Tapewire

Nasdaq · USD

CLPT

ClearPoint Neuro, Inc.

Export transactions ↓
Tapewire entity
2367
SEC CIK
0001285550
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2026 Filed Mar 16, 2026 18:53 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 32,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-108089 · ownership.xml · derivative · entry 3

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,626

Underlying: Common Stock · 32,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:53 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 16,601 $11.53 $191,409.53
Disclosure

SEC source: 0001193125-26-108089 · ownership.xml · nonDerivative · entry 2

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,684

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:53 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionCommon Stock 32,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-108089 · ownership.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:46 UTC
SABRA MAZINChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 26,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-108071 · ownership.xml · derivative · entry 3

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,101

Underlying: Common Stock · 26,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:46 UTC
SABRA MAZINChief Operating Officer
Tax withholdingCommon Stock 13,281 $11.53 $153,129.93
Disclosure

SEC source: 0001193125-26-108071 · ownership.xml · nonDerivative · entry 2

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,343

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:46 UTC
SABRA MAZINChief Operating Officer
Exercise / conversionCommon Stock 26,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-108071 · ownership.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:51 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 84,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-108083 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,828

Underlying: Common Stock · 84,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:51 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 43,161 $11.53 $497,646.33
Disclosure

SEC source: 0001193125-26-108083 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,900

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:51 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionCommon Stock 84,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-108083 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 19:08 UTC
STIGALL L. JEREMYChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 8,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-105953 · ownership.xml · derivative · entry 3

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 19:08 UTC
STIGALL L. JEREMYChief Business Officer
Tax withholdingCommon Stock 3,224 $11.62 $37,462.88
Disclosure

SEC source: 0001193125-26-105953 · ownership.xml · nonDerivative · entry 2

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,638

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 19:08 UTC
STIGALL L. JEREMYChief Business Officer
Exercise / conversionCommon Stock 8,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-105953 · ownership.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 19:10 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-105965 · ownership.xml · derivative · entry 3

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 19:10 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 2,109 $11.62 $24,506.58
Disclosure

SEC source: 0001193125-26-105965 · ownership.xml · nonDerivative · entry 2

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,658

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 19:10 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionCommon Stock 4,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-105965 · ownership.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:00 UTC
STIGALL L. JEREMYChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 17,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100353 · ownership.xml · derivative · entry 3

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:00 UTC
STIGALL L. JEREMYChief Business Officer
Tax withholdingCommon Stock 6,913 $10.00 $69,130.00
Disclosure

SEC source: 0001193125-26-100353 · ownership.xml · nonDerivative · entry 2

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,571

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:00 UTC
STIGALL L. JEREMYChief Business Officer
Exercise / conversionCommon Stock 17,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100353 · ownership.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:03 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 47,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100364 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:03 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 22,709 $10.00 $227,090.00
Disclosure

SEC source: 0001193125-26-100364 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,232

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:03 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionCommon Stock 47,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100364 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:57 UTC
SABRA MAZINChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 13,827 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100329 · ownership.xml · derivative · entry 3

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:57 UTC
SABRA MAZINChief Operating Officer
Tax withholdingCommon Stock 7,036 $10.00 $70,360.00
Disclosure

SEC source: 0001193125-26-100329 · ownership.xml · nonDerivative · entry 2

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,523

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:57 UTC
SABRA MAZINChief Operating Officer
Exercise / conversionCommon Stock 13,827 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100329 · ownership.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:55 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 18,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100320 · ownership.xml · derivative · entry 3

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:55 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 9,548 $10.00 $95,480.00
Disclosure

SEC source: 0001193125-26-100320 · ownership.xml · nonDerivative · entry 2

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,622

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:55 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionCommon Stock 18,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100320 · ownership.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:43 UTC
STIGALL L. JEREMYChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 8,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094131 · ownership.xml · derivative · entry 3

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,424

Underlying: Common Stock · 8,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:43 UTC
STIGALL L. JEREMYChief Business Officer
Tax withholdingCommon Stock 4,506 $8.84 $39,833.04
Disclosure

SEC source: 0001193125-26-094131 · ownership.xml · nonDerivative · entry 2

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,706

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:43 UTC
STIGALL L. JEREMYChief Business Officer
Exercise / conversionCommon Stock 8,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094131 · ownership.xml · nonDerivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:46 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094144 · ownership.xml · derivative · entry 3

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,328

Underlying: Common Stock · 10,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:46 UTC
D'Alessandro DaniloChief Financial Officer
Tax withholdingCommon Stock 5,257 $8.84 $46,471.88
Disclosure

SEC source: 0001193125-26-094144 · ownership.xml · nonDerivative · entry 2

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,405

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:46 UTC
D'Alessandro DaniloChief Financial Officer
Exercise / conversionCommon Stock 10,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094144 · ownership.xml · nonDerivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:48 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 26,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094153 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,273

Underlying: Common Stock · 26,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:48 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 9,533 $8.84 $84,271.72
Disclosure

SEC source: 0001193125-26-094153 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,534

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:48 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionCommon Stock 26,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094153 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:25 UTC
SABRA MAZINChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094034 · ownership.xml · derivative · entry 3

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,568

Underlying: Common Stock · 6,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:25 UTC
SABRA MAZINChief Operating Officer
Tax withholdingCommon Stock 3,380 $8.84 $29,879.20
Disclosure

SEC source: 0001193125-26-094034 · ownership.xml · nonDerivative · entry 2

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,732

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:25 UTC
SABRA MAZINChief Operating Officer
Exercise / conversionCommon Stock 6,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094034 · ownership.xml · nonDerivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:07 UTC
BURNETT JOSEPHDirector · CEO and President
SaleCommon Stock 19,951 $15.17 $302,656.67
Disclosure

SEC source: 0001193125-26-076586 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 193,231

F1 · kind: The sale of shares reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $15.15 to $15.25. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Reflects 934 shares previously owned by the Joseph M. Burnett Trust dated 10/20/2022 (the "Trust") which were transferred to the Reporting Person as direct ownership on February 6, 2026.

F4 · ownership.nature: These shares are owned directly by the Trust and indirectly by Joseph M. Burnett as trustee of the trust.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:11 UTC
STIGALL L. JEREMYChief Business Officer
GrantRestricted Stock Units · Derivative 51,546 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059382 · ownership.xml · derivative · entry 1

STIGALL L. JEREMY · CIK 0001929859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,546

Underlying: Common Stock · 51,546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:09 UTC
D'Alessandro DaniloChief Financial Officer
GrantRestricted Stock Units · Derivative 66,273 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059367 · ownership.xml · derivative · entry 1

D'Alessandro Danilo · CIK 0001825163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,273

Underlying: Common Stock · 66,273 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:13 UTC
SABRA MAZINChief Operating Officer
GrantRestricted Stock Units · Derivative 36,818 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059398 · ownership.xml · derivative · entry 1

SABRA MAZIN · CIK 0001947604 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,818

Underlying: Common Stock · 36,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:07 UTC
BURNETT JOSEPHDirector · CEO and President
GrantRestricted Stock Units · Derivative 147,275 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059357 · ownership.xml · derivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,275

Underlying: Common Stock · 147,275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

Read SEC document
January 26, 2026 Filed Jan 27, 2026 21:27 UTC
BURNETT JOSEPHDirector · CEO and President
SaleCommon Stock 2,943 $15.57 $45,822.51
Disclosure

SEC source: 0001193125-26-024544 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 214,116

F1 · kind: The sale of shares reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $15.23 to $15.65. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 22:00 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001193125-26-011866 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 330,000

Underlying: Common Stock · 20,000 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F4 · derivative.exercise_date: The shares subject to this option vest as follows: (i) one-third of the total shares on the first anniversary of the grant date; and (ii) the remaining two-thirds of the total shares ratably on a quarterly basis over the 2-year period immediately following the first anniversary of the grant date. The grant date is November 7, 2017.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 22:00 UTC
BURNETT JOSEPHDirector · CEO and President
SaleCommon Stock 20,000 $16.12 $322,400.00
Disclosure

SEC source: 0001193125-26-011866 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,565

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $15.88 to $16.43. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 22:00 UTC
BURNETT JOSEPHDirector · CEO and President
Exercise / conversionCommon Stock 20,000 $2.50 $50,000.00
Disclosure

SEC source: 0001193125-26-011866 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 23:43 UTC GrantCommon Stock 502 $13.68 $6,867.36
Disclosure

SEC source: 0001193125-26-002929 · ownership.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,451

F1 · price: These shares were issued pursuant to the issuer's Sixth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at December 31, 2025.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 23:46 UTC GrantCommon Stock 884 $13.68 $12,093.12
Disclosure

SEC source: 0001193125-26-002935 · ownership.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,754

F1 · price: These shares were issued pursuant to the issuer's Sixth Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at December 31, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.