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Nasdaq · USD

CHCI

Comstock Holding Companies, Inc.

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Tapewire entity
6294
SEC CIK
0001299969
Parsed reports
163

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2015 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
OtherA warrant to purchase Class A Common Stock · Derivative 7,857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · derivative · entry 20

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Comstock Asset Management

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,857 shares

Expires 2015-03-12

F8 · kind: Represents warrants previously issued that subsequently expired prior to being executed.

F8 · derivative.exercise_date: Represents warrants previously issued that subsequently expired prior to being executed.

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

F6 · ownership.nature: These securities were owned directly by Comstock Asset Management, a company wholly-owned by the reporting person. The reporting person has the power to direct the vote and to direct the disposition of investments owned by Comstock Asset Management.

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January 16, 2015 Filed Apr 10, 2017 21:05 UTC GrantA warrant to purchase Class A Common Stock · Derivative 3,571 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0000899243-17-009867 · doc4.xml · derivative · entry 5

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Class A Common Stock · 3,571 shares

Expires 2025-01-16

F6 · shares: These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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January 14, 2015 Filed Apr 10, 2017 21:04 UTC GrantA warrant to purchase Class A Common Stock · Derivative 3,571 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0000899243-17-009866 · doc4.xml · derivative · entry 5

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Class A Common Stock · 3,571 shares

Expires 2025-01-14

F5 · shares: These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
January 12, 2015 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GrantA warrant to purchase Class A Common Stock · Derivative 5,000 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · derivative · entry 21

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2015-01-12

F1 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose.

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December 31, 2014 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
Tax withholdingClass A Common Stock 3,546 $7.21 $25,566.66
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · nonDerivative · entry 3

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,202

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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December 18, 2014 Filed Apr 10, 2017 16:55 UTC GrantA warrant to purchase Class A Common Stock · Derivative 7,142 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · derivative · entry 11

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,142

Underlying: Class A Common Stock · 7,142 shares

Expires 2024-12-18

F3 · shares: These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 11, 2014 Filed Apr 10, 2017 16:55 UTC GrantEmployee Stock Option (right to buy) · Derivative 3,572 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · derivative · entry 10

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,572

Underlying: Class A Common Stock · 3,572 shares

Expires 2024-12-11

F7 · deemedExecutionDate: The options vest in four annual equal installments commencing in December 2015.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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December 11, 2014 Filed Apr 10, 2017 17:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 3,572 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0000899243-17-009858 · doc4.xml · derivative · entry 8

Thompson Jubal R · CIK 0001484689 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,572

Underlying: Class A Common Stock · 3,572 shares

Expires 2024-12-11

F2 · derivative.exercise_date: The options vest in four annual equal installments commencing in December 2015.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 11, 2014 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 3,572 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · derivative · entry 17

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,572

Underlying: Class A Common Stock · 3,572 shares

Expires 2024-12-11

F2 · deemedExecutionDate: The options vest in four annual equal installments commencing in December 2015.

F2 · derivative.exercise_date: The options vest in four annual equal installments commencing in December 2015.

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
November 18, 2014 Filed Apr 10, 2017 16:58 UTC GrantA warrant to purchase Class A Common Stock · Derivative 4,285 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0000899243-17-009855 · doc4.xml · derivative · entry 6

MACCUTCHEON JAMES A · CIK 0001055065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,285

Underlying: Class A Common Stock · 4,285 shares

Expires 2024-11-18

F6 · shares: These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
November 17, 2014 Filed Apr 10, 2017 21:01 UTC GrantA warrant to purchase Class A Common Stock · Derivative 714 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0000899243-17-009859 · doc4.xml · derivative · entry 3

PERFALL A CLAYTON · CIK 0001262173 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Clayton Perfall Revocable Trust

Disclosed balance after: 714

Underlying: Class A Common Stock · 714 shares

Expires 2024-11-17

F4 · shares: These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.

F2 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
November 12, 2014 Filed Apr 10, 2017 21:03 UTC GrantA warrant to purchase Class A Common Stock · Derivative 892 $0.00 Strike: $7.53 $0.00
Disclosure

SEC source: 0000899243-17-009864 · doc4.xml · derivative · entry 5

PINCUS ROBERT P · CIK 0001248217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892

Underlying: Class A Common Stock · 892 shares

Expires 2024-11-12

F6 · shares: These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.

Read SEC document
March 31, 2014 Filed Apr 10, 2017 16:55 UTC Tax withholdingClass A Common Stock 1,441 $11.27 $16,240.07
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · nonDerivative · entry 1

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,192

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 31, 2014 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
Tax withholdingClass A Common Stock 1,725 $11.27 $19,440.75
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · nonDerivative · entry 2

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,748

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.