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Nasdaq · USD

CLPT

ClearPoint Neuro, Inc.

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2367
SEC CIK
0001285550
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2020 Filed Apr 2, 2020 20:08 UTC GrantCommon Stock 1,680 $3.57 $5,997.60
Disclosure

SEC source: 0001420506-20-000353 · doc4_796.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.57 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 31, 2020.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 14:29 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 5,590 $5.30 $29,627.00
Disclosure

SEC source: 0001420506-20-000135 · doc4_786.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,148

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:05 UTC GrantCommon Stock 630 $4.96 $3,124.80
Disclosure

SEC source: 0001420506-20-000010 · doc4_783.xml · nonDerivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,742

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $4.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:04 UTC GrantCommon Stock 605 $4.96 $3,000.80
Disclosure

SEC source: 0001420506-20-000008 · doc4_781.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,798

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $4.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:05 UTC GrantCommon Stock 2,445 $4.96 $12,127.20
Disclosure

SEC source: 0001420506-20-000009 · doc4_782.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,657

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $4.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:06 UTC GrantCommon Stock 1,008 $4.96 $4,999.68
Disclosure

SEC source: 0001420506-20-000012 · doc4_785.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $4.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:06 UTC GrantCommon Stock 630 $4.96 $3,124.80
Disclosure

SEC source: 0001420506-20-000011 · doc4_784.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,533

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $4.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2019.

F2 · ownership.direct: Includes 20,391 shares held jointly with spouse and 510 shares held in an IRA.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:04 UTC GrantCommon Stock 1,084 $4.96 $5,376.64
Disclosure

SEC source: 0001420506-20-000007 · doc4_780.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,992

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $4.96 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2019.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 13:40 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 5,590 $3.87 $21,633.30
Disclosure

SEC source: 0001534424-19-000301 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,738

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:08 UTC GrantCommon Stock 607 $5.15 $3,126.05
Disclosure

SEC source: 0001534424-19-000271 · ownership.xml · nonDerivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,112

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $5.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:11 UTC GrantCommon Stock 582 $5.15 $2,997.30
Disclosure

SEC source: 0001534424-19-000273 · ownership.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,193

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $5.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:10 UTC GrantCommon Stock 283 $5.15 $1,457.45
Disclosure

SEC source: 0001534424-19-000272 · ownership.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $5.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:13 UTC GrantCommon Stock 667 $5.15 $3,435.05
Disclosure

SEC source: 0001534424-19-000274 · ownership.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,903

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $5.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2019.

F2 · ownership.direct: Includes 19,761 shares held jointly with spouse and 510 shares held in an IRA.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:07 UTC GrantCommon Stock 1,226 $5.15 $6,313.90
Disclosure

SEC source: 0001534424-19-000270 · ownership.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,908

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $5.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:05 UTC GrantCommon Stock 2,355 $5.15 $12,128.25
Disclosure

SEC source: 0001534424-19-000269 · ownership.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,212

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $5.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2019.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 20:07 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001534424-19-000252 · ownership.xml · derivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-09-01

F1 · derivative.exercise_date: The shares subject to this option vest ratably on the first, second and third anniversaries of the grant date, September 1, 2020, September 1, 2021 and September 1, 2022.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 16:10 UTC
Piferi Peter G.Chief Operating Officer
GrantStock Options (right to buy) · Derivative 22,321 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001534424-19-000243 · ownership.xml · derivative · entry 2

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,321

Underlying: Common Stock · 22,321 shares

Expires 2029-08-15

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 16:10 UTC
Piferi Peter G.Chief Operating Officer
GrantCommon Stock 10,806 $0.00 $0.00
Disclosure

SEC source: 0001534424-19-000243 · ownership.xml · nonDerivative · entry 1

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,371

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:07 UTC
HURWITZ HAROLD AChief Financial Officer
GrantStock Options (right to buy) · Derivative 22,321 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001534424-19-000242 · ownership.xml · derivative · entry 2

HURWITZ HAROLD A · CIK 0001241273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,321

Underlying: Common Stock · 22,321 shares

Expires 2029-08-15

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:07 UTC
HURWITZ HAROLD AChief Financial Officer
GrantCommon Stock 10,806 $0.00 $0.00
Disclosure

SEC source: 0001534424-19-000242 · ownership.xml · nonDerivative · entry 1

HURWITZ HAROLD A · CIK 0001241273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,072

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:05 UTC
BURNETT JOSEPHDirector · CEO and President
GrantStock Options (right to buy) · Derivative 74,404 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001534424-19-000241 · ownership.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,404

Underlying: Common Stock · 74,404 shares

Expires 2029-08-15

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:05 UTC
BURNETT JOSEPHDirector · CEO and President
GrantCommon Stock 36,023 $0.00 $0.00
Disclosure

SEC source: 0001534424-19-000241 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,328

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:05 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 5,590 $4.26 $23,813.40
Disclosure

SEC source: 0001534424-19-000227 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,305

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:09 UTC GrantCommon Stock 987 $3.17 $3,128.79
Disclosure

SEC source: 0001534424-19-000198 · ownership.xml · nonDerivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,505

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.17 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:11 UTC GrantCommon Stock 947 $3.17 $3,001.99
Disclosure

SEC source: 0001534424-19-000199 · ownership.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,611

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.17 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:13 UTC GrantCommon Stock 1,085 $3.17 $3,439.45
Disclosure

SEC source: 0001534424-19-000200 · ownership.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,236

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.17 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 28, 2019.

F2 · ownership.direct: Includes 19,094 shares held jointly with spouse and 510 shares held in an IRA.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:07 UTC GrantCommon Stock 1,993 $3.17 $6,317.81
Disclosure

SEC source: 0001534424-19-000197 · ownership.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,682

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.17 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:05 UTC GrantCommon Stock 3,829 $3.17 $12,137.93
Disclosure

SEC source: 0001534424-19-000196 · ownership.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,857

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.17 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended June 28, 2019.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 16:09 UTC GrantStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001534424-19-000175 · ownership.xml · derivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-07

F1 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2020 annual meeting of stockholders.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 20:11 UTC GrantStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001534424-19-000177 · ownership.xml · derivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-07

F1 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2020 annual meeting of stockholders.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 20:10 UTC GrantStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001534424-19-000176 · ownership.xml · derivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-07

F1 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2020 annual meeting of stockholders.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 20:05 UTC GrantStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001534424-19-000173 · ownership.xml · derivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-07

F1 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2020 annual meeting of stockholders.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 20:07 UTC GrantStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001534424-19-000174 · ownership.xml · derivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-07

F1 · derivative.exercise_date: The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2020 annual meeting of stockholders.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:28 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 5,590 $3.10 $17,329.00
Disclosure

SEC source: 0001534424-19-000132 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,895

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 16:09 UTC GrantCommon Stock 993 $3.15 $3,127.95
Disclosure

SEC source: 0001534424-19-000100 · ownership.xml · nonDerivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,518

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 29, 2019.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC GrantCommon Stock 953 $3.15 $3,001.95
Disclosure

SEC source: 0001534424-19-000099 · ownership.xml · nonDerivative · entry 1

Richards Timothy T. · CIK 0001601831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,664

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 29, 2019.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:13 UTC GrantCommon Stock 2,006 $3.15 $6,318.90
Disclosure

SEC source: 0001534424-19-000102 · ownership.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,689

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 29, 2019.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:11 UTC GrantCommon Stock 3,854 $3.15 $12,140.10
Disclosure

SEC source: 0001534424-19-000101 · ownership.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,028

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 29, 2019.

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March 29, 2019 Filed Apr 2, 2019 20:05 UTC GrantCommon Stock 1,092 $3.15 $3,439.80
Disclosure

SEC source: 0001534424-19-000098 · ownership.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,151

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $3.15 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended March 29, 2019.

F2 · ownership.direct: Includes 18,009 shares held jointly with spouse and 510 shares held in an IRA.

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February 07, 2019 Filed Feb 11, 2019 21:05 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 6,475 $2.75 $17,806.25
Disclosure

SEC source: 0001534424-19-000064 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,538

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

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January 23, 2019 Filed Jan 25, 2019 17:00 UTC
Piferi Peter G.Chief Operating Officer
Tax withholdingCommon Stock 4,368 $2.55 $11,138.40
Disclosure

SEC source: 0001534424-19-000047 · ownership.xml · nonDerivative · entry 2

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,565

Read SEC document
January 23, 2019 Filed Jan 25, 2019 17:00 UTC
Piferi Peter G.Chief Operating Officer
GrantCommon Stock 10,686 $0.00 $0.00
Disclosure

SEC source: 0001534424-19-000047 · ownership.xml · nonDerivative · entry 1

Piferi Peter G. · CIK 0001492401 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,933

F1 · price: The Reporting Person received a portion of his 2018 cash bonus in the form of the Company's common stock based on the closing sales price of the Company's common stock on January 23, 2019. The shares were granted under the Company's Second Amended and Restated 2013 Incentive Compensation Plan.

F2 · balance_after: This amount corrects a typographical error, which inadvertently overstated the reporting person's holdings, in the previously filed Form 4.

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January 23, 2019 Filed Jan 25, 2019 21:55 UTC
BURNETT JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 8,304 $2.55 $21,175.20
Disclosure

SEC source: 0001534424-19-000045 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,013

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:55 UTC
BURNETT JOSEPHDirector · CEO and President
GrantCommon Stock 20,313 $0.00 $0.00
Disclosure

SEC source: 0001534424-19-000045 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,317

F1 · price: The Reporting Person received a portion of his 2018 cash bonus in the form of the Company's common stock based on the closing sales price of the Company's common stock on January 23, 2019. The shares were granted under the Company's Second Amended and Restated 2013 Incentive Compensation Plan.

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January 23, 2019 Filed Jan 25, 2019 21:57 UTC
HURWITZ HAROLD AChief Financial Officer
Tax withholdingCommon Stock 4,092 $2.55 $10,434.60
Disclosure

SEC source: 0001534424-19-000046 · ownership.xml · nonDerivative · entry 2

HURWITZ HAROLD A · CIK 0001241273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,266

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:57 UTC
HURWITZ HAROLD AChief Financial Officer
GrantCommon Stock 10,011 $0.00 $0.00
Disclosure

SEC source: 0001534424-19-000046 · ownership.xml · nonDerivative · entry 1

HURWITZ HAROLD A · CIK 0001241273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,358

F1 · price: The Reporting Person received a portion of his 2018 cash bonus in the form of the Company's common stock based on the closing sales price of the Company's common stock on January 23, 2019. The shares were granted under the Company's Second Amended and Restated 2013 Incentive Compensation Plan.

F2 · balance_after: This amount corrects a typographical error, which inadvertently overstated the reporting person's holdings, in the previously filed Form 4.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 17:08 UTC GrantCommon Stock 2,125 $1.47 $3,123.75
Disclosure

SEC source: 0001534424-19-000010 · ownership.xml · nonDerivative · entry 1

Jenkins Kimble L. · CIK 0001492392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,525

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $1.47 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2018.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:06 UTC GrantCommon Stock 2,338 $1.47 $3,436.86
Disclosure

SEC source: 0001534424-19-000009 · ownership.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,059

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $1.47 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2018.

F2 · ownership.direct: Includes 16,917 shares held jointly with spouse and 510 shares held in an IRA.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:13 UTC GrantCommon Stock 4,294 $1.47 $6,312.18
Disclosure

SEC source: 0001534424-19-000012 · ownership.xml · nonDerivative · entry 1

Girin Pascal E R · CIK 0001329811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,683

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $1.47 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2018.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:15 UTC GrantCommon Stock 8,248 $1.47 $12,124.56
Disclosure

SEC source: 0001534424-19-000013 · ownership.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,174

F1 · price: These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $1.47 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 31, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.