Last 12 months
Inside the activity.
5 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 4 | 0 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2022 Filed Jan 20, 2022 21:06 UTC |
Ellen DavidSenior Executive VicePresident
|
GrantRestricted Stock Units · Derivative | 934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000014 · wf-form4_164271279789733.xml · derivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 Underlying: Class A Common Stock · 934 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:06 UTC |
Ellen DavidSenior Executive VicePresident
|
GrantStock Options · Derivative | 28,391 | $588.83 Strike: $588.83 | $16,717,330.58 |
DisclosureSEC source: 0001091667-22-000014 · wf-form4_164271279789733.xml · derivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,391 Underlying: Class A Common Stock · 28,391 shares Expires 2032-01-18 F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:04 UTC |
Winfrey Christopher LChief Operating Officer
|
GrantStock Options · Derivative | 57,356 | $588.83 Strike: $588.83 | $33,772,646.70 |
DisclosureSEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 10 Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,356 Underlying: Class A Common Stock · 57,356 shares Expires 2032-01-18 F7 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:05 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
GrantRestricted Stock Units · Derivative | 425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000013 · wf-form4_164271273182310.xml · derivative · entry 2 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425 Underlying: Class A Common Stock · 425 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:05 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
GrantStock Options · Derivative | 12,905 | $588.83 Strike: $588.83 | $7,598,786.63 |
DisclosureSEC source: 0001091667-22-000013 · wf-form4_164271273182310.xml · derivative · entry 1 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,905 Underlying: Class A Common Stock · 12,905 shares Expires 2032-01-18 F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:14 UTC |
Howard Kevin DEVP/CAO/Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · derivative · entry 7 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F2 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022. F4 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F4 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:14 UTC |
Howard Kevin DEVP/CAO/Controller
|
Tax withholdingClass A Common Stock | 221 | $610.00 | $134,810.00 |
DisclosureSEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · nonDerivative · entry 4 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:14 UTC |
Howard Kevin DEVP/CAO/Controller
|
Exercise / conversionClass A Common Stock | 706 | $610.00 | $430,660.00 |
DisclosureSEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · nonDerivative · entry 3 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:12 UTC |
Fischer Jessica MChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000010 · wf-form4_164262676121216.xml · derivative · entry 3 Fischer Jessica M · CIK 0001888977 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F1 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022. F3 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:12 UTC |
Fischer Jessica MChief Financial Officer
|
Tax withholdingClass A Common Stock | 176 | $610.00 | $107,360.00 |
DisclosureSEC source: 0001091667-22-000010 · wf-form4_164262676121216.xml · nonDerivative · entry 2 Fischer Jessica M · CIK 0001888977 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:12 UTC |
Fischer Jessica MChief Financial Officer
|
Exercise / conversionClass A Common Stock | 545 | $610.00 | $332,450.00 |
DisclosureSEC source: 0001091667-22-000010 · wf-form4_164262676121216.xml · nonDerivative · entry 1 Fischer Jessica M · CIK 0001888977 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:11 UTC |
DiGeronimo Richard JChief Product and Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000009 · wf-form4_164262667421692.xml · derivative · entry 3 DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:11 UTC |
DiGeronimo Richard JChief Product and Tech Officer
|
Tax withholdingClass A Common Stock | 394 | $610.00 | $240,340.00 |
DisclosureSEC source: 0001091667-22-000009 · wf-form4_164262667421692.xml · nonDerivative · entry 2 DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,967 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:11 UTC |
DiGeronimo Richard JChief Product and Tech Officer
|
Exercise / conversionClass A Common Stock | 855 | $610.00 | $521,550.00 |
DisclosureSEC source: 0001091667-22-000009 · wf-form4_164262667421692.xml · nonDerivative · entry 1 DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 12:06 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 273,092 | $657.40 | $179,530,680.80 |
DisclosureSEC source: 0001567619-22-000833 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 21,074,809 Underlying: Charter Communications Class A Common Stock · 273,092 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 17:10 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 273,092 | $657.40 | $179,530,680.80 |
DisclosureSEC source: 0001567619-22-000835 · doc1.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 21,074,809 Underlying: Charter Communications Class A Common Stock · 273,092 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 04, 2022 Filed Jan 19, 2022 21:14 UTC |
Howard Kevin DEVP/CAO/Controller
|
GiftClass A Common Stock | 1,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · nonDerivative · entry 2 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Gift transaction. The recipient trust will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than later on a Form 5. Read SEC document |
| December 30, 2021 Filed Jan 19, 2022 21:14 UTC |
Howard Kevin DEVP/CAO/Controller
|
GiftClass A Common Stock | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · nonDerivative · entry 1 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,840 F1 · shares: Gift transaction. The recipient trust will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than later on a Form 5. Read SEC document |
| December 30, 2021 Filed Jan 20, 2022 21:11 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
GiftClass A Common Stock | 9,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 7 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,199.17 F3 · shares: Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| December 29, 2021 Filed Jan 20, 2022 21:11 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
GiftClass A Common Stock | 14,440.0432 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,924.17 F3 · shares: Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 21:31 UTC |
Liberty Broadband CorpDirector · 10% owner
|
Disposition to issuerClass A Common Stock | 769,517 | $687.78 | $529,258,402.26 |
DisclosureSEC source: 0001104659-21-150009 · tm2135292-1_4seq1.xml · nonDerivative · entry 1 Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,588,787 F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person. Read SEC document |
| December 07, 2021 Filed Jan 20, 2022 21:11 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
OtherClass A Common Stock | 68,054.21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 5 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,364.21 F2 · shares: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. F2 · price: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| December 07, 2021 Filed Jan 20, 2022 21:11 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
OtherClass A Common Stock | 68,054.21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2020 GRAT Disclosed balance after: 81,945.833 F2 · shares: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. F2 · price: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 19:25 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 383,277 | $693.29 | $265,722,111.33 |
DisclosureSEC source: 0001567619-21-021799 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 21,347,901 Underlying: Charter Communications Class A Common Stock · 383,277 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 00:28 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 383,277 | $693.29 | $265,722,111.33 |
DisclosureSEC source: 0001567619-21-021800 · doc1.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 21,347,901 Underlying: Charter Communications Class A Common Stock · 383,277 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 13:52 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
SaleClass A Common Stock | 44,894 | $675.29 | $30,316,267.24 |
DisclosureSEC source: 0001091667-21-000165 · wf-form4_163776190977217.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,579 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $668.17 to $679.02, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 13:52 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
SaleClass A Common Stock | 43,106 | $674.34 | $29,068,091.42 |
DisclosureSEC source: 0001091667-21-000165 · wf-form4_163776190977217.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,473 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $670.00 to $679.105, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 22:16 UTC |
Liberty Broadband CorpDirector · 10% owner
|
Disposition to issuerClass A Common Stock | 621,437 | $718.05 | $446,222,837.85 |
DisclosureSEC source: 0001104659-21-140071 · tm2132746-1_4seq1.xml · nonDerivative · entry 1 Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,358,304 F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 19:47 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 288,281 | $737.03 | $212,471,745.43 |
DisclosureSEC source: 0001567619-21-019511 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 21,731,178 Underlying: Charter Communications Class A Common Stock · 288,281 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 00:58 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 288,281 | $737.03 | $212,471,745.43 |
DisclosureSEC source: 0001567619-21-019512 · doc1.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 21,731,178 Underlying: Charter Communications Class A Common Stock · 288,281 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 23, 2021 Filed Jan 20, 2022 21:04 UTC |
Winfrey Christopher LChief Operating Officer
|
OtherStock Options · Derivative | 8,065 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 6 Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Winfrey Dynasty Trust Disclosed balance after: 8,065 Underlying: Stock Options · 8,065 shares Expires 2024-01-15 F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. F5 · price: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust. F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. F5 · derivative.underlying_shares: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust. Read SEC document |
| October 23, 2021 Filed Jan 20, 2022 21:04 UTC |
Winfrey Christopher LChief Operating Officer
|
OtherStock Options · Derivative | 8,065 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 5 Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Christopher L. Winfrey 2018 GRAT I Disclosed balance after: 0 Underlying: Class A Common Stock · 8,065 shares Expires 2024-01-15 F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. F5 · price: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust. F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. F5 · derivative.underlying_shares: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust. F6 · balance_after: The Christopher L. Winfrey 2018 GRAT I was terminated and the remaining stock options were distributed from the Christopher L. Winfrey 2018 GRAT I to the Winfrey Dynasty Trust. Read SEC document |
| October 22, 2021 Filed Jan 20, 2022 21:04 UTC |
Winfrey Christopher LChief Operating Officer
|
OtherStock Options · Derivative | 2,086 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 4 Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,911 Underlying: Class A Common Stock · 2,086 shares Expires 2024-01-15 F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. F4 · price: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. F4 · derivative.underlying_shares: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person Read SEC document |
| October 22, 2021 Filed Jan 20, 2022 21:04 UTC |
Winfrey Christopher LChief Operating Officer
|
OtherStock Options · Derivative | 2,086 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 3 Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Christopher L. Winfrey 2018 GRAT I Disclosed balance after: 8,065 Underlying: Class A Common Stock · 2,086 shares Expires 2024-01-15 F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. F4 · price: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. F4 · derivative.underlying_shares: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:08 UTC |
Winfrey Christopher LChief Operating Officer
|
GrantStock Options · Derivative | 3,099 | $714.99 Strike: $714.99 | $2,215,738.52 |
DisclosureSEC source: 0001091667-21-000157 · wf-form4_163484688696108.xml · derivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,099 Underlying: Class A Common Stock · 3,099 shares Expires 2031-10-19 F5 · shares: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. F5 · derivative.exercise_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. F5 · derivative.expiration_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:05 UTC |
Fischer Jessica MChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 70 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000155 · wf-form4_163484673389341.xml · derivative · entry 2 Fischer Jessica M · CIK 0001888977 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70 Underlying: Class A Common Stock · 70 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on October 19, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, October 19, 2024. This grant reflects a top up of the previously awarded annual equity award. F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · derivative.exercise_date: Restricted Stock Units granted on October 19, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, October 19, 2024. This grant reflects a top up of the previously awarded annual equity award. F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:05 UTC |
Fischer Jessica MChief Financial Officer
|
GrantStock Options · Derivative | 2,231 | $714.99 Strike: $714.99 | $1,595,131.54 |
DisclosureSEC source: 0001091667-21-000155 · wf-form4_163484673389341.xml · derivative · entry 1 Fischer Jessica M · CIK 0001888977 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,231 Underlying: Class A Common Stock · 2,231 shares Expires 2031-10-19 F1 · shares: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. F1 · derivative.exercise_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:07 UTC |
DiGeronimo Richard JChief Product and Tech Officer
|
GrantRestricted Stock Units · Derivative | 140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000156 · wf-form4_163484681784377.xml · derivative · entry 2 DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140 Underlying: Class A Common Stock · 140 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on October 19, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, October 19, 2024. This grant reflects a top up of the previously awarded annual equity award. F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · derivative.exercise_date: Restricted Stock Units granted on October 19, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, October 19, 2024. This grant reflects a top up of the previously awarded annual equity award. F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:07 UTC |
DiGeronimo Richard JChief Product and Tech Officer
|
GrantStock Options · Derivative | 4,462 | $714.99 Strike: $714.99 | $3,190,263.07 |
DisclosureSEC source: 0001091667-21-000156 · wf-form4_163484681784377.xml · derivative · entry 1 DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462 Underlying: Class A Common Stock · 4,462 shares Expires 2031-10-19 F1 · shares: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. F1 · derivative.exercise_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 20:50 UTC |
Liberty Broadband CorpDirector · 10% owner
|
Disposition to issuerClass A Common Stock | 724,555 | $773.94 | $560,762,096.70 |
DisclosureSEC source: 0001104659-21-127206 · tm2130099-1_4seq1.xml · nonDerivative · entry 1 Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,979,741 F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person. Read SEC document |
| October 18, 2021 Filed Jan 20, 2022 21:04 UTC |
Winfrey Christopher LChief Operating Officer
|
OtherStock Options · Derivative | 15,772 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,753 Underlying: Class A Common Stock · 15,772 shares Expires 2026-06-17 F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F2 · price: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person. F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F2 · derivative.underlying_shares: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person. Read SEC document |
| October 18, 2021 Filed Jan 20, 2022 21:04 UTC |
Winfrey Christopher LChief Operating Officer
|
OtherStock Options · Derivative | 15,772 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT II Disclosed balance after: 50,536 Underlying: Class A Common Stock · 15,772 shares Expires 2026-06-17 F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F2 · price: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person. F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F2 · derivative.underlying_shares: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 12:09 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 332,173 | $769.62 | $255,646,984.26 |
DisclosureSEC source: 0001567619-21-018097 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 22,019,459 Underlying: Charter Communications Class A Common Stock · 332,173 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 16:20 UTC |
Newhouse Michael ADirector
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 332,173 | $769.62 | $255,646,984.26 |
DisclosureSEC source: 0001567619-21-018098 · doc1.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 22,019,459 Underlying: Charter Communications Class A Common Stock · 332,173 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 16, 2021 Filed Sep 16, 2021 20:20 UTC |
Liberty Broadband CorpDirector · 10% owner
|
Disposition to issuerClass A Common Stock | 452,150 | $779.87 | $352,618,220.50 |
DisclosureSEC source: 0001104659-21-116381 · tm2127625-1_4seq1.xml · nonDerivative · entry 1 Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,704,296 F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 20:21 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionStock Options · Derivative | 200 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-21-000140 · wf-form4_163104605895847.xml · derivative · entry 7 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Bickham Family 2016 Irrevocable Trust Disclosed balance after: 195,710 Underlying: Class A Common Stock · 200 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 19:07 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 195,378 | $771.35 | $150,704,820.30 |
DisclosureSEC source: 0001567619-21-016861 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 22,351,632 Underlying: Charter Communications Class A Common Stock · 195,378 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 23:12 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 195,378 | $771.35 | $150,704,820.30 |
DisclosureSEC source: 0001567619-21-016862 · doc1.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 22,351,632 Underlying: Charter Communications Class A Common Stock · 195,378 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 20:21 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionStock Options · Derivative | 23,000 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-21-000140 · wf-form4_163104605895847.xml · derivative · entry 6 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,364 Underlying: Class A Common Stock · 23,000 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 20:21 UTC |
Bickham JohnPresident and COO
|
SaleClass A Common Stock | 200 | $825.15 | $165,029.00 |
DisclosureSEC source: 0001091667-21-000140 · wf-form4_163104605895847.xml · nonDerivative · entry 5 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Bickham Family 2016 Irrevocable Trust Disclosed balance after: 0 F4 · shares: Shares sold pursuant to a 10b5-1 plan. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $825.14 to $825.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.