Tapewire

Nasdaq · USD

CLPT

ClearPoint Neuro, Inc.

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Tapewire entity
2367
SEC CIK
0001285550
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2024 Filed Mar 8, 2024 21:41 UTC
SABRA MAZINChief Operating Officer
Tax withholdingCommon Stock 3,463 $6.24 $21,609.12
Disclosure

SEC source: 0001285550-24-000026 · wk-form4_1709934073.xml · nonDerivative · entry 2

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,889

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:41 UTC
SABRA MAZINChief Operating Officer
Exercise / conversionCommon Stock 6,913 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000026 · wk-form4_1709934073.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:40 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000024 · wk-form4_1709933995.xml · derivative · entry 3

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,530

Underlying: Common Stock · 9,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:40 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 4,718 $6.24 $29,440.32
Disclosure

SEC source: 0001285550-24-000024 · wk-form4_1709933995.xml · nonDerivative · entry 2

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,594

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:40 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionCommon Stock 9,383 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000024 · wk-form4_1709933995.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:39 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 23,704 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000023 · wk-form4_1709933958.xml · derivative · entry 3

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,814

Underlying: Common Stock · 23,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:39 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 11,066 $6.24 $69,051.84
Disclosure

SEC source: 0001285550-24-000023 · wk-form4_1709933958.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,364

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:39 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionCommon Stock 23,704 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000023 · wk-form4_1709933958.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 23:12 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
Tax withholdingCommon Stock 1,039 $7.49 $7,782.11
Disclosure

SEC source: 0001285550-24-000018 · wk-form4_1708729921.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,985

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 16:57 UTC GrantCommon Stock 1,643 $6.79 $11,155.97
Disclosure

SEC source: 0001285550-24-000006 · wk-form4_1704301034.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,768

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at December 29, 2023.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 16:56 UTC GrantCommon Stock 1,058 $6.79 $7,183.82
Disclosure

SEC source: 0001285550-24-000005 · wk-form4_1704301006.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,988

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at December 29, 2023.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 16:56 UTC GrantCommon Stock 851 $6.79 $5,778.29
Disclosure

SEC source: 0001285550-24-000004 · wk-form4_1704300979.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,947

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at December 29, 2023.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:52 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
GrantCommon Stock 378 $5.77 $2,181.06
Disclosure

SEC source: 0001285550-24-000014 · wk-form4_1704333148.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,024

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2023 through December 31, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first business day or last business day of the purchase period.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:52 UTC
SABRA MAZINChief Operating Officer
GrantCommon Stock 590 $5.77 $3,404.30
Disclosure

SEC source: 0001285550-24-000013 · wk-form4_1704333115.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,439

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2023 through December 31, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first business day or last business day of the purchase period.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:51 UTC
D'Alessandro DaniloChief Financial Officer
GrantCommon Stock 1,479 $5.77 $8,533.83
Disclosure

SEC source: 0001285550-24-000012 · wk-form4_1704333082.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,929

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2023 through December 31, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first business day or last business day of the purchase period.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 01:51 UTC
BURNETT JOSEPHDirector · CEO and President
GrantCommon Stock 1,067 $5.77 $6,156.59
Disclosure

SEC source: 0001285550-24-000011 · wk-form4_1704333050.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,726

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2023 through December 31, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first business day or last business day of the purchase period.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 18:44 UTC
SABRA MAZINChief Operating Officer
Tax withholdingCommon Stock 7,603 $5.04 $38,319.12
Disclosure

SEC source: 0001285550-23-000109 · wf-form4_169713626073950.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,849

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 16:41 UTC GrantCommon Stock 2,226 $5.01 $11,152.26
Disclosure

SEC source: 0001285550-23-000106 · wf-form4_169635129528956.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,125

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at September 30, 2023.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 16:41 UTC GrantCommon Stock 1,153 $5.01 $5,776.53
Disclosure

SEC source: 0001285550-23-000105 · wf-form4_169635127726527.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,096

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at September 30, 2023.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 16:41 UTC GrantCommon Stock 1,434 $5.01 $7,184.34
Disclosure

SEC source: 0001285550-23-000104 · wf-form4_169635125838802.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,930

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at September 30, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 16:42 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 4,958 $5.01 $24,839.58
Disclosure

SEC source: 0001285550-23-000107 · wf-form4_169635131410828.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,450

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 20:37 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 1,166 $5.34 $6,226.44
Disclosure

SEC source: 0001285550-23-000099 · wf-form4_169273661063922.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,408

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 20:32 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 6,122 $6.58 $40,282.76
Disclosure

SEC source: 0001285550-23-000088 · wf-form4_168910751319479.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,659

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 16:28 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
Tax withholdingCommon Stock 1,730 $6.53 $11,296.90
Disclosure

SEC source: 0001285550-23-000086 · wf-form4_168874732835644.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,646

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:46 UTC GrantCommon Stock 798 $7.24 $5,777.52
Disclosure

SEC source: 0001285550-23-000080 · wf-form4_168859358344306.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,943

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at June 30, 2023.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:46 UTC GrantCommon Stock 1,540 $7.24 $11,149.60
Disclosure

SEC source: 0001285550-23-000079 · wf-form4_168859356652618.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,899

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at June 30, 2023.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:46 UTC GrantCommon Stock 992 $7.24 $7,182.08
Disclosure

SEC source: 0001285550-23-000078 · wf-form4_168859355434556.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,496

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at June 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:47 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
GrantCommon Stock 2,682 $6.15 $16,494.30
Disclosure

SEC source: 0001285550-23-000083 · wf-form4_168859365052991.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,376

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2023 through June 30, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:47 UTC
BURNETT JOSEPHDirector · CEO and President
GrantCommon Stock 2,095 $6.15 $12,884.25
Disclosure

SEC source: 0001285550-23-000084 · wf-form4_168859366246419.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,781

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2023 through June 30, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:47 UTC
SABRA MAZINChief Operating Officer
GrantCommon Stock 552 $6.15 $3,394.80
Disclosure

SEC source: 0001285550-23-000082 · wf-form4_168859363723465.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,452

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2023 through June 30, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:47 UTC
D'Alessandro DaniloChief Financial Officer
GrantCommon Stock 1,371 $6.15 $8,431.65
Disclosure

SEC source: 0001285550-23-000081 · wf-form4_168859361026445.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,574

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2023 through June 30, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 21:02 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
Tax withholdingCommon Stock 1,212 $6.91 $8,374.92
Disclosure

SEC source: 0001285550-23-000069 · wf-form4_168669013184744.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,694

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 21:02 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 6,952 $6.91 $48,038.32
Disclosure

SEC source: 0001285550-23-000070 · wf-form4_168669014858066.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,686

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 21:02 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 2,526 $6.91 $17,454.66
Disclosure

SEC source: 0001285550-23-000068 · wf-form4_168669011513033.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,203

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
May 25, 2023 Filed May 26, 2023 18:11 UTC GrantRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000062 · wf-form4_168512466161562.xml · derivative · entry 1

Klein Matthew B. · CIK 0001808968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,153

Underlying: Common Stock · 17,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

Read SEC document
May 25, 2023 Filed May 26, 2023 18:11 UTC GrantRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000064 · wf-form4_168512470141759.xml · derivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,153

Underlying: Common Stock · 17,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

Read SEC document
May 25, 2023 Filed May 26, 2023 18:11 UTC GrantRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000063 · wf-form4_168512468308665.xml · derivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,153

Underlying: Common Stock · 17,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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May 25, 2023 Filed May 26, 2023 18:10 UTC GrantRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000061 · wf-form4_168512464277542.xml · derivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,153

Underlying: Common Stock · 17,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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May 25, 2023 Filed May 26, 2023 18:10 UTC GrantRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000060 · wf-form4_168512461255569.xml · derivative · entry 1

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,153

Underlying: Common Stock · 17,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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May 25, 2023 Filed May 26, 2023 18:10 UTC GrantRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000059 · wf-form4_168512457667509.xml · derivative · entry 1

FALLON LYNNETTE C · CIK 0001195654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,153

Underlying: Common Stock · 17,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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May 25, 2023 Filed May 26, 2023 18:09 UTC GrantRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000058 · wf-form4_168512454525270.xml · derivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,153

Underlying: Common Stock · 17,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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April 03, 2023 Filed Apr 4, 2023 20:57 UTC GrantCommon Stock 1,321 $8.44 $11,149.24
Disclosure

SEC source: 0001285550-23-000039 · wf-form4_168064184614156.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,359

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at March 31, 2023.

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April 03, 2023 Filed Apr 4, 2023 20:57 UTC GrantCommon Stock 684 $8.44 $5,772.96
Disclosure

SEC source: 0001285550-23-000038 · wf-form4_168064182283698.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,145

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at March 31, 2023.

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April 03, 2023 Filed Apr 4, 2023 20:56 UTC GrantCommon Stock 851 $8.44 $7,182.44
Disclosure

SEC source: 0001285550-23-000037 · wf-form4_168064180220234.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,504

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at March 31, 2023.

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March 06, 2023 Filed Mar 8, 2023 21:51 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
GrantRestricted Stock Units · Derivative 44,444 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000029 · wf-form4_167831228291190.xml · derivative · entry 2

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,444

Underlying: Common Stock · 44,444 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F3 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

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March 06, 2023 Filed Mar 8, 2023 21:51 UTC
STIGALL L. JEREMYGM, Biologics & Drug Delivery
GrantStock Option (Right to Buy) · Derivative 14,814 $0.00 Strike: $8.10 $0.00
Disclosure

SEC source: 0001285550-23-000029 · wf-form4_167831228291190.xml · derivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · GM, Biologics & Drug Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,814

Underlying: Common Stock · 14,814 shares

Expires 2033-03-06

F1 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

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March 06, 2023 Filed Mar 8, 2023 21:51 UTC
BURNETT JOSEPHDirector · CEO and President
GrantRestricted Stock Units · Derivative 118,518 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000030 · wf-form4_167831230569599.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,518

Underlying: Common Stock · 118,518 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F3 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

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March 06, 2023 Filed Mar 8, 2023 21:51 UTC
BURNETT JOSEPHDirector · CEO and President
GrantStock Options (right to buy) · Derivative 39,506 $0.00 Strike: $8.10 $0.00
Disclosure

SEC source: 0001285550-23-000030 · wf-form4_167831230569599.xml · derivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,506

Underlying: Common Stock · 39,506 shares

Expires 2033-03-06

F1 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

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March 06, 2023 Filed Mar 8, 2023 21:51 UTC
D'Alessandro DaniloChief Financial Officer
GrantRestricted Stock Units · Derivative 46,913 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000028 · wf-form4_167831226592079.xml · derivative · entry 2

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,913

Underlying: Common Stock · 46,913 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F3 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

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March 06, 2023 Filed Mar 8, 2023 21:51 UTC
D'Alessandro DaniloChief Financial Officer
GrantStock Options (right to buy) · Derivative 15,637 $0.00 Strike: $8.10 $0.00
Disclosure

SEC source: 0001285550-23-000028 · wf-form4_167831226592079.xml · derivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,637

Underlying: Common Stock · 15,637 shares

Expires 2033-03-06

F1 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.