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Nasdaq · USD

CHEF

Chefs' Warehouse, Inc.

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Tapewire entity
3938
SEC CIK
0001517175
Parsed reports
366

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2019 Filed Oct 9, 2019 12:42 UTC
Pappas JohnDirector · Vice Chairman
SaleCommon Stock 43,122 $36.58 $1,577,402.76
Disclosure

SEC source: 0000947871-19-000720 · ownership.xml · nonDerivative · entry 2

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,236

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/06/2019.

F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $36.12 to a high of $37.03 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 12:42 UTC
Pappas JohnDirector · Vice Chairman
Exercise / conversionCommon Stock 44,757 $20.23 $905,434.11
Disclosure

SEC source: 0000947871-19-000720 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/06/2019.

Read SEC document
October 03, 2019 Filed Oct 3, 2019 21:24 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
GiftCommon Stock 293,973 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000710 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,779,289

Read SEC document
October 03, 2019 Filed Feb 21, 2020 01:57 UTC Amendment
Pappas ChristopherDirector · President and CEO · 10% owner
GiftCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000135 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,073,262

F1 · kind: On October 3, 2019, the reporting person filed a Form 4 reporting a gift transaction with respect to 293,973 shares that did not in fact occur. This amendment is being filed to correct this erroneous report. A gift transaction is being reported here solely to allow the reporting person to gain access to the filing system to file this amended report. As of October 3, 2019, the reporting person owned 3,073,262 shares.

F1 · shares: On October 3, 2019, the reporting person filed a Form 4 reporting a gift transaction with respect to 293,973 shares that did not in fact occur. This amendment is being filed to correct this erroneous report. A gift transaction is being reported here solely to allow the reporting person to gain access to the filing system to file this amended report. As of October 3, 2019, the reporting person owned 3,073,262 shares.

F1 · balance_after: On October 3, 2019, the reporting person filed a Form 4 reporting a gift transaction with respect to 293,973 shares that did not in fact occur. This amendment is being filed to correct this erroneous report. A gift transaction is being reported here solely to allow the reporting person to gain access to the filing system to file this amended report. As of October 3, 2019, the reporting person owned 3,073,262 shares.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 19:00 UTC
Leddy JamesChief Financial Officer
Tax withholdingCommon Stock 232 $40.68 $9,437.76
Disclosure

SEC source: 0000947871-19-000677 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,093

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
August 04, 2019 Filed Sep 12, 2019 19:02 UTC
McCauley TimChief Accounting Officer
Tax withholdingCommon Stock 582 $37.02 $21,545.64
Disclosure

SEC source: 0000947871-19-000678 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,349

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
May 28, 2019 Filed May 28, 2019 21:03 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
GiftCommon Stock 3,520 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000405 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,073,262

F1 · kind: Gifts to an educational institution on or about May 28, 2019.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:56 UTC
Aldous AlexandrosGeneral Counsel
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000404 · ownership.xml · nonDerivative · entry 3

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,160

F1 · kind: Gifts to an educational institution on or about May 24, 2019.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:56 UTC
Aldous AlexandrosGeneral Counsel
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000404 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,220

F1 · kind: Gifts to an educational institution on or about May 24, 2019.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:56 UTC
Aldous AlexandrosGeneral Counsel
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000404 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,280

F1 · kind: Gifts to an educational institution on or about May 24, 2019.

Read SEC document
May 22, 2019 Filed May 23, 2019 16:56 UTC
McCauley TimChief Accounting Officer
SaleCommon Stock 1,000 $33.99 $33,990.00
Disclosure

SEC source: 0000947871-19-000396 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,931

F1 · price: Represents the weighted average sales price of the shares sold ranging from a low of $33.93 to a high of $34.06 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2019 Filed May 17, 2019 17:46 UTC
McCauley TimChief Accounting Officer
GrantCommon Stock 4,252 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000381 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,931

F1 · date: The Issuer granted these securities subject to stockholder approval of The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). Stockholder approval of the Plan was received on May 17, 2019.

F2 · kind: The reporting person received 4,252 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

F2 · price: The reporting person received 4,252 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

Read SEC document
May 17, 2019 Filed May 17, 2019 17:40 UTC
Leddy JamesChief Financial Officer
GrantCommon Stock 9,025 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000378 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,325

F1 · date: The Issuer granted these securities subject to stockholder approval of The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). Stockholder approval of the Plan was received on May 17, 2019.

F2 · kind: The reporting person received 9,025 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

F2 · price: The reporting person received 9,025 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:42 UTC
Aldous AlexandrosGeneral Counsel
GrantCommon Stock 8,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000379 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,580

F1 · date: The Issuer granted these securities subject to stockholder approval of The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). Stockholder approval of the Plan was received on May 17, 2019.

F2 · kind: The reporting person received 8,423 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

F2 · price: The reporting person received 8,423 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:35 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
GrantCommon Stock 26,275 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000376 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,076,782

F1 · date: The Issuer granted these securities subject to stockholder approval of The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). Stockholder approval of the Plan was received on May 17, 2019.

F2 · kind: The reporting person received 26,275 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

F2 · price: The reporting person received 26,275 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:44 UTC
Lecouras PatriciaChief Human Resources Officer
GrantCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000380 · ownership.xml · nonDerivative · entry 3

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,595

F3 · date: The Issuer granted these securities subject to stockholder approval of The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). Stockholder approval of the Plan was received on May 17, 2019.

F4 · kind: The Reporting Person received 6,570 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

F4 · price: The Reporting Person received 6,570 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:37 UTC
Pappas JohnDirector · Vice Chairman
GrantCommon Stock 14,439 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000377 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314,601

F1 · date: The Issuer granted these securities subject to stockholder approval of The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). Stockholder approval of the Plan was received on May 17, 2019.

F2 · kind: The reporting person received 14,439 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

F2 · price: The reporting person received 14,439 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 25, 2019.

Read SEC document
May 17, 2019 Filed May 21, 2019 17:40 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000393 · ownership.xml · nonDerivative · entry 1

Hanson Stephen P · CIK 0001497554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,027

F1 · price: This Reporting Person received 2,020 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the issuer's 2020 annual stockholders' meeting or the one-year anniversary of the date of grant.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:33 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000391 · ownership.xml · nonDerivative · entry 1

GOLDSTONE STEVEN F · CIK 0001210409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,215

F1 · price: This Reporting Person received 2,020 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the issuer's 2020 annual stockholders' meeting or the one-year anniversary of the date of grant.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:45 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000394 · ownership.xml · nonDerivative · entry 1

OLIVER KATHERINE · CIK 0001654064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,076

F1 · price: This Reporting Person received 2,020 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the issuer's 2020 annual stockholders' meeting or the one-year anniversary of the date of grant.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:36 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000392 · ownership.xml · nonDerivative · entry 1

Guarino Alan C. · CIK 0001561766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,436

F1 · price: This Reporting Person received 2,020 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the issuer's 2020 annual stockholders' meeting or the one-year anniversary of the date of grant.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:30 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000390 · ownership.xml · nonDerivative · entry 1

Cerbone Dominick · CIK 0001550981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,760

F1 · price: This Reporting Person received 2,020 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the issuer's 2020 annual stockholders' meeting or the one-year anniversary of the date of grant.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:25 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000389 · ownership.xml · nonDerivative · entry 1

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,356

F1 · price: This Reporting Person received 2,020 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the issuer's 2020 annual stockholders' meeting or the one-year anniversary of the date of grant.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:44 UTC
Lecouras PatriciaChief Human Resources Officer
Exercise / conversionPrice-Based Stock Options (Right to Buy) · Derivative 7,193 $0.00 Strike: $20.23 $0.00
Disclosure

SEC source: 0000947871-19-000380 · ownership.xml · derivative · entry 4

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,193 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on March 15, 2019.

F5 · derivative.exercise_date: Price-based stock options were eligible for vesting upon the issuer's achievement of a $30 stock price hurdle (based on 20-consecutive trading day average) on or before the fourth anniversary of the grant date, March 7, 2016; in addition, price-based stock options were not exercisable before the third anniversary of the grant date and were subject to the terms of the Reporting Person's non-qualified stock option agreement.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:44 UTC
Lecouras PatriciaChief Human Resources Officer
SaleCommon Stock 7,193 $34.31 $246,791.83
Disclosure

SEC source: 0000947871-19-000380 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,025

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on March 15, 2019.

F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $33.70 to a high of $34.51 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:44 UTC
Lecouras PatriciaChief Human Resources Officer
Exercise / conversionCommon Stock 7,193 $20.23 $145,514.39
Disclosure

SEC source: 0000947871-19-000380 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on March 15, 2019.

Read SEC document
May 09, 2019 Filed May 10, 2019 13:18 UTC PurchaseCommon Stock 905 $33.01 $29,874.05
Disclosure

SEC source: 0000947871-19-000351 · ownership.xml · nonDerivative · entry 1

Cugine Joseph M. · CIK 0001557753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,336

F1 · price: Represents the weighted average price of the shares purchased ranging from a low of $32.98 to a high of $33.05 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
April 06, 2019 Filed Apr 8, 2019 21:18 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 3,501 $31.67 $110,876.67
Disclosure

SEC source: 0000947871-19-000275 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,157

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:23 UTC
Aldous AlexandrosGeneral Counsel
Exercise / conversionPrice-Based Stock Options (Right to Buy) · Derivative 8,632 $0.00 Strike: $20.23 $0.00
Disclosure

SEC source: 0000947871-19-000206 · ownership.xml · derivative · entry 3

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,632 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/13/2018.

F3 · derivative.exercise_date: Price-based stock options were eligible for vesting upon the issuer's achievement of a $30 stock price hurdle (based on 20-consecutive trading day average) on or before the fourth anniversary of the grant date (03/07/2016); in addition, price-based stock options were not exercisable before the third anniversary of the grant date and were subject to the terms of the Reporting Person's non-qualified stock option agreement.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:23 UTC
Aldous AlexandrosGeneral Counsel
SaleCommon Stock 8,632 $31.05 $268,023.60
Disclosure

SEC source: 0000947871-19-000206 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,658

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/13/2018.

F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $31.00 to a high of $31.12 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:23 UTC
Aldous AlexandrosGeneral Counsel
Exercise / conversionCommon Stock 8,632 $20.23 $174,625.36
Disclosure

SEC source: 0000947871-19-000206 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/13/2018.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:02 UTC
McCauley TimChief Accounting Officer
Tax withholdingCommon Stock 272 $30.33 $8,249.76
Disclosure

SEC source: 0000947871-19-000197 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,679

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 07, 2019 Filed Mar 12, 2019 00:20 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 304 $30.33 $9,220.32
Disclosure

SEC source: 0000947871-19-000199 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,658

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 07, 2019 Filed Mar 12, 2019 00:20 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 314 $30.33 $9,523.62
Disclosure

SEC source: 0000947871-19-000199 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,962

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 07, 2019 Filed Mar 12, 2019 00:14 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 304 $30.33 $9,220.32
Disclosure

SEC source: 0000947871-19-000198 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,025

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 07, 2019 Filed Mar 12, 2019 00:14 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 294 $30.33 $8,917.02
Disclosure

SEC source: 0000947871-19-000198 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,329

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 20:19 UTC
Leddy JamesChief Financial Officer
Tax withholdingCommon Stock 69 $30.32 $2,092.08
Disclosure

SEC source: 0000947871-19-000189 · ownership.xml · nonDerivative · entry 2

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 06, 2019 Filed Mar 8, 2019 01:23 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 130 $30.32 $3,941.60
Disclosure

SEC source: 0000947871-19-000190 · ownership.xml · nonDerivative · entry 3

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,623

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 06, 2019 Filed Mar 8, 2019 01:23 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 489 $30.32 $14,826.48
Disclosure

SEC source: 0000947871-19-000190 · ownership.xml · nonDerivative · entry 2

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,753

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 06, 2019 Filed Mar 8, 2019 01:16 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 130 $30.32 $3,941.60
Disclosure

SEC source: 0000947871-19-000188 · ownership.xml · nonDerivative · entry 3

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,276

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 06, 2019 Filed Mar 8, 2019 01:16 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 600 $30.32 $18,192.00
Disclosure

SEC source: 0000947871-19-000188 · ownership.xml · nonDerivative · entry 2

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,406

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 05, 2019 Filed Mar 7, 2019 20:19 UTC
Leddy JamesChief Financial Officer
Tax withholdingCommon Stock 474 $31.97 $15,153.78
Disclosure

SEC source: 0000947871-19-000189 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 05, 2019 Filed Mar 7, 2019 20:33 UTC
McCauley TimChief Accounting Officer
Tax withholdingCommon Stock 179 $31.97 $5,722.63
Disclosure

SEC source: 0000947871-19-000192 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,951

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 05, 2019 Filed Mar 8, 2019 01:31 UTC
Pappas JohnDirector · Vice Chairman
Tax withholdingCommon Stock 759 $31.97 $24,265.23
Disclosure

SEC source: 0000947871-19-000191 · ownership.xml · nonDerivative · entry 1

Pappas John · CIK 0001525965 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300,162

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 05, 2019 Filed Mar 8, 2019 01:14 UTC
Pappas ChristopherDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,279 $31.97 $40,889.63
Disclosure

SEC source: 0000947871-19-000187 · ownership.xml · nonDerivative · entry 1

Pappas Christopher · CIK 0001525954 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050,507

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 05, 2019 Filed Mar 8, 2019 01:23 UTC
Lecouras PatriciaChief Human Resources Officer
Tax withholdingCommon Stock 319 $31.97 $10,198.43
Disclosure

SEC source: 0000947871-19-000190 · ownership.xml · nonDerivative · entry 1

Lecouras Patricia · CIK 0001525968 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,242

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 05, 2019 Filed Mar 8, 2019 01:16 UTC
Aldous AlexandrosGeneral Counsel
Tax withholdingCommon Stock 410 $31.97 $13,107.70
Disclosure

SEC source: 0000947871-19-000188 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,006

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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February 25, 2019 Filed Mar 27, 2020 21:15 UTC
McCauley TimChief Accounting Officer
GrantCommon Stock 1,275 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000307 · ownership.xml · nonDerivative · entry 1

McCauley Tim · CIK 0001732021 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,385

F1 · kind: The reporting person received 1,275 shares of performance-based restricted common stock on February 25, 2019 pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F1 · price: The reporting person received 1,275 shares of performance-based restricted common stock on February 25, 2019 pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

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February 25, 2019 Filed Mar 27, 2020 21:09 UTC
Leddy JamesChief Financial Officer
GrantCommon Stock 2,707 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000305 · ownership.xml · nonDerivative · entry 1

Leddy James · CIK 0001686807 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,721

F1 · kind: The reporting person received 2,707 shares of performance-based restricted common stock on February 25, 2019 pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F1 · price: The reporting person received 2,707 shares of performance-based restricted common stock on February 25, 2019 pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

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February 25, 2019 Filed Mar 28, 2020 01:20 UTC
Aldous AlexandrosGeneral Counsel
GrantCommon Stock 2,527 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000309 · ownership.xml · nonDerivative · entry 1

Aldous Alexandros · CIK 0001525976 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,819

F1 · kind: The reporting person received 2,527 shares of performance-based restricted common stock on February 25, 2019 pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F1 · price: The reporting person received 2,527 shares of performance-based restricted common stock on February 25, 2019 pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). The forfeiture restrictions associated with this award will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.

F2 · balance_after: This amount reflects beneficial ownership following this transaction reported as of the date of this filing.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.