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CHTR

CHARTER COMMUNICATIONS, INC. /MO/

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1730
SEC CIK
0001091667
Parsed reports
710

Last 12 months

Inside the activity.

5 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202613
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2022 Filed Jan 20, 2022 21:06 UTC
Ellen DavidSenior Executive VicePresident
GrantRestricted Stock Units · Derivative 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000014 · wf-form4_164271279789733.xml · derivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: Class A Common Stock · 934 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:06 UTC
Ellen DavidSenior Executive VicePresident
GrantStock Options · Derivative 28,391 $588.83 Strike: $588.83 $16,717,330.58
Disclosure

SEC source: 0001091667-22-000014 · wf-form4_164271279789733.xml · derivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,391

Underlying: Class A Common Stock · 28,391 shares

Expires 2032-01-18

F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:04 UTC
Winfrey Christopher LChief Operating Officer
GrantStock Options · Derivative 57,356 $588.83 Strike: $588.83 $33,772,646.70
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,356

Underlying: Class A Common Stock · 57,356 shares

Expires 2032-01-18

F7 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:05 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
GrantRestricted Stock Units · Derivative 425 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000013 · wf-form4_164271273182310.xml · derivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Class A Common Stock · 425 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:05 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
GrantStock Options · Derivative 12,905 $588.83 Strike: $588.83 $7,598,786.63
Disclosure

SEC source: 0001091667-22-000013 · wf-form4_164271273182310.xml · derivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,905

Underlying: Class A Common Stock · 12,905 shares

Expires 2032-01-18

F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:14 UTC
Howard Kevin DEVP/CAO/Controller
Exercise / conversionRestricted Stock Units · Derivative 706 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · derivative · entry 7

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F2 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022.

F4 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F4 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:14 UTC
Howard Kevin DEVP/CAO/Controller
Tax withholdingClass A Common Stock 221 $610.00 $134,810.00
Disclosure

SEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · nonDerivative · entry 4

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:14 UTC
Howard Kevin DEVP/CAO/Controller
Exercise / conversionClass A Common Stock 706 $610.00 $430,660.00
Disclosure

SEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · nonDerivative · entry 3

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:12 UTC
Fischer Jessica MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 545 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000010 · wf-form4_164262676121216.xml · derivative · entry 3

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022.

F3 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:12 UTC
Fischer Jessica MChief Financial Officer
Tax withholdingClass A Common Stock 176 $610.00 $107,360.00
Disclosure

SEC source: 0001091667-22-000010 · wf-form4_164262676121216.xml · nonDerivative · entry 2

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:12 UTC
Fischer Jessica MChief Financial Officer
Exercise / conversionClass A Common Stock 545 $610.00 $332,450.00
Disclosure

SEC source: 0001091667-22-000010 · wf-form4_164262676121216.xml · nonDerivative · entry 1

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:11 UTC
DiGeronimo Richard JChief Product and Tech Officer
Exercise / conversionRestricted Stock Units · Derivative 855 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000009 · wf-form4_164262667421692.xml · derivative · entry 3

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:11 UTC
DiGeronimo Richard JChief Product and Tech Officer
Tax withholdingClass A Common Stock 394 $610.00 $240,340.00
Disclosure

SEC source: 0001091667-22-000009 · wf-form4_164262667421692.xml · nonDerivative · entry 2

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:11 UTC
DiGeronimo Richard JChief Product and Tech Officer
Exercise / conversionClass A Common Stock 855 $610.00 $521,550.00
Disclosure

SEC source: 0001091667-22-000009 · wf-form4_164262667421692.xml · nonDerivative · entry 1

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 12:06 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 273,092 $657.40 $179,530,680.80
Disclosure

SEC source: 0001567619-22-000833 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 21,074,809

Underlying: Charter Communications Class A Common Stock · 273,092 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:10 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 273,092 $657.40 $179,530,680.80
Disclosure

SEC source: 0001567619-22-000835 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 21,074,809

Underlying: Charter Communications Class A Common Stock · 273,092 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 04, 2022 Filed Jan 19, 2022 21:14 UTC
Howard Kevin DEVP/CAO/Controller
GiftClass A Common Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · nonDerivative · entry 2

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Gift transaction. The recipient trust will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than later on a Form 5.

Read SEC document
December 30, 2021 Filed Jan 19, 2022 21:14 UTC
Howard Kevin DEVP/CAO/Controller
GiftClass A Common Stock 2,180 $0.00 $0.00
Disclosure

SEC source: 0001091667-22-000011 · wf-form4_164262683827405.xml · nonDerivative · entry 1

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

F1 · shares: Gift transaction. The recipient trust will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than later on a Form 5.

Read SEC document
December 30, 2021 Filed Jan 20, 2022 21:11 UTC
Rutledge ThomasDirector · Chairman and CEO
GiftClass A Common Stock 9,725 $0.00 $0.00
Disclosure

SEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 7

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,199.17

F3 · shares: Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5.

Read SEC document
December 29, 2021 Filed Jan 20, 2022 21:11 UTC
Rutledge ThomasDirector · Chairman and CEO
GiftClass A Common Stock 14,440.0432 $0.00 $0.00
Disclosure

SEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 6

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,924.17

F3 · shares: Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5.

Read SEC document
December 15, 2021 Filed Dec 15, 2021 21:31 UTC
Liberty Broadband CorpDirector · 10% owner
Disposition to issuerClass A Common Stock 769,517 $687.78 $529,258,402.26
Disclosure

SEC source: 0001104659-21-150009 · tm2135292-1_4seq1.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,588,787

F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person.

Read SEC document
December 07, 2021 Filed Jan 20, 2022 21:11 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 68,054.21 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 5

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,364.21

F2 · shares: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5.

F2 · price: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5.

Read SEC document
December 07, 2021 Filed Jan 20, 2022 21:11 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 68,054.21 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 4

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2020 GRAT

Disclosed balance after: 81,945.833

F2 · shares: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5.

F2 · price: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 19:25 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 383,277 $693.29 $265,722,111.33
Disclosure

SEC source: 0001567619-21-021799 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 21,347,901

Underlying: Charter Communications Class A Common Stock · 383,277 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
December 06, 2021 Filed Dec 9, 2021 00:28 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 383,277 $693.29 $265,722,111.33
Disclosure

SEC source: 0001567619-21-021800 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 21,347,901

Underlying: Charter Communications Class A Common Stock · 383,277 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 13:52 UTC
Rutledge ThomasDirector · Chairman and CEO
SaleClass A Common Stock 44,894 $675.29 $30,316,267.24
Disclosure

SEC source: 0001091667-21-000165 · wf-form4_163776190977217.xml · nonDerivative · entry 2

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $668.17 to $679.02, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 13:52 UTC
Rutledge ThomasDirector · Chairman and CEO
SaleClass A Common Stock 43,106 $674.34 $29,068,091.42
Disclosure

SEC source: 0001091667-21-000165 · wf-form4_163776190977217.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,473

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $670.00 to $679.105, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 22:16 UTC
Liberty Broadband CorpDirector · 10% owner
Disposition to issuerClass A Common Stock 621,437 $718.05 $446,222,837.85
Disclosure

SEC source: 0001104659-21-140071 · tm2132746-1_4seq1.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,358,304

F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 19:47 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 288,281 $737.03 $212,471,745.43
Disclosure

SEC source: 0001567619-21-019511 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 21,731,178

Underlying: Charter Communications Class A Common Stock · 288,281 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 00:58 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 288,281 $737.03 $212,471,745.43
Disclosure

SEC source: 0001567619-21-019512 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 21,731,178

Underlying: Charter Communications Class A Common Stock · 288,281 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 23, 2021 Filed Jan 20, 2022 21:04 UTC
Winfrey Christopher LChief Operating Officer
OtherStock Options · Derivative 8,065 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 6

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Winfrey Dynasty Trust

Disclosed balance after: 8,065

Underlying: Stock Options · 8,065 shares

Expires 2024-01-15

F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F5 · price: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F5 · derivative.underlying_shares: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

Read SEC document
October 23, 2021 Filed Jan 20, 2022 21:04 UTC
Winfrey Christopher LChief Operating Officer
OtherStock Options · Derivative 8,065 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 5

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2018 GRAT I

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,065 shares

Expires 2024-01-15

F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F5 · price: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F5 · derivative.underlying_shares: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

F6 · balance_after: The Christopher L. Winfrey 2018 GRAT I was terminated and the remaining stock options were distributed from the Christopher L. Winfrey 2018 GRAT I to the Winfrey Dynasty Trust.

Read SEC document
October 22, 2021 Filed Jan 20, 2022 21:04 UTC
Winfrey Christopher LChief Operating Officer
OtherStock Options · Derivative 2,086 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,911

Underlying: Class A Common Stock · 2,086 shares

Expires 2024-01-15

F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4 · price: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4 · derivative.underlying_shares: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

Read SEC document
October 22, 2021 Filed Jan 20, 2022 21:04 UTC
Winfrey Christopher LChief Operating Officer
OtherStock Options · Derivative 2,086 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2018 GRAT I

Disclosed balance after: 8,065

Underlying: Class A Common Stock · 2,086 shares

Expires 2024-01-15

F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4 · price: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4 · derivative.underlying_shares: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:08 UTC
Winfrey Christopher LChief Operating Officer
GrantStock Options · Derivative 3,099 $714.99 Strike: $714.99 $2,215,738.52
Disclosure

SEC source: 0001091667-21-000157 · wf-form4_163484688696108.xml · derivative · entry 8

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Class A Common Stock · 3,099 shares

Expires 2031-10-19

F5 · shares: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F5 · derivative.exercise_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F5 · derivative.expiration_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:05 UTC
Fischer Jessica MChief Financial Officer
GrantRestricted Stock Units · Derivative 70 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000155 · wf-form4_163484673389341.xml · derivative · entry 2

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70

Underlying: Class A Common Stock · 70 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on October 19, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, October 19, 2024. This grant reflects a top up of the previously awarded annual equity award.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on October 19, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, October 19, 2024. This grant reflects a top up of the previously awarded annual equity award.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:05 UTC
Fischer Jessica MChief Financial Officer
GrantStock Options · Derivative 2,231 $714.99 Strike: $714.99 $1,595,131.54
Disclosure

SEC source: 0001091667-21-000155 · wf-form4_163484673389341.xml · derivative · entry 1

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,231

Underlying: Class A Common Stock · 2,231 shares

Expires 2031-10-19

F1 · shares: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F1 · derivative.exercise_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:07 UTC
DiGeronimo Richard JChief Product and Tech Officer
GrantRestricted Stock Units · Derivative 140 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000156 · wf-form4_163484681784377.xml · derivative · entry 2

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Class A Common Stock · 140 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on October 19, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, October 19, 2024. This grant reflects a top up of the previously awarded annual equity award.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on October 19, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, October 19, 2024. This grant reflects a top up of the previously awarded annual equity award.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:07 UTC
DiGeronimo Richard JChief Product and Tech Officer
GrantStock Options · Derivative 4,462 $714.99 Strike: $714.99 $3,190,263.07
Disclosure

SEC source: 0001091667-21-000156 · wf-form4_163484681784377.xml · derivative · entry 1

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,462

Underlying: Class A Common Stock · 4,462 shares

Expires 2031-10-19

F1 · shares: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F1 · derivative.exercise_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
October 18, 2021 Filed Oct 18, 2021 20:50 UTC
Liberty Broadband CorpDirector · 10% owner
Disposition to issuerClass A Common Stock 724,555 $773.94 $560,762,096.70
Disclosure

SEC source: 0001104659-21-127206 · tm2130099-1_4seq1.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,979,741

F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person.

Read SEC document
October 18, 2021 Filed Jan 20, 2022 21:04 UTC
Winfrey Christopher LChief Operating Officer
OtherStock Options · Derivative 15,772 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,753

Underlying: Class A Common Stock · 15,772 shares

Expires 2026-06-17

F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · price: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.underlying_shares: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

Read SEC document
October 18, 2021 Filed Jan 20, 2022 21:04 UTC
Winfrey Christopher LChief Operating Officer
OtherStock Options · Derivative 15,772 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT II

Disclosed balance after: 50,536

Underlying: Class A Common Stock · 15,772 shares

Expires 2026-06-17

F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · price: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.underlying_shares: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 12:09 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 332,173 $769.62 $255,646,984.26
Disclosure

SEC source: 0001567619-21-018097 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 22,019,459

Underlying: Charter Communications Class A Common Stock · 332,173 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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October 06, 2021 Filed Oct 8, 2021 16:20 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 332,173 $769.62 $255,646,984.26
Disclosure

SEC source: 0001567619-21-018098 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 22,019,459

Underlying: Charter Communications Class A Common Stock · 332,173 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

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September 16, 2021 Filed Sep 16, 2021 20:20 UTC
Liberty Broadband CorpDirector · 10% owner
Disposition to issuerClass A Common Stock 452,150 $779.87 $352,618,220.50
Disclosure

SEC source: 0001104659-21-116381 · tm2127625-1_4seq1.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,704,296

F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person.

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September 03, 2021 Filed Sep 7, 2021 20:21 UTC
Bickham JohnPresident and COO
Exercise / conversionStock Options · Derivative 200 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-21-000140 · wf-form4_163104605895847.xml · derivative · entry 7

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Bickham Family 2016 Irrevocable Trust

Disclosed balance after: 195,710

Underlying: Class A Common Stock · 200 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

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September 03, 2021 Filed Sep 8, 2021 19:07 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 195,378 $771.35 $150,704,820.30
Disclosure

SEC source: 0001567619-21-016861 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 22,351,632

Underlying: Charter Communications Class A Common Stock · 195,378 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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September 03, 2021 Filed Sep 8, 2021 23:12 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 195,378 $771.35 $150,704,820.30
Disclosure

SEC source: 0001567619-21-016862 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 22,351,632

Underlying: Charter Communications Class A Common Stock · 195,378 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

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September 02, 2021 Filed Sep 7, 2021 20:21 UTC
Bickham JohnPresident and COO
Exercise / conversionStock Options · Derivative 23,000 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-21-000140 · wf-form4_163104605895847.xml · derivative · entry 6

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,364

Underlying: Class A Common Stock · 23,000 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

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September 02, 2021 Filed Sep 7, 2021 20:21 UTC
Bickham JohnPresident and COO
SaleClass A Common Stock 200 $825.15 $165,029.00
Disclosure

SEC source: 0001091667-21-000140 · wf-form4_163104605895847.xml · nonDerivative · entry 5

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Bickham Family 2016 Irrevocable Trust

Disclosed balance after: 0

F4 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $825.14 to $825.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.