Tapewire

Nasdaq · USD

CLFD

Clearfield, Inc.

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5688
SEC CIK
0000796505
Parsed reports
299

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202604
Jun 202602
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2023 Filed Feb 27, 2023 22:16 UTC GrantCommon Stock 974 $0.00 $0.00
Disclosure

SEC source: 0000796505-23-000010 · primary_doc.xml · nonDerivative · entry 1

Hayward Donald R. · CIK 0001410825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

F1 · security: Restrictions on Restricted Stock lapse the first business day prior to the 2024 Annual Meeting of Shareholders.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 22:05 UTC GrantCommon Stock 974 $0.00 $0.00
Disclosure

SEC source: 0000796505-23-000009 · primary_doc.xml · nonDerivative · entry 1

Harding Roger G · CIK 0001680157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,482

F1 · security: Restrictions on Restricted Stock lapse the first business day prior to the 2024 Annual Meeting of Shareholders.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:51 UTC
Hill John PChief Operating Officer
GrantRestricted Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000796505-23-000008 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,330

F1 · security: The restricted stock vests as to one-third of the shares on November 16, 2023, November 16, 2024 and November 16, 2025 subject to the reporting person's continued employment through each such date.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:48 UTC
Beranek CherylDirector · Chief Executive Officer
GrantRestricted Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000796505-23-000007 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,865

F1 · security: The restricted stock vests as to one-third of the shares on November 16, 2023, November 16, 2024 and November 16, 2025 subject to the reporting person's continued employment through each such date.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:13 UTC
HERZOG DANIEL RChief Financial Officer
GrantRestricted Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000796505-23-000006 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,932

F1 · security: The restricted stock vests as to one-third of the shares on November 16, 2023, November 16, 2024 and November 16, 2025 subject to the reporting person's continued employment through each such date.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 16:50 UTC PurchaseCommon Stock 3,000 $60.50 $181,500.00
Disclosure

SEC source: 0000796505-23-000005 · primary_doc.xml · nonDerivative · entry 1

HAYSSEN CHARLES N · CIK 0001285734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,847

Read SEC document
February 07, 2023 Filed Feb 7, 2023 15:53 UTC
ROTH RONALD GDirector · 10% owner · Chairman of the Board
PurchaseCommon Stock 3,100 $64.00 $198,400.00
Disclosure

SEC source: 0000796505-23-000004 · primary_doc.xml · nonDerivative · entry 1

ROTH RONALD G · CIK 0001257956 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,783

Read SEC document
December 31, 2022 Filed Jan 4, 2023 19:49 UTC
HERZOG DANIEL RChief Financial Officer
GrantCommon Stock (ESPP) 232 $53.52 $12,416.64
Disclosure

SEC source: 0000796505-23-000002 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,932

F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1 - December 31, 2022. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2022.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 19:53 UTC
Hill John PChief Operating Officer
GrantCommon Stock (ESPP) 111 $53.52 $5,940.72
Disclosure

SEC source: 0000796505-23-000003 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,330

F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1 - December 31, 2022. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2022.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 19:44 UTC
Beranek CherylDirector · Chief Executive Officer
GrantCommon Stock (ESPP) 97 $53.52 $5,191.44
Disclosure

SEC source: 0000796505-23-000001 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,865

F1 · shares: Purchase of Common Shares through Employee Stock Purchase Plan for the period July 1 - December 31, 2022. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on July 1, 2022.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 14:33 UTC
Hill John PChief Operating Officer
Tax withholdingCommon Stock 1,350 $104.36 $140,886.00
Disclosure

SEC source: 0000796505-22-000039 · primary_doc.xml · nonDerivative · entry 2

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,219

F1 · kind: Payment of taxes by withholding shares on issuance of common stock that was granted on December 14, 2022.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 14:33 UTC
Hill John PChief Operating Officer
GrantCommon Stock 2,744 $0.00 $0.00
Disclosure

SEC source: 0000796505-22-000039 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,569

Read SEC document
December 14, 2022 Filed Dec 15, 2022 14:30 UTC
HERZOG DANIEL RChief Financial Officer
Tax withholdingCommon Stock 424 $104.36 $44,248.64
Disclosure

SEC source: 0000796505-22-000038 · primary_doc.xml · nonDerivative · entry 2

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,700

F1 · kind: Payment of taxes by withholding shares on issuance of common stock that was granted on December 14, 2022.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 14:30 UTC
HERZOG DANIEL RChief Financial Officer
GrantCommon Stock 1,386 $0.00 $0.00
Disclosure

SEC source: 0000796505-22-000038 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,124

Read SEC document
December 14, 2022 Filed Dec 15, 2022 14:27 UTC
Beranek CherylDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,350 $104.36 $140,886.00
Disclosure

SEC source: 0000796505-22-000037 · primary_doc.xml · nonDerivative · entry 2

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,768

F1 · kind: Payment of taxes by withholding shares on issuance of common stock that was granted on December 14, 2022.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 14:27 UTC
Beranek CherylDirector · Chief Executive Officer
GrantCommon Stock 2,744 $0.00 $0.00
Disclosure

SEC source: 0000796505-22-000037 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,118

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:51 UTC
Hill John PChief Operating Officer
Tax withholdingCommon Stock 277 $92.48 $25,616.96
Disclosure

SEC source: 0000796505-22-000035 · primary_doc.xml · nonDerivative · entry 2

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,825

F2 · kind: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on November 16, 2021.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:51 UTC
Hill John PChief Operating Officer
Tax withholdingCommon Stock 499 $92.48 $46,147.52
Disclosure

SEC source: 0000796505-22-000035 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,102

F1 · kind: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2020.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:57 UTC
HERZOG DANIEL RChief Financial Officer
Tax withholdingCommon Stock 184 $92.48 $17,016.32
Disclosure

SEC source: 0000796505-22-000036 · primary_doc.xml · nonDerivative · entry 2

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,738

F2 · kind: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on November 16, 2021.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:57 UTC
HERZOG DANIEL RChief Financial Officer
Tax withholdingCommon Stock 331 $92.48 $30,610.88
Disclosure

SEC source: 0000796505-22-000036 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,922

F1 · kind: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2020.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:46 UTC
Beranek CherylDirector · Chief Executive Officer
Tax withholdingCommon Stock 277 $92.48 $25,616.96
Disclosure

SEC source: 0000796505-22-000034 · primary_doc.xml · nonDerivative · entry 2

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,374

F2 · kind: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on November 16, 2021.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:46 UTC
Beranek CherylDirector · Chief Executive Officer
Tax withholdingCommon Stock 499 $92.48 $46,147.52
Disclosure

SEC source: 0000796505-22-000034 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,651

F1 · kind: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2020.

Read SEC document
August 31, 2022 Filed Aug 31, 2022 21:47 UTC PurchaseCommon Stock 86 $116.65 $10,031.90
Disclosure

SEC source: 0000796505-22-000033 · primary_doc.xml · nonDerivative · entry 1

Jones Walter Louis JR · CIK 0001733435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

Read SEC document
August 26, 2022 Filed Aug 29, 2022 16:17 UTC SaleCommon Stock 1,500 $125.86 $188,790.00
Disclosure

SEC source: 0000796505-22-000032 · primary_doc.xml · nonDerivative · entry 1

Harding Roger G · CIK 0001680157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,508

Read SEC document
August 21, 2022 Filed Aug 24, 2022 18:58 UTC
Hill John PChief Operating Officer
Tax withholdingCommon Stock 2,090 $123.45 $258,010.50
Disclosure

SEC source: 0000796505-22-000031 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,160

F1 · kind: Payment of taxes by withholding shares on vesting the eighth 10% of restricted stock that was granted on August 21, 2014.

Read SEC document
August 21, 2022 Filed Aug 24, 2022 18:50 UTC
HERZOG DANIEL RChief Financial Officer
Tax withholdingCommon Stock 738 $123.45 $91,106.10
Disclosure

SEC source: 0000796505-22-000029 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,253

F1 · kind: Payment of taxes by withholding shares on vesting the eighth 10% of restricted stock that was granted on August 21, 2014.

F2 · balance_after: Since the last ownership report, shares beneficially owned by the reporting person reflects the exempt transfer under section 16 of 81 shares pursuant to an agreement dated May 19, 2017.

Read SEC document
August 21, 2022 Filed Aug 24, 2022 18:54 UTC
Beranek CherylDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,090 $123.45 $258,010.50
Disclosure

SEC source: 0000796505-22-000030 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,150

F1 · kind: Payment of taxes by withholding shares on vesting the eighth 10% of restricted stock that was granted on August 21, 2014.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:11 UTC SaleCommon Stock 1,200 $120.50 $144,600.00
Disclosure

SEC source: 0000796505-22-000028 · primary_doc.xml · nonDerivative · entry 1

Hayward Donald R. · CIK 0001410825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,984

Read SEC document
August 15, 2022 Filed Aug 16, 2022 21:35 UTC SaleCommon Stock 1,000 $120.02 $120,020.00
Disclosure

SEC source: 0000796505-22-000027 · primary_doc.xml · nonDerivative · entry 2

Harding Roger G · CIK 0001680157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,008

F1 · price: The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from 120.00 to 120.11.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:35 UTC SaleCommon Stock 500 $120.03 $60,015.00
Disclosure

SEC source: 0000796505-22-000027 · primary_doc.xml · nonDerivative · entry 1

Harding Roger G · CIK 0001680157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,008

Read SEC document
August 09, 2022 Filed Aug 10, 2022 22:20 UTC
HERZOG DANIEL RChief Financial Officer
SaleCommon Stock 4,534 $113.56 $514,881.04
Disclosure

SEC source: 0000796505-22-000026 · primary_doc.xml · nonDerivative · entry 3

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,072

Read SEC document
August 09, 2022 Filed Aug 10, 2022 21:56 UTC
Hill John PChief Operating Officer
SaleCommon Stock 16,289 $110.91 $1,806,612.99
Disclosure

SEC source: 0000796505-22-000025 · primary_doc.xml · nonDerivative · entry 5

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,691

F2 · price: The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $110.50 to $111.06

Read SEC document
August 09, 2022 Filed Aug 10, 2022 21:37 UTC
Beranek CherylDirector · Chief Executive Officer
SaleCommon Stock 16,289 $110.77 $1,804,332.53
Disclosure

SEC source: 0000796505-22-000024 · primary_doc.xml · nonDerivative · entry 5

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,240

F4 · price: The price in column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $109.90 to $111.88.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 22:20 UTC
HERZOG DANIEL RChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0000796505-22-000026 · primary_doc.xml · derivative · entry 4

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,632

Underlying: Common Stock · 10,000 shares

Expires 2022-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 22:20 UTC
HERZOG DANIEL RChief Financial Officer
Tax withholdingCommon Stock 5,466 $112.38 $614,269.08
Disclosure

SEC source: 0000796505-22-000026 · primary_doc.xml · nonDerivative · entry 2

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,606

Read SEC document
August 08, 2022 Filed Aug 10, 2022 22:20 UTC
HERZOG DANIEL RChief Financial Officer
Exercise / conversionCommon Stock 10,000 $12.17 $121,700.00
Disclosure

SEC source: 0000796505-22-000026 · primary_doc.xml · nonDerivative · entry 1

HERZOG DANIEL R · CIK 0001262286 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised as options were set to expire on 11/14/2022

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:56 UTC
Hill John PChief Operating Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 16,000 $0.00 Strike: $12.43 $0.00
Disclosure

SEC source: 0000796505-22-000025 · primary_doc.xml · derivative · entry 7

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,573

Underlying: Common Stock · 16,000 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option exercised vested in 1/5th increments beginning 11/13/2020 through 11/13/2024.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:56 UTC
Hill John PChief Operating Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 20,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0000796505-22-000025 · primary_doc.xml · derivative · entry 6

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,573

Underlying: Common Stock · 20,000 shares

Expires 2022-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:56 UTC
Hill John PChief Operating Officer
Tax withholdingCommon Stock 8,771 $112.38 $985,684.98
Disclosure

SEC source: 0000796505-22-000025 · primary_doc.xml · nonDerivative · entry 4

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,980

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:56 UTC
Hill John PChief Operating Officer
Exercise / conversionCommon Stock 16,000 $12.43 $198,880.00
Disclosure

SEC source: 0000796505-22-000025 · primary_doc.xml · nonDerivative · entry 3

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:56 UTC
Hill John PChief Operating Officer
Tax withholdingCommon Stock 10,940 $112.38 $1,229,437.20
Disclosure

SEC source: 0000796505-22-000025 · primary_doc.xml · nonDerivative · entry 2

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,751

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:56 UTC
Hill John PChief Operating Officer
Exercise / conversionCommon Stock 20,000 $12.17 $243,400.00
Disclosure

SEC source: 0000796505-22-000025 · primary_doc.xml · nonDerivative · entry 1

Hill John P · CIK 0001449386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised as options were set to expire on 11/14/2022.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:37 UTC
Beranek CherylDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 16,000 $0.00 Strike: $12.43 $0.00
Disclosure

SEC source: 0000796505-22-000024 · primary_doc.xml · derivative · entry 7

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,573

Underlying: Common Stock · 16,000 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option exercised vested in 1/5th increments beginning 11/13/2020 through 11/13/2024.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:37 UTC
Beranek CherylDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 20,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0000796505-22-000024 · primary_doc.xml · derivative · entry 6

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,573

Underlying: Common Stock · 20,000 shares

Expires 2022-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:37 UTC
Beranek CherylDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,771 $112.38 $985,684.98
Disclosure

SEC source: 0000796505-22-000024 · primary_doc.xml · nonDerivative · entry 4

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,529

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:37 UTC
Beranek CherylDirector · Chief Executive Officer
Exercise / conversionCommon Stock 16,000 $12.43 $198,880.00
Disclosure

SEC source: 0000796505-22-000024 · primary_doc.xml · nonDerivative · entry 3

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:37 UTC
Beranek CherylDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,940 $112.38 $1,229,437.20
Disclosure

SEC source: 0000796505-22-000024 · primary_doc.xml · nonDerivative · entry 2

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,300

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:37 UTC
Beranek CherylDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,000 $12.17 $243,400.00
Disclosure

SEC source: 0000796505-22-000024 · primary_doc.xml · nonDerivative · entry 1

Beranek Cheryl · CIK 0001264406 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised as options were set to expire on November 14, 2022.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 21:08 UTC SaleCommon Stock 10,000 $111.12 $1,111,200.00
Disclosure

SEC source: 0000796505-22-000021 · primary_doc.xml · nonDerivative · entry 2

HAYSSEN CHARLES N · CIK 0001285734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,847

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August 04, 2022 Filed Aug 8, 2022 21:15 UTC SaleCommon Stock 1,101 $108.24 $119,172.24
Disclosure

SEC source: 0000796505-22-000023 · primary_doc.xml · nonDerivative · entry 1

Hayward Donald R. · CIK 0001410825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,184

F1 · price: The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $108.22 to 108.31.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.