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CLEVELAND-CLIFFS INC.

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3741
SEC CIK
0000764065
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 2, 2018 20:10 UTC GrantCommon Shares 903 $12.66 $11,431.98
Disclosure

SEC source: 0000764065-18-000134 · wf-form4_153851101809672.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,021

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:09 UTC GrantCommon Shares 592 $12.66 $7,494.72
Disclosure

SEC source: 0000764065-18-000131 · wf-form4_153851093606849.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,185

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:10 UTC Tax withholdingCommon Shares 711 $12.66 $9,001.26
Disclosure

SEC source: 0000764065-18-000133 · wf-form4_153851098524802.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,811

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:10 UTC GrantCommon Shares 2,370 $12.66 $30,004.20
Disclosure

SEC source: 0000764065-18-000133 · wf-form4_153851098524802.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,522

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:09 UTC GrantCommon Shares 592 $12.66 $7,494.72
Disclosure

SEC source: 0000764065-18-000132 · wf-form4_153851096064703.xml · nonDerivative · entry 1

SIEGAL MICHAEL D · CIK 0000940858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,634

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:32 UTC GrantCommon Shares 1,357 $8.43 $11,439.51
Disclosure

SEC source: 0000764065-18-000121 · wf-form4_153082271391660.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,118

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:31 UTC Tax withholdingCommon Shares 1,068 $8.43 $9,003.24
Disclosure

SEC source: 0000764065-18-000120 · wf-form4_153082268073637.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,152

F2 · shares: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:31 UTC GrantCommon Shares 3,559 $8.43 $30,002.37
Disclosure

SEC source: 0000764065-18-000120 · wf-form4_153082268073637.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,220

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:31 UTC GrantCommon Shares 890 $8.43 $7,502.70
Disclosure

SEC source: 0000764065-18-000119 · wf-form4_153082264786124.xml · nonDerivative · entry 1

SIEGAL MICHAEL D · CIK 0000940858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,042

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:30 UTC GrantCommon Shares 890 $8.43 $7,502.70
Disclosure

SEC source: 0000764065-18-000118 · wf-form4_153082262047394.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,593

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
May 26, 2018 Filed May 30, 2018 20:09 UTC
Flanagan Timothy KEVP, Chief Financial Officer
Tax withholdingCommon Shares 6,070 $8.23 $49,956.10
Disclosure

SEC source: 0000764065-18-000110 · wf-form4_152771097748910.xml · nonDerivative · entry 1

Flanagan Timothy K · CIK 0001545321 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,043

F1 · shares: Surrender of shares in payment of tax liability incurred on May 26, 2018, the date of restricted share units vesting to the Reporting Person.

Read SEC document
April 27, 2018 Filed Apr 27, 2018 14:55 UTC PurchaseCommon Shares 5,000 $7.48 $37,377.50
Disclosure

SEC source: 0000764065-18-000106 · wf-form4_152484090329295.xml · nonDerivative · entry 1

Rychel Eric M · CIK 0001688357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,845

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:42 UTC GrantCommon Shares 13,736 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000104 · wf-form4_152477892078493.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,761

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2018 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:41 UTC GrantCommon Shares 13,736 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000103 · wf-form4_152477890444939.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,661

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2018 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:41 UTC GrantDeferred Shares · Derivative 3,434 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000102 · wf-form4_152477885090472.xml · derivative · entry 3

SIEGAL MICHAEL D · CIK 0000940858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,169

Underlying: Common Shares · 3,434 shares

Expires not disclosed

F2 · security: The Reporting Person has elected to defer a portion of his 2018 Director Restricted Shares (the "Deferred Shares").

F3 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable, in cash or common stock, at the election of the Issuer's Governance and Nominating Committee, in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F3 · derivative.exercise_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable, in cash or common stock, at the election of the Issuer's Governance and Nominating Committee, in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F3 · derivative.expiration_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable, in cash or common stock, at the election of the Issuer's Governance and Nominating Committee, in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:41 UTC GrantCommon Shares 10,302 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000102 · wf-form4_152477885090472.xml · nonDerivative · entry 1

SIEGAL MICHAEL D · CIK 0000940858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,152

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2018 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:40 UTC GrantDeferred Shares · Derivative 13,736 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000101 · wf-form4_152477883201350.xml · derivative · entry 1

Rychel Eric M · CIK 0001688357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,567

Underlying: Common Shares · 13,736 shares

Expires not disclosed

F1 · security: The Reporting Person has elected to defer a portion of his 2018 Director Restricted Shares (the "Deferred Shares").

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable, in cash or common stock, at the election of the Issuer's Governance and Nominating Committee, in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable, in cash or common stock, at the election of the Issuer's Governance and Nominating Committee, in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable, in cash or common stock, at the election of the Issuer's Governance and Nominating Committee, in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:40 UTC GrantCommon Shares 13,736 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000100 · wf-form4_152477881579033.xml · nonDerivative · entry 1

RUTKOWSKI JOSEPH A · CIK 0001181107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,803

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2018 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:40 UTC GrantCommon Shares 13,736 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000099 · wf-form4_152477879981907.xml · nonDerivative · entry 1

GREEN SUSAN MIRANDA · CIK 0001407047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,102.9938

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2018 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:39 UTC GrantCommon Shares 13,736 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000098 · wf-form4_152477878369344.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,703

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2018 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:39 UTC GrantCommon Shares 13,736 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000097 · wf-form4_152477876761609.xml · nonDerivative · entry 1

BALDWIN JOHN T · CIK 0001106143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,727

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2018 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 23:43 UTC GrantCommon Shares 1,616 $6.96 $11,247.36
Disclosure

SEC source: 0000764065-18-000080 · wf-form4_152279900995691.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,025

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 23:43 UTC Tax withholdingCommon Shares 1,293 $6.96 $8,999.28
Disclosure

SEC source: 0000764065-18-000079 · wf-form4_152279896965756.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,925

F2 · shares: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 23:43 UTC GrantCommon Shares 4,310 $6.96 $29,997.60
Disclosure

SEC source: 0000764065-18-000079 · wf-form4_152279896965756.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,218

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 23:42 UTC GrantCommon Shares 1,078 $6.96 $7,502.88
Disclosure

SEC source: 0000764065-18-000078 · wf-form4_152279895302560.xml · nonDerivative · entry 1

SIEGAL MICHAEL D · CIK 0000940858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,850

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 23:42 UTC GrantCommon Shares 1,212 $6.96 $8,435.52
Disclosure

SEC source: 0000764065-18-000077 · wf-form4_152279891172466.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,967

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:37 UTC SaleCommon Shares 11,305 $7.62 $86,172.36
Disclosure

SEC source: 0000764065-18-000059 · wf-form4_152054500178110.xml · nonDerivative · entry 1

GREEN SUSAN MIRANDA · CIK 0001407047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,366.9938

F1 · price: The price reported in column four is the weighted average price. These shares were sold by the Reporting Person in two tranches, 6,435 shares and 4,870 shares at $7.5918 and $7.6630, respectively.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:29 UTC
Smith Clifford TEVP, Business Development
GrantCommon Shares 33,886 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000055 · wf-form4_151942133455661.xml · nonDerivative · entry 3

Smith Clifford T · CIK 0001510253 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,433

F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:29 UTC
Smith Clifford TEVP, Business Development
Tax withholdingCommon Shares 6,269 $7.53 $47,205.57
Disclosure

SEC source: 0000764065-18-000055 · wf-form4_151942133455661.xml · nonDerivative · entry 2

Smith Clifford T · CIK 0001510253 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,547

F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:29 UTC
Smith Clifford TEVP, Business Development
GrantCommon Shares 20,655 $7.53 $155,532.15
Disclosure

SEC source: 0000764065-18-000055 · wf-form4_151942133455661.xml · nonDerivative · entry 1

Smith Clifford T · CIK 0001510253 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,816

F1 · shares: Reflects a payout of performance shares for the 2015-2018 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Mee Terrence REVP, Global Commercial
GrantCommon Shares 29,909 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000054 · wf-form4_151942131629300.xml · nonDerivative · entry 3

Mee Terrence R · CIK 0001511746 · EVP, Global Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,675.543

F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Mee Terrence REVP, Global Commercial
Tax withholdingCommon Shares 4,959 $7.53 $37,341.27
Disclosure

SEC source: 0000764065-18-000054 · wf-form4_151942131629300.xml · nonDerivative · entry 2

Mee Terrence R · CIK 0001511746 · EVP, Global Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,766.543

F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Mee Terrence REVP, Global Commercial
GrantCommon Shares 16,338 $7.53 $123,025.14
Disclosure

SEC source: 0000764065-18-000054 · wf-form4_151942131629300.xml · nonDerivative · entry 1

Mee Terrence R · CIK 0001511746 · EVP, Global Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,725.543

F1 · shares: Reflects a payout of performance shares for the 2015-2018 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
GrantCommon Shares 33,886 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000053 · wf-form4_151942129666606.xml · nonDerivative · entry 3

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,285

F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
Tax withholdingCommon Shares 5,801 $7.53 $43,681.53
Disclosure

SEC source: 0000764065-18-000053 · wf-form4_151942129666606.xml · nonDerivative · entry 2

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,399

F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
GrantCommon Shares 19,113 $7.53 $143,920.89
Disclosure

SEC source: 0000764065-18-000053 · wf-form4_151942129666606.xml · nonDerivative · entry 1

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,200

F1 · shares: Reflects a payout of performance shares for the 2015-2018 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Graham James DEVP, Chief Legal Officer & Sec
GrantCommon Shares 31,818 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000052 · wf-form4_151942127044509.xml · nonDerivative · entry 3

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,425.792

F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Graham James DEVP, Chief Legal Officer & Sec
Tax withholdingCommon Shares 5,520 $7.53 $41,565.60
Disclosure

SEC source: 0000764065-18-000052 · wf-form4_151942127044509.xml · nonDerivative · entry 2

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,607.792

F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC
Graham James DEVP, Chief Legal Officer & Sec
GrantCommon Shares 18,187 $7.53 $136,948.11
Disclosure

SEC source: 0000764065-18-000052 · wf-form4_151942127044509.xml · nonDerivative · entry 1

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,127.792

F1 · shares: Reflects a payout of performance shares for the 2015-2018 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Flanagan Timothy KEVP, Chief Financial Officer
GrantCommon Shares 32,773 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000050 · wf-form4_151942123007554.xml · nonDerivative · entry 3

Flanagan Timothy K · CIK 0001545321 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,113

F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Flanagan Timothy KEVP, Chief Financial Officer
Tax withholdingCommon Shares 4,251 $7.53 $32,010.03
Disclosure

SEC source: 0000764065-18-000050 · wf-form4_151942123007554.xml · nonDerivative · entry 2

Flanagan Timothy K · CIK 0001545321 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,340

F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award.

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February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Flanagan Timothy KEVP, Chief Financial Officer
GrantCommon Shares 14,006 $7.53 $105,465.18
Disclosure

SEC source: 0000764065-18-000050 · wf-form4_151942123007554.xml · nonDerivative · entry 1

Flanagan Timothy K · CIK 0001545321 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,591

F1 · shares: Reflects a payout of performance shares for the 2015-2018 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan.

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February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Fedor Terry G.EVP, United States Iron Ore
GrantCommon Shares 33,886 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000049 · wf-form4_151942120865389.xml · nonDerivative · entry 3

Fedor Terry G. · CIK 0001600276 · EVP, United States Iron Ore

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,491

F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020.

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February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Fedor Terry G.EVP, United States Iron Ore
Tax withholdingCommon Shares 6,269 $7.53 $47,205.57
Disclosure

SEC source: 0000764065-18-000049 · wf-form4_151942120865389.xml · nonDerivative · entry 2

Fedor Terry G. · CIK 0001600276 · EVP, United States Iron Ore

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,605

F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award.

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February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Fedor Terry G.EVP, United States Iron Ore
GrantCommon Shares 20,655 $7.53 $155,532.15
Disclosure

SEC source: 0000764065-18-000049 · wf-form4_151942120865389.xml · nonDerivative · entry 1

Fedor Terry G. · CIK 0001600276 · EVP, United States Iron Ore

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,874

F1 · shares: Reflects a payout of performance shares for the 2015-2018 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan.

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February 21, 2018 Filed Feb 23, 2018 21:27 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
GrantCommon Shares 245,455 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000051 · wf-form4_151942125046192.xml · nonDerivative · entry 3

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575,614

F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020.

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February 21, 2018 Filed Feb 23, 2018 21:27 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
Tax withholdingCommon Shares 63,905 $7.53 $481,204.65
Disclosure

SEC source: 0000764065-18-000051 · wf-form4_151942125046192.xml · nonDerivative · entry 2

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330,159

F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award.

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February 21, 2018 Filed Feb 23, 2018 21:27 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
GrantCommon Shares 140,914 $7.53 $1,061,082.42
Disclosure

SEC source: 0000764065-18-000051 · wf-form4_151942125046192.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,394,064

F1 · shares: Reflects a payout of performance shares for the 2015-2018 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan.

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February 21, 2018 Filed Feb 23, 2018 21:26 UTC
Cebula R ChristopherVP, Corporate Controller & CAO
GrantCommon Shares 13,000 $0.00 $0.00
Disclosure

SEC source: 0000764065-18-000048 · wf-form4_151942118793249.xml · nonDerivative · entry 3

Cebula R Christopher · CIK 0001699145 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,869.6468

F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020.

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February 21, 2018 Filed Feb 23, 2018 21:26 UTC
Cebula R ChristopherVP, Corporate Controller & CAO
Tax withholdingCommon Shares 1,768 $7.53 $13,313.04
Disclosure

SEC source: 0000764065-18-000048 · wf-form4_151942118793249.xml · nonDerivative · entry 2

Cebula R Christopher · CIK 0001699145 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,869.6468

F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.