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CLEVELAND-CLIFFS INC.

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3741
SEC CIK
0000764065
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2022 Filed Feb 28, 2022 21:17 UTC
Smith Clifford TEVP & President, CC Steel
GrantCommon Shares 49,401 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000057 · wf-form4_164608299832364.xml · nonDerivative · entry 1

Smith Clifford T · CIK 0001510253 · EVP & President, CC Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,021

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:16 UTC
Koci KeithEVP & President, CC Services
GrantCommon Shares 45,284 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000056 · wf-form4_164608293974228.xml · nonDerivative · entry 1

Koci Keith · CIK 0001316514 · EVP & President, CC Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,635

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:15 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
GrantCommon Shares 36,228 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000055 · wf-form4_164608290315794.xml · nonDerivative · entry 1

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,090

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:14 UTC
Graham James DEVP, Chief Legal Officer & Sec
GrantCommon Shares 36,228 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000054 · wf-form4_164608285620300.xml · nonDerivative · entry 1

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,030.792

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:14 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
GrantCommon Shares 193,488 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000053 · wf-form4_164608278466177.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,974,735

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:13 UTC GrantCommon Shares 45,284 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000052 · wf-form4_164608273421419.xml · nonDerivative · entry 1

Goncalves Celso L Jr · CIK 0001880965 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,284.613

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:11 UTC
Floriani Kimberly ASVP, Controller & CAO
GrantCommon Shares 7,781 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000050 · wf-form4_164608262669303.xml · nonDerivative · entry 1

Floriani Kimberly A · CIK 0001811272 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,481

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Forrester Traci LEVP, Environ & Sustainability
GrantCommon Shares 13,832 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000051 · wf-form4_164608268071877.xml · nonDerivative · entry 1

Forrester Traci L · CIK 0001778344 · EVP, Environ & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,948

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:10 UTC
Fedor Terry G.EVP, Operations, East
GrantCommon Shares 20,749 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000049 · wf-form4_164608256347713.xml · nonDerivative · entry 1

Fedor Terry G. · CIK 0001600276 · EVP, Operations, East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,450

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:18 UTC PurchaseCommon Shares 1,255 $19.88 $24,948.65
Disclosure

SEC source: 0000764065-22-000039 · wf-form4_164512189834447.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,967.297

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:02 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
Tax withholdingCommon Shares 34,345 $22.62 $776,883.90
Disclosure

SEC source: 0000764065-22-000024 · wf-form4_164152095502087.xml · nonDerivative · entry 2

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,862

F2 · shares: Reflects the mandatory surrender of 22,351 shares underlying performance shares and 11,994 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:02 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
GrantCommon Shares 55,054 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000024 · wf-form4_164152095502087.xml · nonDerivative · entry 1

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,207

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:03 UTC
Koci KeithEVP & President, CC Services
Tax withholdingCommon Shares 32,980 $22.62 $746,007.60
Disclosure

SEC source: 0000764065-22-000025 · wf-form4_164152097415913.xml · nonDerivative · entry 2

Koci Keith · CIK 0001316514 · EVP & President, CC Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,351

F2 · shares: Reflects the mandatory surrender of 20,894 shares underlying performance shares and 12,086 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:03 UTC
Koci KeithEVP & President, CC Services
GrantCommon Shares 53,298 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000025 · wf-form4_164152097415913.xml · nonDerivative · entry 1

Koci Keith · CIK 0001316514 · EVP & President, CC Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,331

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:03 UTC
Smith Clifford TEVP & President, CC Steel
Tax withholdingCommon Shares 60,875 $22.62 $1,376,992.50
Disclosure

SEC source: 0000764065-22-000026 · wf-form4_164152099978410.xml · nonDerivative · entry 2

Smith Clifford T · CIK 0001510253 · EVP & President, CC Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,620

F2 · shares: Reflects the mandatory surrender of 40,647 shares underlying performance shares and 20,228 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:03 UTC
Smith Clifford TEVP & President, CC Steel
GrantCommon Shares 91,548 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000026 · wf-form4_164152099978410.xml · nonDerivative · entry 1

Smith Clifford T · CIK 0001510253 · EVP & President, CC Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,495

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:02 UTC
Graham James DEVP, Chief Legal Officer & Sec
Tax withholdingCommon Shares 32,239 $22.62 $729,246.18
Disclosure

SEC source: 0000764065-22-000023 · wf-form4_164152093621729.xml · nonDerivative · entry 2

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,802.792

F2 · shares: Reflects the mandatory surrender of 20,956 shares underlying performance shares and 11,283 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:02 UTC
Graham James DEVP, Chief Legal Officer & Sec
GrantCommon Shares 51,668 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000023 · wf-form4_164152093621729.xml · nonDerivative · entry 1

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,041.792

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:02 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
Tax withholdingCommon Shares 266,069 $22.62 $6,018,480.78
Disclosure

SEC source: 0000764065-22-000022 · wf-form4_164152091838526.xml · nonDerivative · entry 2

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781,247

F2 · shares: Reflects the mandatory surrender of 180,822 shares underlying performance shares and 85,247 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:02 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
GrantCommon Shares 398,724 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000022 · wf-form4_164152091838526.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,047,316

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:01 UTC Tax withholdingCommon Shares 8,408 $22.62 $190,188.96
Disclosure

SEC source: 0000764065-22-000021 · wf-form4_164152089499582.xml · nonDerivative · entry 2

Goncalves Celso L Jr · CIK 0001880965 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,000.613

F2 · shares: Reflects the mandatory surrender of 5,602 shares underlying performance shares and 2,806 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:01 UTC GrantCommon Shares 18,488 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000021 · wf-form4_164152089499582.xml · nonDerivative · entry 1

Goncalves Celso L Jr · CIK 0001880965 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,408.613

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:01 UTC
Forrester Traci LEVP, Environ & Sustainability
Tax withholdingCommon Shares 8,494 $22.62 $192,134.28
Disclosure

SEC source: 0000764065-22-000020 · wf-form4_164152087391849.xml · nonDerivative · entry 2

Forrester Traci L · CIK 0001778344 · EVP, Environ & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,116

F2 · shares: Reflects the mandatory surrender of 5,659 shares underlying performance shares and 2,835 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:01 UTC
Forrester Traci LEVP, Environ & Sustainability
GrantCommon Shares 18,488 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000020 · wf-form4_164152087391849.xml · nonDerivative · entry 1

Forrester Traci L · CIK 0001778344 · EVP, Environ & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,610

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:01 UTC
Floriani Kimberly ASVP, Controller & CAO
Tax withholdingCommon Shares 1,547 $22.62 $34,993.14
Disclosure

SEC source: 0000764065-22-000019 · wf-form4_164152085682647.xml · nonDerivative · entry 2

Floriani Kimberly A · CIK 0001811272 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,700

F2 · shares: Reflects the mandatory surrender of 1,031 shares underlying performance shares and 516 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:01 UTC
Floriani Kimberly ASVP, Controller & CAO
GrantCommon Shares 2,890 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000019 · wf-form4_164152085682647.xml · nonDerivative · entry 1

Floriani Kimberly A · CIK 0001811272 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,247

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:00 UTC
Fedor Terry G.EVP, Operations, East
Tax withholdingCommon Shares 34,114 $22.62 $771,658.68
Disclosure

SEC source: 0000764065-22-000018 · wf-form4_164152084140170.xml · nonDerivative · entry 2

Fedor Terry G. · CIK 0001600276 · EVP, Operations, East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,701

F2 · shares: Reflects the mandatory surrender of 21,800 shares underlying performance shares and 12,314 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 7, 2022 02:00 UTC
Fedor Terry G.EVP, Operations, East
GrantCommon Shares 55,054 $0.00 $0.00
Disclosure

SEC source: 0000764065-22-000018 · wf-form4_164152084140170.xml · nonDerivative · entry 1

Fedor Terry G. · CIK 0001600276 · EVP, Operations, East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,815

F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:47 UTC GrantCommon Shares 660 $21.77 $14,368.20
Disclosure

SEC source: 0000764065-22-000008 · wf-form4_164141923670514.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,012.21

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:46 UTC GrantCommon Shares 402 $21.77 $8,751.54
Disclosure

SEC source: 0000764065-22-000006 · wf-form4_164141918707332.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,712.297

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:47 UTC Tax withholdingCommon Shares 482 $21.77 $10,493.14
Disclosure

SEC source: 0000764065-22-000007 · wf-form4_164141921128978.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,142

F2 · kind: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:47 UTC GrantCommon Shares 1,608 $21.77 $35,006.16
Disclosure

SEC source: 0000764065-22-000007 · wf-form4_164141921128978.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,624

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:46 UTC GrantCommon Shares 402 $21.77 $8,751.54
Disclosure

SEC source: 0000764065-22-000005 · wf-form4_164141916283461.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,666

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
December 13, 2021 Filed Dec 13, 2021 18:08 UTC PurchaseCommon Shares 5,000 $19.92 $99,598.00
Disclosure

SEC source: 0000764065-21-000223 · wf-form4_163941886384668.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,264

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.91 to $19.93, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 20:11 UTC PurchaseCommon Shares 10,000 $20.11 $201,060.00
Disclosure

SEC source: 0000764065-21-000217 · wf-form4_163916705554137.xml · nonDerivative · entry 1

MICHAEL RALPH S III · CIK 0001174250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,136

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.10 to $20.11, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 14:19 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
Exercise / conversionEmployee Stock Options (right-to-buy) · Derivative 25,384 $7.70 Strike: $7.70 $195,456.80
Disclosure

SEC source: 0000764065-21-000221 · wf-form4_163940515442675.xml · derivative · entry 2

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,384 shares

Expires 2025-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the exempt exercise of compensatory stock options. The Reporting Person is exercising these stock options with cash and holding all 25,384 shares.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 14:19 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
Exercise / conversionCommon Shares 25,384 $7.70 $195,456.80
Disclosure

SEC source: 0000764065-21-000221 · wf-form4_163940515442675.xml · nonDerivative · entry 1

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the exempt exercise of compensatory stock options. The Reporting Person is exercising these stock options with cash and holding all 25,384 shares.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 21:34 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
PurchaseCommon Shares 50,000 $19.77 $988,250.00
Disclosure

SEC source: 0000764065-21-000215 · wf-form4_163839444795160.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648,592

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.760 to $19.770, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
November 30, 2021 Filed Nov 30, 2021 16:46 UTC PurchaseCommon Shares 5,000 $20.13 $100,628.50
Disclosure

SEC source: 0000764065-21-000213 · wf-form4_163829078303970.xml · nonDerivative · entry 1

Goncalves Celso L Jr · CIK 0001880965 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,920.613

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.1250 to $20.1261, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 15:42 UTC PurchaseCommon Shares 5,000 $21.18 $105,895.00
Disclosure

SEC source: 0000764065-21-000211 · wf-form4_163820051712091.xml · nonDerivative · entry 1

Goncalves Celso L Jr · CIK 0001880965 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,920.613

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.175 to $21.18, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
November 19, 2021 Filed Nov 19, 2021 20:20 UTC
Koci KeithEVP & President, CC Services
PurchaseCommon Shares 10,000 $21.83 $218,270.00
Disclosure

SEC source: 0000764065-21-000208 · wf-form4_163735320911746.xml · nonDerivative · entry 1

Koci Keith · CIK 0001316514 · EVP & President, CC Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,033

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.82 to $21.83, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range

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October 01, 2021 Filed Oct 5, 2021 00:26 UTC GrantCommon Shares 445 $19.66 $8,748.70
Disclosure

SEC source: 0000764065-21-000198 · wf-form4_163339355876895.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,264

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

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October 01, 2021 Filed Oct 5, 2021 00:27 UTC GrantCommon Shares 731 $19.66 $14,371.46
Disclosure

SEC source: 0000764065-21-000201 · wf-form4_163339364556456.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,352.21

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

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October 01, 2021 Filed Oct 5, 2021 00:27 UTC Tax withholdingCommon Shares 534 $19.66 $10,498.44
Disclosure

SEC source: 0000764065-21-000200 · wf-form4_163339362314758.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,016

F2 · kind: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

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October 01, 2021 Filed Oct 5, 2021 00:27 UTC GrantCommon Shares 1,780 $19.66 $34,994.80
Disclosure

SEC source: 0000764065-21-000200 · wf-form4_163339362314758.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,550

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

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October 01, 2021 Filed Oct 5, 2021 00:26 UTC GrantCommon Shares 445 $19.66 $8,748.70
Disclosure

SEC source: 0000764065-21-000199 · wf-form4_163339359939931.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,310.297

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

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August 20, 2021 Filed Aug 20, 2021 14:02 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Options (right-to-buy) · Derivative 250,000 $0.00 Strike: $13.83 $0.00
Disclosure

SEC source: 0000764065-21-000187 · wf-form4_162946812405384.xml · derivative · entry 2

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 250,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the exempt exercise of compensatory stock options, the expiration date of which is November 17, 2021. The Reporting Person is exercising these stock options with cash and holding all 250,000 shares to avoid forfeiture of such stock options at their upcoming expiration.

F2 · derivative.exercise_date: The option vested in three equal annual installments beginning on December 31, 2015.

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August 20, 2021 Filed Aug 20, 2021 14:02 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
Exercise / conversionCommon Shares 250,000 $13.83 $3,457,500.00
Disclosure

SEC source: 0000764065-21-000187 · wf-form4_162946812405384.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,598,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the exempt exercise of compensatory stock options, the expiration date of which is November 17, 2021. The Reporting Person is exercising these stock options with cash and holding all 250,000 shares to avoid forfeiture of such stock options at their upcoming expiration.

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July 01, 2021 Filed Jul 2, 2021 20:18 UTC GrantCommon Shares 652 $22.06 $14,383.12
Disclosure

SEC source: 0000764065-21-000179 · wf-form4_162525705474143.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,621.21

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

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July 01, 2021 Filed Jul 2, 2021 20:16 UTC GrantCommon Shares 397 $22.06 $8,757.82
Disclosure

SEC source: 0000764065-21-000177 · wf-form4_162525696227227.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,865.297

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.