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CIM

CHIMERA INVESTMENT CORP

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4990
SEC CIK
0001409493
Parsed reports
230

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 15, 2026 20:35 UTC GrantCommon Stock 11,263 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-043231 · wk-form4_1781555709.xml · nonDerivative · entry 1

Walsh Cynthia B · CIK 0002046388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,765

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:34 UTC GrantCommon Stock 11,263 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-043227 · wk-form4_1781555678.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,015

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:35 UTC
STILL DEBRADirector
GrantCommon Stock 11,263 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-043237 · wk-form4_1781555744.xml · nonDerivative · entry 1

STILL DEBRA · CIK 0001733953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,706

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:36 UTC
Mills SusanDirector
GrantCommon Stock 11,263 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-043238 · wk-form4_1781555758.xml · nonDerivative · entry 1

Mills Susan · CIK 0001998928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,757

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:35 UTC GrantCommon Stock 11,263 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-043234 · wk-form4_1781555725.xml · nonDerivative · entry 1

Chavers Kevin Gerald · CIK 0001867622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,506

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock,

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:35 UTC GrantCommon Stock 11,263 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-043230 · wk-form4_1781555698.xml · nonDerivative · entry 1

Reilly Brian Patrick · CIK 0001784056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,133

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 16:24 UTC
Sung MiyunChief Legal Officer & Secy.
Tax withholdingCommon Stock 8,165 $13.70 $111,860.50
Disclosure

SEC source: 0001628280-26-009784 · wk-form4_1771536289.xml · nonDerivative · entry 1

Sung Miyun · CIK 0001726231 · Chief Legal Officer & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,836

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:24 UTC
Macdowell Jack Lee JrChief Investment Officer
Tax withholdingCommon Stock 12,200 $13.70 $167,140.00
Disclosure

SEC source: 0001628280-26-009783 · wk-form4_1771536269.xml · nonDerivative · entry 1

Macdowell Jack Lee Jr · CIK 0001823298 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,421

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:24 UTC
Viswanathan SubramaniamChief Financial Officer
Tax withholdingCommon Stock 51,800 $13.70 $709,660.00
Disclosure

SEC source: 0001628280-26-009781 · wk-form4_1771536248.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,507

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:23 UTC
Kardis Phillip John IIDirector · President and CEO
Tax withholdingCommon Stock 127,168 $13.70 $1,742,201.60
Disclosure

SEC source: 0001628280-26-009779 · wk-form4_1771536221.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,085

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 18:00 UTC
Sung MiyunChief Legal Officer & Secy.
GrantCommon Stock 31,164 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-002942 · wk-form4_1769036409.xml · nonDerivative · entry 1

Sung Miyun · CIK 0001726231 · Chief Legal Officer & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,958

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 23:02 UTC
Macdowell Jack Lee JrChief Investment Officer
GrantCommon Stock 85,701 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-002944 · wk-form4_1769036531.xml · nonDerivative · entry 1

Macdowell Jack Lee Jr · CIK 0001823298 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,791

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 23:01 UTC
Viswanathan SubramaniamChief Financial Officer
GrantCommon Stock 54,537 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-002943 · wk-form4_1769036502.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,826

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 22:59 UTC
Kardis Phillip John IIDirector · President and CEO
GrantCommon Stock 194,774 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-002941 · wk-form4_1769036379.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,495

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 21:20 UTC
Kardis Phillip John IIDirector · President and CEO
GrantCommon Stock 101,772 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058541 · wk-form4_1766438401.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,721

F1 · shares: Represents vesting of shares of Chimera Investment Corporation ("Chimera") common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock.

F2 · balance_after: DERs issued on Restricted Stock Units or RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 21:19 UTC
Viswanathan SubramaniamChief Financial Officer
GrantCommon Stock 47,251 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058539 · wk-form4_1766438338.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,289

F1 · shares: Represents vesting of shares of Chimera Investment Corporation ("Chimera") common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock.

F2 · balance_after: DERs issued on Restricted Stock Units or RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 18:15 UTC
Sung MiyunChief Legal Officer & Secy.
Tax withholdingCommon Stock 2,586 $12.79 $33,074.94
Disclosure

SEC source: 0001628280-25-054852 · wk-form4_1764717317.xml · nonDerivative · entry 1

Sung Miyun · CIK 0001726231 · Chief Legal Officer & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,794

F1 · shares: Shares reported were withheld for payment of taxes associated with the settlement of deferred shares of Chimera Investment Corporation ("Chimera") common stock from the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs") pursuant to the liquidation of the Stock Award Deferral Program on November 30, 2025 as previously disclosed in Chimera's Annual Report on Form 10-K for the year ended December 31, 2024.

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:15 UTC
Viswanathan SubramaniamChief Financial Officer
Tax withholdingCommon Stock 31,675 $12.79 $405,123.25
Disclosure

SEC source: 0001628280-25-054851 · wk-form4_1764717300.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,931

F1 · shares: Shares reported were withheld for payment of taxes associated with the settlement of deferred shares of Chimera Investment Corporation ("Chimera") common stock from the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs") pursuant to the liquidation of the Stock Award Deferral Program on November 30, 2025 as previously disclosed in Chimera's Annual Report on Form 10-K for the year ended December 31, 2024.

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:14 UTC
Kardis Phillip John IIDirector · President and CEO
Tax withholdingCommon Stock 102,926 $12.79 $1,316,423.54
Disclosure

SEC source: 0001628280-25-054850 · wk-form4_1764717274.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,169

F1 · shares: Shares reported were withheld for payment of taxes associated with the settlement of deferred shares of Chimera Investment Corporation ("Chimera") common stock from the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs") pursuant to the liquidation of the Stock Award Deferral Program on November 30, 2025 as previously disclosed in Chimera's Annual Report on Form 10-K for the year ended December 31, 2024.

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 20:29 UTC GrantCommon Stock 9,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030766 · wk-form4_1749673770.xml · nonDerivative · entry 1

Walsh Cynthia B · CIK 0002046388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,294

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 20:28 UTC GrantCommon Stock 9,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030762 · wk-form4_1749673708.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,065

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 20:34 UTC
STILL DEBRADirector
GrantCommon Stock 9,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030772 · wk-form4_1749674071.xml · nonDerivative · entry 1

STILL DEBRA · CIK 0001733953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,234

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 20:35 UTC GrantCommon Stock 9,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030773 · wk-form4_1749674113.xml · nonDerivative · entry 1

Reilly Brian Patrick · CIK 0001784056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,800

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 20:33 UTC
Mills SusanDirector
GrantCommon Stock 9,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030771 · wk-form4_1749673989.xml · nonDerivative · entry 1

Mills Susan · CIK 0001998928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,015

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 20:32 UTC GrantCommon Stock 9,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030769 · wk-form4_1749673941.xml · nonDerivative · entry 1

Chavers Kevin Gerald · CIK 0001867622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,034

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock

Read SEC document
March 11, 2025 Filed Mar 13, 2025 20:17 UTC PurchaseCommon Stock 12,500 $13.31 $166,375.00
Disclosure

SEC source: 0001628280-25-012608 · wk-form4_1741897016.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,127

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.28 to $13.40, inclusive. The reporting person undertakes to provide Chimera Investment Corporation, any security holder of Chimera, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 17:29 UTC
Thakkar SudhanshuChief Credit & Risk Officer
Tax withholdingCommon Stock 2,744 $13.76 $37,757.44
Disclosure

SEC source: 0001628280-25-007870 · wk-form4_1740522559.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Chief Credit & Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,905

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs, performance stock units and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 17:28 UTC
Sung MiyunChief Legal Officer &Secretary
Tax withholdingCommon Stock 591 $13.76 $8,132.16
Disclosure

SEC source: 0001628280-25-007869 · wk-form4_1740522518.xml · nonDerivative · entry 1

Sung Miyun · CIK 0001726231 · Chief Legal Officer &Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,156

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs, performance stock units and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:28 UTC
Viswanathan SubramaniamChief Financial Officer
Tax withholdingCommon Stock 2,105 $13.76 $28,964.80
Disclosure

SEC source: 0001628280-25-007867 · wk-form4_1740522471.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,839

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

F2 · balance_after: DERs issued on RSUs, PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:27 UTC
Kardis Phillip John IIDirector · President and CEO
Tax withholdingCommon Stock 3,623 $13.76 $49,852.48
Disclosure

SEC source: 0001628280-25-007862 · wk-form4_1740522439.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,168

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

F2 · balance_after: DERs issued on RSUs, PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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January 01, 2025 Filed Jan 2, 2025 16:50 UTC
Thakkar SudhanshuChief Credit & Risk Officer
GrantCommon Stock 39,583 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000079 · wk-form4_1735854648.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Chief Credit & Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,696

F1 · shares: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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January 01, 2025 Filed Jan 2, 2025 16:51 UTC
Sung MiyunChief Legal Officer &Secretary
GrantCommon Stock 22,373 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000080 · wk-form4_1735854677.xml · nonDerivative · entry 1

Sung Miyun · CIK 0001726231 · Chief Legal Officer &Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,398

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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January 01, 2025 Filed Jan 2, 2025 21:50 UTC
Macdowell Jack Lee JrChief Investment Officer
GrantCommon Stock 56,088 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000078 · wk-form4_1735854611.xml · nonDerivative · entry 1

Macdowell Jack Lee Jr · CIK 0001823298 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,088

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

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January 01, 2025 Filed Jan 2, 2025 21:49 UTC
Kardis Phillip John IIDirector · Chief Executive Officer
GrantCommon Stock 137,680 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000077 · wk-form4_1735854564.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,505

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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January 01, 2025 Filed Jan 3, 2025 21:20 UTC
Viswanathan SubramaniamChief Financial Officer
GrantCommon Stock 48,188 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000268 · wk-form4_1735939230.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,231

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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December 15, 2024 Filed Dec 17, 2024 16:15 UTC
Thakkar SudhanshuChief Credit & Risk Officer
Tax withholdingCommon Stock 357 $15.08 $5,383.56
Disclosure

SEC source: 0001628280-24-051676 · wk-form4_1734470118.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Chief Credit & Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,114

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

F2 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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December 10, 2024 Filed Dec 12, 2024 21:31 UTC
Macdowell Jack Lee JrChief Investment Officer
PurchaseCommon Stock 66,000 $15.13 $998,580.00
Disclosure

SEC source: 0001628280-24-051052 · wk-form4_1734039101.xml · nonDerivative · entry 1

Macdowell Jack Lee Jr · CIK 0001823298 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.07 to $15.18, inclusive. The reporting person undertakes to provide Chimera Investment Corporation, any security holder of Chimera ("Chimera"), or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

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December 09, 2024 Filed Dec 9, 2024 22:09 UTC
Macdowell Jack Lee JrChief Investment Officer
PurchaseCommon Stock 50,000 $14.91 $745,500.00
Disclosure

SEC source: 0001628280-24-050508 · wk-form4_1733782173.xml · nonDerivative · entry 2

Macdowell Jack Lee Jr · CIK 0001823298 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.85 to $14.99, inclusive. The reporting person undertakes to provide Chimera Investment Corporation, any security holder of Chimera ("Chimera"), or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

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December 06, 2024 Filed Dec 9, 2024 22:09 UTC
Macdowell Jack Lee JrChief Investment Officer
PurchaseCommon Stock 50,000 $14.70 $735,000.00
Disclosure

SEC source: 0001628280-24-050508 · wk-form4_1733782173.xml · nonDerivative · entry 1

Macdowell Jack Lee Jr · CIK 0001823298 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.65 to $14.79, inclusive. The reporting person undertakes to provide Chimera Investment Corporation, any security holder of Chimera ("Chimera"), or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

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December 01, 2024 Filed Dec 3, 2024 21:25 UTC GrantCommon Stock 4,366 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-049764 · wk-form4_1733261095.xml · nonDerivative · entry 1

Walsh Cynthia B · CIK 0002046388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,366

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) June 5, 2025, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

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June 17, 2024 Filed Jun 18, 2024 20:16 UTC PurchaseCommon Stock 10,000 $13.07 $130,700.00
Disclosure

SEC source: 0001628280-24-028792 · wk-form4_1718741808.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,899

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June 05, 2024 Filed Jun 6, 2024 16:56 UTC
Bell SandraDirector
GrantCommon Stock 10,231 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027102 · wk-form4_1717707378.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,423

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

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June 05, 2024 Filed Jun 6, 2024 20:59 UTC GrantCommon Stock 10,231 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027111 · wk-form4_1717707576.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,899

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person has elected to defer 100% of the shares under the Company Stock Deferral Plan until separation from service. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

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June 05, 2024 Filed Jun 6, 2024 20:58 UTC GrantCommon Stock 10,231 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027110 · wk-form4_1717707532.xml · nonDerivative · entry 1

Reilly Brian Patrick · CIK 0001784056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,052

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person has elected to defer 50% of the shares under the Companys Stock Deferral Plan until separation from service. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

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June 05, 2024 Filed Jun 6, 2024 20:58 UTC
STILL DEBRADirector
GrantCommon Stock 10,231 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027107 · wk-form4_1717707492.xml · nonDerivative · entry 1

STILL DEBRA · CIK 0001733953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,452

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:57 UTC GrantCommon Stock 10,231 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027103 · wk-form4_1717707417.xml · nonDerivative · entry 1

Chavers Kevin Gerald · CIK 0001867622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,252

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:57 UTC
Mills SusanDirector
GrantCommon Stock 10,231 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027105 · wk-form4_1717707455.xml · nonDerivative · entry 1

Mills Susan · CIK 0001998928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,502

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 16:34 UTC
Thakkar SudhanshuCo-Chief Investment Officer
Tax withholdingCommon Stock 5,168 $4.36 $22,532.48
Disclosure

SEC source: 0001628280-24-006899 · wk-form4_1708983230.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,322

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:35 UTC
Viswanathan SubramaniamChief Financial Officer
Tax withholdingCommon Stock 13,948 $4.36 $60,813.28
Disclosure

SEC source: 0001628280-24-006901 · wk-form4_1708983286.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,728

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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February 22, 2024 Filed Feb 26, 2024 21:33 UTC
Yarlagadda ChoudharyDirector · Pres. COO, Co-CIO
Tax withholdingCommon Stock 13,016 $4.36 $56,749.76
Disclosure

SEC source: 0001628280-24-006897 · wk-form4_1708983163.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Director · Pres. COO, Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,123,065

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and vested and deferred performance shares units ("PSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.