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Nasdaq · USD

CINF

CINCINNATI FINANCIAL CORP

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Tapewire entity
3175
SEC CIK
0000020286
Parsed reports
794

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · derivative · entry 11

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915

Underlying: Common Stock · 957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Exercise / conversionPerformance Stock Units · Derivative 5,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · derivative · entry 10

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Tax withholdingCommon Stock 283 $96.88 $27,417.04
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · nonDerivative · entry 8

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,298

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Tax withholdingCommon Stock 1,653 $96.88 $160,142.64
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · nonDerivative · entry 7

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,581

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Tax withholdingCommon Stock 295 $96.88 $28,579.60
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · nonDerivative · entry 6

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,234

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Tax withholdingCommon Stock 278 $96.88 $26,932.64
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · nonDerivative · entry 5

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,529

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Exercise / conversionCommon Stock 963 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · nonDerivative · entry 4

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Exercise / conversionCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · nonDerivative · entry 3

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Exercise / conversionCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · nonDerivative · entry 2

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sewell Michael JCFO, Sr Vice Pres & Treasurer
Exercise / conversionCommon Stock 5,632 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002118 · primarydocument.xml · nonDerivative · entry 1

Sewell Michael J · CIK 0001522167 · CFO, Sr Vice Pres & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Spray Stephen MSr VP & Chief Ins. Officer
Exercise / conversionRestricted Stock Units · Derivative 611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002117 · primarydocument.xml · derivative · entry 8

Spray Stephen M · CIK 0001549098 · Sr VP & Chief Ins. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612

Underlying: Common Stock · 611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

F4 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Spray Stephen MSr VP & Chief Ins. Officer
Exercise / conversionRestricted Stock Units · Derivative 581 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002117 · primarydocument.xml · derivative · entry 7

Spray Stephen M · CIK 0001549098 · Sr VP & Chief Ins. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Spray Stephen MSr VP & Chief Ins. Officer
Exercise / conversionRestricted Stock Units · Derivative 610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002117 · primarydocument.xml · derivative · entry 6

Spray Stephen M · CIK 0001549098 · Sr VP & Chief Ins. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Spray Stephen MSr VP & Chief Ins. Officer
Exercise / conversionPerformance Stock Units · Derivative 2,614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002117 · primarydocument.xml · derivative · entry 5

Spray Stephen M · CIK 0001549098 · Sr VP & Chief Ins. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Spray Stephen MSr VP & Chief Ins. Officer
Exercise / conversionCommon Stock 611 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002117 · primarydocument.xml · nonDerivative · entry 4

Spray Stephen M · CIK 0001549098 · Sr VP & Chief Ins. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Spray Stephen MSr VP & Chief Ins. Officer
Exercise / conversionCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002117 · primarydocument.xml · nonDerivative · entry 3

Spray Stephen M · CIK 0001549098 · Sr VP & Chief Ins. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Spray Stephen MSr VP & Chief Ins. Officer
Exercise / conversionCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002117 · primarydocument.xml · nonDerivative · entry 2

Spray Stephen M · CIK 0001549098 · Sr VP & Chief Ins. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Spray Stephen MSr VP & Chief Ins. Officer
Exercise / conversionCommon Stock 2,614 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002117 · primarydocument.xml · nonDerivative · entry 1

Spray Stephen M · CIK 0001549098 · Sr VP & Chief Ins. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · derivative · entry 12

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

F4 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · derivative · entry 11

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409

Underlying: Common Stock · 409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · derivative · entry 10

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionPerformance Stock Units · Derivative 1,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · derivative · entry 9

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Tax withholdingCommon Stock 120 $96.88 $11,625.60
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · nonDerivative · entry 8

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,263.594

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Tax withholdingCommon Stock 101 $96.88 $9,784.88
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · nonDerivative · entry 7

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,383.594

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Tax withholdingCommon Stock 125 $96.88 $12,110.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · nonDerivative · entry 6

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,484.594

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Tax withholdingCommon Stock 454 $96.88 $43,983.52
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · nonDerivative · entry 5

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,609.594

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionCommon Stock 1,546 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · nonDerivative · entry 4

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,063.594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionCommon Stock 344 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · nonDerivative · entry 3

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,517.594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionCommon Stock 409 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · nonDerivative · entry 2

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,173.594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Givler Sean MichaelSr Vice President - Subsidiary
Exercise / conversionCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002116 · primarydocument.xml · nonDerivative · entry 1

Givler Sean Michael · CIK 0001706644 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,764.594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 582 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · derivative · entry 13

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582

Underlying: Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

F4 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · derivative · entry 12

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · derivative · entry 11

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004

Underlying: Common Stock · 502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionPerformance Stock Units · Derivative 2,489 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · derivative · entry 10

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Tax withholdingCommon Stock 150 $96.88 $14,532.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · nonDerivative · entry 8

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,819

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Tax withholdingCommon Stock 171 $96.88 $16,566.48
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · nonDerivative · entry 7

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,969

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Tax withholdingCommon Stock 175 $96.88 $16,954.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · nonDerivative · entry 6

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,140

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Tax withholdingCommon Stock 792 $96.88 $76,728.96
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · nonDerivative · entry 5

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,315

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · nonDerivative · entry 4

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionCommon Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · nonDerivative · entry 3

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionCommon Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · nonDerivative · entry 2

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2020 Filed Mar 4, 2020 21:02 UTC
Doyle Donald J JrSr Vice President - Subsidiary
Exercise / conversionCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002115 · primarydocument.xml · nonDerivative · entry 1

Doyle Donald J Jr · CIK 0001426267 · Sr Vice President - Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2020 Filed Mar 4, 2020 21:01 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002114 · primarydocument.xml · derivative · entry 15

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

F4 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2021.

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March 02, 2020 Filed Mar 4, 2020 21:01 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002114 · primarydocument.xml · derivative · entry 14

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2020.

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March 02, 2020 Filed Mar 4, 2020 21:01 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionRestricted Stock Units · Derivative 569 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002114 · primarydocument.xml · derivative · entry 13

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139

Underlying: Common Stock · 569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2020, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2022.

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March 02, 2020 Filed Mar 4, 2020 21:01 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Exercise / conversionPerformance Stock Units · Derivative 2,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002114 · primarydocument.xml · derivative · entry 12

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2020. The performance goals were met at target level.

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March 02, 2020 Filed Mar 4, 2020 21:01 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
OtherCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002114 · primarydocument.xml · nonDerivative · entry 9

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Indirect · By Father's Trust

Disclosed balance after: 90,000

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March 02, 2020 Filed Mar 4, 2020 21:01 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Tax withholdingCommon Stock 154 $96.88 $14,919.52
Disclosure

SEC source: 0001562180-20-002114 · primarydocument.xml · nonDerivative · entry 8

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,504.704

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March 02, 2020 Filed Mar 4, 2020 21:01 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Tax withholdingCommon Stock 162 $96.88 $15,694.56
Disclosure

SEC source: 0001562180-20-002114 · primarydocument.xml · nonDerivative · entry 7

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,658.704

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:01 UTC
Cracas Teresa CSr VP, Chief Risk Off. - Sub
Tax withholdingCommon Stock 166 $96.88 $16,082.08
Disclosure

SEC source: 0001562180-20-002114 · primarydocument.xml · nonDerivative · entry 6

Cracas Teresa C · CIK 0001519774 · Sr VP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,820.704

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.