,436.20
Disclosure

SEC source: 0001171520-22-000235 · eps10156.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,144

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $9.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 31, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:03 UTC GrantCommon Stock 1,741 $9.96 $17,340.36
Disclosure

SEC source: 0001171520-22-000233 · eps10159.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,942

F1 · price: These shares were issued pursuant to the issuer's Third Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $9.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 31, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.