Tapewire

Nasdaq · USD

CLPT

ClearPoint Neuro, Inc.

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Tapewire entity
2367
SEC CIK
0001285550
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2024 Filed Oct 2, 2024 20:22 UTC GrantCommon Stock 515 $11.21 $5,773.15
Disclosure

SEC source: 0001285550-24-000112 · wk-form4_1727900515.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,537

F1 · price: These shares were issued pursuant to the issuer's Fifth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at September 30, 2024.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:18 UTC
STIGALL L. JEREMYChief Business Officer
Tax withholdingCommon Stock 420 $11.26 $4,729.20
Disclosure

SEC source: 0001285550-24-000104 · wk-form4_1724271531.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,272

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:18 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 1,191 $11.26 $13,410.66
Disclosure

SEC source: 0001285550-24-000103 · wk-form4_1724271506.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,492

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:18 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 3,236 $11.26 $36,437.36
Disclosure

SEC source: 0001285550-24-000102 · wk-form4_1724271484.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,625

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:22 UTC GrantCommon Stock 550 $5.39 $2,964.50
Disclosure

SEC source: 0001285550-24-000087 · wk-form4_1719955342.xml · nonDerivative · entry 1

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,834

F1 · price: These shares were issued pursuant to the issuer's Fifth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at June 28, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:21 UTC GrantCommon Stock 1,333 $5.39 $7,184.87
Disclosure

SEC source: 0001285550-24-000086 · wk-form4_1719955307.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,530

F1 · price: These shares were issued pursuant to the issuer's Fifth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at June 28, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:20 UTC GrantCommon Stock 1,072 $5.39 $5,778.08
Disclosure

SEC source: 0001285550-24-000085 · wk-form4_1719955251.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,022

F1 · price: These shares were issued pursuant to the issuer's Fifth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at June 28, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:19 UTC GrantCommon Stock 2,069 $5.39 $11,151.91
Disclosure

SEC source: 0001285550-24-000084 · wk-form4_1719955190.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,630

F1 · price: These shares were issued pursuant to the issuer's Fifth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at June 28, 2024.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:26 UTC
STIGALL L. JEREMYChief Business Officer
GrantCommon Stock 3,500 $4.58 $16,030.00
Disclosure

SEC source: 0001285550-24-000090 · wk-form4_1719955559.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,692

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2024 through June 30, 2024. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:26 UTC
SABRA MAZINChief Operating Officer
GrantCommon Stock 767 $4.58 $3,512.86
Disclosure

SEC source: 0001285550-24-000091 · wk-form4_1719955601.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,656

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2024 through June 30, 2024. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:25 UTC
BURNETT JOSEPHDirector · CEO and President
GrantCommon Stock 3,500 $4.58 $16,030.00
Disclosure

SEC source: 0001285550-24-000089 · wk-form4_1719955526.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,861

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2024 through June 30, 2024. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:23 UTC
D'Alessandro DaniloChief Financial Officer
GrantCommon Stock 1,913 $4.58 $8,761.54
Disclosure

SEC source: 0001285550-24-000088 · wk-form4_1719955403.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,683

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2024 through June 30, 2024. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 23:32 UTC
STIGALL L. JEREMYChief Business Officer
Tax withholdingCommon Stock 2,502 $5.74 $14,361.48
Disclosure

SEC source: 0001285550-24-000082 · wk-form4_1718148767.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,192

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 23:32 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 4,824 $5.74 $27,689.76
Disclosure

SEC source: 0001285550-24-000081 · wk-form4_1718148728.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,770

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 23:31 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 14,003 $5.74 $80,377.22
Disclosure

SEC source: 0001285550-24-000080 · wk-form4_1718148703.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,361

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:39 UTC
STIGALL L. JEREMYChief Business Officer
GrantRestricted Stock Units · Derivative 77,487 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000075 · wk-form4_1716410373.xml · derivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,487

Underlying: Common Stock · 77,487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:40 UTC
SABRA MAZINChief Operating Officer
GrantRestricted Stock Units · Derivative 65,252 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000076 · wk-form4_1716410428.xml · derivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,252

Underlying: Common Stock · 65,252 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:39 UTC
D'Alessandro DaniloChief Financial Officer
GrantRestricted Stock Units · Derivative 81,566 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000074 · wk-form4_1716410328.xml · derivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,566

Underlying: Common Stock · 81,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:38 UTC
BURNETT JOSEPHDirector · CEO and President
GrantRestricted Stock Units · Derivative 212,071 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000073 · wk-form4_1716410286.xml · derivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,071

Underlying: Common Stock · 212,071 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:27 UTC GrantRestricted Stock Units · Derivative 21,093 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000070 · wk-form4_1715977649.xml · derivative · entry 1

Klein Matthew B. · CIK 0001808968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,093

Underlying: Common Stock · 21,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:29 UTC GrantRestricted Stock Units · Derivative 21,093 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000071 · wk-form4_1715977723.xml · derivative · entry 1

FALLON LYNNETTE C · CIK 0001195654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,093

Underlying: Common Stock · 21,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:24 UTC GrantRestricted Stock Units · Derivative 21,093 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000068 · wk-form4_1715977444.xml · derivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,093

Underlying: Common Stock · 21,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:25 UTC GrantRestricted Stock Units · Derivative 21,093 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000069 · wk-form4_1715977516.xml · derivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,093

Underlying: Common Stock · 21,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:23 UTC GrantRestricted Stock Units · Derivative 21,093 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000067 · wk-form4_1715977372.xml · derivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,093

Underlying: Common Stock · 21,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:21 UTC GrantRestricted Stock Units · Derivative 21,093 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000066 · wk-form4_1715977289.xml · derivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,093

Underlying: Common Stock · 21,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:20 UTC GrantRestricted Stock Units · Derivative 21,093 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000065 · wk-form4_1715977211.xml · derivative · entry 1

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,093

Underlying: Common Stock · 21,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2025 annual meeting of stockholders.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:19 UTC Exercise / conversionRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000056 · wk-form4_1715779144.xml · derivative · entry 2

Klein Matthew B. · CIK 0001808968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:19 UTC Exercise / conversionCommon Stock 17,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000056 · wk-form4_1715779144.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:21 UTC Exercise / conversionRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000059 · wk-form4_1715779277.xml · derivative · entry 2

FALLON LYNNETTE C · CIK 0001195654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:21 UTC Exercise / conversionCommon Stock 17,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000059 · wk-form4_1715779277.xml · nonDerivative · entry 1

FALLON LYNNETTE C · CIK 0001195654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:20 UTC Exercise / conversionRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000058 · wk-form4_1715779234.xml · derivative · entry 2

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:20 UTC Exercise / conversionCommon Stock 17,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000058 · wk-form4_1715779234.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:19 UTC Exercise / conversionRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000057 · wk-form4_1715779184.xml · derivative · entry 2

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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May 14, 2024 Filed May 15, 2024 13:19 UTC Exercise / conversionCommon Stock 17,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000057 · wk-form4_1715779184.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:18 UTC Exercise / conversionRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000055 · wk-form4_1715779095.xml · derivative · entry 2

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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May 14, 2024 Filed May 15, 2024 13:18 UTC Exercise / conversionCommon Stock 17,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000055 · wk-form4_1715779095.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:17 UTC Exercise / conversionRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000054 · wk-form4_1715779047.xml · derivative · entry 2

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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May 14, 2024 Filed May 15, 2024 13:17 UTC Exercise / conversionCommon Stock 17,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000054 · wk-form4_1715779047.xml · nonDerivative · entry 1

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:16 UTC Exercise / conversionRestricted Stock Units · Derivative 17,153 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000053 · wk-form4_1715779003.xml · derivative · entry 2

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

F2 · derivative.expiration_date: On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.

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May 14, 2024 Filed May 15, 2024 13:16 UTC Exercise / conversionCommon Stock 17,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000053 · wk-form4_1715779003.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 20:44 UTC GrantCommon Stock 850 $6.80 $5,780.00
Disclosure

SEC source: 0001285550-24-000043 · wk-form4_1712090634.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,797

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at March 28, 2024.

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April 01, 2024 Filed Apr 2, 2024 20:43 UTC GrantCommon Stock 1,056 $6.80 $7,180.80
Disclosure

SEC source: 0001285550-24-000042 · wk-form4_1712090587.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,044

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at March 28, 2024.

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April 01, 2024 Filed Apr 2, 2024 20:42 UTC GrantCommon Stock 436 $6.80 $2,964.80
Disclosure

SEC source: 0001285550-24-000041 · wk-form4_1712090533.xml · nonDerivative · entry 1

LIAU LINDA M. · CIK 0001890712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,131

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at March 28, 2024.

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April 01, 2024 Filed Apr 2, 2024 20:41 UTC GrantCommon Stock 1,640 $6.80 $11,152.00
Disclosure

SEC source: 0001285550-24-000040 · wk-form4_1712090489.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,408

F1 · price: These shares were issued pursuant to the issuer's Fourth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at March 28, 2024.

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March 11, 2024 Filed Mar 13, 2024 20:52 UTC
STIGALL L. JEREMYChief Business Officer
GrantRestricted Stock Units · Derivative 16,583 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000035 · wk-form4_1710363125.xml · derivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,583

Underlying: Common Stock · 16,583 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 50% of the total shares on the first anniversary of the grant date and (ii) 50% of the total shares on the second anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 50% of the total shares on the first anniversary of the grant date and (ii) 50% of the total shares on the second anniversary of the grant date.

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March 11, 2024 Filed Mar 13, 2024 20:51 UTC
D'Alessandro DaniloChief Financial Officer
GrantRestricted Stock Units · Derivative 8,291 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000034 · wk-form4_1710363084.xml · derivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,291

Underlying: Common Stock · 8,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 50% of the total shares on the first anniversary of the grant date and (ii) 50% of the total shares on the second anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 50% of the total shares on the first anniversary of the grant date and (ii) 50% of the total shares on the second anniversary of the grant date.

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March 06, 2024 Filed Mar 8, 2024 21:40 UTC
STIGALL L. JEREMYChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 8,889 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000025 · wk-form4_1709934037.xml · derivative · entry 3

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,555

Underlying: Common Stock · 8,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:40 UTC
STIGALL L. JEREMYChief Business Officer
Tax withholdingCommon Stock 3,180 $6.24 $19,843.20
Disclosure

SEC source: 0001285550-24-000025 · wk-form4_1709934037.xml · nonDerivative · entry 2

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,694

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

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March 06, 2024 Filed Mar 8, 2024 21:40 UTC
STIGALL L. JEREMYChief Business Officer
Exercise / conversionCommon Stock 8,889 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000025 · wk-form4_1709934037.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:41 UTC
SABRA MAZINChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000026 · wk-form4_1709934073.xml · derivative · entry 3

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,654

Underlying: Common Stock · 6,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.