Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2025 Filed Apr 3, 2025 19:34 UTC |
Dada Business Trading Co., Ltd.10% owner
YANG YUBO10% owner
Dai Zheng10% owner
|
PurchaseCommon Stock | 2,529,236 | $0.52 | $1,315,202.72 |
DisclosureSEC source: 0001641172-25-002636 · ownership.xml · nonDerivative · entry 1 Dada Business Trading Co., Ltd. · CIK 0002039337 · 10% owner YANG YUBO · CIK 0002039228 · 10% owner Dai Zheng · CIK 0001825507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,739,761 F1 · ownership.direct: Zheng Dai is the sole director of Dada Business Trading Co., Ltd. Dada Business Trading Co., Limited is governed by its sole director, Mr. Zheng Dai. As such, Mr. Dai has voting and investment discretion with respect to the ordinary shares held of record by Dada Business Trading Co., Limited and may be deemed to have beneficial ownership of the shares held directly by Dada Business Trading Co., Limited. Yubo Yang is the sole shareholder of Dada Business Trading Co., Ltd. Read SEC document |
| March 18, 2025 Filed Apr 3, 2025 19:34 UTC |
VMADE CO., LTD10% owner
Liu Xiaodong10% owner
|
PurchaseCommon Stock | 2,937,787 | $0.52 | $1,527,649.24 |
DisclosureSEC source: 0001641172-25-002638 · ownership.xml · nonDerivative · entry 1 VMADE CO., LTD · CIK 0002035197 · 10% owner Liu Xiaodong · CIK 0002035199 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400,282 F1 · ownership.direct: Xiaodong Liu beneficially owns such shares of common stock through his indirect 100% ownership of VMADE CO. LIMITED. Xiaodong Liu is the sole director of VMADE CO. LIMITED. Read SEC document |
| March 18, 2025 Filed Apr 3, 2025 19:34 UTC |
JOYER INVESTMENT LTD.10% owner
Liu Yumei10% owner
|
PurchaseCommon Stock | 3,074,590 | $0.52 | $1,598,786.80 |
DisclosureSEC source: 0001641172-25-002637 · ownership.xml · nonDerivative · entry 1 JOYER INVESTMENT LTD. · CIK 0002030559 · 10% owner Liu Yumei · CIK 0002022237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,125,872 F1 · ownership.direct: Yumei Liu beneficially owns such shares of common stock through his indirect 100% ownership of Joyer investment Limited. Yumei Liu is the sole director of Joyer investment Limited Read SEC document |
| March 18, 2025 Filed Apr 3, 2025 19:34 UTC |
YY Tech Inc10% owner
Liu Yujie10% owner
|
PurchaseCommon Stock | 3,074,590 | $0.52 | $1,598,786.80 |
DisclosureSEC source: 0001641172-25-002639 · ownership.xml · nonDerivative · entry 1 YY Tech Inc · CIK 0002026188 · 10% owner Liu Yujie · CIK 0002027127 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,125,872 F1 · ownership.direct: Yujie Liu beneficially owns such shares of common stock through his indirect 100% ownership of YY Tech Inc. Yujie Liu is the sole director of YY Tech Inc. Read SEC document |
| January 17, 2025 Filed Apr 3, 2025 19:34 UTC |
Dada Business Trading Co., Ltd.10% owner
YANG YUBO10% owner
Dai Zheng10% owner
|
PurchaseWarrant · Derivative | 3,333,333 | $0.39 Strike: $0.39 | $1,299,999.87 |
DisclosureSEC source: 0001641172-25-002636 · ownership.xml · derivative · entry 2 Dada Business Trading Co., Ltd. · CIK 0002039337 · 10% owner YANG YUBO · CIK 0002039228 · 10% owner Dai Zheng · CIK 0001825507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,739,761 Underlying: Common Stock · 3,333,333 shares Expires 2027-01-17 Read SEC document |
| January 17, 2025 Filed Apr 3, 2025 19:34 UTC |
VMADE CO., LTD10% owner
Liu Xiaodong10% owner
|
PurchaseWarrant · Derivative | 3,871,794 | $0.39 Strike: $0.39 | $1,509,999.66 |
DisclosureSEC source: 0001641172-25-002638 · ownership.xml · derivative · entry 2 VMADE CO., LTD · CIK 0002035197 · 10% owner Liu Xiaodong · CIK 0002035199 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400,282 Underlying: Common Stock · 3,871,794 shares Expires 2027-01-17 Read SEC document |
| January 17, 2025 Filed Apr 3, 2025 19:34 UTC |
YY Tech Inc10% owner
Liu Yujie10% owner
|
PurchaseWarrant · Derivative | 4,756,410 | $0.39 Strike: $0.39 | $1,854,999.90 |
DisclosureSEC source: 0001641172-25-002639 · ownership.xml · derivative · entry 2 YY Tech Inc · CIK 0002026188 · 10% owner Liu Yujie · CIK 0002027127 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,125,872 Underlying: Common Stock · 4,756,410 shares Expires 2027-01-17 Read SEC document |
| January 16, 2025 Filed Apr 3, 2025 19:34 UTC |
JOYER INVESTMENT LTD.10% owner
Liu Yumei10% owner
|
PurchaseWarrant · Derivative | 4,051,282 | $0.39 Strike: $0.39 | $1,579,999.98 |
DisclosureSEC source: 0001641172-25-002637 · ownership.xml · derivative · entry 2 JOYER INVESTMENT LTD. · CIK 0002030559 · 10% owner Liu Yumei · CIK 0002022237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,125,872 Underlying: Common Stock · 4,051,282 shares Expires 2027-01-16 Read SEC document |
| October 18, 2024 Filed Oct 24, 2024 06:03 UTC |
Liu Yumei10% owner
Future Science & Technology Co. Ltd.10% owner
JOYER INVESTMENT LTD.10% owner
|
OtherWarrant · Derivative | 82,930 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0001493152-24-042305 · ownership.xml · derivative · entry 2 Liu Yumei · CIK 0002022237 · 10% owner Future Science & Technology Co. Ltd. · CIK 0002022045 · 10% owner JOYER INVESTMENT LTD. · CIK 0002030559 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 82,930 shares Expires 2026-04-30 F2 · price: On October 18, 2024, Future Science and Technology Co. Ltd exercised its cashless option to purchase 20,990 shares of common stock pursuant to warrants issued by the Issuer sold under the convertible note and warrant purchase agreement dated April 27, 2024. F1 · ownership.nature: Yumei Liu beneficially owns 20,990 shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd pursuant to the cashless exercise of warrants issued by the Issuer under the convertible note and warrant purchase agreement dated April 27, 2024. Additionally, Yumei Liu beneficially owns 542,517 shares of common stock through her direct 100% ownership of JOYER INVESTMENT LIMITED. Read SEC document |
| October 18, 2024 Filed Oct 24, 2024 06:03 UTC |
Liu Yumei10% owner
Future Science & Technology Co. Ltd.10% owner
JOYER INVESTMENT LTD.10% owner
|
OtherCommon Stock | 20,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-042305 · ownership.xml · nonDerivative · entry 1 Liu Yumei · CIK 0002022237 · 10% owner Future Science & Technology Co. Ltd. · CIK 0002022045 · 10% owner JOYER INVESTMENT LTD. · CIK 0002030559 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 563,507 F1 · ownership.nature: Yumei Liu beneficially owns 20,990 shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd pursuant to the cashless exercise of warrants issued by the Issuer under the convertible note and warrant purchase agreement dated April 27, 2024. Additionally, Yumei Liu beneficially owns 542,517 shares of common stock through her direct 100% ownership of JOYER INVESTMENT LIMITED. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 17:10 UTC |
DYT INFO PTE. LTD.10% owner
Jiang Shelei10% owner
|
PurchaseCommon Stock | 701,754 | $0.57 | $399,999.78 |
DisclosureSEC source: 0001493152-24-041319 · ownership.xml · nonDerivative · entry 1 DYT INFO PTE. LTD. · CIK 0002026155 · 10% owner Jiang Shelei · CIK 0002027141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,496,159 F1 · ownership.direct: Shelei Jiang beneficially owns such shares of common stock through his indirect 100% ownership of DYT INFO PTE. LTD. Shelei Jiang is the sole director of DYT INFO PTE. LTD. Read SEC document |
| July 24, 2024 Filed Aug 27, 2024 20:03 UTC |
Liu Yumei10% owner
Future Science & Technology Co. Ltd.10% owner
JOYER INVESTMENT LTD.10% owner
|
SaleCommon Stock | 83,615 | $1.98 | $165,557.70 |
DisclosureSEC source: 0001493152-24-034076 · ownership.xml · nonDerivative · entry 1 Liu Yumei · CIK 0002022237 · 10% owner Future Science & Technology Co. Ltd. · CIK 0002022045 · 10% owner JOYER INVESTMENT LTD. · CIK 0002030559 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 542,517 F1 · ownership.nature: Yumei Liu beneficially owns such shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd and JOYER INVESTMENT LIMITED. Read SEC document |
| July 24, 2024 Filed Aug 27, 2024 20:05 UTC |
Zhang Xiang10% owner
|
SaleCommon Stock | 139,357 | $1.27 | $176,983.39 |
DisclosureSEC source: 0001493152-24-034078 · ownership.xml · nonDerivative · entry 1 Zhang Xiang · CIK 0002022039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 18, 2024 Filed Jul 23, 2024 17:26 UTC |
Liu Yumei10% owner
Future Science & Technology Co. Ltd.10% owner
JOYER INVESTMENT LTD.10% owner
|
PurchaseCommon Stock | 542,517 | $1.47 | $797,499.99 |
DisclosureSEC source: 0001493152-24-028846 · ownership.xml · nonDerivative · entry 1 Liu Yumei · CIK 0002022237 · 10% owner Future Science & Technology Co. Ltd. · CIK 0002022045 · 10% owner JOYER INVESTMENT LTD. · CIK 0002030559 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 626,132 F1 · ownership.nature: Yumei Liu beneficially owns such shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd and JOYER INVESTMENT LIMITED. Read SEC document |
| July 18, 2024 Filed Jul 23, 2024 17:26 UTC |
DYT INFO PTE. LTD.10% owner
Jiang Shelei10% owner
|
PurchaseCommon Stock | 505,722 | $1.47 | $743,411.34 |
DisclosureSEC source: 0001493152-24-028845 · ownership.xml · nonDerivative · entry 1 DYT INFO PTE. LTD. · CIK 0002026155 · 10% owner Jiang Shelei · CIK 0002027141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 794,405 F1 · ownership.direct: Shelei Jiang beneficially owns such shares of common stock through his indirect 100% ownership of DYT INFO PTE. LTD. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 19:08 UTC |
Liu Yumei10% owner
Future Science & Technology Co. Ltd.10% owner
|
ConversionConvertible Notes · Derivative | 83,615 | $1.45 Strike: $1.45 | $120,990.91 |
DisclosureSEC source: 0001493152-24-023971 · ownership.xml · derivative · entry 2 Liu Yumei · CIK 0002022237 · 10% owner Future Science & Technology Co. Ltd. · CIK 0002022045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 83,615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Pursuant to the convertible promissory note (the "Note") dated April 30, 2024, the issuer shall pay the reporting person, an amount in cash representing all outstanding principal, accrued and unpaid interest, and any other amounts outstanding pursuant to the terms of the Note on April 30, 2025 ("Maturity Date"). The Note will be convertible into the issuer's common stock until it is fully paid. F1 · ownership.nature: Yumei Liu beneficially owns such shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 19:08 UTC |
Liu Yumei10% owner
Future Science & Technology Co. Ltd.10% owner
|
ConversionCommon Stock | 83,615 | $1.45 | $120,990.91 |
DisclosureSEC source: 0001493152-24-023971 · ownership.xml · nonDerivative · entry 1 Liu Yumei · CIK 0002022237 · 10% owner Future Science & Technology Co. Ltd. · CIK 0002022045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 83,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Yumei Liu beneficially owns such shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 19:08 UTC |
Zhang Xiang10% owner
|
ConversionConvertible Notes · Derivative | 139,357 | $1.45 Strike: $1.45 | $201,649.58 |
DisclosureSEC source: 0001493152-24-023972 · ownership.xml · derivative · entry 2 Zhang Xiang · CIK 0002022039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 139,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Pursuant to the convertible promissory note (the "Note") dated April 30, 2024, the issuer shall pay the reporting person, an amount in cash representing all outstanding principal, accrued and unpaid interest, and any other amounts outstanding pursuant to the terms of the Note on April 30, 2025 ("Maturity Date"). The Note will be convertible into the issuer's common stock until it is fully paid. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 19:08 UTC |
Zhang Xiang10% owner
|
ConversionCommon Stock | 139,357 | $1.45 | $201,649.58 |
DisclosureSEC source: 0001493152-24-023972 · ownership.xml · nonDerivative · entry 1 Zhang Xiang · CIK 0002022039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2023 Filed Oct 16, 2023 20:48 UTC |
HIGASHIDA MASATERUDirector · See Remarks · 10% owner
|
SaleCommon Stock | 500 | $5.16 | $2,580.00 |
DisclosureSEC source: 0001493152-23-037372 · ownership.xml · nonDerivative · entry 1 HIGASHIDA MASATERU · CIK 0001630849 · Director · See Remarks · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 133,059 F1 · shares: Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.30, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F3 · balance_after: On December 28, 2022 the Issuer effected a 1-for 35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 14, 2023 Filed Sep 16, 2023 00:20 UTC |
HIGASHIDA MASATERUDirector · See Remarks · 10% owner
|
SaleCommon Stock | 800 | $7.37 | $5,896.00 |
DisclosureSEC source: 0001493152-23-032839 · ownership.xml · nonDerivative · entry 1 HIGASHIDA MASATERU · CIK 0001630849 · Director · See Remarks · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 133,558 F1 · shares: Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.05 to $7.59, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F4 · balance_after: On December 28, 2022 the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 14, 2023 Filed Sep 25, 2023 20:00 UTC Amendment |
HIGASHIDA MASATERUDirector · See Remarks · 10% owner
|
SaleCommon Stock | 800 | $7.37 | $5,896.00 |
DisclosureSEC source: 0001493152-23-033579 · ownership.xml · nonDerivative · entry 1 HIGASHIDA MASATERU · CIK 0001630849 · Director · See Remarks · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 133,559 F1 · shares: Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.05 to $7.59, inclusive. For all transactions reported in this Form 4/A utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F4 · balance_after: On December 28, 2022 the Issuer effected a 1-for 35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4/A have been adjusted to reflect the Reverse Stock Split. F6 · balance_after: On September 15, 2023, the reporting person filed a Form 4 which inadvertently reported 133,558 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 133,559 shares of Common Stock. Read SEC document |
| September 13, 2023 Filed Sep 16, 2023 00:20 UTC |
HIGASHIDA MASATERUDirector · See Remarks · 10% owner
|
SaleCommon Stock | 1,200 | $7.33 | $8,796.00 |
DisclosureSEC source: 0001493152-23-032839 · ownership.xml · nonDerivative · entry 2 HIGASHIDA MASATERU · CIK 0001630849 · Director · See Remarks · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,358 F1 · shares: Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F4 · balance_after: On December 28, 2022 the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 13, 2023 Filed Sep 25, 2023 20:00 UTC Amendment |
HIGASHIDA MASATERUDirector · See Remarks · 10% owner
|
SaleCommon Stock | 1,200 | $7.33 | $8,796.00 |
DisclosureSEC source: 0001493152-23-033579 · ownership.xml · nonDerivative · entry 2 HIGASHIDA MASATERU · CIK 0001630849 · Director · See Remarks · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,359 F1 · shares: Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.70, inclusive. For all transactions reported in this Form 4/A utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F4 · balance_after: On December 28, 2022 the Issuer effected a 1-for 35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4/A have been adjusted to reflect the Reverse Stock Split. F7 · balance_after: On September 15, 2023, the reporting person filed a Form 4 which inadvertently reported 134,358 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 134,359 shares of Common Stock. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 16:30 UTC |
WEAVER RANDELLChief Financial Officer
|
GrantStock Option (Right to buy) · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-029320 · ownership.xml · derivative · entry 2 WEAVER RANDELL · CIK 0001194131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2033-08-16 F2 · derivative.exercise_price: The options have an exercise price of equal to the fair market value at the time of grant. F3 · derivative.exercise_date: The options vest as follows: (i) 2,000 options shall vest on August 16, 2024; (ii) 2,000 options shall vest on August 16, 2025; and (iii) 2,000 options shall vest on August 16, 2026. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 16:30 UTC |
WEAVER RANDELLChief Financial Officer
|
GrantRestricted Shares | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-029320 · ownership.xml · nonDerivative · entry 1 WEAVER RANDELL · CIK 0001194131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 F1 · deemedExecutionDate: The restricted shares vest as follows: (i) 2,000 restricted shares shall vest on August 16, 2024; (ii) 2,000 restricted shares shall vest on August 16, 2025; and (iii) 2,000 restricted shares shall vest on August 16, 2026. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 16:35 UTC |
Kurita NobukiDirector
|
GrantCommon Stock | 4,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-008897 · ownership.xml · nonDerivative · entry 1 Kurita Nobuki · CIK 0001851550 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 16:31 UTC |
Robson DavidDirector
|
GrantCommon Stock | 4,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-008892 · ownership.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 16:39 UTC |
CONNER KEVIN JDirector
|
GrantCommon Stock | 4,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-008903 · ownership.xml · nonDerivative · entry 1 CONNER KEVIN J · CIK 0001344270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 20:36 UTC |
Jones James ChrisDirector
|
GrantCommon Stock | 4,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-008900 · ownership.xml · nonDerivative · entry 1 Jones James Chris · CIK 0001791856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 20:33 UTC |
Ging TracyDirector
|
GrantCommon Stock | 4,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-008895 · ownership.xml · nonDerivative · entry 1 Ging Tracy · CIK 0001856441 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 17:52 UTC |
Kurita NobukiDirector
|
GrantCommon Stock | 23,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-007295 · ownership.xml · nonDerivative · entry 1 Kurita Nobuki · CIK 0001851550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 17:48 UTC |
CONNER KEVIN JDirector
|
GrantCommon Stock | 23,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-007289 · ownership.xml · nonDerivative · entry 1 CONNER KEVIN J · CIK 0001344270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 17:50 UTC |
Robson DavidDirector
|
GrantCommon Stock | 23,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-007292 · ownership.xml · nonDerivative · entry 1 Robson David · CIK 0001317553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 21:53 UTC |
Ging TracyDirector
|
GrantCommon Stock | 23,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-007297 · ownership.xml · nonDerivative · entry 1 Ging Tracy · CIK 0001856441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 21:52 UTC |
Jones James ChrisDirector
|
GrantCommon Stock | 23,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-007296 · ownership.xml · nonDerivative · entry 1 Jones James Chris · CIK 0001791856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 F1 · shares: 100% of the restricted shares of the Issuer's common stock shall vest on the one year anniversary of the grant date, subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:08 UTC |
Shearer Patrick JChief Financial Officer
|
GrantStock Option (Right to buy) · Derivative | 200,000 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001493152-21-016355 · ownership.xml · derivative · entry 1 Shearer Patrick J · CIK 0001870483 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-07-02 F1 · derivative.exercise_date: The options vest as follows: (i) 80,000 options shall vest on July 2, 2022; (ii) 60,000 options shall vest on July 2, 2023; and (iii) 60,000 options shall vest on July 2, 2024. Read SEC document |
| May 10, 2021 Filed May 12, 2021 18:04 UTC |
Ramirez Jose LSee Remarks
|
GrantStock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.91 | $0.00 |
DisclosureSEC source: 0001493152-21-011162 · ownership.xml · derivative · entry 1 Ramirez Jose L · CIK 0001861857 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-05-10 F1 · derivative.exercise_date: The options vest in installments of 10,000 on each of May 10, 2022, May 10, 2023 and May 10, 2024. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:18 UTC |
Toyota TomokoChief Marketing Officer
|
GrantStock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001493152-21-010431 · ownership.xml · derivative · entry 1 Toyota Tomoko · CIK 0001859229 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-05-03 F1 · derivative.exercise_date: The options vest in installments of 10,000 on each of May 3, 2022, May 3, 2023 and May 3, 2024. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 20:15 UTC |
Ging TracyDirector
|
GrantStock Option (Right to buy) · Derivative | 228,323 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001493152-21-009659 · ownership.xml · derivative · entry 1 Ging Tracy · CIK 0001856441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,323 Underlying: Common Stock · 228,323 shares Expires 2031-04-22 F1 · derivative.exercise_date: 50% of the options (114,162) vested on April 22, 2021. The remainder of the options vest in installments of 57,081 on April 22, 2022 and 57,080 on April 22, 2023. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 17:28 UTC |
Kurita NobukiDirector
|
GrantStock Option (Right to buy) · Derivative | 228,323 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0001493152-21-006557 · ownership.xml · derivative · entry 1 Kurita Nobuki · CIK 0001851550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,323 Underlying: Common Stock · 228,323 shares Expires 2031-03-18 F1 · derivative.exercise_date: 50% of the options (114,162) vested on March 18, 2021. The remainder of the options vest in installments of 57,081 on March 18, 2022 and 57,080 on March 18, 2023. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 17:27 UTC |
Robson DavidDirector
|
GrantStock Option (Right to buy) · Derivative | 228,323 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0001493152-21-006554 · ownership.xml · derivative · entry 1 Robson David · CIK 0001317553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,323 Underlying: Common Stock · 228,323 shares Expires 2031-03-18 F1 · derivative.exercise_date: 50% of the options (114,162) vested on March 18, 2021. The remainder of the options vest in installments of 57,081 on March 18, 2022 and 57,080 on March 18, 2023. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 23:04 UTC |
Kothari ShanoopDirector · See Remarks
|
Tax withholdingCommon Stock | 15,000 | $9.12 | $136,800.00 |
DisclosureSEC source: 0001493152-21-000978 · ownership.xml · nonDerivative · entry 2 Kothari Shanoop · CIK 0001788856 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,215 F2 · shares: Shares were forfeited solely to cover tax withholding obligations arising automatically upon partial vesting of restricted shares and issuance of the vested restricted shares. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 23:04 UTC |
Kothari ShanoopDirector · See Remarks
|
GrantCommon Stock | 152,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000978 · ownership.xml · nonDerivative · entry 1 Kothari Shanoop · CIK 0001788856 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,215 F1 · shares: Represents 152,215 restricted shares of the Issuer's common stock which vest, subject to the reporting person's continued employment, as follows: (i) 50,739 restricted shares vested immediately; (ii) 50,739 restricted shares will vest on March 31, 2021; and (iii) 50,737 restricted shares vest on March 31, 2022. Read SEC document |
| November 04, 2020 Filed Dec 28, 2020 18:27 UTC |
CONNER KEVIN JDirector
|
GrantStock Option (Right to buy) · Derivative | 228,323 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001493152-20-024392 · ownership.xml · derivative · entry 1 CONNER KEVIN J · CIK 0001344270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,323 Underlying: Common Stock · 228,323 shares Expires 2030-11-04 F1 · derivative.exercise_date: 50% of the options (114,162) vested on November 4, 2020. The remainder of the options vest in installments of 57,081 on November 4, 2021 and 57,080 on November 4, 2022. Read SEC document |
| November 04, 2020 Filed Dec 28, 2020 23:27 UTC |
Jones James ChrisDirector
|
GrantStock Option (Right to buy) · Derivative | 228,323 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001493152-20-024391 · ownership.xml · derivative · entry 1 Jones James Chris · CIK 0001791856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,323 Underlying: Common Stock · 228,323 shares Expires 2030-11-04 F1 · derivative.exercise_date: 50% of the options (114,162) vested on November 4, 2020. The remainder of the options vest in installments of 57,081 on November 4, 2021 and 57,080 on November 4, 2022. Read SEC document |
| November 04, 2020 Filed Dec 28, 2020 23:26 UTC |
Morton Allen S.Director
|
GrantStock Option (Right to buy) · Derivative | 228,323 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001493152-20-024390 · ownership.xml · derivative · entry 1 Morton Allen S. · CIK 0001792269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,323 Underlying: Common Stock · 228,323 shares Expires 2030-11-04 F1 · derivative.exercise_date: 50% of the options (114,162) vested on November 4, 2020. The remainder of the options vest in installments of 57,081 on November 4, 2021 and 57,080 on November 4, 2022. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 22:19 UTC |
Kothari ShanoopDirector · SVP AND CFO
|
SaleCommon Stock | 10 | $9.00 | $90.00 |
DisclosureSEC source: 0001415889-20-001672 · form4-06232020_030652.xml · nonDerivative · entry 2 Kothari Shanoop · CIK 0001788856 · Director · SVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 22:19 UTC |
Kothari ShanoopDirector · SVP AND CFO
|
PurchaseCommon Stock | 10 | $9.00 | $90.00 |
DisclosureSEC source: 0001415889-20-001672 · form4-06232020_030652.xml · nonDerivative · entry 1 Kothari Shanoop · CIK 0001788856 · Director · SVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Read SEC document |
| June 19, 2020 Filed Dec 28, 2020 23:30 UTC |
Kothari ShanoopDirector · See Remarks
|
GrantStock Option (Right to buy) · Derivative | 133,333 | $0.00 Strike: $19.50 | $0.00 |
DisclosureSEC source: 0001493152-20-024394 · ownership.xml · derivative · entry 1 Kothari Shanoop · CIK 0001788856 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 Underlying: Common Stock · 133,333 shares Expires 2029-04-01 F1 · balance_after: On April 1, 2019, the reporting person was granted options to purchase 200,000 shares of the Issuer's common stock, as adjusted for the Issuer's l-for-3 reverse stock split, which became effective on November 12, 2019. The options vest, subject to the reporting person's continued employment, based on the Issuer's satisfaction of certain performance criteria. 133,333 options were to vest upon the Issuer's listing on any tier of the Nasdaq Stock Market on or before December 31, 2020. The Issuer's common stock began trading on the Nasdaq Capital Market on June 19, 2020, resulting in vesting of the options as to 133,333 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.