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Nasdaq · USD

CLFD

Clearfield, Inc.

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Tapewire entity
5688
SEC CIK
0000796505
Parsed reports
299

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202604
Jun 202602
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 1, 2017 21:53 UTC Exercise / conversionDirector Non-Qualified Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0000796505-17-000005 · primary_doc.xml · derivative · entry 2

HAYSSEN CHARLES N · CIK 0001285734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,500 shares

Expires 2017-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 1, 2017 21:53 UTC Exercise / conversionCommon Stock 2,500 $5.34 $13,350.00
Disclosure

SEC source: 0000796505-17-000005 · primary_doc.xml · nonDerivative · entry 1

HAYSSEN CHARLES N · CIK 0001285734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 21:45 UTC
ROTH RONALD GDirector · Chairman of the Board
PurchaseCommon Stock 5,000 $17.50 $87,500.00
Disclosure

SEC source: 0000796505-17-000004 · primary_doc.xml · nonDerivative · entry 1

ROTH RONALD G · CIK 0001257956 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,725

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:32 UTC
Beranek CherylDirector · Chief Executive Officer
GrantCommon Stock (ESPP) 368 $15.21 $5,597.28
Disclosure

SEC source: 0000796505-17-000003 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,894

F1 · shares: Purchase of Common Stock through Employee Stock Purchase Plan for period July 1-December 31, 2016. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:27 UTC
Hill John PChief Operating Officer
GrantCommon Stock (ESPP) 559 $15.21 $8,502.39
Disclosure

SEC source: 0000796505-17-000002 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,122

F1 · shares: Purchase of Common Stock through Employee Stock Purchase Plan for period July 1-December 31, 2016. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:21 UTC
HERZOG DANIEL RChief Financial Officer
GrantCommon Stock (ESPP) 69 $15.21 $1,049.49
Disclosure

SEC source: 0000796505-17-000001 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,362

F1 · shares: Purchase of Common Stock through Employee Stock Purchase Plan for period July 1-December 31, 2016. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2016.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:15 UTC
HERZOG DANIEL RChief Financial Officer
SaleCommon Stock 10,608 $18.88 $200,279.04
Disclosure

SEC source: 0000796505-16-000065 · primary_doc.xml · nonDerivative · entry 4

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,293

F1 · shares: Shares sold for tax purposes as a result of multiple incentive stock options exercised in 2016.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.82 to $19.50.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 23:15 UTC
HERZOG DANIEL RChief Financial Officer
SaleCommon Stock 14,392 $19.61 $282,227.12
Disclosure

SEC source: 0000796505-16-000065 · primary_doc.xml · nonDerivative · entry 3

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,901

F1 · shares: Shares sold for tax purposes as a result of multiple incentive stock options exercised in 2016.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.55 to $19.75.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:15 UTC
HERZOG DANIEL RChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0000796505-16-000065 · primary_doc.xml · derivative · entry 5

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option exercised vested in 33 1/3% increments beginning 11/20/2010 through 11/20/2012.

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November 18, 2016 Filed Nov 22, 2016 23:15 UTC
HERZOG DANIEL RChief Financial Officer
Tax withholdingCommon Stock 1,717 $19.21 $32,983.57
Disclosure

SEC source: 0000796505-16-000065 · primary_doc.xml · nonDerivative · entry 2

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,293

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:15 UTC
HERZOG DANIEL RChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.30 $33,000.00
Disclosure

SEC source: 0000796505-16-000065 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.