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Nasdaq · USD

CHEF

Chefs' Warehouse, Inc.

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3938
SEC CIK
0001517175
Parsed reports
366

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2020 Filed Mar 28, 2020 01:18 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
GrantCommon Stock 35,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000308 · ownership.xml · nonDerivative · entry 3

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,837

F4 · kind: The reporting person received 35,750 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F4 · price: The reporting person received 35,750 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

Read SEC document
March 25, 2020 Filed Mar 28, 2020 01:12 UTC
Pappas JohnDirector · Vice Chairman
Tax withholdingCommon Stock 4,322 $11.56 $49,962.32
Disclosure

SEC source: 0000947871-20-000306 · ownership.xml · nonDerivative · entry 4

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,932

F5 · kind: Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted common stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

Read SEC document
March 25, 2020 Filed Mar 28, 2020 01:12 UTC
Pappas JohnDirector · Vice Chairman
GrantCommon Stock 19,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000306 · ownership.xml · nonDerivative · entry 3

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,254

F4 · kind: The reporting person received 19,647 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F4 · price: The reporting person received 19,647 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

Read SEC document
March 25, 2020 Filed Mar 28, 2020 01:06 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 1,967 $11.56 $22,738.52
Disclosure

SEC source: 0000947871-20-000304 · ownership.xml · nonDerivative · entry 4

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,421

F5 · kind: Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted common stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

Read SEC document
March 25, 2020 Filed Mar 28, 2020 01:06 UTC
Lecouras PatriciaChief Human Resources Officer
GrantCommon Stock 8,939 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000304 · ownership.xml · nonDerivative · entry 3

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,388

F4 · kind: The reporting person received 8,939 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F4 · price: The reporting person received 8,939 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 21:11 UTC
McCauley TimChief Accounting Officer
GrantCommon Stock 31,848 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000234 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,110

F1 · kind: The reporting person received 31,848 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

F1 · price: The reporting person received 31,848 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 21:34 UTC
Leddy JamesChief Financial Officer
GrantCommon Stock 45,068 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000238 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,014

F1 · kind: The reporting person received 45,068 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

F1 · price: The reporting person received 45,068 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 01:41 UTC
Aldous AlexandrosGeneral Counsel
GrantCommon Stock 42,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000239 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,292

F1 · kind: The reporting person received 42,064 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

F1 · price: The reporting person received 42,064 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 01:24 UTC
Pappas JohnDirector · Vice Chairman
GrantCommon Stock 54,082 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000236 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381,640

F1 · kind: The reporting person received 54,082 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

F1 · price: The reporting person received 54,082 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 01:30 UTC
Lecouras PatriciaChief Human Resources Officer
GrantCommon Stock 32,810 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000237 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,369

F1 · kind: The reporting person received 32,810 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

F1 · price: The reporting person received 32,810 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 01:17 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
GrantCommon Stock 98,411 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000235 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,195,771

F1 · kind: The reporting person received 98,411 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

F1 · price: The reporting person received 98,411 shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan in lieu of a portion of 2020 salary. The forfeiture restrictions associated with this award will lapse on the first anniversary of the grant date, March 18, 2021.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 23:56 UTC PurchaseCommon Stock 955 $19.81 $18,918.55
Disclosure

SEC source: 0000947871-20-000214 · ownership.xml · nonDerivative · entry 1

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,311

Read SEC document
March 07, 2020 Filed Mar 9, 2020 19:42 UTC
McCauley TimChief Accounting Officer
Tax withholdingCommon Stock 272 $26.22 $7,131.84
Disclosure

SEC source: 0000947871-20-000203 · ownership.xml · nonDerivative · entry 2

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,262

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 07, 2020 Filed Mar 9, 2020 23:38 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 251 $26.22 $6,581.22
Disclosure

SEC source: 0000947871-20-000201 · ownership.xml · nonDerivative · entry 3

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,559

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 07, 2020 Filed Mar 9, 2020 23:35 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 302 $26.22 $7,918.44
Disclosure

SEC source: 0000947871-20-000200 · ownership.xml · nonDerivative · entry 3

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,228

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:44 UTC
Leddy JamesChief Financial Officer
Tax withholdingCommon Stock 54 $26.22 $1,415.88
Disclosure

SEC source: 0000947871-20-000204 · ownership.xml · nonDerivative · entry 2

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,946

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 23:38 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 418 $26.22 $10,959.96
Disclosure

SEC source: 0000947871-20-000201 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,810

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 23:35 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 513 $26.22 $13,450.86
Disclosure

SEC source: 0000947871-20-000200 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,530

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 19:42 UTC
McCauley TimChief Accounting Officer
Tax withholdingCommon Stock 179 $27.03 $4,838.37
Disclosure

SEC source: 0000947871-20-000203 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,534

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 19:44 UTC
Leddy JamesChief Financial Officer
Tax withholdingCommon Stock 364 $27.03 $9,838.92
Disclosure

SEC source: 0000947871-20-000204 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 23:46 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,093 $27.02 $29,532.86
Disclosure

SEC source: 0000947871-20-000205 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097,360

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 23:41 UTC
Pappas JohnDirector · Vice Chairman
Tax withholdingCommon Stock 643 $27.03 $17,380.29
Disclosure

SEC source: 0000947871-20-000202 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327,558

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 23:38 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 273 $27.03 $7,379.19
Disclosure

SEC source: 0000947871-20-000201 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,228

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 23:35 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 350 $27.03 $9,460.50
Disclosure

SEC source: 0000947871-20-000200 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,043

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 19:12 UTC
McCauley TimChief Accounting Officer
GrantCommon Stock 4,549 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000163 · ownership.xml · nonDerivative · entry 2

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,713

F3 · kind: The reporting person received 4,549 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

F3 · price: The reporting person received 4,549 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 19:12 UTC
McCauley TimChief Accounting Officer
Tax withholdingCommon Stock 515 $33.00 $16,995.00
Disclosure

SEC source: 0000947871-20-000163 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,164

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Correcting amount of securities beneficially owned to reflect shares that were inadvertently included in the amount previously reported.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 19:18 UTC
Leddy JamesChief Financial Officer
GrantCommon Stock 9,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000166 · ownership.xml · nonDerivative · entry 2

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,364

F2 · kind: The reporting person received 9,656 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

F2 · price: The reporting person received 9,656 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 19:18 UTC
Leddy JamesChief Financial Officer
Tax withholdingCommon Stock 1,088 $33.00 $35,904.00
Disclosure

SEC source: 0000947871-20-000166 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,708

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan").

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:16 UTC
Pappas JohnDirector · Vice Chairman
GrantCommon Stock 15,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000165 · ownership.xml · nonDerivative · entry 2

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328,201

F2 · kind: The reporting person received 15,450 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

F2 · price: The reporting person received 15,450 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:16 UTC
Pappas JohnDirector · Vice Chairman
Tax withholdingCommon Stock 1,850 $33.00 $61,050.00
Disclosure

SEC source: 0000947871-20-000165 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,751

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan").

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:14 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
GrantCommon Stock 28,114 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000164 · ownership.xml · nonDerivative · entry 2

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098,453

F2 · kind: The reporting person received 28,114 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

F2 · price: The reporting person received 28,114 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:14 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 2,923 $33.00 $96,459.00
Disclosure

SEC source: 0000947871-20-000164 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,070,339

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan").

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:10 UTC
Lecouras PatriciaChief Human Resources Officer
GrantCommon Stock 7,030 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000162 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,501

F3 · kind: The reporting person received 7,030 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

F3 · price: The reporting person received 7,030 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:10 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 679 $33.00 $22,407.00
Disclosure

SEC source: 0000947871-20-000162 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,471

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Correcting amount of securities beneficially owned to reflect shares that were inadvertently omitted from the amount previously reported.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:08 UTC
Aldous AlexandrosGeneral Counsel
GrantCommon Stock 9,013 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000161 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,393

F3 · kind: The reporting person received 9,013 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

F3 · price: The reporting person received 9,013 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:08 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 871 $33.00 $28,743.00
Disclosure

SEC source: 0000947871-20-000161 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,380

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Correcting amount of securities beneficially owned to reflect shares that were inadvertently omitted from the amount previously reported.

Read SEC document
February 25, 2020 Filed Mar 27, 2020 21:15 UTC
McCauley TimChief Accounting Officer
GrantCommon Stock 1,365 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000307 · ownership.xml · nonDerivative · entry 2

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,750

F3 · kind: The reporting person received 1,365 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F3 · price: The reporting person received 1,365 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

Read SEC document
February 25, 2020 Filed Mar 27, 2020 21:09 UTC
Leddy JamesChief Financial Officer
GrantCommon Stock 2,897 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000305 · ownership.xml · nonDerivative · entry 2

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,618

F3 · kind: The reporting person received 2,897 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F3 · price: The reporting person received 2,897 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

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February 25, 2020 Filed Mar 28, 2020 01:20 UTC
Aldous AlexandrosGeneral Counsel
GrantCommon Stock 2,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000309 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,523

F3 · kind: The reporting person received 2,704 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F3 · price: The reporting person received 2,704 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

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February 25, 2020 Filed Mar 28, 2020 01:18 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
GrantCommon Stock 8,434 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000308 · ownership.xml · nonDerivative · entry 2

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212,087

F3 · kind: The reporting person received 8,434 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F3 · price: The reporting person received 8,434 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

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February 25, 2020 Filed Mar 28, 2020 01:12 UTC
Pappas JohnDirector · Vice Chairman
GrantCommon Stock 4,635 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000306 · ownership.xml · nonDerivative · entry 2

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390,607

F3 · kind: The reporting person received 4,635 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F3 · price: The reporting person received 4,635 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

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February 25, 2020 Filed Mar 28, 2020 01:06 UTC
Lecouras PatriciaChief Human Resources Officer
GrantCommon Stock 2,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000304 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,449

F3 · kind: The reporting person received 2,109 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F3 · price: The reporting person received 2,109 shares of performance-based restricted common stock on February 25, 2020 pursuant to the Plan. The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

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February 03, 2020 Filed Feb 5, 2020 19:04 UTC
Leddy JamesChief Financial Officer
Tax withholdingCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000089 · ownership.xml · nonDerivative · entry 2

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,796

F2 · kind: Shares withheld upon vesting of such performance-based restricted common stock.

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February 03, 2020 Filed Feb 5, 2020 19:04 UTC
Leddy JamesChief Financial Officer
GrantCommon Stock 1,103 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000089 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,196

F1 · kind: Shares delivered in connection with the vesting of performance-based restricted common stock award granted in 2017 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan based upon achievement of certain performance targets that were certified on February 3, 2020.

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February 03, 2020 Filed Feb 6, 2020 00:09 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000090 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,999

F2 · kind: Shares withheld upon vesting of such performance-based restricted common stock.

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February 03, 2020 Filed Feb 6, 2020 00:09 UTC
Aldous AlexandrosGeneral Counsel
GrantCommon Stock 10,180 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000090 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,340

F1 · kind: Shares delivered in connection with the vesting of performance-based restricted common stock award granted in 2017 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan based upon achievement of certain performance targets that were certified on February 3, 2020.

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February 03, 2020 Filed Feb 5, 2020 23:58 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 2,757 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000088 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,138

F2 · kind: Shares withheld upon vesting of such performance-based restricted common stock.

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February 03, 2020 Filed Feb 5, 2020 23:58 UTC
Lecouras PatriciaChief Human Resources Officer
GrantCommon Stock 8,300 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000088 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,895

F1 · kind: Shares delivered in connection with the vesting of performance-based restricted common stock award granted in 2017 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan based upon achievement of certain performance targets that were certified on February 3, 2020.

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October 07, 2019 Filed Oct 9, 2019 12:42 UTC
Pappas JohnDirector · Vice Chairman
Exercise / conversionPrice-Based Stock Options (Right to Buy) · Derivative 44,757 $0.00 Strike: $20.23 $0.00
Disclosure

SEC source: 0000947871-19-000720 · ownership.xml · derivative · entry 4

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,757 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/06/2019.

F4 · derivative.exercise_date: Price-based stock options were eligible for vesting upon the issuer's achievement of a $30 stock price hurdle (based on 20-consecutive trading day average) on or before the fourth anniversary of the grant date (03/07/2016); in addition, price-based stock options were not exercisable before the third anniversary of the grant date and were subject to the terms of the Reporting Person's non-qualified stock option agreement.

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October 07, 2019 Filed Oct 9, 2019 12:42 UTC
Pappas JohnDirector · Vice Chairman
SaleCommon Stock 1,635 $37.43 $61,198.05
Disclosure

SEC source: 0000947871-19-000720 · ownership.xml · nonDerivative · entry 3

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314,601

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/06/2019.

F3 · price: Represents the weighted average sales price of the shares sold ranging from a low of $37.22 to a high of $37.70 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.