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Nasdaq · USD

CLFD

Clearfield, Inc.

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5688
SEC CIK
0000796505
Parsed reports
299

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202604
Jun 202602
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 1, 2021 18:40 UTC GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0000796505-21-000012 · primary_doc.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,720

F1 · shares: Restrictions on restricted stock lapse the first business day prior to the 2022 Annual Meeting of Shareholders.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:30 UTC GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0000796505-21-000010 · primary_doc.xml · nonDerivative · entry 1

Hayward Donald R. · CIK 0001410825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891

F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2022 Annual Meeting of Shareholders.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:35 UTC GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0000796505-21-000011 · primary_doc.xml · nonDerivative · entry 1

HAYSSEN CHARLES N · CIK 0001285734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,074

F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2022 Annual Meeting of Shareholders.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:28 UTC GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0000796505-21-000009 · primary_doc.xml · nonDerivative · entry 1

Harding Roger G · CIK 0001680157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,114

F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2022 Annual Meeting of Shareholders.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:24 UTC
ROTH RONALD GDirector · 10% owner · Chairman of the Board
GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0000796505-21-000008 · primary_doc.xml · nonDerivative · entry 1

ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,289

F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2022 Annual Meeting of Shareholders.

Read SEC document
February 11, 2021 Filed Feb 11, 2021 22:15 UTC
Beranek CherylDirector · Chief Executive Officer
SaleCommon Stock 24,696 $35.19 $869,052.24
Disclosure

SEC source: 0000796505-21-000007 · primary_doc.xml · nonDerivative · entry 3

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,635

F3 · price: The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.75.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:15 UTC
Beranek CherylDirector · Chief Executive Officer
SaleCommon Stock 2,610 $35.00 $91,350.00
Disclosure

SEC source: 0000796505-21-000007 · primary_doc.xml · nonDerivative · entry 2

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,331

F2 · price: The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.10.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 17:33 UTC
ROTH RONALD GDirector · 10% owner · Chairman of the Board
PurchaseCommon Stock 1,500 $33.50 $50,250.00
Disclosure

SEC source: 0000796505-21-000006 · primary_doc.xml · nonDerivative · entry 1

ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,865

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:15 UTC
Beranek CherylDirector · Chief Executive Officer
SaleCommon Stock 7,694 $35.18 $270,674.92
Disclosure

SEC source: 0000796505-21-000007 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,941

F1 · price: The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.80.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 21:47 UTC SaleCommon Stock 3,747 $34.40 $128,896.80
Disclosure

SEC source: 0000796505-21-000005 · primary_doc.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,296

Read SEC document
February 05, 2021 Filed Feb 5, 2021 18:57 UTC SaleCommon Stock 1,203 $33.15 $39,879.45
Disclosure

SEC source: 0000796505-21-000004 · primary_doc.xml · nonDerivative · entry 3

Hayward Donald R. · CIK 0001410825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,467

F2 · price: The Price in column 4 is a weighted average price. These shares were sold in multiple transactions as prices ranging from $33.12 to $33.185.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 18:57 UTC SaleCommon Stock 1,084 $33.22 $36,010.48
Disclosure

SEC source: 0000796505-21-000004 · primary_doc.xml · nonDerivative · entry 2

Hayward Donald R. · CIK 0001410825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,670

F1 · price: The Price in column 4 is a weighted average price. These shares were sold in multiple transactions as prices ranging from $33.1915 to $33.35.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 18:57 UTC SaleCommon Stock 1,606 $32.00 $51,392.00
Disclosure

SEC source: 0000796505-21-000004 · primary_doc.xml · nonDerivative · entry 1

Hayward Donald R. · CIK 0001410825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,754

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:59 UTC
Beranek CherylDirector · Chief Executive Officer
GrantCommon Stock (ESPP) 436 $11.93 $5,201.48
Disclosure

SEC source: 0000796505-21-000003 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,635

F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1-December 31, 2020. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:54 UTC
Hill John PChief Operating Officer
GrantCommon Stock (ESPP) 750 $11.93 $8,947.50
Disclosure

SEC source: 0000796505-21-000002 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,642

F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1-December 31, 2020. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:45 UTC
HERZOG DANIEL RChief Financial Officer
GrantCommon Stock (ESPP) 190 $11.93 $2,266.70
Disclosure

SEC source: 0000796505-21-000001 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,736

F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1-December 31, 2020. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2020.

Read SEC document
November 30, 2020 Filed Nov 30, 2020 22:29 UTC
Beranek CherylDirector · Chief Executive Officer
SaleCommon Stock 10,000 $24.29 $242,900.00
Disclosure

SEC source: 0000796505-20-000033 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,199

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.99.

Read SEC document
November 30, 2020 Filed Nov 30, 2020 22:24 UTC
Hill John PChief Operating Officer
SaleCommon Stock 11,220 $24.00 $269,280.00
Disclosure

SEC source: 0000796505-20-000032 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,892

Read SEC document
November 27, 2020 Filed Nov 30, 2020 22:20 UTC
HERZOG DANIEL RChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0000796505-20-000031 · primary_doc.xml · derivative · entry 5

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,795

Underlying: Common Stock · 14,000 shares

Expires 2022-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2020.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 22:20 UTC
HERZOG DANIEL RChief Financial Officer
Tax withholdingCommon Stock 9,995 $23.33 $233,183.35
Disclosure

SEC source: 0000796505-20-000031 · primary_doc.xml · nonDerivative · entry 4

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,546

Read SEC document
November 27, 2020 Filed Nov 30, 2020 22:20 UTC
HERZOG DANIEL RChief Financial Officer
Exercise / conversionCommon Stock 14,000 $12.17 $170,380.00
Disclosure

SEC source: 0000796505-20-000031 · primary_doc.xml · nonDerivative · entry 3

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 22:20 UTC
HERZOG DANIEL RChief Financial Officer
SaleCommon Stock 2,000 $23.08 $46,160.00
Disclosure

SEC source: 0000796505-20-000031 · primary_doc.xml · nonDerivative · entry 2

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,541

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.16.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:20 UTC
HERZOG DANIEL RChief Financial Officer
SaleCommon Stock 5,000 $23.51 $117,550.00
Disclosure

SEC source: 0000796505-20-000031 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,541

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.48 to $23.57.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:40 UTC
Hill John PChief Operating Officer
SaleCommon Stock 5,000 $24.00 $120,000.00
Disclosure

SEC source: 0000796505-20-000030 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,112

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:23 UTC SaleCommon Stock 1,706 $23.23 $39,630.38
Disclosure

SEC source: 0000796505-20-000024 · primary_doc.xml · nonDerivative · entry 3

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 0

F4 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.23 to $23.23.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:23 UTC SaleCommon Stock 21,370 $23.92 $511,170.40
Disclosure

SEC source: 0000796505-20-000024 · primary_doc.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,043

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.61 to $24.20.

F2 · balance_after: Includes 3,747 shares held jointly with spouse.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:09 UTC
Beranek CherylDirector · Chief Executive Officer
SaleCommon Stock 10,000 $24.06 $240,600.00
Disclosure

SEC source: 0000796505-20-000025 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,152

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.34.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:21 UTC
Beranek CherylDirector · Chief Executive Officer
GrantOption to Purchase Common Stock · Derivative 17,776 $0.00 Strike: $23.74 $0.00
Disclosure

SEC source: 0000796505-20-000027 · primary_doc.xml · derivative · entry 2

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,776

Underlying: Common Stock · 17,776 shares

Expires 2025-11-16

F2 · derivative.exercise_date: The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:21 UTC
Beranek CherylDirector · Chief Executive Officer
GrantRestricted Stock 3,047 $0.00 $0.00
Disclosure

SEC source: 0000796505-20-000027 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,199

F1 · security: The restricted stock vests as to one-third of the shares on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:13 UTC
Hill John PChief Operating Officer
SaleCommon Stock 10,000 $24.00 $240,000.00
Disclosure

SEC source: 0000796505-20-000026 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,065

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:32 UTC
HERZOG DANIEL RChief Financial Officer
GrantOption to Purchase Common Stock · Derivative 11,795 $0.00 Strike: $23.74 $0.00
Disclosure

SEC source: 0000796505-20-000029 · primary_doc.xml · derivative · entry 2

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,795

Underlying: Common Stock · 11,795 shares

Expires 2025-11-16

F2 · derivative.exercise_date: The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:32 UTC
HERZOG DANIEL RChief Financial Officer
GrantRestricted Stock 2,022 $0.00 $0.00
Disclosure

SEC source: 0000796505-20-000029 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,541

F1 · security: The restricted stock vests as to one-third of the shares on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:26 UTC
Hill John PChief Operating Officer
GrantOption to Purchase Common Stock · Derivative 17,776 $0.00 Strike: $23.74 $0.00
Disclosure

SEC source: 0000796505-20-000028 · primary_doc.xml · derivative · entry 2

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,776

Underlying: Common Stock · 17,776 shares

Expires 2025-11-16

F2 · derivative.exercise_date: The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:26 UTC
Hill John PChief Operating Officer
GrantRestricted Stock 3,047 $0.00 $0.00
Disclosure

SEC source: 0000796505-20-000028 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,112

F1 · security: The restricted stock vests as to one-third of the shares on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:23 UTC SaleCommon Stock 2,378 $23.13 $55,003.14
Disclosure

SEC source: 0000796505-20-000024 · primary_doc.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 1,706

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.10 to $23.24.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:06 UTC SaleCommon Stock 2,933 $24.37 $71,477.21
Disclosure

SEC source: 0000796505-20-000023 · primary_doc.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 4,084

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:06 UTC SaleCommon Stock 1,214 $24.50 $29,743.00
Disclosure

SEC source: 0000796505-20-000023 · primary_doc.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,413

F1 · balance_after: Includes 20,156 shares held jointly with spouse.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:13 UTC
Beranek CherylDirector · Chief Executive Officer
SaleCommon Stock 13,685 $24.13 $330,219.05
Disclosure

SEC source: 0000796505-20-000022 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,152

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.50.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 18:39 UTC
Hill John PChief Operating Officer
Tax withholdingCommon Stock 2,091 $17.80 $37,219.80
Disclosure

SEC source: 0000796505-20-000021 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,065

F1 · kind: Payment of taxes by withholding shares on vesting the sixth 10% of restricted stock that was granted on August 21, 2014.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 18:26 UTC
Beranek CherylDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,091 $17.80 $37,219.80
Disclosure

SEC source: 0000796505-20-000020 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,837

F1 · kind: Payment of taxes by withholding shares on vesting the sixth 10% of restricted stock that was granted on August 21, 2014.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 18:21 UTC
HERZOG DANIEL RChief Financial Officer
Tax withholdingCommon Stock 724 $17.80 $12,887.20
Disclosure

SEC source: 0000796505-20-000019 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,519

F1 · kind: Payment of taxes by withholding shares on vesting the sixth 10% of restricted stock that was granted on August 21, 2014.

F2 · balance_after: Since the last ownership report, shares beneficially owned by the reporting person reflects the exempt transfer under section 16 of 110 shares pursuant to an agreement dated May 19, 2017.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 19:19 UTC SaleCommon Stock 5,095 $19.01 $96,855.95
Disclosure

SEC source: 0000796505-20-000018 · primary_doc.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 7,017

Read SEC document
August 10, 2020 Filed Aug 11, 2020 18:17 UTC SaleCommon Stock 2,347 $19.13 $44,898.11
Disclosure

SEC source: 0000796505-20-000017 · primary_doc.xml · nonDerivative · entry 3

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 12,112

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.04 to $19.25. The price reported above reflects the weighted average sale price. The number of shares sold at each separate price is available upon request.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 18:17 UTC SaleCommon Stock 200 $19.13 $3,826.00
Disclosure

SEC source: 0000796505-20-000017 · primary_doc.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 14,459

Read SEC document
August 03, 2020 Filed Aug 4, 2020 15:29 UTC SaleCommon Stock 806 $19.01 $15,322.06
Disclosure

SEC source: 0000796505-20-000015 · primary_doc.xml · nonDerivative · entry 3

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 14,659

Read SEC document
August 03, 2020 Filed Aug 5, 2020 12:37 UTC Amendment SaleCommon Stock 806 $19.01 $15,322.06
Disclosure

SEC source: 0000796505-20-000016 · primary_doc.xml · nonDerivative · entry 3

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 14,659

Read SEC document
July 31, 2020 Filed Aug 4, 2020 15:29 UTC SaleCommon Stock 1,285 $18.97 $24,376.45
Disclosure

SEC source: 0000796505-20-000015 · primary_doc.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 15,465

Read SEC document
July 31, 2020 Filed Aug 5, 2020 12:37 UTC Amendment SaleCommon Stock 1,285 $18.97 $24,376.45
Disclosure

SEC source: 0000796505-20-000016 · primary_doc.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse

Disclosed balance after: 15,465

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:50 UTC
HERZOG DANIEL RChief Financial Officer
GrantCommon Stock (ESPP) 205 $11.85 $2,429.25
Disclosure

SEC source: 0000796505-20-000014 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,353

F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1-June 30, 2020. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2019.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:46 UTC
Beranek CherylDirector · Chief Executive Officer
GrantCommon Stock (ESPP) 439 $11.85 $5,202.15
Disclosure

SEC source: 0000796505-20-000013 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,928

F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period January 1-June 30, 2020. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.