Tapewire

NYSE · USD

CHPT

ChargePoint Holdings, Inc.

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Tapewire entity
6581
SEC CIK
0001777393
Parsed reports
520

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202604
Apr 202610
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2023 Filed Sep 11, 2023 21:04 UTC SaleCommon Stock 468,142 $5.68 $2,659,046.56
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 9

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,337,619

F18 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.47 to $5.84, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 11, 2023 Filed Sep 11, 2023 21:04 UTC OtherCommon Stock 188,813 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 8

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F15 · kind: On September 11, 2023, 188,813 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. Of such distributed shares, 99,070 shares of Common Stock were received by Linse Capital LLC. As a result of such distribution by Linse GP VI, and those distributions made by Linse I, Linse II, Linse III, Linse IV, Linse V and Linse VI, 2,337,619 shares of Common Stock were received by Linse Capital LLC and 9,674 shares of Common Stock were received by Levitate Capital.

F16 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 11, 2023 Filed Sep 11, 2023 21:04 UTC OtherCommon Stock 1,237,429 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 7

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,607,092

F13 · kind: On September 11, 2023, 1,237,429 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI. Of such distributed shares, 188,813 shares of Common Stock were received by Linse Capital CP VI GP LP ("Linse GP VI").

F14 · ownership.nature: Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 11, 2023 Filed Sep 11, 2023 21:04 UTC OtherCommon Stock 776,677 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,008,696

F11 · kind: On September 11, 2023, 776,677 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V. Of such distributed shares, 25,202 shares of Common Stock were received by Linse Capital LLC and 9,674 shares of Common Stock were received by Levitate Capital, LP ("Levitate Capital"). Mr. Linse has voting and investment power over the shares held by Levitate Capital.

F12 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 11, 2023 Filed Sep 11, 2023 21:04 UTC OtherCommon Stock 733,207 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 952,241

F9 · kind: On September 11, 2023, 733,207 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV. Of such distributed shares, 105,308 shares of Common Stock were received by Linse Capital LLC.

F10 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 11, 2023 Filed Sep 11, 2023 21:04 UTC OtherCommon Stock 1,059,389 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,375,865

F7 · kind: On September 11, 2023, 1,059,389 shares of Common Stock held by Linse Capital CP III, LLC ("Linse III") were distributed to the members and managers of Linse III. Of such distributed shares, 161,545 shares of Common Stock were received by Linse Capital LLC.

F8 · ownership.nature: Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 11, 2023 Filed Sep 11, 2023 21:04 UTC OtherCommon Stock 941,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,222,830

F5 · kind: On September 11, 2023, 941,555 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the members and managers of Linse II. Of such distributed shares, 867,184 shares of Common Stock were received by Linse Capital LLC.

F6 · ownership.nature: Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 11, 2023 Filed Sep 11, 2023 21:04 UTC OtherCommon Stock 3,251,743 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 4,223,151

F3 · kind: On September 11, 2023, 3,251,743 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the members and managers of Linse I. Of such distributed shares, 1,079,311 shares of Common Stock were received by Linse Capital LLC.

F4 · ownership.nature: Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:39 UTC
JACKSON REX SChief Financial Officer
SaleCommon Stock 15 $5.73 $85.95
Disclosure

SEC source: 0000905148-23-000909 · form4.xml · nonDerivative · entry 4

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,990,345

F5 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of shares acquired under the ESPP.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:04 UTC SaleCommon Stock 1,005,328 $5.78 $5,810,795.84
Disclosure

SEC source: 0000899243-23-018702 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 468,142

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.67 to $6.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F17 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 20:39 UTC
JACKSON REX SChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,476,060 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000905148-23-000909 · form4.xml · derivative · entry 6

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,476,060 shares

Expires 2028-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

F7 · derivative.exercise_date: The Stock Option is fully vested.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 20:39 UTC
JACKSON REX SChief Financial Officer
GrantCommon Stock 264 $4.86 $1,283.57
Disclosure

SEC source: 0000905148-23-000909 · form4.xml · nonDerivative · entry 3

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,990,360

F3 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 20:39 UTC
JACKSON REX SChief Financial Officer
SaleCommon Stock 556,255 $5.84 $3,246,192.93
Disclosure

SEC source: 0000905148-23-000909 · form4.xml · nonDerivative · entry 2

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,990,096

F1 · kind: These shares were sold in connection with a cashless exercise of, and to cover tax obligations related to, the exercised option reported herein.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.72 to $6.025. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 20:39 UTC
JACKSON REX SChief Financial Officer
Exercise / conversionCommon Stock 1,476,060 $0.56 $826,593.60
Disclosure

SEC source: 0000905148-23-000909 · form4.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,546,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 19, 2023 00:35 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000771 · form4.xml · derivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 589,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 18, 2023 Filed Aug 19, 2023 00:35 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.15 $71,489.00
Disclosure

SEC source: 0000905148-23-000771 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.31. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
August 18, 2023 Filed Aug 19, 2023 00:35 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000771 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · derivative · entry 9

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 599,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.27 $72,687.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · nonDerivative · entry 6

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.185 to $7.40.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · nonDerivative · entry 5

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · derivative · entry 8

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 609,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.36 $73,578.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · nonDerivative · entry 4

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.22 to $7.53.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · nonDerivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · derivative · entry 7

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 619,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.63 $76,265.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.55 to $7.745. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:14 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000763 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · derivative · entry 9

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 629,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.77 $77,650.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · nonDerivative · entry 6

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.56 to $7.885.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · nonDerivative · entry 5

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · derivative · entry 8

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 639,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.78 $77,789.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · nonDerivative · entry 4

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.835.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · nonDerivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · derivative · entry 7

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 649,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 10, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.90 $79,027.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.755 to $8.075. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
August 10, 2023 Filed Aug 15, 2023 00:46 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000752 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · derivative · entry 9

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 659,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 09, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.96 $79,586.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · nonDerivative · entry 6

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.86 to $8.115.

Read SEC document
August 09, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · nonDerivative · entry 5

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · derivative · entry 8

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 669,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.88 $78,836.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · nonDerivative · entry 4

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.735 to $8.025.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · nonDerivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · derivative · entry 7

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 679,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $7.91 $79,052.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.015. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 23:55 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0000905148-23-000649 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:31 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000905148-23-000588 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 959,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:31 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 58,000 $8.41 $487,559.60
Disclosure

SEC source: 0000905148-23-000588 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 883,670

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.325 to $8.56. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:31 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0000905148-23-000588 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 941,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 00:21 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0000905148-23-000543 · form4.xml · derivative · entry 9

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 689,712

Underlying: Common Stock · 5,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 00:21 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 5,000 $8.53 $42,660.50
Disclosure

SEC source: 0000905148-23-000543 · form4.xml · nonDerivative · entry 6

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.405 to $8.67.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 00:21 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $0.27 $1,350.00
Disclosure

SEC source: 0000905148-23-000543 · form4.xml · nonDerivative · entry 5

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,153,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.