CHTR

SEC source: 0001567619-23-001845 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 17,968,859

Underlying: Charter Communications Class A Common Stock · 131,053 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0001091667-23-000026 · wf-form4_167528599158753.xml · nonDerivative · entry 1

Miron Steven A · CIK 0001444691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,173

SEC source: 0001091667-23-000035 · wf-form4_167727309227399.xml · derivative · entry 4

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,733

Underlying: Class A Common Stock · 64,052 shares

Expires 2026-06-17

F2 · shares: On January 28, 2023, the reporting person transferred 64,052 stock options from a grantor retained annuity trust to his personal account. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F2 · derivative.exercise_date: On January 28, 2023, the reporting person transferred 64,052 stock options from a grantor retained annuity trust to his personal account. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

SEC source: 0001091667-23-000035 · wf-form4_167727309227399.xml · derivative · entry 3

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by GRAT

Disclosed balance after: 313,576

Underlying: Class A Common Stock · 64,052 shares

Expires 2026-06-17

F2 · shares: On January 28, 2023, the reporting person transferred 64,052 stock options from a grantor retained annuity trust to his personal account. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F2 · derivative.exercise_date: On January 28, 2023, the reporting person transferred 64,052 stock options from a grantor retained annuity trust to his personal account. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

SEC source: 0001091667-23-000035 · wf-form4_167727309227399.xml · derivative · entry 2

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by GRAT

Disclosed balance after: 377,628

Underlying: Class A Common Stock · 377,628 shares

Expires 2026-06-17

F1 · shares: On January 28, 2023, the reporting person transferred 180,000 stock options to a grantor retained annuity trust. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F1 · derivative.exercise_date: On January 28, 2023, the reporting person transferred 180,000 stock options to a grantor retained annuity trust. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

SEC source: 0001091667-23-000035 · wf-form4_167727309227399.xml · derivative · entry 1

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,681

Underlying: Class A Common Stock · 180,000 shares

Expires 2026-06-17

F1 · shares: On January 28, 2023, the reporting person transferred 180,000 stock options to a grantor retained annuity trust. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F1 · derivative.exercise_date: On January 28, 2023, the reporting person transferred 180,000 stock options to a grantor retained annuity trust. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

SEC source: 0001091667-23-000038 · wf-form4_167727336403685.xml · nonDerivative · entry 1

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On January 20, 2023 the reporting person transferred 127 shares to The Howard Living Trust.

SEC source: 0001104659-23-004644 · tm233735-1_4seq1.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through wholly-owned subsidiaries

Disclosed balance after: 47,099,789

F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person.

F2 · balance_after: Includes 19,053,695 shares of the Issuer's Class A Common Stock that were previously reported as directly held by the Reporting Person and are now held indirectly through a wholly-owned subsidiary.

SEC source: 0001091667-23-000016 · wf-form4_167416310278448.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,922

Underlying: Class A Common Stock · 124,922 shares

Expires 2033-01-17

F5 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

SEC source: 0001091667-23-000016 · wf-form4_167416310278448.xml · derivative · entry 9

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

SEC source: 0001091667-23-000016 · wf-form4_167416310278448.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,103

F3 · shares: Withholding of securities for the purpose of paying taxes.

SEC source: 0001091667-23-000016 · wf-form4_167416310278448.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable

SEC source: 0001091667-23-000014 · wf-form4_167416297101534.xml · derivative · entry 7

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387

Underlying: Class A Common Stock · 387 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F5 · shares: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

SEC source: 0001091667-23-000014 · wf-form4_167416297101534.xml · derivative · entry 6

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,920

Underlying: Class A Common Stock · 9,920 shares

Expires 2033-01-17

F4 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

SEC source: 0001091667-23-000014 · wf-form4_167416297101534.xml · derivative · entry 5

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

SEC source: 0001091667-23-000014 · wf-form4_167416297101534.xml · nonDerivative · entry 2

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

F3 · shares: Withholding of securities for the purpose of paying taxes.

SEC source: 0001091667-23-000014 · wf-form4_167416297101534.xml · nonDerivative · entry 1

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 5

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

Underlying: Class A Common Stock · 1,420 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,374

Underlying: Class A Common Stock · 36,374 shares

Expires 2033-01-17

F4 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,285

F3 · shares: Withholding of securities for the purpose of paying taxes.

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · derivative · entry 7

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,225

Underlying: Class A Common Stock · 110,225 shares

Expires 2033-01-17

F4 · shares: Stock options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

SEC source: 0001091667-23-000013 · wf-form4_167416291455288.xml · derivative · entry 5

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

Underlying: Class A Common Stock · 1,420 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000013 · wf-form4_167416291455288.xml · derivative · entry 4

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,374

Underlying: Class A Common Stock · 36,374 shares

Expires 2033-01-17

F4 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

SEC source: 0001091667-23-000013 · wf-form4_167416291455288.xml · derivative · entry 3

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000013 · wf-form4_167416291455288.xml · nonDerivative · entry 2

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

F3 · shares: Withholding of securities for the purpose of paying taxes.

SEC source: 0001091667-23-000013 · wf-form4_167416291455288.xml · nonDerivative · entry 1

Fischer Jessica M · CIK 0001888977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · derivative · entry 6

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645

Underlying: Class A Common Stock · 645 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · derivative · entry 5

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Underlying: Class A Common Stock · 16,534 shares

Expires 2033-01-17

F4 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

F3 · shares: Withholding of securities for the purpose of paying taxes.

SEC source: 0001091667-23-000011 · wf-form4_167416279763656.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000010 · wf-form4_167416274155504.xml · derivative · entry 5

DiGeronimo Richard J · CIK 0001631586 · President-Product & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

Underlying: Class A Common Stock · 2,581 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000010 · wf-form4_167416274155504.xml · derivative · entry 4

DiGeronimo Richard J · CIK 0001631586 · President-Product & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,135

Underlying: Class A Common Stock · 66,135 shares

Expires 2033-01-17

F4 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

SEC source: 0001091667-23-000010 · wf-form4_167416274155504.xml · derivative · entry 3

DiGeronimo Richard J · CIK 0001631586 · President-Product & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001091667-23-000010 · wf-form4_167416274155504.xml · nonDerivative · entry 2

DiGeronimo Richard J · CIK 0001631586 · President-Product & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,482

F3 · shares: Withholding of securities for the purpose of paying taxes.

SEC source: 0001091667-23-000010 · wf-form4_167416274155504.xml · nonDerivative · entry 1

DiGeronimo Richard J · CIK 0001631586 · President-Product & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

SEC source: 0001567619-23-000582 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 18,099,912

Underlying: Charter Communications Class A Common Stock · 76,308 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

SEC source: 0001567619-23-000583 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 18,099,912

Underlying: Charter Communications Class A Common Stock · 76,308 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0001091667-23-000016 · wf-form4_167416310278448.xml · derivative · entry 8

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,681

Underlying: Class A Common Stock · 50,536 shares

Expires 2026-06-17

F4 · shares: On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F4 · derivative.exercise_date: On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

SEC source: 0001091667-23-000016 · wf-form4_167416310278448.xml · derivative · entry 7

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT II

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,536 shares

Expires 2026-06-17

F4 · shares: On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F4 · derivative.exercise_date: On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

SEC source: 0001104659-22-127394 · tm2232590-1_4seq1.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through wholly-owned subsidiaries

Disclosed balance after: 28,166,243

F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person.

SEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · nonDerivative · entry 2

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,145.0038

F1 · shares: On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person.

SEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2020 GRAT

Disclosed balance after: 0

F1 · shares: On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person.

SEC source: 0001567619-22-021310 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 18,176,220

Underlying: Charter Communications Class A Common Stock · 114,525 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

SEC source: 0001567619-22-021311 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 18,176,220

Underlying: Charter Communications Class A Common Stock · 114,525 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-22-119553 · tm2230380-1_4seq1.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through wholly-owned subsidiaries

Disclosed balance after: 28,333,712

F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person.

SEC source: 0001567619-22-019183 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 18,290,745

Underlying: Charter Communications Class A Common Stock · 235,892 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

SEC source: 0001567619-22-019185 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 18,290,745

Underlying: Charter Communications Class A Common Stock · 235,892 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.