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Nasdaq · USD

CGNX

COGNEX CORP

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Tapewire entity
3527
SEC CIK
0000851205
Parsed reports
327

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202604
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2020 Filed Jun 2, 2020 16:08 UTC
SUN ANTHONYDirector
SaleCommon Stock 30,000 $57.02 $1,710,741.00
Disclosure

SEC source: 0001199723-20-000003 · edgardoc.xml · nonDerivative · entry 3

SUN ANTHONY · CIK 0001199723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,262

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:08 UTC
SUN ANTHONYDirector
Exercise / conversionCommon Stock 30,000 $4.44 $133,200.00
Disclosure

SEC source: 0001199723-20-000003 · edgardoc.xml · nonDerivative · entry 2

SUN ANTHONY · CIK 0001199723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:08 UTC
SUN ANTHONYDirector
SaleCommon Stock 17,000 $56.87 $966,832.50
Disclosure

SEC source: 0001199723-20-000003 · edgardoc.xml · nonDerivative · entry 1

SUN ANTHONY · CIK 0001199723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,262

Read SEC document
April 29, 2020 Filed May 1, 2020 16:30 UTC
Todgham PaulCFO & Senior Vice President
GrantRestricted Stock Unit · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001806043-20-000004 · edgardoc.xml · derivative · entry 2

Todgham Paul · CIK 0001806043 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2023-04-29

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cognex Corporation common stock.

F3 · derivative.exercise_date: On April 29, 2020, the reporting person was granted restricted stock units to acquire 35,000 shares of Cognex Corporation common stock. The award vests in three approximately equal annual installments commencing on April 29, 2021.

Read SEC document
April 29, 2020 Filed May 1, 2020 16:30 UTC
Todgham PaulCFO & Senior Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $57.70 $0.00
Disclosure

SEC source: 0001806043-20-000004 · edgardoc.xml · derivative · entry 1

Todgham Paul · CIK 0001806043 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2030-04-29

F1 · derivative.exercise_date: On April 29, 2020, the reporting person was granted non-qualified stock options to purchase 70,000 shares of Cognex Corporation common stock. The options vest in three approximately equal installments on the third, fourth and fifth anniversaries of the Transaction Date.

Read SEC document
April 29, 2020 Filed Apr 30, 2021 20:34 UTC
Todgham PaulSVP, CFO
Exercise / conversionCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0001806043-21-000004 · edgardoc.xml · nonDerivative · entry 1

Todgham Paul · CIK 0001806043 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:16 UTC
SHILLMAN ROBERT JDirector · CHAIRMAN OF THE BOARD
GiftCOMMON STOCK 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-005476 · doc4.xml · nonDerivative · entry 1

SHILLMAN ROBERT J · CIK 0000923204 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,660,800

F1 · price: THE REPORTED TRANSACTION INVOLVED A CHARITABLE GIFT OF SECURITIES FOR WHICH NO CONSIDERATION WAS RECEIVED BY THE REPORTING PERSON.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 15:25 UTC Exercise / conversionNON QUALIFIED STOCK OPTION (RIGHT TO BUY) · Derivative 10,000 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0000899243-20-005419 · doc4.xml · derivative · entry 3

ALIAS PATRICK · CIK 0001194210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 10,000 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 15:25 UTC SaleCOMMON STOCK 10,000 $52.63 $526,326.00
Disclosure

SEC source: 0000899243-20-005419 · doc4.xml · nonDerivative · entry 2

ALIAS PATRICK · CIK 0001194210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 19, 2020 Filed Feb 21, 2020 15:25 UTC Exercise / conversionCOMMON STOCK 10,000 $10.53 $105,275.00
Disclosure

SEC source: 0000899243-20-005419 · doc4.xml · nonDerivative · entry 1

ALIAS PATRICK · CIK 0001194210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 19:31 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $24.27 $0.00
Disclosure

SEC source: 0001681451-20-000001 · edgardoc.xml · derivative · entry 4

Schneider Jerry A. · CIK 0001681451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 19:31 UTC SaleCommon Stock 10,000 $51.13 $511,261.00
Disclosure

SEC source: 0001681451-20-000001 · edgardoc.xml · nonDerivative · entry 3

Schneider Jerry A. · CIK 0001681451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 18, 2020 Filed Feb 18, 2020 19:31 UTC Exercise / conversionCommon Stock 10,000 $24.27 $242,700.00
Disclosure

SEC source: 0001681451-20-000001 · edgardoc.xml · nonDerivative · entry 2

Schneider Jerry A. · CIK 0001681451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 19:31 UTC SaleCommon Stock 2,000 $52.32 $104,648.60
Disclosure

SEC source: 0001681451-20-000001 · edgardoc.xml · nonDerivative · entry 1

Schneider Jerry A. · CIK 0001681451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 18, 2020 Filed Feb 19, 2020 15:50 UTC
MACDONALD LAURA ANNPrincipal Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001773704-20-000002 · edgardoc.xml · derivative · entry 3

MACDONALD LAURA ANN · CIK 0001773704 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 11,000 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 15:50 UTC
MACDONALD LAURA ANNPrincipal Financial Officer
SaleCommon Stock 11,000 $52.45 $576,988.50
Disclosure

SEC source: 0001773704-20-000002 · edgardoc.xml · nonDerivative · entry 2

MACDONALD LAURA ANN · CIK 0001773704 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 18, 2020 Filed Feb 19, 2020 15:50 UTC
MACDONALD LAURA ANNPrincipal Financial Officer
Exercise / conversionCommon Stock 11,000 $16.72 $183,920.00
Disclosure

SEC source: 0001773704-20-000002 · edgardoc.xml · nonDerivative · entry 1

MACDONALD LAURA ANN · CIK 0001773704 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:37 UTC
DiPalma Sheila MarieSVP, Employee Services
GrantNon-Qualified Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0001136883-20-000002 · edgardoc.xml · derivative · entry 1

DiPalma Sheila Marie · CIK 0001721515 · SVP, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2030-02-18

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:07 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0001136883-20-000006 · edgardoc.xml · derivative · entry 1

Schneider Jerry A. · CIK 0001681451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2030-02-18

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:08 UTC
Willett RobertCEO& President
GrantNon-Qualified Stock Option (right to buy) · Derivative 180,000 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0001136883-20-000007 · edgardoc.xml · derivative · entry 1

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2030-02-18

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:05 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0001136883-20-000005 · edgardoc.xml · derivative · entry 2

PARROTTE DIANNE M · CIK 0001739237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2030-02-18

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:04 UTC
MACDONALD LAURA ANNPrincipal Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 42,500 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0001136883-20-000004 · edgardoc.xml · derivative · entry 1

MACDONALD LAURA ANN · CIK 0001773704 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2030-02-18

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:34 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0001136883-20-000001 · edgardoc.xml · derivative · entry 2

BANUCCI EUGENE G · CIK 0001136883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2030-02-18

Read SEC document
February 18, 2020 Filed Feb 21, 2020 15:39 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0001401616-20-000005 · edgardoc.xml · derivative · entry 2

KRANTZ THEODOR · CIK 0001401616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2030-02-18

Read SEC document
February 18, 2020 Filed Feb 21, 2020 15:25 UTC GrantNON QUALIFIED STOCK OPTION (RIGHT TO BUY) · Derivative 30,750 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0000899243-20-005419 · doc4.xml · derivative · entry 10

ALIAS PATRICK · CIK 0001194210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,750

Underlying: COMMON STOCK · 30,750 shares

Expires 2030-02-18

Read SEC document
February 18, 2020 Filed Feb 21, 2020 15:24 UTC
SUN ANTHONYDirector
GrantNON-QUALIFIED STOCK OPTION (RIGHT TO BUY) · Derivative 23,000 $0.00 Strike: $50.94 $0.00
Disclosure

SEC source: 0000899243-20-005417 · doc4.xml · derivative · entry 12

SUN ANTHONY · CIK 0001199723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: COMMON STOCK · 23,000 shares

Expires 2030-02-18

Read SEC document
December 13, 2019 Filed Dec 16, 2019 19:38 UTC
Willett RobertCEO& President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 46,929 $0.00 Strike: $20.20 $0.00
Disclosure

SEC source: 0001721515-19-000011 · edgardoc.xml · derivative · entry 6

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 46,929 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 19:38 UTC
Willett RobertCEO& President
SaleCommon Stock 46,929 $54.38 $2,551,877.00
Disclosure

SEC source: 0001721515-19-000011 · edgardoc.xml · nonDerivative · entry 4

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 13, 2019 Filed Dec 16, 2019 19:38 UTC
Willett RobertCEO& President
Exercise / conversionCommon Stock 46,929 $20.20 $947,731.16
Disclosure

SEC source: 0001721515-19-000011 · edgardoc.xml · nonDerivative · entry 3

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:38 UTC
Willett RobertCEO& President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $20.20 $0.00
Disclosure

SEC source: 0001721515-19-000011 · edgardoc.xml · derivative · entry 5

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,929

Underlying: Common Stock · 100,000 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:38 UTC
Willett RobertCEO& President
SaleCommon Stock 100,000 $53.52 $5,352,490.00
Disclosure

SEC source: 0001721515-19-000011 · edgardoc.xml · nonDerivative · entry 2

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:38 UTC
Willett RobertCEO& President
Exercise / conversionCommon Stock 100,000 $20.20 $2,019,500.00
Disclosure

SEC source: 0001721515-19-000011 · edgardoc.xml · nonDerivative · entry 1

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 15:16 UTC
Willett RobertCEO& President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $20.20 $0.00
Disclosure

SEC source: 0001721515-19-000010 · edgardoc.xml · derivative · entry 3

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,929

Underlying: Common Stock · 70,000 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 15:16 UTC
Willett RobertCEO& President
SaleCommon Stock 70,000 $51.82 $3,627,344.00
Disclosure

SEC source: 0001721515-19-000010 · edgardoc.xml · nonDerivative · entry 2

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 11, 2019 Filed Dec 12, 2019 15:16 UTC
Willett RobertCEO& President
Exercise / conversionCommon Stock 70,000 $20.20 $1,413,650.00
Disclosure

SEC source: 0001721515-19-000010 · edgardoc.xml · nonDerivative · entry 1

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 15:11 UTC
Willett RobertCEO& President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 73,071 $0.00 Strike: $20.20 $0.00
Disclosure

SEC source: 0001721515-19-000009 · edgardoc.xml · derivative · entry 3

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,929

Underlying: Common Stock · 73,071 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 15:11 UTC
Willett RobertCEO& President
SaleCommon Stock 73,071 $50.76 $3,708,755.14
Disclosure

SEC source: 0001721515-19-000009 · edgardoc.xml · nonDerivative · entry 2

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 09, 2019 Filed Dec 11, 2019 15:11 UTC
Willett RobertCEO& President
Exercise / conversionCommon Stock 73,071 $20.20 $1,475,668.85
Disclosure

SEC source: 0001721515-19-000009 · edgardoc.xml · nonDerivative · entry 1

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 19:36 UTC
Willett RobertCEO& President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $20.20 $0.00
Disclosure

SEC source: 0001721515-19-000008 · edgardoc.xml · derivative · entry 3

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,000

Underlying: Common Stock · 50,000 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 19:36 UTC
Willett RobertCEO& President
SaleCommon Stock 50,000 $51.06 $2,552,900.00
Disclosure

SEC source: 0001721515-19-000008 · edgardoc.xml · nonDerivative · entry 2

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 06, 2019 Filed Dec 9, 2019 19:36 UTC
Willett RobertCEO& President
Exercise / conversionCommon Stock 50,000 $20.20 $1,009,750.00
Disclosure

SEC source: 0001721515-19-000008 · edgardoc.xml · nonDerivative · entry 1

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 15:41 UTC
Willett RobertCEO& President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $20.20 $0.00
Disclosure

SEC source: 0001721515-19-000007 · edgardoc.xml · derivative · entry 3

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140,000

Underlying: Common Stock · 40,000 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 15:41 UTC
Willett RobertCEO& President
SaleCommon Stock 40,000 $51.57 $2,062,812.00
Disclosure

SEC source: 0001721515-19-000007 · edgardoc.xml · nonDerivative · entry 2

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 27, 2019 Filed Dec 2, 2019 15:41 UTC
Willett RobertCEO& President
Exercise / conversionCommon Stock 40,000 $20.20 $807,800.00
Disclosure

SEC source: 0001721515-19-000007 · edgardoc.xml · nonDerivative · entry 1

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 14:29 UTC
Willett RobertCEO& President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $20.20 $0.00
Disclosure

SEC source: 0001721515-19-000006 · edgardoc.xml · derivative · entry 3

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,000

Underlying: Common Stock · 100,000 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 14:29 UTC
Willett RobertCEO& President
SaleCommon Stock 100,000 $50.49 $5,049,440.00
Disclosure

SEC source: 0001721515-19-000006 · edgardoc.xml · nonDerivative · entry 2

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 26, 2019 Filed Nov 29, 2019 14:29 UTC
Willett RobertCEO& President
Exercise / conversionCommon Stock 100,000 $20.20 $2,019,500.00
Disclosure

SEC source: 0001721515-19-000006 · edgardoc.xml · nonDerivative · entry 1

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 15:46 UTC
Willett RobertCEO& President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 143,294 $0.00 Strike: $19.66 $0.00
Disclosure

SEC source: 0001721515-19-000005 · edgardoc.xml · derivative · entry 3

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 143,294 shares

Expires 2024-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 08, 2019 Filed Nov 12, 2019 15:46 UTC
Willett RobertCEO& President
SaleCommon Stock 143,294 $53.16 $7,616,792.57
Disclosure

SEC source: 0001721515-19-000005 · edgardoc.xml · nonDerivative · entry 2

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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November 08, 2019 Filed Nov 12, 2019 15:46 UTC
Willett RobertCEO& President
Exercise / conversionCommon Stock 143,294 $19.66 $2,816,443.57
Disclosure

SEC source: 0001721515-19-000005 · edgardoc.xml · nonDerivative · entry 1

Willett Robert · CIK 0001438093 · CEO& President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.