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COLGATE PALMOLIVE CO

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2972
SEC CIK
0000021665
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831

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 202600
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Aug 202604
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2017 Filed Feb 23, 2017 21:34 UTC
HUSTON JOHN JSVP, Chief of Staff
SaleCommon Stock 1,786 $73.16 $130,663.76
Disclosure

SEC source: 0001123292-17-000482 · edgar.xml · nonDerivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,932

F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:33 UTC
HICKEY DENNIS JChief Financial Officer
SaleCommon Stock 7,240 $73.16 $529,678.40
Disclosure

SEC source: 0001123292-17-000481 · edgar.xml · nonDerivative · entry 1

HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,395

F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:32 UTC
Deoras MukulChief Marketing Officer
SaleCommon Stock 2,418 $73.16 $176,900.88
Disclosure

SEC source: 0001123292-17-000480 · edgar.xml · nonDerivative · entry 1

Deoras Mukul · CIK 0001576939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,830

F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:31 UTC
COOK IAN MDirector · Chairman, President & CEO
SaleCommon Stock 25,909 $73.16 $1,895,502.44
Disclosure

SEC source: 0001123292-17-000478 · edgar.xml · nonDerivative · entry 1

COOK IAN M · CIK 0001227246 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,995

F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 20, 2017 Filed Mar 17, 2017 21:00 UTC
MOISON FRANCK JCOO Emerging Mkts.& So. Pacif.
Tax withholdingCommon Stock 6,520 $71.98 $469,309.60
Disclosure

SEC source: 0001123292-17-000708 · edgar.xml · nonDerivative · entry 1

MOISON FRANCK J · CIK 0001227252 · COO Emerging Mkts.& So. Pacif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,205

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

Read SEC document
February 20, 2017 Filed Mar 17, 2017 21:02 UTC
Wallace Noel R.Pres.- Colgate Latin America
Tax withholdingCommon Stock 3,921 $71.98 $282,233.58
Disclosure

SEC source: 0001123292-17-000710 · edgar.xml · nonDerivative · entry 1

Wallace Noel R. · CIK 0001464265 · Pres.- Colgate Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,622

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

Read SEC document
February 20, 2017 Filed Mar 17, 2017 21:01 UTC
Skala JustinPres Colgate N Amer & Gl Sust
Tax withholdingCommon Stock 3,911 $71.98 $281,513.78
Disclosure

SEC source: 0001123292-17-000709 · edgar.xml · nonDerivative · entry 1

Skala Justin · CIK 0001424025 · Pres Colgate N Amer & Gl Sust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,872

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

Read SEC document
February 20, 2017 Filed Mar 17, 2017 21:00 UTC
Dolan Victoria LVP & Corporate Controller
Tax withholdingCommon Stock 1,620 $71.98 $116,607.60
Disclosure

SEC source: 0001123292-17-000707 · edgar.xml · nonDerivative · entry 1

Dolan Victoria L · CIK 0001511134 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,390

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

Read SEC document
February 20, 2017 Filed Aug 17, 2017 20:35 UTC Amendment
MOISON FRANCK JVice Chairman
Tax withholdingCommon Stock 6,933 $71.98 $499,037.34
Disclosure

SEC source: 0001123292-17-001355 · edgar.xml · nonDerivative · entry 1

MOISON FRANCK J · CIK 0001227252 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,205

F1 · shares: This amendment is being filed solely for the purpose of correcting the number of shares disposed of in the original filing.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:31 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,833 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001123292-17-000447 · edgar.xml · derivative · entry 4

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,998

Underlying: Common Stock · 3,833 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:31 UTC
Verduin PatriciaChief Technology Officer
SaleCommon Stock 3,833 $67.53 $258,842.49
Disclosure

SEC source: 0001123292-17-000447 · edgar.xml · nonDerivative · entry 2

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,091

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:31 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionCommon Stock 3,833 $45.23 $173,366.59
Disclosure

SEC source: 0001123292-17-000447 · edgar.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:34 UTC
MOISON FRANCK JCOO Emerging Mkts.& So. Pacif.
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001123292-17-000434 · edgar.xml · derivative · entry 5

MOISON FRANCK J · CIK 0001227252 · COO Emerging Mkts.& So. Pacif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 30,000 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:34 UTC
MOISON FRANCK JCOO Emerging Mkts.& So. Pacif.
SaleCommon Stock 30,000 $67.83 $2,034,870.00
Disclosure

SEC source: 0001123292-17-000434 · edgar.xml · nonDerivative · entry 2

MOISON FRANCK J · CIK 0001227252 · COO Emerging Mkts.& So. Pacif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,783

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $67.81 to $67.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:34 UTC
MOISON FRANCK JCOO Emerging Mkts.& So. Pacif.
Exercise / conversionCommon Stock 30,000 $45.23 $1,356,900.00
Disclosure

SEC source: 0001123292-17-000434 · edgar.xml · nonDerivative · entry 1

MOISON FRANCK J · CIK 0001227252 · COO Emerging Mkts.& So. Pacif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:32 UTC
MOISON FRANCK JCOO Emerging Mkts.& So. Pacif.
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001123292-17-000429 · edgar.xml · derivative · entry 5

MOISON FRANCK J · CIK 0001227252 · COO Emerging Mkts.& So. Pacif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 50,000 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:32 UTC
MOISON FRANCK JCOO Emerging Mkts.& So. Pacif.
SaleCommon Stock 50,000 $67.42 $3,371,145.00
Disclosure

SEC source: 0001123292-17-000429 · edgar.xml · nonDerivative · entry 2

MOISON FRANCK J · CIK 0001227252 · COO Emerging Mkts.& So. Pacif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,783

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $67.325 to $67.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:32 UTC
MOISON FRANCK JCOO Emerging Mkts.& So. Pacif.
Exercise / conversionCommon Stock 50,000 $45.23 $2,261,500.00
Disclosure

SEC source: 0001123292-17-000429 · edgar.xml · nonDerivative · entry 1

MOISON FRANCK J · CIK 0001227252 · COO Emerging Mkts.& So. Pacif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:04 UTC
HUSTON JOHN JSVP, Chief of Staff
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001123292-17-000397 · edgar.xml · derivative · entry 4

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 14,000 shares

Expires 2017-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:04 UTC
HUSTON JOHN JSVP, Chief of Staff
SaleCommon Stock 14,000 $66.64 $932,999.20
Disclosure

SEC source: 0001123292-17-000397 · edgar.xml · nonDerivative · entry 2

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,718

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.47 to $66.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:04 UTC
HUSTON JOHN JSVP, Chief of Staff
Exercise / conversionCommon Stock 14,000 $45.23 $633,220.00
Disclosure

SEC source: 0001123292-17-000397 · edgar.xml · nonDerivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $42.49 $0.00
Disclosure

SEC source: 0001123292-17-000329 · edgar.xml · derivative · entry 3

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2017-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the May 9, 2011 grant date.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:38 UTC SaleCommon Stock 8,000 $66.00 $527,971.20
Disclosure

SEC source: 0001123292-17-000329 · edgar.xml · nonDerivative · entry 2

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,671

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $65.98 to $66.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:38 UTC Exercise / conversionCommon Stock 8,000 $42.49 $339,920.00
Disclosure

SEC source: 0001123292-17-000329 · edgar.xml · nonDerivative · entry 1

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:36 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 290 $0.00 Strike: $42.49 $0.00
Disclosure

SEC source: 0001123292-17-000326 · edgar.xml · derivative · entry 3

Gayle Helene D · CIK 0001487047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 290 shares

Expires 2017-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the May 9, 2011 grant date.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:36 UTC SaleCommon Stock 290 $65.74 $19,065.73
Disclosure

SEC source: 0001123292-17-000326 · edgar.xml · nonDerivative · entry 2

Gayle Helene D · CIK 0001487047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,624

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's Non-Employee Director Stock Option Plan.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:36 UTC Exercise / conversionCommon Stock 290 $42.49 $12,322.10
Disclosure

SEC source: 0001123292-17-000326 · edgar.xml · nonDerivative · entry 1

Gayle Helene D · CIK 0001487047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

Read SEC document
January 31, 2017 Filed Aug 14, 2017 20:52 UTC
HUSTON JOHN JSVP, Chief of Staff
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013967 · doc4.xml · nonDerivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,598

F1 · kind: Bona fide gift.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:34 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,833 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001123292-17-000192 · edgar.xml · derivative · entry 4

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,831

Underlying: Common Stock · 3,833 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:34 UTC
Verduin PatriciaChief Technology Officer
SaleCommon Stock 3,833 $65.99 $252,939.67
Disclosure

SEC source: 0001123292-17-000192 · edgar.xml · nonDerivative · entry 2

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,091

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:34 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionCommon Stock 3,833 $45.23 $173,366.59
Disclosure

SEC source: 0001123292-17-000192 · edgar.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 22:03 UTC
Daniels JenniferCLO and Secretary
SaleCommon Stock 868 $66.62 $57,826.94
Disclosure

SEC source: 0001123292-17-000095 · edgar.xml · nonDerivative · entry 1

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,813

F1 · shares: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's Executive Incentive Compensation Plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.61 to $66.621, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2017 Filed Jan 4, 2017 21:32 UTC GrantCommon Stock 265 $65.88 $17,458.20
Disclosure

SEC source: 0001123292-17-000024 · edgar.xml · nonDerivative · entry 1

Gayle Helene D · CIK 0001487047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,624

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Directors.

Read SEC document
January 02, 2017 Filed Jan 4, 2017 21:31 UTC GrantCommon Stock 246 $65.88 $16,206.48
Disclosure

SEC source: 0001123292-17-000023 · edgar.xml · nonDerivative · entry 1

BILBREY JOHN P · CIK 0001268386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,458

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2017 Filed Jan 4, 2017 21:34 UTC GrantCommon Stock 246 $65.88 $16,206.48
Disclosure

SEC source: 0001123292-17-000025 · edgar.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,519

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 23, 2016 Filed Mar 22, 2017 21:03 UTC
HUSTON JOHN JDirector · SVP, Chief of Staff
GiftCommon Stock 2,055 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 5

HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 2,055

F1 · kind: Bona fide gift.

F1 · price: Bona fide gift.

Read SEC document
December 23, 2016 Filed Mar 22, 2017 21:03 UTC
HUSTON JOHN JDirector · SVP, Chief of Staff
GiftCommon Stock 2,055 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 4

HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,718

F1 · kind: Bona fide gift.

F1 · price: Bona fide gift.

Read SEC document
December 21, 2016 Filed Mar 22, 2017 21:02 UTC Amendment
COOK IAN MDirector · Chairman, President & CEO
GiftCommon Stock 79,350 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000760 · edgar.xml · nonDerivative · entry 1

COOK IAN M · CIK 0001227246 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,554

F1 · kind: Bona fide gift.

F1 · price: Bona fide gift.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:45 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,834 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001123292-16-003078 · edgar.xml · derivative · entry 4

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,664

Underlying: Common Stock · 3,834 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

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December 15, 2016 Filed Dec 19, 2016 21:45 UTC
Verduin PatriciaChief Technology Officer
SaleCommon Stock 3,834 $65.66 $251,740.44
Disclosure

SEC source: 0001123292-16-003078 · edgar.xml · nonDerivative · entry 2

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,957

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

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December 15, 2016 Filed Dec 19, 2016 21:45 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionCommon Stock 3,834 $45.23 $173,411.82
Disclosure

SEC source: 0001123292-16-003078 · edgar.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

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December 15, 2016 Filed Mar 22, 2017 21:03 UTC
HUSTON JOHN JDirector · SVP, Chief of Staff
GiftCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 3

HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,718

F1 · kind: Bona fide gift.

F1 · price: Bona fide gift.

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December 13, 2016 Filed Dec 15, 2016 22:05 UTC
Daniels JenniferCLO and Secretary
SaleCommon Stock 7,072 $66.78 $472,296.45
Disclosure

SEC source: 0001123292-16-003061 · edgar.xml · nonDerivative · entry 1

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,463

F1 · shares: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's Executive Incentive Compensation Plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.76 to $67.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 08, 2016 Filed Mar 22, 2017 21:03 UTC
HUSTON JOHN JDirector · SVP, Chief of Staff
GiftCommon Stock 248 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 2

HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,718

F1 · kind: Bona fide gift.

F1 · price: Bona fide gift.

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December 01, 2016 Filed Dec 5, 2016 22:06 UTC
MOISON FRANCK JCOO Emerging Mkts.& So. Pacif.
Tax withholdingCommon Stock 633 $65.08 $41,195.64
Disclosure

SEC source: 0001123292-16-003033 · edgar.xml · nonDerivative · entry 1

MOISON FRANCK J · CIK 0001227252 · COO Emerging Mkts.& So. Pacif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,578

F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted shares previously granted under the issuer's Executive Incentive Compensation Plan. The reporting person continues to hold the restricted shares originally granted, less the amount of this required tax withholding.

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December 01, 2016 Filed Dec 5, 2016 22:05 UTC
Marsili Daniel BSr. VP Global Human Resources
Tax withholdingCommon Stock 312 $65.08 $20,304.96
Disclosure

SEC source: 0001123292-16-003032 · edgar.xml · nonDerivative · entry 1

Marsili Daniel B · CIK 0001333720 · Sr. VP Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,620

F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted shares previously granted under the issuer's Executive Incentive Compensation Plan. The reporting person continues to hold the restricted shares originally granted, less the amount of this required tax withholding.

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December 01, 2016 Filed Dec 5, 2016 22:09 UTC
Verduin PatriciaChief Technology Officer
Tax withholdingCommon Stock 222 $65.08 $14,447.76
Disclosure

SEC source: 0001123292-16-003036 · edgar.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,957

F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted shares previously granted under the issuer's Executive Incentive Compensation Plan. The reporting person continues to hold the restricted shares originally granted, less the amount of this required tax withholding.

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December 01, 2016 Filed Dec 5, 2016 22:09 UTC
THOMPSON DELIA HSrVP Investor Relations
Tax withholdingCommon Stock 145 $65.08 $9,436.60
Disclosure

SEC source: 0001123292-16-003035 · edgar.xml · nonDerivative · entry 1

THOMPSON DELIA H · CIK 0001227262 · SrVP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,628

F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted shares previously granted under the issuer's Executive Incentive Compensation Plan. The reporting person continues to hold the restricted shares originally granted, less the amount of this required tax withholding.

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December 01, 2016 Filed Dec 5, 2016 22:08 UTC
Skala JustinCOO NA, Eur, Afr/E & Gl Sust
Tax withholdingCommon Stock 432 $65.08 $28,114.56
Disclosure

SEC source: 0001123292-16-003034 · edgar.xml · nonDerivative · entry 2

Skala Justin · CIK 0001424025 · COO NA, Eur, Afr/E & Gl Sust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,345

F2 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted shares previously granted under the issuer's Executive Incentive Compensation Plan. The reporting person continues to hold the restricted shares originally granted, less the amount of this required tax withholding.

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December 01, 2016 Filed Dec 5, 2016 22:04 UTC
HUSTON JOHN JSVP, Chief of Staff
Tax withholdingCommon Stock 158 $65.08 $10,282.64
Disclosure

SEC source: 0001123292-16-003031 · edgar.xml · nonDerivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,657

F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted shares previously granted under the issuer's Executive Incentive Compensation Plan. The reporting person continues to hold the restricted shares originally granted, less the amount of this required tax withholding.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.