Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2020 Filed Jul 2, 2020 20:40 UTC |
Hill John PChief Operating Officer
|
GrantCommon Stock (ESPP) | 826 | $11.85 | $9,788.10 |
DisclosureSEC source: 0000796505-20-000012 · primary_doc.xml · nonDerivative · entry 1 Hill John P · CIK 0001449386 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,156 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1-June 30, 2020. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2019. Read SEC document |
| May 14, 2020 Filed May 15, 2020 17:06 UTC |
Harding Roger GDirector
|
GrantCommon Stock | 1,500 | $11.53 | $17,295.00 |
DisclosureSEC source: 0000796505-20-000011 · primary_doc.xml · nonDerivative · entry 2 Harding Roger G · CIK 0001680157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,690 Read SEC document |
| May 13, 2020 Filed May 15, 2020 17:06 UTC |
Harding Roger GDirector
|
GrantCommon Stock | 1,500 | $11.84 | $17,760.00 |
DisclosureSEC source: 0000796505-20-000011 · primary_doc.xml · nonDerivative · entry 1 Harding Roger G · CIK 0001680157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,190 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:35 UTC |
Harding Roger GDirector
|
GrantCommon Stock | 1,500 | $10.80 | $16,200.00 |
DisclosureSEC source: 0000796505-20-000010 · primary_doc.xml · nonDerivative · entry 2 Harding Roger G · CIK 0001680157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,690 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:35 UTC |
Harding Roger GDirector
|
GrantCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-20-000010 · primary_doc.xml · nonDerivative · entry 1 Harding Roger G · CIK 0001680157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,190 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2021 Annual Meeting of Shareholders. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:27 UTC |
Hayward Donald R.Director
|
GrantCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-20-000009 · primary_doc.xml · nonDerivative · entry 1 Hayward Donald R. · CIK 0001410825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,360 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2021 Annual Meeting of Shareholders. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:05 UTC |
HAYSSEN CHARLES NDirector
|
GrantCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-20-000007 · primary_doc.xml · nonDerivative · entry 1 HAYSSEN CHARLES N · CIK 0001285734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,650 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2021 Annual Meeting of Shareholders. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:20 UTC |
Goepel PatrickDirector
|
GrantCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-20-000008 · primary_doc.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,627 F1 · shares: Restrictions on restricted stock lapse the first business day prior to the 2021 Annual Meeting of Shareholders. F2 · balance_after: Includes 21,370 shares held jointly with spouse. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:33 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
GrantCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-20-000006 · primary_doc.xml · nonDerivative · entry 1 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247,365 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2021 Annual Meeting of Shareholders. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 20:06 UTC |
Harding Roger GDirector
|
GrantCommon Stock | 800 | $11.55 | $9,240.00 |
DisclosureSEC source: 0000796505-20-000005 · primary_doc.xml · nonDerivative · entry 2 Harding Roger G · CIK 0001680157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,024 Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 20:06 UTC |
Harding Roger GDirector
|
GrantCommon Stock | 1,200 | $11.84 | $14,208.00 |
DisclosureSEC source: 0000796505-20-000005 · primary_doc.xml · nonDerivative · entry 1 Harding Roger G · CIK 0001680157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,224 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 200 | $11.72 | $2,344.06 |
DisclosureSEC source: 0000796505-20-000004 · primary_doc.xml · nonDerivative · entry 8 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,246,199 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 1,800 | $11.72 | $21,096.00 |
DisclosureSEC source: 0000796505-20-000004 · primary_doc.xml · nonDerivative · entry 7 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,999 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 529 | $11.70 | $6,189.30 |
DisclosureSEC source: 0000796505-20-000004 · primary_doc.xml · nonDerivative · entry 6 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,199 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 171 | $11.69 | $1,998.99 |
DisclosureSEC source: 0000796505-20-000004 · primary_doc.xml · nonDerivative · entry 5 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,670 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 700 | $11.68 | $8,176.00 |
DisclosureSEC source: 0000796505-20-000004 · primary_doc.xml · nonDerivative · entry 4 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,499 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 600 | $11.64 | $6,981.00 |
DisclosureSEC source: 0000796505-20-000004 · primary_doc.xml · nonDerivative · entry 3 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,799 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 600 | $11.63 | $6,978.00 |
DisclosureSEC source: 0000796505-20-000004 · primary_doc.xml · nonDerivative · entry 2 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,199 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 400 | $11.62 | $4,648.00 |
DisclosureSEC source: 0000796505-20-000004 · primary_doc.xml · nonDerivative · entry 1 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,599 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 16:22 UTC |
Hill John PChief Operating Officer
|
GrantCommon Stock (ESPP) | 747 | $11.23 | $8,388.81 |
DisclosureSEC source: 0000796505-20-000002 · primary_doc.xml · nonDerivative · entry 1 Hill John P · CIK 0001449386 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,330 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for period July 1- December 31, 2019. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 16:27 UTC |
HERZOG DANIEL RChief Financial Officer
|
GrantCommon Stock (ESPP) | 277 | $11.23 | $3,110.71 |
DisclosureSEC source: 0000796505-20-000003 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,148 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for period July 1- December 31, 2019. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 14:39 UTC |
Beranek CherylDirector · Chief Executive Officer
|
GrantCommon Stock (ESPP) | 463 | $11.23 | $5,199.49 |
DisclosureSEC source: 0000796505-20-000001 · primary_doc.xml · nonDerivative · entry 1 Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,489 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for period July 1- December 31, 2019. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2019. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 15:50 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 4,900 | $12.45 | $61,005.00 |
DisclosureSEC source: 0000796505-19-000020 · primary_doc.xml · nonDerivative · entry 4 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,199 Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 15:50 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 100 | $12.40 | $1,239.50 |
DisclosureSEC source: 0000796505-19-000020 · primary_doc.xml · nonDerivative · entry 3 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,299 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 20:53 UTC |
HERZOG DANIEL RChief Financial Officer
|
GrantOption to purchase common stock · Derivative | 12,000 | $0.00 Strike: $12.43 | $0.00 |
DisclosureSEC source: 0000796505-19-000023 · primary_doc.xml · derivative · entry 2 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 12,000 shares Expires 2025-11-13 F1 · derivative.exercise_date: The stock option vests as to one-fifth of the options on the first five anniversaries of the date of grant subject to the reporting person's continued employment through each such date. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 20:46 UTC |
Hill John PChief Operating Officer
|
GrantOption to purchase common stock · Derivative | 40,000 | $0.00 Strike: $12.43 | $0.00 |
DisclosureSEC source: 0000796505-19-000022 · primary_doc.xml · derivative · entry 2 Hill John P · CIK 0001449386 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 40,000 shares Expires 2025-11-13 F1 · derivative.exercise_date: The stock option vests as to one-fifth of the options on the first five anniversaries of the date of grant subject to the reporting person's continued employment through each such date. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 20:40 UTC |
Beranek CherylDirector · Chief Executive Officer
|
GrantOption to purchase common stock · Derivative | 40,000 | $0.00 Strike: $12.43 | $0.00 |
DisclosureSEC source: 0000796505-19-000021 · primary_doc.xml · derivative · entry 2 Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 40,000 shares Expires 2025-11-13 F1 · derivative.exercise_date: The stock option vests as to one-fifth of the options on the first five anniversaries of the date of grant subject to the reporting person's continued employment through each such date. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 15:50 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 2,500 | $12.40 | $31,000.00 |
DisclosureSEC source: 0000796505-19-000020 · primary_doc.xml · nonDerivative · entry 2 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,199 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 15:50 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 2,500 | $12.44 | $31,100.00 |
DisclosureSEC source: 0000796505-19-000020 · primary_doc.xml · nonDerivative · entry 1 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,699 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 18:12 UTC |
Hill John PChief Operating Officer
|
Tax withholdingCommon Stock | 2,090 | $11.55 | $24,139.50 |
DisclosureSEC source: 0000796505-19-000018 · primary_doc.xml · nonDerivative · entry 1 Hill John P · CIK 0001449386 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,583 F1 · kind: Payment of tax by withholding shares on vesting the fifth 10% of restricted stock that was granted on August 14, 2014 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 18:29 UTC |
Clearfield, Inc.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,090 | $11.55 | $24,139.50 |
DisclosureSEC source: 0000796505-19-000019 · primary_doc.xml · nonDerivative · entry 1 Clearfield, Inc. · CIK 0000796505 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,026 F1 · kind: Payment of tax by withholding shares on vesting the fifth 10% of restricted stock that was granted on August 21, 2014 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 18:05 UTC |
HERZOG DANIEL RChief Financial Officer
|
Tax withholdingCommon Stock | 728 | $11.55 | $8,408.40 |
DisclosureSEC source: 0000796505-19-000017 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,002 F1 · kind: Payment of tax by withholding shares on vesting the fifth 10% of restricted stock that was granted on August 21, 2014. F2 · balance_after: Since the last ownership report, shares beneficially owned by the reporting person reflects the exempt transfer under Section 16 of 131 shares pursuant to an agreement dated May 19, 2017 Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 16:22 UTC |
Harding Roger GDirector
|
GrantCommon Stock | 1,300 | $10.85 | $14,105.00 |
DisclosureSEC source: 0000796505-19-000016 · primary_doc.xml · nonDerivative · entry 1 Harding Roger G · CIK 0001680157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,024 Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:42 UTC |
Goepel PatrickDirector
|
GrantCommon Stock | 1,214 | $13.12 | $15,927.68 |
DisclosureSEC source: 0000796505-19-000015 · primary_doc.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,461 F1 · shares: Includes 21,370 shares held jointly with spouse Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:09 UTC |
HERZOG DANIEL RChief Financial Officer
|
GrantCommon Stock (ESPP) | 522 | $8.43 | $4,400.46 |
DisclosureSEC source: 0000796505-19-000012 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,730 F1 · shares: (1) Purchase of Common Shares through Employee Stock Purchase Plan for period January 1-June 30, 2019. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2018. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:46 UTC |
Beranek CherylDirector · Chief Executive Officer
|
GrantCommon Stock (ESPP) | 616 | $8.43 | $5,192.88 |
DisclosureSEC source: 0000796505-19-000014 · primary_doc.xml · nonDerivative · entry 1 Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,116 F1 · shares: (1)Purchase of Common Shares through Employee Stock Purchase Plan for period January 1-June 30, 2019. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2018. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:37 UTC |
Hill John PChief Operating Officer
|
GrantCommon Stock (ESPP) | 1,058 | $8.43 | $8,918.94 |
DisclosureSEC source: 0000796505-19-000013 · primary_doc.xml · nonDerivative · entry 1 Hill John P · CIK 0001449386 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,673 F1 · shares: (1) Purchase of Common Shares through Employee Stock Purchase Plan for period January 1-June 30, 2019. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2018. Read SEC document |
| May 26, 2019 Filed May 29, 2019 20:13 UTC |
Hill John PChief Operating Officer
|
Tax withholdingCommon Stock | 4,182 | $14.19 | $59,342.58 |
DisclosureSEC source: 0000796505-19-000010 · primary_doc.xml · nonDerivative · entry 1 Hill John P · CIK 0001449386 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,615 F1 · kind: Payment of tax by withholding shares on vesting of the final 1/3 of restricted stock that was granted on 5/26/16. Read SEC document |
| May 26, 2019 Filed May 29, 2019 20:20 UTC |
Beranek CherylDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 4,182 | $14.19 | $59,342.58 |
DisclosureSEC source: 0000796505-19-000011 · primary_doc.xml · nonDerivative · entry 1 Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,500 F1 · kind: Payment of tax by withholding shares on vesting of the final 1/3 of restricted stock that was granted on 5/26/16. Read SEC document |
| May 26, 2019 Filed May 29, 2019 20:04 UTC |
HERZOG DANIEL RChief Financial Officer
|
Tax withholdingCommon Stock | 2,228 | $14.19 | $31,615.32 |
DisclosureSEC source: 0000796505-19-000009 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,208 F1 · kind: Payment of tax by withholding shares on the final 1/3 vesting of restricted stock that was granted on 5/26/16. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:45 UTC |
Harding Roger GDirector
|
GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-19-000006 · primary_doc.xml · nonDerivative · entry 1 Harding Roger G · CIK 0001680157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,724 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2020 Annual Meeting of Shareholders. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:54 UTC |
ROTH RONALD GDirector · 10% owner · Chairman of the Board
|
GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-19-000008 · primary_doc.xml · nonDerivative · entry 1 ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231,199 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2020 Annual Meeting of Shareholders. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:49 UTC |
HAYSSEN CHARLES NDirector
|
GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-19-000007 · primary_doc.xml · nonDerivative · entry 1 HAYSSEN CHARLES N · CIK 0001285734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,484 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2020 Annual Meeting of Shareholders. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:40 UTC |
Hayward Donald R.Director
|
GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-19-000005 · primary_doc.xml · nonDerivative · entry 1 Hayward Donald R. · CIK 0001410825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,194 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2020 Annual Meeting of Shareholders. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:34 UTC |
Goepel PatrickDirector
|
GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-19-000004 · primary_doc.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,247 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2020 Annual Meeting of Shareholders. F2 · balance_after: Includes 21,370 shares held jointly with spouse. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 23:21 UTC |
Beranek CherylDirector · Chief Executive Officer
|
GrantCommon Stock (ESPP) | 617 | $8.43 | $5,201.31 |
DisclosureSEC source: 0000796505-19-000003 · primary_doc.xml · nonDerivative · entry 1 Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,682 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for period July 1-December 31, 2018. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 23:16 UTC |
Hill John PChief Operating Officer
|
GrantCommon Stock (ESPP) | 963 | $8.43 | $8,118.09 |
DisclosureSEC source: 0000796505-19-000002 · primary_doc.xml · nonDerivative · entry 1 Hill John P · CIK 0001449386 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,797 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for period July 1-December 31, 2018. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 23:13 UTC |
HERZOG DANIEL RChief Financial Officer
|
GrantCommon Stock (ESPP) | 119 | $8.43 | $1,003.17 |
DisclosureSEC source: 0000796505-19-000001 · primary_doc.xml · nonDerivative · entry 1 HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,436 F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for period July 1-December 31, 2018. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2018. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 20:06 UTC |
Beranek CherylDirector · Chief Executive Officer
|
GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $12.17 | $0.00 |
DisclosureSEC source: 0000796505-18-000024 · primary_doc.xml · derivative · entry 2 Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2022-11-14 F1 · derivative.exercise_date: The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 19:59 UTC |
Hill John PChief Operating Officer
|
GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $12.17 | $0.00 |
DisclosureSEC source: 0000796505-18-000023 · primary_doc.xml · derivative · entry 2 Hill John P · CIK 0001449386 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2022-11-14 F1 · derivative.exercise_date: The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.