CKX

SEC source: 0001437749-24-022943 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,940

SEC source: 0001437749-24-022942 · rdgdoc.xml · nonDerivative · entry 1

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,316

SEC source: 0001437749-24-009075 · rdgdoc.xml · derivative · entry 3

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,449

Underlying: Common Stock · 25,880 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unvested performance share represents a contingent right to receive one share of the Issuer's common stock. Various percentages of the performance share award vest if the closing price of the Issuer's common stock equals or exceeds, for at least ten consecutive trading days during the performance period, prices of $13, $14, $14.50 and $15 per share. The performance period is July 15, 2020 to July 15, 2024.

F2 · derivative.exercise_price: The Issuer's common stock met the $13 trading price target on February 12, 2024, and 18.47% of the award vested on that date.

F2 · derivative.exercise_date: The Issuer's common stock met the $13 trading price target on February 12, 2024, and 18.47% of the award vested on that date.

SEC source: 0001437749-24-009075 · rdgdoc.xml · nonDerivative · entry 2

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,543

SEC source: 0001437749-24-009075 · rdgdoc.xml · nonDerivative · entry 1

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-24-009074 · rdgdoc.xml · derivative · entry 6

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,451

Underlying: Common Stock · 25,881 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unvested performance share represents a contingent right to receive one share of the Issuer's common stock. Various percentages of the performance share award vest if the closing price of the Issuer's common stock equals or exceeds, for at least ten consecutive trading days during the performance period, prices of $13, $14, $14.50 and $15 per share. The performance period is July 15, 2020 to July 15, 2024.

F3 · derivative.exercise_price: The Issuer's common stock met the $13 trading price target on February 12, 2024, and 18.47% of the award vested on that date.

F3 · derivative.exercise_date: The Issuer's common stock met the $13 trading price target on February 12, 2024, and 18.47% of the award vested on that date.

SEC source: 0001437749-24-009074 · rdgdoc.xml · nonDerivative · entry 2

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,167

SEC source: 0001437749-24-009074 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045116 · doc4.xml · nonDerivative · entry 1

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,696

SEC source: 0001209191-23-045393 · doc4.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,319

SEC source: 0001209191-23-036625 · doc4.xml · nonDerivative · entry 4

Hart Max H. · CIK 0001674726 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person was the beneficial owner of these securities for purposes of Section 16 or any other purpose.

SEC source: 0001209191-23-036625 · doc4.xml · nonDerivative · entry 3

Hart Max H. · CIK 0001674726 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 715

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person was the beneficial owner of these securities for purposes of Section 16 or any other purpose.

SEC source: 0001209191-23-036625 · doc4.xml · nonDerivative · entry 2

Hart Max H. · CIK 0001674726 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 819

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person was the beneficial owner of these securities for purposes of Section 16 or any other purpose.

SEC source: 0001209191-23-036625 · doc4.xml · nonDerivative · entry 1

Hart Max H. · CIK 0001674726 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 886

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person was the beneficial owner of these securities for purposes of Section 16 or any other purpose.

SEC source: 0001209191-22-049286 · doc4.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,655

SEC source: 0001209191-22-049285 · doc4.xml · nonDerivative · entry 1

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,032

SEC source: 0001209191-22-048867 · doc4.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 67,317

SEC source: 0001209191-22-048809 · doc4.xml · nonDerivative · entry 1

Englander Daniel J · CIK 0001289438 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Reflects shares held by Ursula Capital Partners, for which reporting person is sole general partner

Disclosed balance after: 0

SEC source: 0001209191-23-045120 · doc4a.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,655

SEC source: 0001209191-23-045114 · doc4a.xml · nonDerivative · entry 1

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,032

SEC source: 0001209191-22-038114 · doc4.xml · nonDerivative · entry 1

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,086

SEC source: 0001209191-22-038234 · doc4.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,709

SEC source: 0001209191-22-037106 · doc4.xml · derivative · entry 7

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,332

Underlying: Common Stock · 15,792 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Issuer's common stock met the $12 trading price target on May 19, 2021. Accordingly, 11.27% of the award was vested at the time it was granted.

F4 · derivative.exercise_date: The Issuer's common stock met the $12 trading price target on May 19, 2021. Accordingly, 11.27% of the award was vested at the time it was granted.

SEC source: 0001209191-22-037106 · doc4.xml · derivative · entry 6

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,124

Underlying: Common Stock · 140,124 shares

Expires 2024-07-15

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of the Issuer's common stock. Various percentages of the performance share award vest if the closing price of the Issuer's common stock equals or exceeds, for at least ten consecutive trading days during the performance period, prices of $12, $13, $14, $14.50 and $15 per share. The performance period is July 15, 2020 to July 15, 2024.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of the Issuer's common stock. Various percentages of the performance share award vest if the closing price of the Issuer's common stock equals or exceeds, for at least ten consecutive trading days during the performance period, prices of $12, $13, $14, $14.50 and $15 per share. The performance period is July 15, 2020 to July 15, 2024.

SEC source: 0001209191-22-037106 · doc4.xml · nonDerivative · entry 2

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-037106 · doc4.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · security: The reported transaction was the grant of restricted stock units (RSUs) that are payable solely in shares of the Issuer's common stock. The RSUs will vest incrementally on July 15, 2022, 2023 and 2024 if the Reporting Person remains employed by the Issuer on those dates.

SEC source: 0001209191-22-037104 · doc4.xml · derivative · entry 4

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,329

Underlying: Common Stock · 15,792 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Issuer's common stock met the $12 trading price target on May 19, 2021. Accordingly, 11.27% of the award was vested at the time it was granted.

F3 · derivative.exercise_date: The Issuer's common stock met the $12 trading price target on May 19, 2021. Accordingly, 11.27% of the award was vested at the time it was granted.

SEC source: 0001209191-22-037104 · doc4.xml · derivative · entry 3

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,121

Underlying: Common Stock · 140,121 shares

Expires 2024-07-15

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of the Issuer's common stock. Various percentages of the performance share award vest if the closing price of the Issuer's common stock equals or exceeds, for at least ten consecutive trading days during the performance period, prices of $12, $13, $14, $14.50 and $15 per share. The performance period is July 15, 2020 to July 15, 2024.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of the Issuer's common stock. Various percentages of the performance share award vest if the closing price of the Issuer's common stock equals or exceeds, for at least ten consecutive trading days during the performance period, prices of $12, $13, $14, $14.50 and $15 per share. The performance period is July 15, 2020 to July 15, 2024.

SEC source: 0001209191-22-037104 · doc4.xml · nonDerivative · entry 2

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-037104 · doc4.xml · nonDerivative · entry 1

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,377

F1 · security: The reported transaction was the grant of restricted stock units (RSUs) that are payable solely in shares of the Issuer's common stock. The RSUs will vest incrementally on July 15, 2022, 2023 and 2024 if the Reporting Person remains employed by the Issuer on those dates.

SEC source: 0001209191-23-045118 · doc4a.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,709

F1 · date: The reported transaction was the withholding of shares to satisfy tax withholding obligations upon the vesting of performance shares. The performance shares were granted on June 13, 2022. Various percentages of the award vest if the closing price of the Issuer's common stock equals or exceeds, for at least ten consecutive trading days during the performance period, certain price targets. The performance period is July 15, 2020 to July 15, 2024. The Issuer's common stock met the $12 price target on May 19, 2021, before the award was granted. Accordingly, 11.27% of the award was vested at the time it was granted and the vested portion was settled on June 17, 2022. The withholding tax due and the number of shares withheld, however, were based on the value of the Issuer's common stock on the vesting date. The transaction date has been reported as the date of grant because the vesting date occurred before the grant.

SEC source: 0001209191-23-045112 · doc4a.xml · nonDerivative · entry 1

Stepp Scott Adams · CIK 0001925877 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,086

F1 · date: The reported transaction was the withholding of shares to satisfy tax withholding obligations upon the vesting of performance shares. The performance shares were granted on June 13, 2022. Various percentages of the award vest if the closing price of the Issuer's common stock equals or exceeds, for at least ten consecutive trading days during the performance period, certain price targets. The performance period is July 15, 2020 to July 15, 2024. The Issuer's common stock met the $12 price target on May 19, 2021, before the award was granted. Accordingly, 11.27% of the award was vested at the time it was granted and the vested portion was settled on June 17, 2022. The withholding tax due and the number of shares withheld, however, were based on the value of the Issuer's common stock on the vesting date. The transaction date has been reported as the date of grant because the vesting date occurred before the grant.

SEC source: 0001437749-20-024451 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 15,037

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-019522 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 7,273

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-019147 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 6,271

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-019007 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 5,571

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-018848 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 4,971

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-018715 · rdgdoc.xml · nonDerivative · entry 2

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C

Disclosed balance after: 4,568

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, andStream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-018715 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 3,153

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, andStream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-018549 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 3,005

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-018287 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 2,053

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001437749-20-018075 · rdgdoc.xml · nonDerivative · entry 1

Stream William Gray · CIK 0001360802 · Director · President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Sierra Pelican, L.L.C.

Disclosed balance after: 1,498

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-033527 · doc4.xml · nonDerivative · entry 1

Ellington Edward Moreland II · CIK 0001796394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · date: This report is being filed late because the Reporting Person did not timely receive a confirmation of the reported transaction from his financial advisor.

SEC source: 0001437749-20-006220 · rdgdoc.xml · nonDerivative · entry 2

Boyer Lee W. · CIK 0001674707 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,962

SEC source: 0001437749-20-006220 · rdgdoc.xml · nonDerivative · entry 1

Boyer Lee W. · CIK 0001674707 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,931

SEC source: 0001437749-20-005751 · rdgdoc.xml · nonDerivative · entry 1

Duplechin Donald Keith · CIK 0001751357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

SEC source: 0001437749-19-017857 · rdgdoc.xml · nonDerivative · entry 8

Stream William Gray · CIK 0001360802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stream Family Limited Partnership

Disclosed balance after: 33,055

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Stream Family Limited Partnership, except to the extent of his pecuniary interest therein.

SEC source: 0001437749-19-017857 · rdgdoc.xml · nonDerivative · entry 7

Stream William Gray · CIK 0001360802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stream Family Limited Partnership

Disclosed balance after: 31,741

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Stream Family Limited Partnership, except to the extent of his pecuniary interest therein.

SEC source: 0001437749-19-017857 · rdgdoc.xml · nonDerivative · entry 6

Stream William Gray · CIK 0001360802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stream Family Limited Partnership

Disclosed balance after: 31,555

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Stream Family Limited Partnership, except to the extent of his pecuniary interest therein.

SEC source: 0001437749-19-017857 · rdgdoc.xml · nonDerivative · entry 5

Stream William Gray · CIK 0001360802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stream Family Limited Partnership

Disclosed balance after: 30,755

F1 · ownership.nature: The Reporting Person disclaims ownership of the reported securities owned by Stream Family Limited Partnership, except to the extent of his pecuniary interest therein.