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CFR

CULLEN/FROST BANKERS, INC.

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Tapewire entity
3533
SEC CIK
0000039263
Parsed reports
555

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2020 Filed Mar 6, 2020 23:12 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GrantCommon Stock, $0.01 par value 16,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017030 · doc4.xml · nonDerivative · entry 1

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,209

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:13 UTC
Perotti William LGEVP and Chief Credit Officer
GrantCommon Stock, $0.01 par value 2,813 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017032 · doc4.xml · nonDerivative · entry 1

Perotti William L · CIK 0001388771 · GEVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,634

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:10 UTC
FROST PATRICK BDirector · President of Frost Bank
Tax withholdingCommon Stock, $0.01 par value 684 $79.24 $54,200.16
Disclosure

SEC source: 0001209191-20-017027 · doc4.xml · nonDerivative · entry 2

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,150

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:10 UTC
FROST PATRICK BDirector · President of Frost Bank
GrantCommon Stock, $0.01 par value 2,813 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017027 · doc4.xml · nonDerivative · entry 1

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,834

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:09 UTC
Bracher PaulPresident of CFBI
GrantCommon Stock, $0.01 par value 3,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017024 · doc4.xml · nonDerivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,837

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:08 UTC
Alonzo Annette MGroup Executive Vice President
Tax withholdingCommon Stock $0.01 par value 570 $79.24 $45,166.80
Disclosure

SEC source: 0001209191-20-017022 · doc4.xml · nonDerivative · entry 2

Alonzo Annette M · CIK 0001649840 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,674

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:08 UTC
Alonzo Annette MGroup Executive Vice President
GrantCommon Stock, $0.01 par value 2,342 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017022 · doc4.xml · nonDerivative · entry 1

Alonzo Annette M · CIK 0001649840 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,244

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:06 UTC
Berman BobbyGroup Executive Vice President
Tax withholdingCommon Stock, $0.01 par value 570 $79.24 $45,166.80
Disclosure

SEC source: 0001209191-20-017020 · doc4.xml · nonDerivative · entry 2

Berman Bobby · CIK 0001388767 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,620

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:06 UTC
Berman BobbyGroup Executive Vice President
GrantCommon Stock, $0.01 par value 2,342 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017020 · doc4.xml · nonDerivative · entry 1

Berman Bobby · CIK 0001388767 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,190

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:29 UTC
Avery ChrisDirector
PurchaseCommon Stock, $0.01 par value 4,000 $83.90 $335,600.00
Disclosure

SEC source: 0001209191-20-013864 · doc4.xml · nonDerivative · entry 1

Avery Chris · CIK 0001662107 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through trust

Disclosed balance after: 9,000

F1 · ownership.nature: Reflects shares of Common Stock held by a trust of which Mr. Avery is the sole trustee and Mr. Avery's wife is sole beneficiary.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 20:39 UTC
FROST PATRICK BDirector · President of Frost Bank
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,360 $0.00 Strike: $52.46 $0.00
Disclosure

SEC source: 0001209191-20-009152 · doc4.xml · derivative · entry 15

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,360 shares

Expires 2020-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 20:39 UTC
FROST PATRICK BDirector · President of Frost Bank
SaleCommon Stock, $0.01 par value 9,360 $93.53 $875,440.80
Disclosure

SEC source: 0001209191-20-009152 · doc4.xml · nonDerivative · entry 3

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,021

F2 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $93.44 to $93.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 20:39 UTC
FROST PATRICK BDirector · President of Frost Bank
Exercise / conversionCommon Stock, $0.01 par value 9,360 $52.46 $491,025.60
Disclosure

SEC source: 0001209191-20-009152 · doc4.xml · nonDerivative · entry 2

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 20:19 UTC
Avery ChrisDirector
PurchaseCommon Stock, $0.01 par value 5,000 $94.70 $473,500.00
Disclosure

SEC source: 0001209191-20-007832 · doc4.xml · nonDerivative · entry 2

Avery Chris · CIK 0001662107 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through trust

Disclosed balance after: 5,000

F3 · ownership.nature: Reflects shares of Common Stock held by a trust of which Mr. Avery is the sole trustee and Mr. Avery's wife is sole beneficiary.

Read SEC document
February 05, 2020 Filed Feb 13, 2020 20:39 UTC
FROST PATRICK BDirector · President of Frost Bank
OtherCommon Stock, $0.01 par value 550 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009152 · doc4.xml · nonDerivative · entry 1

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 347,404.1

F1 · ownership.direct: Reflects limited partnership interests held by a trust, established under the will of Mr. Frost's late father, of which Mr. Frost is the sole trustee and Mr. Frost's mother and Mr. Frost and his siblings are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.

Read SEC document
December 13, 2019 Filed Feb 10, 2020 20:42 UTC GiftCommon Stock, $0.01 par value 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007840 · doc5.xml · nonDerivative · entry 1

EDWARDS CRAWFORD H · CIK 0001344078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,142

Read SEC document
December 11, 2019 Filed Feb 10, 2020 20:29 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007833 · doc5.xml · nonDerivative · entry 2

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,773

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:34 UTC
Bracher PaulPresident of CFBI
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,360 $0.00 Strike: $52.46 $0.00
Disclosure

SEC source: 0001209191-19-055119 · doc4.xml · derivative · entry 4

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,360 shares

Expires 2020-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vest 25% per year for four years from grant date of 10-26-2010 based on an original award quantity of 9,360 shares.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:34 UTC
Bracher PaulPresident of CFBI
SaleCommon Stock, $0.01 par value 9,360 $90.10 $843,336.00
Disclosure

SEC source: 0001209191-19-055119 · doc4.xml · nonDerivative · entry 2

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,383

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $89.99 to $90.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:34 UTC
Bracher PaulPresident of CFBI
Exercise / conversionCommon Stock, $0.01 par value 9,360 $52.46 $491,025.60
Disclosure

SEC source: 0001209191-19-055119 · doc4.xml · nonDerivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:32 UTC
Wolfshohl Candace KGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054611 · doc4.xml · derivative · entry 1

Wolfshohl Candace K · CIK 0001649841 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516

Underlying: Common Stock · 1,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:33 UTC
Severyn Carol JeanGEVP and Chief Risk Officer
GrantRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054612 · doc4.xml · derivative · entry 1

Severyn Carol Jean · CIK 0001767197 · GEVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after fours years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after fours years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:31 UTC
Stead JimmyGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054610 · doc4.xml · derivative · entry 1

Stead Jimmy · CIK 0001695033 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock · 1,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:30 UTC
Berman BobbyGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054609 · doc4.xml · derivative · entry 1

Berman Bobby · CIK 0001388767 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:29 UTC
Waters James LGEVP and General Counsel
GrantRestricted Stock Units · Derivative 1,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054607 · doc4.xml · derivative · entry 1

Waters James L · CIK 0001733701 · GEVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

Underlying: Common Stock · 1,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:29 UTC
Russell Michael E.Group Executive Vice President
GrantRestricted Stock Units · Derivative 1,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054608 · doc4.xml · derivative · entry 1

Russell Michael E. · CIK 0001730205 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489

Underlying: Common Stock · 1,489 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:28 UTC
FROST PATRICK BDirector · President of Frost Bank
GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054606 · doc4.xml · derivative · entry 1

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:27 UTC
Perotti William LGEVP and Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054605 · doc4.xml · derivative · entry 1

Perotti William L · CIK 0001388771 · GEVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:26 UTC
Salinas JerryGEVP and CFO
GrantRestricted Stock Units · Derivative 2,579 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054604 · doc4.xml · derivative · entry 1

Salinas Jerry · CIK 0001632462 · GEVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,579

Underlying: Common Stock · 2,579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:25 UTC
Bracher PaulPresident of CFBI
GrantRestricted Stock Units · Derivative 2,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054603 · doc4.xml · derivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606

Underlying: Common Stock · 2,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:24 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 11,966 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054602 · doc4.xml · derivative · entry 1

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966

Underlying: Common Stock · 11,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 19:22 UTC
Alonzo Annette MGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054601 · doc4.xml · derivative · entry 1

Alonzo Annette M · CIK 0001649840 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

Underlying: Common Stock · 1,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-29-2019.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-29-2019.

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:15 UTC
FROST PATRICK BDirector · President of Frost Bank
Tax withholdingCommon Stock, $0.01 par value 751 $92.84 $69,722.84
Disclosure

SEC source: 0001209191-19-054415 · doc4.xml · nonDerivative · entry 5

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,322

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:10 UTC
Wolfshohl Candace KGroup Executive Vice President
Tax withholdingCommon Stock, $0.01 par value 374 $92.84 $34,722.16
Disclosure

SEC source: 0001209191-19-054405 · doc4.xml · nonDerivative · entry 1

Wolfshohl Candace K · CIK 0001649841 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,299

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:09 UTC
Salinas JerryGEVP and CFO
Tax withholdingCommon Stock, $0.01 par value 1,211 $92.84 $112,429.24
Disclosure

SEC source: 0001209191-19-054403 · doc4.xml · nonDerivative · entry 1

Salinas Jerry · CIK 0001632462 · GEVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,645

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:08 UTC
Perotti William LGEVP and Chief Credit Officer
Tax withholdingCommon Stock, $0.01 par value 595 $92.84 $55,239.80
Disclosure

SEC source: 0001209191-19-054400 · doc4.xml · nonDerivative · entry 1

Perotti William L · CIK 0001388771 · GEVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,463

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:07 UTC
GREEN PHILLIP DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054398 · doc4.xml · derivative · entry 6

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,850 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:07 UTC
GREEN PHILLIP DDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 5,449 $92.84 $505,885.16
Disclosure

SEC source: 0001209191-19-054398 · doc4.xml · nonDerivative · entry 2

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,628

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:07 UTC
GREEN PHILLIP DDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.01 par value 13,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054398 · doc4.xml · nonDerivative · entry 1

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:06 UTC
Bracher PaulPresident of CFBI
Tax withholdingCommon Stock, $0.01 par value 562 $92.84 $52,176.08
Disclosure

SEC source: 0001209191-19-054395 · doc4.xml · nonDerivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,383

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:05 UTC
Berman BobbyGroup Executive Vice President
Tax withholdingCommon Stock, $0.01 par value 516 $92.84 $47,905.44
Disclosure

SEC source: 0001209191-19-054392 · doc4.xml · nonDerivative · entry 1

Berman Bobby · CIK 0001388767 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,712

Read SEC document
October 27, 2019 Filed Oct 30, 2019 01:04 UTC
Alonzo Annette MGroup Executive Vice President
Tax withholdingCommon Stock, $0.01 par value 516 $92.84 $47,905.44
Disclosure

SEC source: 0001209191-19-054390 · doc4.xml · nonDerivative · entry 1

Alonzo Annette M · CIK 0001649840 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:06 UTC PurchaseCommon Stock, $0.01 par value 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-048884 · doc4.xml · nonDerivative · entry 1

JENNINGS KAREN E · CIK 0001182672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $83.24 to $83.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 21, 2019 Filed Oct 30, 2019 01:15 UTC
FROST PATRICK BDirector · President of Frost Bank
GiftCommon Stock, $0.01 par value 19,456.06 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054415 · doc4.xml · nonDerivative · entry 4

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 46,555.87

F4 · ownership.direct: Reflects limited partnership interests held by a trust of which Mr. Frost is the sole trustee and Mr. Frost and his children are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.

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August 21, 2019 Filed Oct 30, 2019 01:15 UTC
FROST PATRICK BDirector · President of Frost Bank
GiftCommon Stock, $0.01 par value 77,824.23 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054415 · doc4.xml · nonDerivative · entry 3

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 16,870.88

F3 · ownership.direct: Reflects interests in a limited partnership and its general partner held by a trust of which Mr. Frost is the sole trustee and Mr. Frost's mother is sole beneficiary. The number of shares reported assumes that each interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest. Also reflects a reduction in shares held through this trust due to a transfer of indirect beneficial ownership to the trusts described in footnotes 1 and 2. This transfer of indirect beneficial ownership is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.

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August 20, 2019 Filed Aug 23, 2019 14:49 UTC
Perotti William LGEVP and Chief Credit Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,360 $0.00 Strike: $50.64 $0.00
Disclosure

SEC source: 0001209191-19-047231 · doc4.xml · derivative · entry 3

Perotti William L · CIK 0001388771 · GEVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,360 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 20, 2019 Filed Aug 23, 2019 14:49 UTC
Perotti William LGEVP and Chief Credit Officer
Exercise / conversionCommon Stock, $0.01 par value 9,360 $50.64 $473,990.40
Disclosure

SEC source: 0001209191-19-047231 · doc4.xml · nonDerivative · entry 1

Perotti William L · CIK 0001388771 · GEVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 20, 2019 Filed Oct 30, 2019 01:15 UTC
FROST PATRICK BDirector · President of Frost Bank
OtherCommon Stock, $0.01 par value 346,854.1 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054415 · doc4.xml · nonDerivative · entry 2

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 346,854.1

F2 · ownership.direct: Reflects limited partnership interests held by a trust, established under the will of Mr. Frost's late father, of which Mr. Frost is the sole trustee and Mr. Frost's mother and Mr. Frost and his siblings are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.

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August 20, 2019 Filed Oct 30, 2019 01:15 UTC
FROST PATRICK BDirector · President of Frost Bank
OtherCommon Stock, $0.01 par value 42,449.58 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054415 · doc4.xml · nonDerivative · entry 1

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 42,449.58

F1 · ownership.direct: Reflects limited partnership interests held by a trust, established under the will of Mr. Frost's late father, of which Mr. Frost is the sole trustee and Mr. Frost's mother and Mr. Frost, his siblings, and the descendants of Mr. Frost and his siblings are beneficiaries. The number of shares reported assumes that each limited partnership interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.

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August 16, 2019 Filed Aug 16, 2019 21:12 UTC PurchaseCommon Stock, $0.01 par value 30,000 $85.08 $2,552,400.00
Disclosure

SEC source: 0001209191-19-046349 · doc4.xml · nonDerivative · entry 1

ALVAREZ CARLOS · CIK 0001188022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,000

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $85.01 to $85.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.