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Nasdaq · USD

CINF

CINCINNATI FINANCIAL CORP

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Tapewire entity
3175
SEC CIK
0000020286
Parsed reports
794

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 20:52 UTC Exercise / conversionCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001661 · primarydocument.xml · nonDerivative · entry 3

SCHERER J F · CIK 0001231315 · EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 96,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC Exercise / conversionCommon Stock 1,117 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001661 · primarydocument.xml · nonDerivative · entry 2

SCHERER J F · CIK 0001231315 · EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 95,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC Exercise / conversionCommon Stock 1,091 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001661 · primarydocument.xml · nonDerivative · entry 1

SCHERER J F · CIK 0001231315 · EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 94,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC
Brown Roger ASr VP, COO - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001662 · primarydocument.xml · derivative · entry 8

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common Stock · 389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC
Brown Roger ASr VP, COO - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001662 · primarydocument.xml · derivative · entry 7

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Underlying: Common Stock · 355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC
Brown Roger ASr VP, COO - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001662 · primarydocument.xml · derivative · entry 6

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2019. The performance goals were met at threshold level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2019. The performance goals were met at threshold level.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC
Brown Roger ASr VP, COO - Subsidiary
Exercise / conversionCommon Stock 211 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001662 · primarydocument.xml · nonDerivative · entry 4

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC
Brown Roger ASr VP, COO - Subsidiary
Tax withholdingCommon Stock 276 $87.10 $24,039.60
Disclosure

SEC source: 0001562180-19-001662 · primarydocument.xml · nonDerivative · entry 3

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,951

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC
Brown Roger ASr VP, COO - Subsidiary
Exercise / conversionCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001662 · primarydocument.xml · nonDerivative · entry 2

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:52 UTC
Brown Roger ASr VP, COO - Subsidiary
Exercise / conversionCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001662 · primarydocument.xml · nonDerivative · entry 1

Brown Roger A · CIK 0001674175 · Sr VP, COO - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Exercise / conversionRestricted Stock Units · Derivative 1,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · derivative · entry 9

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

Underlying: Common Stock · 1,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units became payable March 1, 2019. The performance goals were met at threshold level.

F4 · derivative.expiration_date: The restricted stock units became payable March 1, 2019. The performance goals were met at threshold level.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Exercise / conversionRestricted Stock Units · Derivative 731 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · derivative · entry 8

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Stock · 731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Exercise / conversionRestricted Stock Units · Derivative 678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · derivative · entry 7

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Exercise / conversionRestricted Stock Units · Derivative 288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · derivative · entry 6

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

F1 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Exercise / conversionCommon Stock 1,263 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · nonDerivative · entry 5

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 68,423.754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Tax withholdingCommon Stock 870 $87.10 $75,777.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · nonDerivative · entry 4

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,160.754

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Exercise / conversionCommon Stock 731 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · nonDerivative · entry 3

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 68,030.754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Exercise / conversionCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · nonDerivative · entry 2

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,299.754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Mullen Martin JSr.VP,Chief Claims Officer-Sub
Exercise / conversionCommon Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001659 · primarydocument.xml · nonDerivative · entry 1

Mullen Martin J · CIK 0001438136 · Sr.VP,Chief Claims Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 66,621.754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · derivative · entry 10

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

Underlying: Common Stock · 1,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units became payable March 1, 2019. The performance goals were met at threshold level.

F4 · derivative.expiration_date: The restricted stock units became payable March 1, 2019. The performance goals were met at threshold level.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · derivative · entry 9

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238

Underlying: Common Stock · 620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · derivative · entry 8

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Common Stock · 594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · derivative · entry 7

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

F1 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionCommon Stock 1,153 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · nonDerivative · entry 5

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,191.802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Tax withholdingCommon Stock 783 $87.10 $68,199.30
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · nonDerivative · entry 4

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,038.802

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionCommon Stock 263 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · nonDerivative · entry 3

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,821.802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · nonDerivative · entry 2

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,558.802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Love Lisa AnneSr VP, Gen. Counsel, Corp Sec
Exercise / conversionCommon Stock 594 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001658 · primarydocument.xml · nonDerivative · entry 1

Love Lisa Anne · CIK 0001519683 · Sr VP, Gen. Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,938.802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001657 · primarydocument.xml · derivative · entry 5

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 343 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001657 · primarydocument.xml · derivative · entry 4

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

F1 · derivative.expiration_date: The restricted stock units vested March 1, 2019, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Tax withholdingCommon Stock 220 $87.10 $19,162.00
Disclosure

SEC source: 0001562180-19-001657 · primarydocument.xml · nonDerivative · entry 3

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,087.38

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001657 · primarydocument.xml · nonDerivative · entry 2

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,307.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionCommon Stock 343 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001657 · primarydocument.xml · nonDerivative · entry 1

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,897.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 19:34 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionStock Option (Right to Buy) · Derivative 1,916 $0.00 Strike: $35.63 $0.00
Disclosure

SEC source: 0001562180-19-001498 · primarydocument.xml · derivative · entry 4

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,916 shares

Expires 2022-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three installments beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: The option vests in three installments beginning on the first anniversary of the date of grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 19:34 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionStock Option (Right to Buy) · Derivative 3,272 $0.00 Strike: $44.70 $0.00
Disclosure

SEC source: 0001562180-19-001498 · primarydocument.xml · derivative · entry 3

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,272 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three installments beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: The option vests in three installments beginning on the first anniversary of the date of grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 19:34 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionCommon Stock 3,272 $44.70 $146,258.40
Disclosure

SEC source: 0001562180-19-001498 · primarydocument.xml · nonDerivative · entry 2

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,003.8977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 19:34 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
Exercise / conversionCommon Stock 1,916 $35.63 $68,267.08
Disclosure

SEC source: 0001562180-19-001498 · primarydocument.xml · nonDerivative · entry 1

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,731.8977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 20:41 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
GrantStock Option (Right to Buy) · Derivative 24,221 $85.67 Strike: $85.67 $2,075,013.07
Disclosure

SEC source: 0001562180-19-001358 · primarydocument.xml · derivative · entry 4

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,221

Underlying: Common Stock · 24,221 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The option vests in three installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option vests in three installments beginning on the first anniversary of the date of grant.

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February 21, 2019 Filed Feb 25, 2019 20:41 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
GrantRestricted Stock Units · Derivative 1,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001358 · primarydocument.xml · derivative · entry 3

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748

Underlying: Common Stock · 1,748 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

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February 21, 2019 Filed Feb 25, 2019 20:41 UTC
KELLINGTON JOHN SSr. VP, Chief Info Officer-Sub
GrantPerformance Stock Units · Derivative 6,814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001358 · primarydocument.xml · derivative · entry 2

KELLINGTON JOHN S · CIK 0001141268 · Sr. VP, Chief Info Officer-Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,814

Underlying: Common Stock · 6,814 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest March 1, 2022, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

F1 · derivative.expiration_date: The restricted stock units vest March 1, 2022, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Hoffer Theresa ASr Vice President - Subsidiary
GrantStock Option (Right to Buy) · Derivative 10,257 $85.67 Strike: $85.67 $878,717.19
Disclosure

SEC source: 0001562180-19-001357 · primarydocument.xml · derivative · entry 4

Hoffer Theresa A · CIK 0001706160 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,257

Underlying: Common Stock · 10,257 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The option vests in three installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option vests in three installments beginning on the first anniversary of the date of grant.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Hoffer Theresa ASr Vice President - Subsidiary
GrantRestricted Stock Units · Derivative 1,079 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001357 · primarydocument.xml · derivative · entry 3

Hoffer Theresa A · CIK 0001706160 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079

Underlying: Common Stock · 1,079 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Hoffer Theresa ASr Vice President - Subsidiary
GrantPerformance Stock Units · Derivative 2,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001357 · primarydocument.xml · derivative · entry 2

Hoffer Theresa A · CIK 0001706160 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

Underlying: Common Stock · 1,443 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest March 1, 2022, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

F1 · derivative.expiration_date: The restricted stock units vest March 1, 2022, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Van Den Heuvel Will HSr. Vice President-Subsidiary
GrantStock Option (Right to Buy) · Derivative 15,021 $85.67 Strike: $85.67 $1,286,849.07
Disclosure

SEC source: 0001562180-19-001356 · primarydocument.xml · derivative · entry 5

Van Den Heuvel Will H · CIK 0001606662 · Sr. Vice President-Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,021

Underlying: Common Stock · 15,021 shares

Expires 2029-02-21

F4 · derivative.exercise_date: The option vests in three installments beginning on the first anniversary of the date of grant.

F4 · derivative.expiration_date: The option vests in three installments beginning on the first anniversary of the date of grant.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Van Den Heuvel Will HSr. Vice President-Subsidiary
GrantRestricted Stock Units · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001356 · primarydocument.xml · derivative · entry 4

Van Den Heuvel Will H · CIK 0001606662 · Sr. Vice President-Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Common Stock · 1,409 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

F3 · derivative.expiration_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Van Den Heuvel Will HSr. Vice President-Subsidiary
GrantPerformance Stock Units · Derivative 4,226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001356 · primarydocument.xml · derivative · entry 3

Van Den Heuvel Will H · CIK 0001606662 · Sr. Vice President-Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226

Underlying: Common Stock · 4,226 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest March 1, 2022, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

F2 · derivative.expiration_date: The restricted stock units vest March 1, 2022, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Doyle Donald J JrSr Vice President - Subsidiary
GrantStock Option (Right to Buy) · Derivative 16,052 $85.67 Strike: $85.67 $1,375,174.84
Disclosure

SEC source: 0001562180-19-001355 · primarydocument.xml · derivative · entry 5

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,052

Underlying: Common Stock · 16,052 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The option vests in three installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option vests in three installments beginning on the first anniversary of the date of grant.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Doyle Donald J JrSr Vice President - Subsidiary
GrantRestricted Stock Units · Derivative 1,506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001355 · primarydocument.xml · derivative · entry 4

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506

Underlying: Common Stock · 1,506 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

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February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Doyle Donald J JrSr Vice President - Subsidiary
GrantPerformance Stock Units · Derivative 4,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001355 · primarydocument.xml · derivative · entry 3

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516

Underlying: Common Stock · 4,516 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest March 1, 2022, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

F1 · derivative.expiration_date: The restricted stock units vest March 1, 2022, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 20:40 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
GrantStock Option (Right to Buy) · Derivative 22,059 $85.67 Strike: $85.67 $1,889,794.53
Disclosure

SEC source: 0001562180-19-001354 · primarydocument.xml · derivative · entry 7

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,059

Underlying: Common Stock · 22,059 shares

Expires 2029-02-21

F1 · derivative.exercise_date: The option vests in three installments beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: The option vests in three installments beginning on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.