CHEF

SEC source: 0000947871-21-000035 · ownership.xml · nonDerivative · entry 1

Brown Ivy · CIK 0001839095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

F1 · price: This Reporting Person received 2,844 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the Issuer's 2021 annual stockholders' meeting or the one-year anniversary of the date of grant.

SEC source: 0000947871-20-000961 · ownership.xml · nonDerivative · entry 2

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,718

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000961 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,610

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000958 · ownership.xml · nonDerivative · entry 2

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,382

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000958 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,769

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000962 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,474

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000962 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,494

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000960 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,350

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000960 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,938

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000959 · ownership.xml · nonDerivative · entry 2

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394,880

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000959 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,987

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000957 · ownership.xml · nonDerivative · entry 2

Pappas Christopher · CIK 0001525954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,219,306

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000957 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,228,729

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000936 · ownership.xml · nonDerivative · entry 2

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,764

F2 · price: Represents cancellation of performance-based restricted common stock granted to the reporting person on 02/25/2020. Acquisition of the performance-based restricted common stock was previously reported in Table I of reporting person's Form 4 on 03/27/2020 at the time of grant due to the nature of the performance target.

SEC source: 0000947871-20-000936 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,129

F1 · price: Represents performance-based restricted common stock granted in 2018 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan with respect to which performance was certified achieved on 12/03/2020. This restricted common stock will vest on 12/17/2020 (subject to continued employment through such date).

SEC source: 0000947871-20-000938 · ownership.xml · nonDerivative · entry 2

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,180

F2 · price: Represents cancellation of performance-based restricted common stock granted to the reporting person on 02/25/2020. Acquisition of the performance-based restricted common stock was previously reported in Table I of reporting person's Form 4 on 03/27/2020 at the time of grant due to the nature of the performance target.

SEC source: 0000947871-20-000938 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,077

F1 · price: Represents performance-based restricted common stock granted in 2018 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan with respect to which performance was certified achieved on 12/03/2020. This restricted common stock will vest on 12/17/2020 (subject to continued employment through such date).

SEC source: 0000947871-20-000940 · ownership.xml · nonDerivative · entry 2

Pappas Christopher · CIK 0001525954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230,351

F2 · price: Represents cancellation of performance-based restricted common stock granted to the reporting person on 02/25/2020. Acquisition of the performance-based restricted common stock was previously reported in Table I of reporting person's Form 4 on 03/27/2020 at the time of grant due to the nature of the performance target.

SEC source: 0000947871-20-000940 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,238,785

F1 · price: Represents performance-based restricted common stock granted in 2018 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan with respect to which performance was certified achieved on 12/03/2020. This restricted common stock will vest on 12/17/2020 (subject to continued employment through such date).

SEC source: 0000947871-20-000939 · ownership.xml · nonDerivative · entry 2

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,644

F2 · price: Represents cancellation of performance-based restricted common stock granted to the reporting person on 02/25/2020. Acquisition of the performance-based restricted common stock was previously reported in Table I of reporting person's Form 4 on 03/27/2020 at the time of grant due to the nature of the performance target.

SEC source: 0000947871-20-000939 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,279

F1 · price: Represents performance-based restricted common stock granted in 2018 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan with respect to which performance was certified achieved on 12/03/2020. This restricted common stock will vest on 12/17/2020 (subject to continued employment through such date).

SEC source: 0000947871-20-000937 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,211

F2 · price: Represents cancellation of performance-based restricted common stock granted to the reporting person on 02/25/2020. Acquisition of the performance-based restricted common stock was previously reported in Table I of reporting person's Form 4 on 03/27/2020 at the time of grant due to the nature of the performance target.

SEC source: 0000947871-20-000937 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,320

F1 · price: Represents performance-based restricted common stock granted in 2018 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan with respect to which performance was certified achieved on 12/03/2020. This restricted common stock will vest on 12/17/2020 (subject to continued employment through such date).

SEC source: 0000947871-20-000935 · ownership.xml · nonDerivative · entry 6

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,014

F4 · price: Represents cancellation of performance-based restricted common stock granted to the reporting person on 02/25/2020. Acquisition of the performance-based restricted common stock was previously reported in Table I of reporting person's Form 4 on 03/27/2020 at the time of grant due to the nature of the performance target.

SEC source: 0000947871-20-000935 · ownership.xml · nonDerivative · entry 5

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,718

F3 · price: Represents performance-based restricted common stock granted in 2018 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan with respect to which performance was certified achieved on 12/03/2020. This restricted common stock will vest on 12/17/2020 (subject to continued employment through such date).

SEC source: 0000947871-20-000935 · ownership.xml · nonDerivative · entry 4

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,159

F2 · kind: Gifts to an educational institution on or about 11/27/2020.

SEC source: 0000947871-20-000935 · ownership.xml · nonDerivative · entry 3

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,284

F2 · kind: Gifts to an educational institution on or about 11/27/2020.

SEC source: 0000947871-20-000895 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,255

F1 · price: Represents the weighted average sales price of the shares sold ranging from a low of $20.68 to a high of $21.07 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0000947871-20-000732 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,049

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

SEC source: 0000947871-20-000935 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,409

F1 · kind: Gifts to an educational institution on or about 06/25/2020.

SEC source: 0000947871-20-000935 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,659

F1 · kind: Gifts to an educational institution on or about 06/25/2020.

SEC source: 0000947871-20-000492 · ownership.xml · nonDerivative · entry 1

Hanson Stephen P · CIK 0001497554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,773

F1 · price: This Reporting Person received 7,746 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the Issuer's 2021 annual stockholders' meeting or the one-year anniversary of the date of grant.

SEC source: 0000947871-20-000490 · ownership.xml · nonDerivative · entry 1

GOLDSTONE STEVEN F · CIK 0001210409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,961

F1 · price: This Reporting Person received 7,746 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the Issuer's 2021 annual stockholders' meeting or the one-year anniversary of the date of grant.

SEC source: 0000947871-20-000493 · ownership.xml · nonDerivative · entry 1

OLIVER KATHERINE · CIK 0001654064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,822

F1 · price: This Reporting Person received 7,746 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the Issuer's 2021 annual stockholders' meeting or the one-year anniversary of the date of grant.

SEC source: 0000947871-20-000491 · ownership.xml · nonDerivative · entry 1

Guarino Alan C. · CIK 0001561766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,182

F1 · price: This Reporting Person received 7,746 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the Issuer's 2021 annual stockholders' meeting or the one-year anniversary of the date of grant.

SEC source: 0000947871-20-000489 · ownership.xml · nonDerivative · entry 1

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,057

F1 · price: This Reporting Person received 7,746 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the Issuer's 2021 annual stockholders' meeting or the one-year anniversary of the date of grant.

SEC source: 0000947871-20-000488 · ownership.xml · nonDerivative · entry 1

Cerbone Dominick · CIK 0001550981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,506

F1 · price: This Reporting Person received 7,746 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the Issuer's 2021 annual stockholders' meeting or the one-year anniversary of the date of grant.

SEC source: 0000947871-20-000367 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,255

F1 · kind: Represents the number of common shares surrendered to pay applicable tax in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on March 18, 2020.

F2 · price: Price equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, March 18, 2020.

SEC source: 0000947871-20-000366 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,281

F1 · kind: Represents the number of common shares surrendered to pay applicable tax in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on March 18, 2020.

F2 · price: Price equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, March 18, 2020.

SEC source: 0000947871-20-000365 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,203

F1 · kind: Represents the number of common shares surrendered to pay applicable tax in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on March 18, 2020.

F2 · price: Price equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, March 18, 2020.

SEC source: 0000947871-20-000364 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,209

F1 · kind: Represents the number of common shares surrendered to pay applicable tax in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on March 18, 2020.

F2 · price: Price equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, March 18, 2020.

SEC source: 0000947871-20-000363 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394,034

F1 · kind: Represents the number of common shares surrendered to pay applicable tax in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on March 18, 2020.

F2 · price: Price equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, March 18, 2020.

SEC source: 0000947871-20-000362 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218,322

F1 · kind: Represents the number of common shares surrendered to pay applicable tax in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on March 18, 2020.

F2 · price: Price equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, March 18, 2020.

SEC source: 0000947871-20-000307 · ownership.xml · nonDerivative · entry 4

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,262

F5 · kind: Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted common stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

SEC source: 0000947871-20-000307 · ownership.xml · nonDerivative · entry 3

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,535

F4 · kind: The reporting person received 5,785 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F4 · price: The reporting person received 5,785 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

SEC source: 0000947871-20-000305 · ownership.xml · nonDerivative · entry 4

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,196

F5 · kind: Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted common stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

SEC source: 0000947871-20-000305 · ownership.xml · nonDerivative · entry 3

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,897

F4 · kind: The reporting person received 12,279 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F4 · price: The reporting person received 12,279 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

SEC source: 0000947871-20-000309 · ownership.xml · nonDerivative · entry 4

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,463

F5 · kind: Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted common stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

SEC source: 0000947871-20-000309 · ownership.xml · nonDerivative · entry 3

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,984

F4 · kind: The reporting person received 11,461 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F4 · price: The reporting person received 11,461 shares of restricted common stock on March 25, 2020 pursuant to the Plan in payment of the reporting person's 2019 annual bonus in lieu of cash payment. The forfeiture restrictions associated with this award will lapse in 50% increments as of the first and second anniversary dates of the grant date, March 25, 2019.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

SEC source: 0000947871-20-000308 · ownership.xml · nonDerivative · entry 4

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239,972

F5 · kind: Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted common stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.