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Nasdaq · USD

CHTR

CHARTER COMMUNICATIONS, INC. /MO/

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1730
SEC CIK
0001091667
Parsed reports
710

Last 12 months

Inside the activity.

5 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202613
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2020 Filed Jun 19, 2020 20:32 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 43,974 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000137 · wf-form4_159259871583263.xml · nonDerivative · entry 2

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2018 GRAT UA

Disclosed balance after: 0

F1 · shares: Transfer of shares from 2018 GRAT UA, dated May 17, 2018, upon its settlement.

Read SEC document
May 22, 2020 Filed Jun 19, 2020 20:32 UTC
Rutledge ThomasDirector · Chairman and CEO
GiftClass A Common Stock 53,850 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000137 · wf-form4_159259871583263.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2018 GRAT UA

Disclosed balance after: 43,974

F1 · shares: Transfer of shares from 2018 GRAT UA, dated May 17, 2018, upon its settlement.

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May 19, 2020 Filed May 20, 2020 20:16 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
GiftClass A Common Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · nonDerivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

F4 · shares: Charitable gift.

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May 18, 2020 Filed May 20, 2020 20:16 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionStock Options · Derivative 22,185 $0.00 Strike: $150.88 $0.00
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · derivative · entry 5

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,185 shares

Expires 2024-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.

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May 18, 2020 Filed May 20, 2020 20:16 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
SaleClass A Common Stock 8,458 $521.02 $4,406,787.16
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,616

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $521.00 to $521.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:16 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Tax withholdingClass A Common Stock 13,727 $521.25 $7,155,198.75
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,074

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:16 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionClass A Common Stock 22,185 $150.88 $3,347,272.80
Disclosure

SEC source: 0001091667-20-000127 · wf-form4_159000575907244.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.

Read SEC document
May 13, 2020 Filed May 15, 2020 20:09 UTC SaleClass A Common Stock 502 $498.62 $250,307.24
Disclosure

SEC source: 0001091667-20-000125 · wf-form4_158957333893434.xml · nonDerivative · entry 1

Markley John D Jr · CIK 0001473125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,192

F1 · balance_after: Includes shares held by John D. Markley, Jr. and Rebecca Markley as joint tenants with right of surviviorship.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:15 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionStock Options · Derivative 60,000 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000122 · wf-form4_158940089214703.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,890

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Exercise of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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May 11, 2020 Filed May 13, 2020 20:15 UTC
Ellen DavidSenior Executive VicePresident
SaleClass A Common Stock 15,970 $511.38 $8,166,738.60
Disclosure

SEC source: 0001091667-20-000122 · wf-form4_158940089214703.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $511.00 to $513.45, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:15 UTC
Ellen DavidSenior Executive VicePresident
Tax withholdingClass A Common Stock 44,030 $513.33 $22,601,919.90
Disclosure

SEC source: 0001091667-20-000122 · wf-form4_158940089214703.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,949

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:15 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionClass A Common Stock 60,000 $221.25 $13,275,000.00
Disclosure

SEC source: 0001091667-20-000122 · wf-form4_158940089214703.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:18 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionStock Options · Derivative 13,351 $0.00 Strike: $87.19 $0.00
Disclosure

SEC source: 0001091667-20-000123 · wf-form4_158940106304335.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,351 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of stock options granted on February 20, 2013 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The grant has a graded vesting schedule. Date exercisable varies for each vesting tranche.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:18 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
SaleClass A Common Stock 5,941 $510.16 $3,030,860.56
Disclosure

SEC source: 0001091667-20-000123 · wf-form4_158940106304335.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,616

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $510.00 to $510.7010, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:18 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Tax withholdingClass A Common Stock 7,410 $511.00 $3,786,510.00
Disclosure

SEC source: 0001091667-20-000123 · wf-form4_158940106304335.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,557

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:18 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionClass A Common Stock 13,351 $87.19 $1,164,073.69
Disclosure

SEC source: 0001091667-20-000123 · wf-form4_158940106304335.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock options granted on February 20, 2013 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The grant has a graded vesting schedule. Date exercisable varies for each vesting tranche.

Read SEC document
May 07, 2020 Filed May 8, 2020 16:33 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 72,712 $454.10 $33,018,519.20
Disclosure

SEC source: 0000899243-20-012406 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 16,880,532

Underlying: Charter Communications Class A Common Stock · 72,712 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:34 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 72,712 $454.10 $33,018,519.20
Disclosure

SEC source: 0000899243-20-012408 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 16,880,532

Underlying: Charter Communications Class A Common Stock · 72,712 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 06, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionStock Options · Derivative 19,647 $0.00 Strike: $60.96 $0.00
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · derivative · entry 18

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 0

Underlying: Class A Common Stock · 19,647 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

F7 · derivative.exercise_date: Time-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013.

Read SEC document
May 06, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionStock Options · Derivative 45,845 $0.00 Strike: $60.96 $0.00
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · derivative · entry 17

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,845 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

F6 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013.

Read SEC document
May 06, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 2,373 $504.92 $1,198,168.04
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 57,583

F5 · shares: Withholding of securities for the purpose of paying the exercise price.

Read SEC document
May 06, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionClass A Common Stock 19,647 $60.96 $1,197,681.12
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 9

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 59,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

Read SEC document
May 06, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 5,536 $504.85 $2,794,844.06
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 8

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 40,309

F5 · shares: Withholding of securities for the purpose of paying the exercise price.

Read SEC document
May 06, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionClass A Common Stock 45,845 $60.96 $2,794,711.20
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 7

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 45,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

Read SEC document
May 06, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
SaleClass A Common Stock 9,239 $508.51 $4,698,123.89
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 6

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,122

F3 · shares: Based on an estimate of the tax withholding obligation, a portion of May 5, 2020 net settled shares held directly by Mr. Winfrey were sold to fund tax withholding obligations related to the net settlement exercise of 45,845 ten-year performance-based stock options and 19,647 ten-year time-based options held by the Christopher L. Winfrey 2018 GRAT II reported herein. The total net effect of direct and indirect holding of stock options exercised on May 5 and 6, 2020 was that, after settlement of the exercise price and taxes, the residual value of the option exercises to Mr. Winfrey's direct and indirect holdings was over 99% delivered in Charter stock versus cash.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $516.25 to $517.32, inclusive, for sales on May 5, 2020 and prices ranging from $507.00 to $510.335, inclusive, for sales on May 6, 2020. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Exercise / conversionStock Options · Derivative 48,129 $0.00 Strike: $183.87 $0.00
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · derivative · entry 10

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 48,129 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Exercise / conversionStock Options · Derivative 68,094 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · derivative · entry 9

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 68,094 shares

Expires 2025-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Stock options granted on January 15, 2015, under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable of January 15, 2018.

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May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Exercise / conversionStock Options · Derivative 73,952 $0.00 Strike: $150.88 $0.00
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · derivative · entry 8

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 73,952 shares

Expires 2024-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.

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May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
SaleClass A Common Stock 68,830 $505.69 $34,806,642.70
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 7

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

F2 · shares: Executed pursuant to a 10b5-1 plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $496.62 to $516.60, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 31,496 $516.56 $16,269,573.76
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 6

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,960

F4 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

F3 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 48,129 $183.87 $8,849,479.23
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 5

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Executed pursuant to a 10b5-1 plan.

F6 · shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.

F6 · price: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.

F3 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 43,988 $516.56 $22,722,441.28
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 4

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,327

F4 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

F3 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 68,094 $175.76 $11,968,201.44
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 3

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Executed pursuant to a 10b5-1 plan.

F5 · shares: Stock options granted on January 15, 2015, under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable of January 15, 2018.

F5 · price: Stock options granted on January 15, 2015, under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable of January 15, 2018.

F3 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 45,861 $516.56 $23,689,958.16
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 2

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,221

F4 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

F3 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:21 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 73,952 $150.88 $11,157,877.76
Disclosure

SEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 1

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.

F2 · shares: Executed pursuant to a 10b5-1 plan.

F1 · price: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.

F3 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionStock Options · Derivative 50,428 $0.00 Strike: $60.96 $0.00
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · derivative · entry 16

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,428 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

F7 · derivative.exercise_date: Time-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionStock Options · Derivative 117,664 $0.00 Strike: $60.96 $0.00
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · derivative · entry 15

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 117,664 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

F6 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
SaleClass A Common Stock 19,552 $516.44 $10,097,434.88
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 5

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,361

F3 · shares: Based on an estimate of the tax withholding obligation, a portion of May 5, 2020 net settled shares held directly by Mr. Winfrey were sold to fund tax withholding obligations related to the net settlement exercise of 45,845 ten-year performance-based stock options and 19,647 ten-year time-based options held by the Christopher L. Winfrey 2018 GRAT II reported herein. The total net effect of direct and indirect holding of stock options exercised on May 5 and 6, 2020 was that, after settlement of the exercise price and taxes, the residual value of the option exercises to Mr. Winfrey's direct and indirect holdings was over 99% delivered in Charter stock versus cash.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $516.25 to $517.32, inclusive, for sales on May 5, 2020 and prices ranging from $507.00 to $510.335, inclusive, for sales on May 6, 2020. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 27,730 $516.93 $14,334,468.90
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,913

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionClass A Common Stock 50,428 $60.96 $3,074,090.88
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 64,702 $516.90 $33,444,463.80
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,215

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:58 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionClass A Common Stock 117,664 $60.96 $7,172,797.44
Disclosure

SEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:36 UTC GrantClass A Common Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000088 · wf-form4_158827896432467.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,304

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:36 UTC GrantClass A Common Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000088 · wf-form4_158827896432467.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,067

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on the anniversary date of the grant.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:21 UTC GrantClass A Common Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000099 · wf-form4_158828168258498.xml · nonDerivative · entry 2

Goodman Kim C · CIK 0001390001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,313

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:21 UTC GrantClass A Common Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000099 · wf-form4_158828168258498.xml · nonDerivative · entry 1

Goodman Kim C · CIK 0001390001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,076

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on the anniversary date of the grant.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:08 UTC GrantClass A Common Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000097 · wf-form4_158828086692933.xml · nonDerivative · entry 2

Zinterhofer Eric Louis · CIK 0001267621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,063

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:08 UTC GrantClass A Common Stock 654 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000097 · wf-form4_158828086692933.xml · nonDerivative · entry 1

Zinterhofer Eric Louis · CIK 0001267621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,826

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $330,000 on date of grant, to fully vest on the anniversary date of the grant.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:51 UTC GrantClass A Common Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000095 · wf-form4_158827987574077.xml · nonDerivative · entry 1

Ramos Mauricio · CIK 0001340406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,331

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on the anniversary date of the grant.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:50 UTC GrantClass A Common Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000094 · wf-form4_158827980335579.xml · nonDerivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on the anniversary date of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.