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COLGATE PALMOLIVE CO

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0000021665
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0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Nov 202501
Dec 202500
Jan 202600
Feb 202608
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2017 Filed Nov 16, 2017 21:58 UTC
Dolan Victoria LChief Transformation Officer
SaleCommon Stock 9,000 $73.41 $660,689.10
Disclosure

SEC source: 0001225208-17-017409 · doc4.xml · nonDerivative · entry 2

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,528

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $73.40 to $73.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 21:58 UTC
Dolan Victoria LChief Transformation Officer
Exercise / conversionCommon Stock 9,000 $52.27 $470,430.00
Disclosure

SEC source: 0001225208-17-017409 · doc4.xml · nonDerivative · entry 1

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:07 UTC
Deoras MukulChief Marketing Officer
SaleCommon Stock 7,500 $73.28 $549,606.75
Disclosure

SEC source: 0001225208-17-017238 · doc4.xml · nonDerivative · entry 1

Deoras Mukul · CIK 0001576939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,217

F1 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $73.25 to $73.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:54 UTC
Wallace Noel R.COO, Glbl. Innov.&Gwth&Hill's
SaleCommon Stock 5,465 $73.24 $400,256.60
Disclosure

SEC source: 0001225208-17-017315 · doc4.xml · nonDerivative · entry 2

Wallace Noel R. · CIK 0001464265 · COO, Glbl. Innov.&Gwth&Hill's

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,471

F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $73.195 to $73.310, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:07 UTC
Skala JustinCOO, NA, Eur, AF/Eus & Gl Sus.
Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $46.97 $0.00
Disclosure

SEC source: 0001225208-17-017240 · doc4.xml · derivative · entry 4

Skala Justin · CIK 0001424025 · COO, NA, Eur, AF/Eus & Gl Sus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2018-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the third anniversary of the March 8, 2012 grant date.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:07 UTC
Skala JustinCOO, NA, Eur, AF/Eus & Gl Sus.
SaleCommon Stock 126,393 $72.97 $9,222,416.92
Disclosure

SEC source: 0001225208-17-017240 · doc4.xml · nonDerivative · entry 2

Skala Justin · CIK 0001424025 · COO, NA, Eur, AF/Eus & Gl Sus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,968

F2 · kind: Sale of shares with proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $72.52 to $73.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer,or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:07 UTC
Skala JustinCOO, NA, Eur, AF/Eus & Gl Sus.
Exercise / conversionCommon Stock 150,000 $46.97 $7,045,500.00
Disclosure

SEC source: 0001225208-17-017240 · doc4.xml · nonDerivative · entry 1

Skala Justin · CIK 0001424025 · COO, NA, Eur, AF/Eus & Gl Sus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:07 UTC
Dolan Victoria LChief Transformation Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $52.27 $0.00
Disclosure

SEC source: 0001225208-17-017239 · doc4.xml · derivative · entry 7

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 10,000 shares

Expires 2018-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan.

F5 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 13, 2012 grant date.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:07 UTC
Dolan Victoria LChief Transformation Officer
SaleCommon Stock 10,000 $73.07 $730,747.00
Disclosure

SEC source: 0001225208-17-017239 · doc4.xml · nonDerivative · entry 4

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,528

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding.

F4 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $73.00 to $73.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:07 UTC
Dolan Victoria LChief Transformation Officer
Exercise / conversionCommon Stock 10,000 $52.27 $522,700.00
Disclosure

SEC source: 0001225208-17-017239 · doc4.xml · nonDerivative · entry 3

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan.

Read SEC document
November 09, 2017 Filed Dec 11, 2017 21:49 UTC
COOK IAN MDirector · Chairman, President & CEO
GiftCommon Stock 6,825 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018494 · doc4.xml · nonDerivative · entry 1

COOK IAN M · CIK 0001227246 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,545

F1 · kind: Bona fide gift.

F2 · balance_after: This amount includes a payment of 39,800 shares upon maturation of the reporting person's 2015 GRAT on November 6, 2017. These shares were previously reported as indirectly beneficially owned.

Read SEC document
November 09, 2017 Filed Feb 1, 2018 23:23 UTC
HICKEY DENNIS JChief Financial Officer
GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002001 · doc5.xml · nonDerivative · entry 1

HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,181

F1 · kind: Bona fide gift.

F1 · price: Bona fide gift.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 22:07 UTC
Dolan Victoria LChief Transformation Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $52.27 $0.00
Disclosure

SEC source: 0001225208-17-017239 · doc4.xml · derivative · entry 6

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 20,000 shares

Expires 2018-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan.

F5 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 13, 2012 grant date.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 22:07 UTC
Dolan Victoria LChief Transformation Officer
SaleCommon Stock 20,000 $72.91 $1,458,238.00
Disclosure

SEC source: 0001225208-17-017239 · doc4.xml · nonDerivative · entry 2

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,528

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $72.71 to $73.0003, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 22:07 UTC
Dolan Victoria LChief Transformation Officer
Exercise / conversionCommon Stock 20,000 $52.27 $1,045,400.00
Disclosure

SEC source: 0001225208-17-017239 · doc4.xml · nonDerivative · entry 1

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan.

Read SEC document
November 08, 2017 Filed Dec 11, 2017 21:49 UTC
COOK IAN MDirector · Chairman, President & CEO
GiftCommon Stock 2,039 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018494 · doc4.xml · nonDerivative · entry 3

COOK IAN M · CIK 0001227246 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2015 GRAT

Disclosed balance after: 0

F4 · kind: Upon maturation of the reporting person's 2015 GRAT, these shares were gifted to trusts not controlled by the reporting person.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001225208-17-017100 · doc4.xml · derivative · entry 7

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2018-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

F6 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the May 14, 2012 grant date.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,780 $0.00 Strike: $60.45 $0.00
Disclosure

SEC source: 0001225208-17-017100 · doc4.xml · derivative · entry 6

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,780 shares

Expires 2019-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

F5 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the May 13, 2013 grant date.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $30.55 $0.00
Disclosure

SEC source: 0001225208-17-017100 · doc4.xml · derivative · entry 5

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the February 17, 2009 grant date.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:05 UTC SaleCommon Stock 20,780 $70.52 $1,465,384.82
Disclosure

SEC source: 0001225208-17-017100 · doc4.xml · nonDerivative · entry 4

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,268

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's Non-Employee Director Stock Option Plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $70.500 to $70.580, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:05 UTC Exercise / conversionCommon Stock 5,780 $60.45 $349,401.00
Disclosure

SEC source: 0001225208-17-017100 · doc4.xml · nonDerivative · entry 3

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:05 UTC Exercise / conversionCommon Stock 7,000 $49.50 $346,500.00
Disclosure

SEC source: 0001225208-17-017100 · doc4.xml · nonDerivative · entry 2

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:05 UTC Exercise / conversionCommon Stock 8,000 $30.55 $244,400.00
Disclosure

SEC source: 0001225208-17-017100 · doc4.xml · nonDerivative · entry 1

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.

Read SEC document
October 30, 2017 Filed Feb 1, 2018 23:24 UTC
HUSTON JOHN JSVP, Chief of Staff
GiftCommon Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002002 · doc5.xml · nonDerivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,507

F1 · kind: Bona fide gift.

F1 · price: Bona fide gift.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:31 UTC GrantCommon Stock 242 $72.13 $17,455.46
Disclosure

SEC source: 0001225208-17-015933 · doc4.xml · nonDerivative · entry 1

Gayle Helene D · CIK 0001487047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,868

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Directors.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:31 UTC GrantCommon Stock 225 $72.13 $16,229.25
Disclosure

SEC source: 0001225208-17-015934 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,802

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Directors.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:31 UTC GrantCommon Stock 225 $72.13 $16,229.25
Disclosure

SEC source: 0001225208-17-015932 · doc4.xml · nonDerivative · entry 1

BILBREY JOHN P · CIK 0001268386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,677

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Directors.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:51 UTC
Wallace Noel R.COO, Glbl. Innov.&Gwth&Hill's
GrantStock Option (Right to Buy) · Derivative 98,627 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015315 · doc4.xml · derivative · entry 1

Wallace Noel R. · CIK 0001464265 · COO, Glbl. Innov.&Gwth&Hill's

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,627

Underlying: Common Stock · 98,627 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:51 UTC
Verduin PatriciaChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 49,069 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015314 · doc4.xml · derivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,069

Underlying: Common Stock · 49,069 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:51 UTC
Skala JustinCOO, NA, Eur, AF/Eus & Gl Sus.
GrantStock Option (Right to Buy) · Derivative 98,627 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015313 · doc4.xml · derivative · entry 1

Skala Justin · CIK 0001424025 · COO, NA, Eur, AF/Eus & Gl Sus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,627

Underlying: Common Stock · 98,627 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:50 UTC
MOISON FRANCK JVice Chairman
GrantStock Option (Right to Buy) · Derivative 133,095 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015312 · doc4.xml · derivative · entry 1

MOISON FRANCK J · CIK 0001227252 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,095

Underlying: Common Stock · 133,095 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:50 UTC
Marsili Daniel BChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 64,373 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015311 · doc4.xml · derivative · entry 1

Marsili Daniel B · CIK 0001333720 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,373

Underlying: Common Stock · 64,373 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:50 UTC
HUSTON JOHN JSVP, Chief of Staff
GrantStock Option (Right to Buy) · Derivative 36,150 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015310 · doc4.xml · derivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,150

Underlying: Common Stock · 36,150 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:50 UTC
HICKEY DENNIS JChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 133,095 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015309 · doc4.xml · derivative · entry 1

HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,095

Underlying: Common Stock · 133,095 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:50 UTC
Dolan Victoria LChief Transformation Officer · Corporate Controller
GrantStock Option (Right to Buy) · Derivative 44,803 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015308 · doc4.xml · derivative · entry 1

Dolan Victoria L · CIK 0001511134 · Chief Transformation Officer · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,803

Underlying: Common Stock · 44,803 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:50 UTC
Deoras MukulChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 56,751 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015307 · doc4.xml · derivative · entry 1

Deoras Mukul · CIK 0001576939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,751

Underlying: Common Stock · 56,751 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:50 UTC
Daniels JenniferCLO and Secretary
GrantStock Option (Right to Buy) · Derivative 74,110 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015306 · doc4.xml · derivative · entry 1

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,110

Underlying: Common Stock · 74,110 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:50 UTC
COOK IAN MDirector · Chairman, President & CEO
GrantStock Option (Right to Buy) · Derivative 602,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-17-015305 · doc4.xml · derivative · entry 1

COOK IAN M · CIK 0001227246 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,390

Underlying: Common Stock · 602,390 shares

Expires 2023-09-25

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date.

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August 28, 2017 Filed Nov 14, 2017 21:54 UTC
Wallace Noel R.COO, Glbl. Innov.&Gwth&Hill's
GiftCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017315 · doc4.xml · nonDerivative · entry 1

Wallace Noel R. · CIK 0001464265 · COO, Glbl. Innov.&Gwth&Hill's

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,936

F1 · kind: Bona fide gift.

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August 24, 2017 Filed Dec 11, 2017 21:49 UTC
HUSTON JOHN JSVP, Chief of Staff
GiftCommon Stock 1,955 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018492 · doc4.xml · nonDerivative · entry 3

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Indirect · By children

Disclosed balance after: 4,010

F1 · kind: Bona fide gift.

Read SEC document
August 24, 2017 Filed Dec 11, 2017 21:49 UTC
HUSTON JOHN JSVP, Chief of Staff
GiftCommon Stock 1,955 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018492 · doc4.xml · nonDerivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,765

F1 · kind: Bona fide gift.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:37 UTC
Marsili Daniel BChief Human Resources Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001225208-17-014137 · doc4.xml · derivative · entry 5

Marsili Daniel B · CIK 0001333720 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

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August 15, 2017 Filed Aug 17, 2017 20:37 UTC
Marsili Daniel BChief Human Resources Officer
SaleCommon Stock 14,000 $71.54 $1,001,610.40
Disclosure

SEC source: 0001225208-17-014137 · doc4.xml · nonDerivative · entry 2

Marsili Daniel B · CIK 0001333720 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,252

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $71.45 to $71.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 15, 2017 Filed Aug 17, 2017 20:37 UTC
Marsili Daniel BChief Human Resources Officer
Exercise / conversionCommon Stock 14,000 $45.23 $633,220.00
Disclosure

SEC source: 0001225208-17-014137 · doc4.xml · nonDerivative · entry 1

Marsili Daniel B · CIK 0001333720 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:36 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,833 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001225208-17-014136 · doc4.xml · derivative · entry 4

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,833 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:36 UTC
Verduin PatriciaChief Technology Officer
SaleCommon Stock 3,833 $71.45 $273,867.85
Disclosure

SEC source: 0001225208-17-014136 · doc4.xml · nonDerivative · entry 2

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,340

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:36 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionCommon Stock 3,833 $45.23 $173,366.59
Disclosure

SEC source: 0001225208-17-014136 · doc4.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:52 UTC
HUSTON JOHN JSVP, Chief of Staff
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $45.23 $0.00
Disclosure

SEC source: 0001225208-17-013967 · doc4.xml · derivative · entry 6

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2017-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:52 UTC
HUSTON JOHN JSVP, Chief of Staff
SaleCommon Stock 14,000 $71.36 $999,063.80
Disclosure

SEC source: 0001225208-17-013967 · doc4.xml · nonDerivative · entry 3

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,598

F3 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $71.23 to $71.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:52 UTC
HUSTON JOHN JSVP, Chief of Staff
Exercise / conversionCommon Stock 14,000 $45.23 $633,220.00
Disclosure

SEC source: 0001225208-17-013967 · doc4.xml · nonDerivative · entry 2

HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.