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Nasdaq · USD

CINF

CINCINNATI FINANCIAL CORP

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Tapewire entity
3175
SEC CIK
0000020286
Parsed reports
794

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 20:28 UTC
SCHERER J FEVP & Chief Ins. Off. - Sub
Exercise / conversionRestricted Stock Units · Derivative 8,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010058 · form4.xml · derivative · entry 6

SCHERER J F · CIK 0001231315 · EVP & Chief Ins. Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Underlying: Common Stock · 8,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:28 UTC
SCHERER J FEVP & Chief Ins. Off. - Sub
Exercise / conversionCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010058 · form4.xml · nonDerivative · entry 3

SCHERER J F · CIK 0001231315 · EVP & Chief Ins. Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:28 UTC
SCHERER J FEVP & Chief Ins. Off. - Sub
Exercise / conversionCommon Stock 276 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010058 · form4.xml · nonDerivative · entry 2

SCHERER J F · CIK 0001231315 · EVP & Chief Ins. Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:28 UTC
SCHERER J FEVP & Chief Ins. Off. - Sub
Exercise / conversionCommon Stock 8,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010058 · form4.xml · nonDerivative · entry 1

SCHERER J F · CIK 0001231315 · EVP & Chief Ins. Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:18 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionRestricted Stock Units · Derivative 288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010045 · form4.xml · derivative · entry 7

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Underlying: Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:18 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionRestricted Stock Units · Derivative 155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010045 · form4.xml · derivative · entry 6

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155

Underlying: Common Stock · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:18 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionRestricted Stock Units · Derivative 4,947 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010045 · form4.xml · derivative · entry 5

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,947

Underlying: Common Stock · 4,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:18 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Tax withholdingCommon Stock 1,789 $74.66 $133,566.74
Disclosure

SEC source: 0001127602-17-010045 · form4.xml · nonDerivative · entry 4

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,692.5347

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:18 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionCommon Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010045 · form4.xml · nonDerivative · entry 3

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,481.5347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:18 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010045 · form4.xml · nonDerivative · entry 2

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,193.5347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:18 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionCommon Stock 4,947 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010045 · form4.xml · nonDerivative · entry 1

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,038.5347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:23 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010051 · form4.xml · derivative · entry 8

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525

Underlying: Common Stock · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:23 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 149 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010051 · form4.xml · derivative · entry 7

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149

Underlying: Common Stock · 149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:23 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 4,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010051 · form4.xml · derivative · entry 6

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:23 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Tax withholdingCommon Stock 1,650 $74.66 $123,189.00
Disclosure

SEC source: 0001127602-17-010051 · form4.xml · nonDerivative · entry 4

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,899.233

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:23 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionCommon Stock 263 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010051 · form4.xml · nonDerivative · entry 3

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,549.233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:23 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010051 · form4.xml · nonDerivative · entry 2

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,286.233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:23 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionCommon Stock 4,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010051 · form4.xml · nonDerivative · entry 1

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,137.233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:14 UTC
Hollenbeck Martin FSr.VP,Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010039 · form4.xml · derivative · entry 8

Hollenbeck Martin F · CIK 0001426197 · Sr.VP,Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704

Underlying: Common Stock · 353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:14 UTC
Hollenbeck Martin FSr.VP,Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010039 · form4.xml · derivative · entry 7

Hollenbeck Martin F · CIK 0001426197 · Sr.VP,Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203

Underlying: Common Stock · 203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:14 UTC
Hollenbeck Martin FSr.VP,Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 6,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010039 · form4.xml · derivative · entry 6

Hollenbeck Martin F · CIK 0001426197 · Sr.VP,Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,468

Underlying: Common Stock · 6,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:14 UTC
Hollenbeck Martin FSr.VP,Chief Investment Officer
Tax withholdingCommon Stock 2,883 $74.66 $215,244.78
Disclosure

SEC source: 0001127602-17-010039 · form4.xml · nonDerivative · entry 4

Hollenbeck Martin F · CIK 0001426197 · Sr.VP,Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,537

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:14 UTC
Hollenbeck Martin FSr.VP,Chief Investment Officer
Exercise / conversionCommon Stock 353 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010039 · form4.xml · nonDerivative · entry 3

Hollenbeck Martin F · CIK 0001426197 · Sr.VP,Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:14 UTC
Hollenbeck Martin FSr.VP,Chief Investment Officer
Exercise / conversionCommon Stock 203 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010039 · form4.xml · nonDerivative · entry 2

Hollenbeck Martin F · CIK 0001426197 · Sr.VP,Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:14 UTC
Hollenbeck Martin FSr.VP,Chief Investment Officer
Exercise / conversionCommon Stock 6,468 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010039 · form4.xml · nonDerivative · entry 1

Hollenbeck Martin F · CIK 0001426197 · Sr.VP,Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:05 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010035 · form4.xml · derivative · entry 8

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489

Underlying: Common Stock · 245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:05 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010035 · form4.xml · derivative · entry 7

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

Underlying: Common Stock · 138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:05 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 3,342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010035 · form4.xml · derivative · entry 6

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342

Underlying: Common Stock · 3,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:05 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Tax withholdingCommon Stock 1,298 $74.66 $96,908.68
Disclosure

SEC source: 0001127602-17-010035 · form4.xml · nonDerivative · entry 4

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,293

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:05 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010035 · form4.xml · nonDerivative · entry 3

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:05 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010035 · form4.xml · nonDerivative · entry 2

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:05 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010035 · form4.xml · nonDerivative · entry 1

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:02 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionRestricted Stock Units · Derivative 219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010033 · form4.xml · derivative · entry 8

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:02 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionRestricted Stock Units · Derivative 123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010033 · form4.xml · derivative · entry 7

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:02 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionRestricted Stock Units · Derivative 2,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010033 · form4.xml · derivative · entry 6

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Stock · 2,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:02 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Tax withholdingCommon Stock 1,018 $74.66 $76,003.88
Disclosure

SEC source: 0001127602-17-010033 · form4.xml · nonDerivative · entry 4

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,109.203

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:02 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010033 · form4.xml · nonDerivative · entry 3

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,127.203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:02 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010033 · form4.xml · nonDerivative · entry 2

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,908.203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:02 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionCommon Stock 2,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010033 · form4.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,785.203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:25 UTC PurchaseCommon Stock 136.073 $73.49 $10,000.00
Disclosure

SEC source: 0001127602-17-008873 · form4.xml · nonDerivative · entry 1

Debbink Dirk J · CIK 0001289454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,801.918

Read SEC document
February 17, 2017 Filed Feb 21, 2017 19:48 UTC
Brown Roger ASr VP, COO - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 756 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007312 · form4.xml · derivative · entry 4

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest February 17, 2017, as set forth in the grant agreement, if service requirements are met.

F1 · derivative.expiration_date: The restricted stock units vest February 17, 2017, as set forth in the grant agreement, if service requirements are met.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 19:48 UTC
Brown Roger ASr VP, COO - Subsidiary
Tax withholdingCommon Stock 285 $72.63 $20,699.55
Disclosure

SEC source: 0001127602-17-007312 · form4.xml · nonDerivative · entry 2

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,854

Read SEC document
February 17, 2017 Filed Feb 21, 2017 19:48 UTC
Brown Roger ASr VP, COO - Subsidiary
Exercise / conversionCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007312 · form4.xml · nonDerivative · entry 1

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 20:07 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionRestricted Stock Units · Derivative 63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007327 · form4.xml · derivative · entry 4

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 63 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest February 17, 2017, as set forth in the grant agreement, if service requirements are met.

F1 · derivative.expiration_date: The restricted stock units vest February 17, 2017, as set forth in the grant agreement, if service requirements are met.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 20:07 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Tax withholdingCommon Stock 23 $72.63 $1,670.49
Disclosure

SEC source: 0001127602-17-007327 · form4.xml · nonDerivative · entry 2

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,742.988

Read SEC document
February 17, 2017 Filed Feb 21, 2017 20:07 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionCommon Stock 63 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007327 · form4.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,765.988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 19:43 UTC
Van Den Heuvel Will HSr. Vice President-Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 2,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007302 · form4.xml · derivative · entry 4

Van Den Heuvel Will H · CIK 0001606662 · Sr. Vice President-Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest February 17, 2017, as set forth in the grant agreement, if service requirements are met.

F1 · derivative.expiration_date: The restricted stock units vest February 17, 2017, as set forth in the grant agreement, if service requirements are met.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 19:43 UTC
Van Den Heuvel Will HSr. Vice President-Subsidiary
Tax withholdingCommon Stock 811 $72.63 $58,902.93
Disclosure

SEC source: 0001127602-17-007302 · form4.xml · nonDerivative · entry 2

Van Den Heuvel Will H · CIK 0001606662 · Sr. Vice President-Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,970

Read SEC document
February 17, 2017 Filed Feb 21, 2017 19:43 UTC
Van Den Heuvel Will HSr. Vice President-Subsidiary
Exercise / conversionCommon Stock 2,392 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007302 · form4.xml · nonDerivative · entry 1

Van Den Heuvel Will H · CIK 0001606662 · Sr. Vice President-Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 21, 2017 20:13 UTC GiftCommon Stock 14,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007330 · form4.xml · nonDerivative · entry 1

SCHIFF JOHN J JR · CIK 0001189891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,234,294

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.