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COLGATE PALMOLIVE CO

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2972
SEC CIK
0000021665
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831

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202604
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2020 Filed Oct 5, 2020 21:10 UTC GrantCommon Stock 228 $76.68 $17,483.04
Disclosure

SEC source: 0001225208-20-012213 · doc4.xml · nonDerivative · entry 1

Gayle Helene D · CIK 0001487047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,461

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:10 UTC GrantCommon Stock 228 $76.68 $17,483.04
Disclosure

SEC source: 0001225208-20-012212 · doc4.xml · nonDerivative · entry 1

BILBREY JOHN P · CIK 0001268386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,757

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:09 UTC GrantCommon Stock 211 $76.68 $16,179.48
Disclosure

SEC source: 0001225208-20-012211 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,563

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 21:13 UTC
Shotts Philip G.Vice President and Controller
SaleCommon Stock 401 $77.29 $30,994.85
Disclosure

SEC source: 0001225208-20-011911 · doc4.xml · nonDerivative · entry 1

Shotts Philip G. · CIK 0001745045 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,263

F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $77.2926 to $77.3111, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 21:13 UTC
Massey SallyChief Human Resources Officer
SaleCommon Stock 387 $77.30 $29,914.87
Disclosure

SEC source: 0001225208-20-011910 · doc4.xml · nonDerivative · entry 1

Massey Sally · CIK 0001815662 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $77.2911 to $77.3000, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 21:27 UTC
Kooyman John WChief of Staff
Tax withholdingCommon Stock 365 $75.95 $27,721.75
Disclosure

SEC source: 0001225208-20-011894 · doc4.xml · nonDerivative · entry 1

Kooyman John W · CIK 0001765088 · Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,667

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 21:19 UTC
JAKOBSEN HENNING IChief Financial Officer
Tax withholdingCommon Stock 834 $75.95 $63,342.30
Disclosure

SEC source: 0001225208-20-011885 · doc4.xml · nonDerivative · entry 1

JAKOBSEN HENNING I · CIK 0001718566 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,401

F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:12 UTC
Wallace Noel R.Director · Chairman, President & CEO
GrantStock Option (Right to Buy) · Derivative 377,443 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011507 · doc4.xml · derivative · entry 1

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,443

Underlying: Common Stock · 377,443 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:11 UTC
Daniels JenniferCLO and Secretary
GrantStock Option (Right to Buy) · Derivative 69,938 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011504 · doc4.xml · derivative · entry 1

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,938

Underlying: Common Stock · 69,938 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:12 UTC
JAKOBSEN HENNING IChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 77,709 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011506 · doc4.xml · derivative · entry 1

JAKOBSEN HENNING I · CIK 0001718566 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,709

Underlying: Common Stock · 77,709 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:11 UTC
Parameswaran PrabhaGrp Pres, Glbl Innov. Grp
GrantStock Option (Right to Buy) · Derivative 69,938 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011503 · doc4.xml · derivative · entry 1

Parameswaran Prabha · CIK 0001783437 · Grp Pres, Glbl Innov. Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,938

Underlying: Common Stock · 69,938 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:11 UTC
Tsourapas PanagiotisGrp Pres, LatAm,AsiaPac&AF/Eus
GrantStock Option (Right to Buy) · Derivative 69,938 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011502 · doc4.xml · derivative · entry 1

Tsourapas Panagiotis · CIK 0001576945 · Grp Pres, LatAm,AsiaPac&AF/Eus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,938

Underlying: Common Stock · 69,938 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:11 UTC
Marsili Daniel BSVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 50,720 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011501 · doc4.xml · derivative · entry 1

Marsili Daniel B · CIK 0001333720 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,720

Underlying: Common Stock · 50,720 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:10 UTC
Massey SallyChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 31,701 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011500 · doc4.xml · derivative · entry 1

Massey Sally · CIK 0001815662 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,701

Underlying: Common Stock · 31,701 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:10 UTC
Verduin PatriciaChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 46,155 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011499 · doc4.xml · derivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

Underlying: Common Stock · 46,155 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:10 UTC
HUSTON JOHN JSVP, Office of the Chairman
GrantStock Option (Right to Buy) · Derivative 28,482 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011498 · doc4.xml · derivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,482

Underlying: Common Stock · 28,482 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:08 UTC
Kooyman John WChief of Staff
GrantStock Option (Right to Buy) · Derivative 23,064 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011496 · doc4.xml · derivative · entry 1

Kooyman John W · CIK 0001765088 · Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,064

Underlying: Common Stock · 23,064 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 21:08 UTC
Shotts Philip G.Vice President and Controller
GrantStock Option (Right to Buy) · Derivative 18,757 $0.00 Strike: $76.41 $0.00
Disclosure

SEC source: 0001225208-20-011497 · doc4.xml · derivative · entry 1

Shotts Philip G. · CIK 0001745045 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,757

Underlying: Common Stock · 18,757 shares

Expires 2028-09-10

F1 · kind: Stock option award granted under the issuer's incentive compensation plan.

F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:25 UTC
HUSTON JOHN JSVP, Office of the Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 24,100 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-20-010666 · doc4.xml · derivative · entry 8

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,050

Underlying: Common Stock · 24,100 shares

Expires 2023-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F6 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 25, 2017 grant date.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:25 UTC
HUSTON JOHN JSVP, Office of the Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 38,430 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001225208-20-010666 · doc4.xml · derivative · entry 7

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,430 shares

Expires 2022-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F5 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2016 grant date.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:25 UTC
HUSTON JOHN JSVP, Office of the Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 22,375 $0.00 Strike: $72.00 $0.00
Disclosure

SEC source: 0001225208-20-010666 · doc4.xml · derivative · entry 6

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,375 shares

Expires 2022-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F4 · derivative.exercise_date: Option became exercisable in equal annual installments over two years beginning on the second anniversary of the June 16, 2016 grant date.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:25 UTC
HUSTON JOHN JSVP, Office of the Chairman
SaleCommon Stock 84,905 $77.18 $6,553,375.44
Disclosure

SEC source: 0001225208-20-010666 · doc4.xml · nonDerivative · entry 4

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,558

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $77.00 to $77.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:25 UTC
HUSTON JOHN JSVP, Office of the Chairman
Exercise / conversionCommon Stock 22,375 $72.00 $1,611,000.00
Disclosure

SEC source: 0001225208-20-010666 · doc4.xml · nonDerivative · entry 3

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:25 UTC
HUSTON JOHN JSVP, Office of the Chairman
Exercise / conversionCommon Stock 24,100 $73.00 $1,759,300.00
Disclosure

SEC source: 0001225208-20-010666 · doc4.xml · nonDerivative · entry 2

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:25 UTC
HUSTON JOHN JSVP, Office of the Chairman
Exercise / conversionCommon Stock 38,430 $72.99 $2,805,005.70
Disclosure

SEC source: 0001225208-20-010666 · doc4.xml · nonDerivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:18 UTC
Kooyman John WChief of Staff
SaleCommon Stock 1,211 $76.28 $92,375.08
Disclosure

SEC source: 0001225208-20-010588 · doc4.xml · nonDerivative · entry 1

Kooyman John W · CIK 0001765088 · Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,987

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:48 UTC
HUSTON JOHN JSVP, Office of the Chairman
SaleCommon Stock 3,000 $76.38 $229,128.60
Disclosure

SEC source: 0001225208-20-010526 · doc4.xml · nonDerivative · entry 1

HUSTON JOHN J · CIK 0001227249 · SVP, Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,558

F1 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $76.36 to $76.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:23 UTC
Shotts Philip G.Vice President and Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 17,645 $0.00 Strike: $64.00 $0.00
Disclosure

SEC source: 0001225208-20-010525 · doc4.xml · derivative · entry 4

Shotts Philip G. · CIK 0001745045 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,645 shares

Expires 2020-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 10, 2014 grant date.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:23 UTC
Shotts Philip G.Vice President and Controller
SaleCommon Stock 17,645 $76.50 $1,349,842.50
Disclosure

SEC source: 0001225208-20-010525 · doc4.xml · nonDerivative · entry 2

Shotts Philip G. · CIK 0001745045 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,427

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:23 UTC
Shotts Philip G.Vice President and Controller
Exercise / conversionCommon Stock 17,645 $64.00 $1,129,280.00
Disclosure

SEC source: 0001225208-20-010525 · doc4.xml · nonDerivative · entry 1

Shotts Philip G. · CIK 0001745045 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:06 UTC
Daniels JenniferCLO and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 41,386 $0.00 Strike: $61.93 $0.00
Disclosure

SEC source: 0001225208-20-010461 · doc4.xml · derivative · entry 4

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,385

Underlying: Common Stock · 41,386 shares

Expires 2021-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 10, 2015 grant date.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:06 UTC
Daniels JenniferCLO and Secretary
SaleCommon Stock 41,386 $75.80 $3,136,967.75
Disclosure

SEC source: 0001225208-20-010461 · doc4.xml · nonDerivative · entry 2

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,842

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $75.61 to $75.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:06 UTC
Daniels JenniferCLO and Secretary
Exercise / conversionCommon Stock 41,386 $61.93 $2,563,034.98
Disclosure

SEC source: 0001225208-20-010461 · doc4.xml · nonDerivative · entry 1

Daniels Jennifer · CIK 0001410523 · CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 23:43 UTC
Wallace Noel R.Director · Chairman, President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 93,666 $0.00 Strike: $64.00 $0.00
Disclosure

SEC source: 0001225208-20-010433 · doc4.xml · derivative · entry 5

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,666 shares

Expires 2020-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 10, 2014 grant date.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 23:43 UTC
Wallace Noel R.Director · Chairman, President & CEO
SaleCommon Stock 85,929 $76.37 $6,562,045.42
Disclosure

SEC source: 0001225208-20-010433 · doc4.xml · nonDerivative · entry 2

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,168

F2 · kind: Sale of shares with proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $75.96 to $76.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 23:43 UTC
Wallace Noel R.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 93,666 $64.00 $5,994,624.00
Disclosure

SEC source: 0001225208-20-010433 · doc4.xml · nonDerivative · entry 1

Wallace Noel R. · CIK 0001464265 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:30 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 42,775 $0.00 Strike: $64.00 $0.00
Disclosure

SEC source: 0001225208-20-010421 · doc4.xml · derivative · entry 4

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,775 shares

Expires 2020-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 10, 2014 grant date.

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August 05, 2020 Filed Aug 7, 2020 22:30 UTC
Verduin PatriciaChief Technology Officer
SaleCommon Stock 42,775 $76.52 $3,273,006.12
Disclosure

SEC source: 0001225208-20-010421 · doc4.xml · nonDerivative · entry 2

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,025

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $76.33 to $76.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 05, 2020 Filed Aug 7, 2020 22:30 UTC
Verduin PatriciaChief Technology Officer
Exercise / conversionCommon Stock 42,775 $64.00 $2,737,600.00
Disclosure

SEC source: 0001225208-20-010421 · doc4.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

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August 05, 2020 Filed Aug 13, 2020 21:19 UTC
Massey SallyChief Human Resources Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,336 $0.00 Strike: $61.93 $0.00
Disclosure

SEC source: 0001225208-20-010589 · doc4.xml · derivative · entry 4

Massey Sally · CIK 0001815662 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,336 shares

Expires 2021-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 10, 2015 grant date.

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August 05, 2020 Filed Aug 13, 2020 21:19 UTC
Massey SallyChief Human Resources Officer
SaleCommon Stock 6,336 $76.28 $483,311.35
Disclosure

SEC source: 0001225208-20-010589 · doc4.xml · nonDerivative · entry 2

Massey Sally · CIK 0001815662 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,224

F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.

F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $76.2801 to $76.2809, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 05, 2020 Filed Aug 13, 2020 21:19 UTC
Massey SallyChief Human Resources Officer
Exercise / conversionCommon Stock 6,336 $61.93 $392,388.48
Disclosure

SEC source: 0001225208-20-010589 · doc4.xml · nonDerivative · entry 1

Massey Sally · CIK 0001815662 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:46 UTC GrantCommon Stock 240 $72.82 $17,476.80
Disclosure

SEC source: 0001225208-20-009510 · doc4.xml · nonDerivative · entry 1

Gayle Helene D · CIK 0001487047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,147

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

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July 01, 2020 Filed Jul 2, 2020 20:45 UTC GrantCommon Stock 240 $72.82 $17,476.80
Disclosure

SEC source: 0001225208-20-009509 · doc4.xml · nonDerivative · entry 1

BILBREY JOHN P · CIK 0001268386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,433

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

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July 01, 2020 Filed Jul 2, 2020 20:44 UTC GrantCommon Stock 223 $72.82 $16,238.86
Disclosure

SEC source: 0001225208-20-009508 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,245

F1 · kind: Portion of annual cash retainer deferred to a stock unit account pursuant to the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,293 $0.00 Strike: $63.77 $0.00
Disclosure

SEC source: 0001225208-20-007671 · doc4.xml · derivative · entry 3

POLK MICHAEL B · CIK 0001192505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,293 shares

Expires 2020-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

F3 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the August 5, 2014 grant date.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:11 UTC SaleCommon Stock 3,115 $68.08 $212,080.41
Disclosure

SEC source: 0001225208-20-007671 · doc4.xml · nonDerivative · entry 2

POLK MICHAEL B · CIK 0001192505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,507

F2 · kind: Sale of shares with proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:11 UTC Exercise / conversionCommon Stock 3,293 $63.77 $209,994.61
Disclosure

SEC source: 0001225208-20-007671 · doc4.xml · nonDerivative · entry 1

POLK MICHAEL B · CIK 0001192505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan.

Read SEC document
May 11, 2020 Filed May 13, 2020 21:37 UTC GrantStock Option (Right to Buy) · Derivative 4,155 $0.00 Strike: $69.83 $0.00
Disclosure

SEC source: 0001225208-20-007615 · doc4.xml · derivative · entry 3

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,155

Underlying: Common Stock · 4,155 shares

Expires 2028-05-11

F3 · kind: Annual director stock option grant under the issuer's incentive compensation plan.

F4 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2020 grant date.

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May 11, 2020 Filed May 13, 2020 21:37 UTC GrantCommon Stock 2,594 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007615 · doc4.xml · nonDerivative · entry 1

SADOVE STEPHEN I · CIK 0001186892 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,744

F1 · kind: Annual director stock grant under the issuer's incentive compensation plan.

F2 · balance_after: This amount includes 23,150 shares that were previously reported as directly beneficially owned.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.