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Carlyle Group Inc.

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3316
SEC CIK
0001527166
Parsed reports
365

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2025 Filed Aug 1, 2025 21:04 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
Tax withholdingCommon Stock 13,344 $60.66 $809,447.04
Disclosure

SEC source: 0001527166-25-000094 · wk-form4_1754082281.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,777

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.

Read SEC document
August 01, 2025 Filed Aug 1, 2025 21:04 UTC
Ferguson Jeffrey W.General Counsel
Tax withholdingCommon Stock 44,038 $60.66 $2,671,345.08
Disclosure

SEC source: 0001527166-25-000093 · wk-form4_1754082274.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053,255

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:09 UTC
LoBue LindsayChief Operating Officer
GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000079 · wk-form4_1748552964.xml · nonDerivative · entry 1

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,729

F1 · kind: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:09 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 5,490 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000078 · wk-form4_1748552954.xml · nonDerivative · entry 1

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,184,520

F1 · kind: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:09 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 1,368 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000082 · wk-form4_1748552993.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,097,293

F1 · kind: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:09 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 31,709 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000081 · wk-form4_1748552984.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,188,889

F1 · kind: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:09 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000080 · wk-form4_1748552974.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,121

F1 · kind: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:24 UTC GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000057 · wk-form4_1746217473.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,643

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:20 UTC GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000047 · wk-form4_1746217224.xml · nonDerivative · entry 1

HANCE JAMES H JR · CIK 0001176400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,088

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:25 UTC
FILLER LINDADirector
GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000063 · wk-form4_1746217545.xml · nonDerivative · entry 1

FILLER LINDA · CIK 0001292810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,713

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:25 UTC
ORDAN MARK SDirector
GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000060 · wk-form4_1746217511.xml · nonDerivative · entry 1

ORDAN MARK S · CIK 0001208541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,713

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:25 UTC GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000062 · wk-form4_1746217534.xml · nonDerivative · entry 1

BESCHLOSS AFSANEH MASHAYEKHI · CIK 0001185901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,239

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:24 UTC GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000058 · wk-form4_1746217485.xml · nonDerivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,305

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:25 UTC GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000061 · wk-form4_1746217522.xml · nonDerivative · entry 1

SHAW WILLIAM JOSEPH · CIK 0001252544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,643

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:24 UTC GrantCommon Stock 3,576 $39.16 $140,036.16
Disclosure

SEC source: 0001527166-25-000056 · wk-form4_1746217461.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,274

F2 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities vested upon grant pursuant to an election made by the reporting person to receive vested restricted stock units in lieu of the reporting person's annual cash retainer for service on the Board of Directors of The Carlyle Group Inc., and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:24 UTC GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000056 · wk-form4_1746217461.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,698

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:25 UTC GrantCommon Stock 5,235 $0.00 $0.00
Disclosure

SEC source: 0001527166-25-000059 · wk-form4_1746217499.xml · nonDerivative · entry 1

Cherwoo Sharda · CIK 0001800831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,948

F1 · kind: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
February 28, 2025 Filed Mar 1, 2025 00:30 UTC
LoBue LindsayChief Operating Officer
GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030276 · ownership.xml · nonDerivative · entry 1

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,041

F1 · kind: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
February 28, 2025 Filed Mar 1, 2025 00:39 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 3,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030283 · ownership.xml · nonDerivative · entry 1

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,179,030

F1 · kind: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
February 28, 2025 Filed Mar 1, 2025 02:09 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030307 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095,925

F1 · kind: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
February 28, 2025 Filed Mar 1, 2025 00:35 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030281 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,819

F1 · kind: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
February 28, 2025 Filed Mar 1, 2025 00:30 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 29,151 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030274 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,157,180

F1 · kind: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 23:01 UTC
Ferguson Jeffrey W.General Counsel
SaleCommon Stock 147,658 $52.96 $7,819,967.68
Disclosure

SEC source: 0000950170-25-024393 · ownership.xml · nonDerivative · entry 2

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095,123

F2 · price: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.61 to $53.40, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:01 UTC
Ferguson Jeffrey W.General Counsel
SaleCommon Stock 102,342 $53.20 $5,444,594.40
Disclosure

SEC source: 0000950170-25-024393 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,242,781

F1 · price: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.88 to $53.46, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 00:16 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
Tax withholdingCommon Stock 134,812 $51.03 $6,879,456.36
Disclosure

SEC source: 0000950170-25-021638 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,128,029

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award. No shares of common stock were sold by the reporting person.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 23:55 UTC
LoBue LindsayChief Operating Officer
GrantCommon Stock 281,796 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016521 · ownership.xml · nonDerivative · entry 2

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,038

F2 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($63.91, $74.56 and $85.22, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2028 and any restricted stock units that have not vested as of February 7, 2028 will be forfeited.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 23:55 UTC
LoBue LindsayChief Operating Officer
Tax withholdingCommon Stock 23,088 $52.58 $1,213,967.04
Disclosure

SEC source: 0000950170-25-016521 · ownership.xml · nonDerivative · entry 1

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,242

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award. No shares of common stock were sold by the reporting person.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 23:56 UTC
Redett John C.Chief Financial Officer
Tax withholdingCommon Stock 86,742 $52.58 $4,560,894.36
Disclosure

SEC source: 0000950170-25-016525 · ownership.xml · nonDerivative · entry 1

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,175,900

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 23:52 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
Tax withholdingCommon Stock 6,337 $52.58 $333,199.46
Disclosure

SEC source: 0000950170-25-016517 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,670

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 23:50 UTC
Ferguson Jeffrey W.General Counsel
Tax withholdingCommon Stock 14,866 $52.58 $781,654.28
Disclosure

SEC source: 0000950170-25-016515 · ownership.xml · nonDerivative · entry 2

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,345,123

F2 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 23:50 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 30,935 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016515 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,359,989

F1 · kind: These shares of common stock were acquired upon the satisfaction of certain performance-based vesting criteria and settlement of a performance-based restricted stock unit award previously granted to the reporting person.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:38 UTC
LoBue LindsayChief Operating Officer
GrantCommon Stock 10,563 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014006 · ownership.xml · nonDerivative · entry 3

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,330

F3 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2026, February 1, 2027 and February 1, 2028, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:38 UTC
LoBue LindsayChief Operating Officer
GrantCommon Stock 79,887 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014006 · ownership.xml · nonDerivative · entry 2

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,767

F2 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2026, an additional 30% on August 1, 2027 and the remaining 30% on August 1, 2028, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:38 UTC
LoBue LindsayChief Operating Officer
Tax withholdingCommon Stock 142 $56.16 $7,974.72
Disclosure

SEC source: 0000950170-25-014006 · ownership.xml · nonDerivative · entry 1

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,880

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:40 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 17,664 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014010 · ownership.xml · nonDerivative · entry 2

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,262,642

F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2026, February 1, 2027 and February 1, 2028, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:40 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 257,412 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014010 · ownership.xml · nonDerivative · entry 1

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,244,978

F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2026, an additional 30% on August 1, 2027 and the remaining 30% on August 1, 2028, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:49 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
Tax withholdingCommon Stock 563,583 $56.16 $31,650,821.28
Disclosure

SEC source: 0000950170-25-014027 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,262,841

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:43 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 7,013 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014019 · ownership.xml · nonDerivative · entry 2

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,007

F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2026, February 1, 2027 and February 1, 2028, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:43 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 11,540 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014019 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,994

F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2026, an additional 30% on August 1, 2027 and the remaining 30% on August 1, 2028, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:42 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 3,462 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014017 · ownership.xml · nonDerivative · entry 3

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,329,054

F3 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2026, February 1, 2027 and February 1, 2028, subject to the reporting person's continued service at the company on the applicable vesting date.

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February 01, 2025 Filed Feb 5, 2025 01:42 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 62,134 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014017 · ownership.xml · nonDerivative · entry 2

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,325,592

F2 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2026, an additional 30% on August 1, 2027 and the remaining 30% on August 1, 2028, subject to the reporting person's continued service at the company on the applicable vesting date.

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February 01, 2025 Filed Feb 5, 2025 01:42 UTC
Ferguson Jeffrey W.General Counsel
Tax withholdingCommon Stock 13,952 $56.16 $783,544.32
Disclosure

SEC source: 0000950170-25-014017 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,458

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person.

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December 15, 2024 Filed Dec 17, 2024 23:01 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
Tax withholdingCommon Stock 302,515 $52.64 $15,924,389.60
Disclosure

SEC source: 0000950170-24-137443 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,826,424

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.

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December 12, 2024 Filed Dec 13, 2024 18:03 UTC GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-136297 · ownership.xml · nonDerivative · entry 1

CONWAY WILLIAM E JR · CIK 0001196635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,999,644

F1 · kind: Reflects a charitable donation by the Reporting Person.

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November 27, 2024 Filed Nov 29, 2024 21:58 UTC GiftCommon Stock 13,280 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131912 · ownership.xml · nonDerivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,070

F1 · kind: Reflects a charitable donation by the Reporting Person.

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November 25, 2024 Filed Nov 26, 2024 23:05 UTC
LoBue LindsayChief Operating Officer
GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131159 · ownership.xml · nonDerivative · entry 1

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,022

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

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November 25, 2024 Filed Nov 26, 2024 23:15 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 2,870 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131174 · ownership.xml · nonDerivative · entry 1

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987,566

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

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November 25, 2024 Filed Nov 26, 2024 23:13 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131171 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,277,410

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

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November 25, 2024 Filed Nov 26, 2024 23:11 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 146 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131169 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,454

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

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November 25, 2024 Filed Nov 26, 2024 23:08 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 36,555 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131164 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,128,939

F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.