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Nasdaq · USD

CHCI

Comstock Holding Companies, Inc.

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6294
SEC CIK
0001299969
Parsed reports
163

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2017 Filed Apr 10, 2017 16:55 UTC PurchaseClass A Common Stock 54,605 $1.00 $54,605.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · nonDerivative · entry 6

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,390

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 17:00 UTC PurchaseClass A Common Stock 24,998 $1.00 $24,998.00
Disclosure

SEC source: 0000899243-17-009858 · doc4.xml · nonDerivative · entry 4

Thompson Jubal R · CIK 0001484689 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,206

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:04 UTC PurchaseClass A Common Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0000899243-17-009866 · doc4.xml · nonDerivative · entry 4

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,919

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:03 UTC PurchaseClass A Common Stock 11,000 $1.00 $11,000.00
Disclosure

SEC source: 0000899243-17-009864 · doc4.xml · nonDerivative · entry 3

PINCUS ROBERT P · CIK 0001248217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,148

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:59 UTC
Conover Christopher LChief Financial Officer
PurchaseClass A Common Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0000899243-17-009857 · doc4.xml · nonDerivative · entry 4

Conover Christopher L · CIK 0001663795 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,400

Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · nonDerivative · entry 1

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,250

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
April 04, 2017 Filed Apr 10, 2017 20:15 UTC SaleClass B Common Stock 170,250 $1.00 $170,250.00
Disclosure

SEC source: 0000899243-17-009838 · doc4.xml · nonDerivative · entry 5

Benson Gregory V · CIK 0001311243 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Clareth, LLC

Disclosed balance after: 0

F3 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

F2 · ownership.nature: These securities are owned directly by Clareth, LLC, a limited liability company wholly-owned by the Reporting Person.

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April 04, 2017 Filed Apr 10, 2017 20:15 UTC SaleClass B Common Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0000899243-17-009838 · doc4.xml · nonDerivative · entry 4

Benson Gregory V · CIK 0001311243 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Clareth, LLC

Disclosed balance after: 170,250

F3 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

F2 · ownership.nature: These securities are owned directly by Clareth, LLC, a limited liability company wholly-owned by the Reporting Person.

Read SEC document
April 04, 2017 Filed Apr 10, 2017 20:15 UTC SaleClass A Common Stock 64,563 $1.00 $64,563.00
Disclosure

SEC source: 0000899243-17-009838 · doc4.xml · nonDerivative · entry 1

Benson Gregory V · CIK 0001311243 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,347

F3 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 15, 2017 Filed Apr 10, 2017 16:58 UTC GrantClass A Common Stock 2,418 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009855 · doc4.xml · nonDerivative · entry 4

MACCUTCHEON JAMES A · CIK 0001055065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,094

F1 · shares: These shares were granted for services provided in 2017.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 15, 2017 Filed Apr 10, 2017 21:05 UTC GrantClass A Common Stock 2,313 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009867 · doc4.xml · nonDerivative · entry 4

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,341

F1 · shares: These shares were granted for services provided in 2017.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 15, 2017 Filed Apr 10, 2017 21:04 UTC GrantClass A Common Stock 2,313 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009866 · doc4.xml · nonDerivative · entry 3

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,919

F1 · shares: These shares were granted for services provided in 2017.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 15, 2017 Filed Apr 10, 2017 21:03 UTC GrantClass A Common Stock 2,419 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009864 · doc4.xml · nonDerivative · entry 2

PINCUS ROBERT P · CIK 0001248217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,148

F1 · shares: These shares were granted for services provided in 2017.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 15, 2017 Filed Apr 10, 2017 21:03 UTC GrantClass A Common Stock 2,523 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009863 · doc4.xml · nonDerivative · entry 3

Verses Socrates · CIK 0001329583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,530

F1 · shares: These shares were granted for services provided in 2017.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 15, 2017 Filed Apr 10, 2017 21:01 UTC GrantClass A Common Stock 2,839 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009859 · doc4.xml · nonDerivative · entry 2

PERFALL A CLAYTON · CIK 0001262173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,115

F3 · shares: These shares were granted for services provided in 2017.

F2 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 06, 2017 Filed Apr 10, 2017 16:55 UTC GrantEmployee Stock Option (right to buy) · Derivative 32,500 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · derivative · entry 14

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Class A Common Stock · 32,500 shares

Expires 2027-03-06

F6 · deemedExecutionDate: The options vest in four annual equal installments commencing in March 2018.

F6 · derivative.exercise_date: The options vest in four annual equal installments commencing in March 2018.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 06, 2017 Filed Apr 10, 2017 16:55 UTC GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · nonDerivative · entry 5

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,785

F1 · shares: The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 06, 2017 Filed Apr 10, 2017 17:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 32,500 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0000899243-17-009858 · doc4.xml · derivative · entry 9

Thompson Jubal R · CIK 0001484689 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Class A Common Stock · 32,500 shares

Expires 2027-03-06

F6 · derivative.exercise_date: The options vest in four annual equal installments commencing in March 2018.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 06, 2017 Filed Apr 10, 2017 17:00 UTC GrantClass A Common Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009858 · doc4.xml · nonDerivative · entry 3

Thompson Jubal R · CIK 0001484689 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,208

F1 · shares: The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 06, 2017 Filed Apr 10, 2017 20:59 UTC
Conover Christopher LChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 32,500 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0000899243-17-009857 · doc4.xml · derivative · entry 5

Conover Christopher L · CIK 0001663795 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Class A Common Stock · 32,500 shares

Expires 2027-03-06

F2 · derivative.exercise_date: The options vest in four annual equal installments commencing in March 2018.

Read SEC document
March 06, 2017 Filed Apr 10, 2017 20:59 UTC
Conover Christopher LChief Financial Officer
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009857 · doc4.xml · nonDerivative · entry 3

Conover Christopher L · CIK 0001663795 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,400

F3 · shares: The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.

Read SEC document
March 06, 2017 Filed Jun 15, 2017 19:46 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0000899243-17-016447 · doc4.xml · derivative · entry 2

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,000

Underlying: Class A Common Stock · 12,000 shares

Expires 2027-03-06

F3 · deemedExecutionDate: The options vest in four annual equal installments commencing in March 2018.

F3 · derivative.exercise_date: The options vest in four annual equal installments commencing in March 2018.

F3 · balance_after: The options vest in four annual equal installments commencing in March 2018.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose.

Read SEC document
March 06, 2017 Filed Jun 15, 2017 19:46 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GrantClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-016447 · doc4.xml · nonDerivative · entry 1

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 35,984

F1 · shares: The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose.

Read SEC document
December 15, 2016 Filed Apr 10, 2017 16:58 UTC GrantClass A Common Stock 6,252 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009855 · doc4.xml · nonDerivative · entry 3

MACCUTCHEON JAMES A · CIK 0001055065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,676

F2 · shares: These shares were granted for services provided in 2016.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 15, 2016 Filed Apr 10, 2017 21:05 UTC GrantClass A Common Stock 11,961 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009867 · doc4.xml · nonDerivative · entry 3

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,028

F2 · shares: These shares were granted for services provided in 2016.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 15, 2016 Filed Apr 10, 2017 21:03 UTC GrantClass A Common Stock 13,048 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009863 · doc4.xml · nonDerivative · entry 2

Verses Socrates · CIK 0001329583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,007

F2 · shares: These shares were granted for services provided in 2016.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 14, 2016 Filed Apr 10, 2017 20:59 UTC
Conover Christopher LChief Financial Officer
GrantClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009857 · doc4.xml · nonDerivative · entry 2

Conover Christopher L · CIK 0001663795 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

F1 · shares: The stock awards were granted on December 14, 2016, and vest in four equal installments commencing in December 2017.

Read SEC document
August 15, 2016 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GrantA warrant to purchase Class A Common Stock · Derivative 150,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · derivative · entry 18

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Comstock Development Services

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2026-08-15

F9 · deemedExecutionDate: These warrants were issued in connection with the Comstock Investors X Private Placement Offering.

F9 · shares: These warrants were issued in connection with the Comstock Investors X Private Placement Offering.

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 31, 2016 Filed Apr 10, 2017 17:00 UTC Tax withholdingClass A Common Stock 1,371 $1.79 $2,454.09
Disclosure

SEC source: 0000899243-17-009858 · doc4.xml · nonDerivative · entry 2

Thompson Jubal R · CIK 0001484689 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,208

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
March 31, 2016 Filed Apr 10, 2017 20:59 UTC
Conover Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 685 $1.79 $1,226.15
Disclosure

SEC source: 0000899243-17-009857 · doc4.xml · nonDerivative · entry 1

Conover Christopher L · CIK 0001663795 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Read SEC document
March 31, 2016 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
Tax withholdingClass A Common Stock 2,058 $1.79 $3,683.82
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · nonDerivative · entry 5

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,419

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 18, 2015 Filed Apr 10, 2017 21:04 UTC GrantClass A Common Stock 7,664 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009866 · doc4.xml · nonDerivative · entry 2

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,606

F2 · shares: These shares were granted for services provided in 2015.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 17, 2015 Filed Apr 10, 2017 16:58 UTC GrantClass A Common Stock 4,005 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009855 · doc4.xml · nonDerivative · entry 2

MACCUTCHEON JAMES A · CIK 0001055065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,424

F3 · shares: These shares were granted for services provided in 2015.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 17, 2015 Filed Apr 10, 2017 21:05 UTC GrantClass A Common Stock 7,664 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009867 · doc4.xml · nonDerivative · entry 2

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,067

F3 · shares: These shares were granted for services provided in 2015.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 17, 2015 Filed Apr 10, 2017 21:03 UTC GrantClass A Common Stock 8,361 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009863 · doc4.xml · nonDerivative · entry 1

Verses Socrates · CIK 0001329583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,959

F3 · shares: These shares were granted for services provided in 2015.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 16, 2015 Filed Apr 10, 2017 16:55 UTC OtherEmployee Stock Option (right to buy) · Derivative 8,037 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · derivative · entry 13

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679

Underlying: Class A Common Stock · 8,037 shares

Expires not disclosed

F5 · kind: Represents unvested options/restricted shares at the time of the Officer's termination of employment.

F5 · derivative.exercise_date: Represents unvested options/restricted shares at the time of the Officer's termination of employment.

F5 · derivative.expiration_date: Represents unvested options/restricted shares at the time of the Officer's termination of employment.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 16, 2015 Filed Apr 10, 2017 16:55 UTC OtherEmployee Stock Option (right to buy) · Derivative 2,679 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · derivative · entry 12

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893

Underlying: Class A Common Stock · 2,679 shares

Expires not disclosed

F5 · kind: Represents unvested options/restricted shares at the time of the Officer's termination of employment.

F5 · derivative.exercise_date: Represents unvested options/restricted shares at the time of the Officer's termination of employment.

F5 · derivative.expiration_date: Represents unvested options/restricted shares at the time of the Officer's termination of employment.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
December 16, 2015 Filed Apr 10, 2017 16:55 UTC OtherClass A Common Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · nonDerivative · entry 4

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,785

F5 · shares: Represents unvested options/restricted shares at the time of the Officer's termination of employment.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
May 12, 2015 Filed Apr 10, 2017 16:58 UTC GrantClass A Common Stock 6,857 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009855 · doc4.xml · nonDerivative · entry 1

MACCUTCHEON JAMES A · CIK 0001055065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,419

F4 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
May 12, 2015 Filed Apr 10, 2017 16:55 UTC GrantClass A Common Stock 11,428 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · nonDerivative · entry 3

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,356

F2 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

Read SEC document
May 12, 2015 Filed Apr 10, 2017 21:05 UTC GrantClass A Common Stock 5,714 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009867 · doc4.xml · nonDerivative · entry 1

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,403

F4 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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May 12, 2015 Filed Apr 10, 2017 21:04 UTC GrantClass A Common Stock 5,714 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009866 · doc4.xml · nonDerivative · entry 1

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,942

F3 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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May 12, 2015 Filed Apr 10, 2017 21:03 UTC GrantClass A Common Stock 2,857 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009864 · doc4.xml · nonDerivative · entry 1

PINCUS ROBERT P · CIK 0001248217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,729

F2 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F3 · balance_after: Includes 1,976 shares of Class A Common Stock representing acquisitions in a prior year inadvertantly omitted from previous filings.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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May 12, 2015 Filed Apr 10, 2017 21:01 UTC GrantClass A Common Stock 2,285 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009859 · doc4.xml · nonDerivative · entry 1

PERFALL A CLAYTON · CIK 0001262173 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By A Clayton Perfall Revocable Trust

Disclosed balance after: 2,285

F1 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F2 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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May 12, 2015 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GrantClass A Common Stock 85,714 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · nonDerivative · entry 7

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Comstock Development Services, LLC

Disclosed balance after: 85,714

F1 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

F3 · ownership.nature: These securities are owned directly by Comstock Development Services, LLC, a company wholly-owned by the reporting person. The reporting person has the power to direct the vote and to direct the disposition of investments owned by Comstock Development Services, LLC.

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May 12, 2015 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GrantClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · nonDerivative · entry 6

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 23,984

F1 · shares: These shares were issued in connection with the Comstock Growth Fund Private Placement offering.

F5 · balance_after: Includes 1,074 shares of Class A Common Stock representing acquisition in the form of grants in a prior year inadvertantly omitted from previous filings.

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose.

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March 31, 2015 Filed Apr 10, 2017 16:55 UTC Tax withholdingClass A Common Stock 1,264 $6.44 $8,140.16
Disclosure

SEC source: 0000899243-17-009851 · doc4.xml · nonDerivative · entry 2

SQUERI JOSEPH M · CIK 0001048316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,928

F4 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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March 31, 2015 Filed Apr 10, 2017 17:00 UTC Tax withholdingClass A Common Stock 1,150 $6.44 $7,406.00
Disclosure

SEC source: 0000899243-17-009858 · doc4.xml · nonDerivative · entry 1

Thompson Jubal R · CIK 0001484689 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,579

F4 · balance_after: Includes 21 shares of Class A Common Stock representing disposals in a prior year inadvertantly omitted from previous filings.

F5 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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March 31, 2015 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
Tax withholdingClass A Common Stock 1,725 $6.44 $11,109.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · nonDerivative · entry 4

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,477

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

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March 14, 2015 Filed Apr 10, 2017 20:55 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
OtherA warrant to purchase Class A Common Stock · Derivative 3,571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009850 · doc4.xml · derivative · entry 19

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,571 shares

Expires 2015-03-14

F8 · kind: Represents warrants previously issued that subsequently expired prior to being executed.

F8 · derivative.exercise_date: Represents warrants previously issued that subsequently expired prior to being executed.

F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.