Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 15 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2018 Filed Jun 12, 2018 21:40 UTC |
SCHULZE GAILDirector
|
Exercise / conversionCommon Stock | 15,000 | $0.82 | $12,300.00 |
DisclosureSEC source: 0001209191-18-037283 · doc4.xml · nonDerivative · entry 1 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 22, 2018 23:00 UTC |
Witney FrankDirector
|
GrantRestricted Stock Unit · Derivative | 10,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-039314 · doc4.xml · derivative · entry 2 Witney Frank · CIK 0001455312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 Underlying: Common Stock · 10,223 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · price: Not applicable. F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jun 22, 2018 23:00 UTC |
Witney FrankDirector
|
GrantOption (Right to Buy) · Derivative | 16,399 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0001209191-18-039314 · doc4.xml · derivative · entry 1 Witney Frank · CIK 0001455312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,399 Underlying: Common Stock · 16,399 shares Expires 2028-06-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jun 22, 2018 22:57 UTC |
Swisher Daniel N JRDirector
|
GrantRestricted Stock Unit · Derivative | 12,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-039312 · doc4.xml · derivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,758 Underlying: Common Stock · 10,223 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · price: Not applicable. F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jun 22, 2018 22:57 UTC |
Swisher Daniel N JRDirector
|
GrantOption (Right to Buy) · Derivative | 20,466 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0001209191-18-039312 · doc4.xml · derivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,466 Underlying: Common Stock · 16,399 shares Expires 2028-06-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jun 22, 2018 22:55 UTC |
SCHULZE GAILDirector
|
GrantRestricted Stock Unit · Derivative | 10,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-039309 · doc4.xml · derivative · entry 2 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 Underlying: Common Stock · 10,223 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · price: Not applicable. F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jun 22, 2018 22:55 UTC |
SCHULZE GAILDirector
|
GrantOption (Right to Buy) · Derivative | 16,399 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0001209191-18-039309 · doc4.xml · derivative · entry 1 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,399 Underlying: Common Stock · 16,399 shares Expires 2028-06-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jun 22, 2018 22:52 UTC |
ANDERSON TIMOTHY BDirector
|
GrantRestricted Stock Unit · Derivative | 10,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-039307 · doc4.xml · derivative · entry 2 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 Underlying: Common Stock · 10,223 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · price: Not applicable. F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jun 22, 2018 22:52 UTC |
ANDERSON TIMOTHY BDirector
|
GrantOption (Right to Buy) · Derivative | 16,399 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0001209191-18-039307 · doc4.xml · derivative · entry 1 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,399 Underlying: Common Stock · 16,399 shares Expires 2028-06-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jul 11, 2018 21:16 UTC Amendment |
Witney FrankDirector
|
GrantRestricted Stock Unit · Derivative | 10,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-042369 · doc4a.xml · derivative · entry 2 Witney Frank · CIK 0001455312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 Underlying: Common Stock · 10,223 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · price: Not applicable. F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jul 11, 2018 21:16 UTC Amendment |
Witney FrankDirector
|
GrantOption (Right to Buy) · Derivative | 19,242 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0001209191-18-042369 · doc4a.xml · derivative · entry 1 Witney Frank · CIK 0001455312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,242 Underlying: Common Stock · 19,242 shares Expires 2028-06-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jul 11, 2018 21:14 UTC Amendment |
Swisher Daniel N JRDirector
|
GrantRestricted Stock Unit · Derivative | 12,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-042367 · doc4a.xml · derivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,758 Underlying: Common Stock · 12,758 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · price: Not applicable. F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jul 11, 2018 21:14 UTC Amendment |
Swisher Daniel N JRDirector
|
GrantOption (Right to Buy) · Derivative | 24,014 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0001209191-18-042367 · doc4a.xml · derivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,014 Underlying: Common Stock · 24,014 shares Expires 2028-06-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jul 11, 2018 21:13 UTC Amendment |
SCHULZE GAILDirector
|
GrantRestricted Stock Unit · Derivative | 10,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-042366 · doc4a.xml · derivative · entry 2 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 Underlying: Common Stock · 10,223 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · price: Not applicable. F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jul 11, 2018 21:13 UTC Amendment |
SCHULZE GAILDirector
|
GrantOption (Right to Buy) · Derivative | 19,242 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0001209191-18-042366 · doc4a.xml · derivative · entry 1 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,242 Underlying: Common Stock · 19,242 shares Expires 2028-06-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jul 11, 2018 21:09 UTC Amendment |
ANDERSON TIMOTHY BDirector
|
GrantRestricted Stock Unit · Derivative | 10,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-042365 · doc4a.xml · derivative · entry 2 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 Underlying: Common Stock · 10,223 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · price: Not applicable. F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 06, 2018 Filed Jul 11, 2018 21:09 UTC Amendment |
ANDERSON TIMOTHY BDirector
|
GrantOption (Right to Buy) · Derivative | 19,242 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0001209191-18-042365 · doc4a.xml · derivative · entry 1 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,242 Underlying: Common Stock · 19,242 shares Expires 2028-06-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:11 UTC |
Witney FrankDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035793 · doc4.xml · derivative · entry 2 Witney Frank · CIK 0001455312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F3 · price: Not applicable. F2 · derivative.exercise_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders. F2 · derivative.expiration_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:11 UTC |
Witney FrankDirector
|
Exercise / conversionCommon Stock | 15,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035793 · doc4.xml · nonDerivative · entry 1 Witney Frank · CIK 0001455312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:07 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 19,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035785 · doc4.xml · derivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F3 · price: Not applicable. F2 · derivative.exercise_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders. F2 · derivative.expiration_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:07 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionCommon Stock | 19,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035785 · doc4.xml · nonDerivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:02 UTC |
SCHULZE GAILDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035780 · doc4.xml · derivative · entry 2 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F3 · price: Not applicable. F2 · derivative.exercise_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders. F2 · derivative.expiration_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:02 UTC |
SCHULZE GAILDirector
|
Exercise / conversionCommon Stock | 15,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035780 · doc4.xml · nonDerivative · entry 1 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 20:58 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035771 · doc4.xml · derivative · entry 2 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F3 · price: Not applicable. F2 · derivative.exercise_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders. F2 · derivative.expiration_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 20:58 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionCommon Stock | 15,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035771 · doc4.xml · nonDerivative · entry 1 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:50 UTC |
Moore CarolSVP Reg. & Quality
|
Exercise / conversionOption (Right to Buy) · Derivative | 69,478 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001209191-18-036135 · doc4.xml · derivative · entry 6 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,478 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not applicable. F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:50 UTC |
Moore CarolSVP Reg. & Quality
|
SaleCommon Stock | 69,478 | $6.72 | $467,079.75 |
DisclosureSEC source: 0001209191-18-036135 · doc4.xml · nonDerivative · entry 4 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,841 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.70 to $6.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:50 UTC |
Moore CarolSVP Reg. & Quality
|
Exercise / conversionCommon Stock | 69,478 | $0.79 | $54,887.62 |
DisclosureSEC source: 0001209191-18-036135 · doc4.xml · nonDerivative · entry 3 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:50 UTC |
Moore CarolSVP Reg. & Quality
|
Exercise / conversionOption (Right to Buy) · Derivative | 5,522 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001209191-18-036135 · doc4.xml · derivative · entry 5 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,478 Underlying: Common Stock · 5,522 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not applicable. F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:50 UTC |
Moore CarolSVP Reg. & Quality
|
SaleCommon Stock | 5,522 | $6.70 | $36,997.40 |
DisclosureSEC source: 0001209191-18-036135 · doc4.xml · nonDerivative · entry 2 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,841 Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:50 UTC |
Moore CarolSVP Reg. & Quality
|
Exercise / conversionCommon Stock | 5,522 | $0.79 | $4,362.38 |
DisclosureSEC source: 0001209191-18-036135 · doc4.xml · nonDerivative · entry 1 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2018 Filed May 30, 2018 22:55 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionOption (Right to Buy) · Derivative | 25,000 | Not disclosed Strike: $2.86 | Not disclosed |
DisclosureSEC source: 0001209191-18-034266 · doc4.xml · derivative · entry 6 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Not applicable. F1 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date. Read SEC document |
| May 18, 2018 Filed May 30, 2018 22:55 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionOption (Right to Buy) · Derivative | 25,000 | Not disclosed Strike: $3.19 | Not disclosed |
DisclosureSEC source: 0001209191-18-034266 · doc4.xml · derivative · entry 5 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Not applicable. F1 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date. Read SEC document |
| May 18, 2018 Filed May 30, 2018 22:55 UTC |
ANDERSON TIMOTHY BDirector
|
SaleCommon Stock | 12,000 | $6.65 | $79,800.00 |
DisclosureSEC source: 0001209191-18-034266 · doc4.xml · nonDerivative · entry 4 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,573 Read SEC document |
| May 18, 2018 Filed May 30, 2018 22:55 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionCommon Stock | 25,000 | $2.86 | $71,500.00 |
DisclosureSEC source: 0001209191-18-034266 · doc4.xml · nonDerivative · entry 3 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2018 Filed May 30, 2018 22:55 UTC |
ANDERSON TIMOTHY BDirector
|
SaleCommon Stock | 11,000 | $6.65 | $73,150.00 |
DisclosureSEC source: 0001209191-18-034266 · doc4.xml · nonDerivative · entry 2 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,573 Read SEC document |
| May 18, 2018 Filed May 30, 2018 22:55 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionCommon Stock | 25,000 | $3.19 | $79,750.00 |
DisclosureSEC source: 0001209191-18-034266 · doc4.xml · nonDerivative · entry 1 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:34 UTC |
Green Kevin DennisChief Financial Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 29,700 | Not disclosed Strike: $1.05 | Not disclosed |
DisclosureSEC source: 0001209191-18-031426 · doc4.xml · derivative · entry 8 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,700 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:34 UTC |
Green Kevin DennisChief Financial Officer
|
SaleCommon Stock | 29,700 | $6.47 | $192,087.72 |
DisclosureSEC source: 0001209191-18-031426 · doc4.xml · nonDerivative · entry 5 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,825 F2 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.54 to $6.40 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:34 UTC |
Green Kevin DennisChief Financial Officer
|
Exercise / conversionCommon Stock | 29,700 | $1.05 | $31,185.00 |
DisclosureSEC source: 0001209191-18-031426 · doc4.xml · nonDerivative · entry 4 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:34 UTC |
Green Kevin DennisChief Financial Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 20,300 | Not disclosed Strike: $1.05 | Not disclosed |
DisclosureSEC source: 0001209191-18-031426 · doc4.xml · derivative · entry 7 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,700 Underlying: Common Stock · 20,300 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:34 UTC |
Green Kevin DennisChief Financial Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 23,000 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001209191-18-031426 · doc4.xml · derivative · entry 6 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,000 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:34 UTC |
Green Kevin DennisChief Financial Officer
|
SaleCommon Stock | 43,300 | $6.39 | $276,734.63 |
DisclosureSEC source: 0001209191-18-031426 · doc4.xml · nonDerivative · entry 3 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,825 F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.445 to $6.35 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:34 UTC |
Green Kevin DennisChief Financial Officer
|
Exercise / conversionCommon Stock | 20,300 | $1.05 | $21,315.00 |
DisclosureSEC source: 0001209191-18-031426 · doc4.xml · nonDerivative · entry 2 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:34 UTC |
Green Kevin DennisChief Financial Officer
|
Exercise / conversionCommon Stock | 23,000 | $0.79 | $18,170.00 |
DisclosureSEC source: 0001209191-18-031426 · doc4.xml · nonDerivative · entry 1 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 23:32 UTC |
Moore CarolSVP Reg. & Quality
|
Exercise / conversionOption (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $4.19 | Not disclosed |
DisclosureSEC source: 0001209191-18-030055 · doc4.xml · derivative · entry 3 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Not applicable. F1 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter. Read SEC document |
| May 11, 2018 Filed May 14, 2018 23:32 UTC |
Moore CarolSVP Reg. & Quality
|
SaleCommon Stock | 60,841 | $6.26 | $380,864.66 |
DisclosureSEC source: 0001209191-18-030055 · doc4.xml · nonDerivative · entry 2 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 11, 2018 Filed May 14, 2018 23:32 UTC |
Moore CarolSVP Reg. & Quality
|
Exercise / conversionCommon Stock | 20,000 | $4.19 | $83,800.00 |
DisclosureSEC source: 0001209191-18-030055 · doc4.xml · nonDerivative · entry 1 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 23:31 UTC |
Benjamin Richard JChief Medical Officer
|
SaleCommon Stock | 8,631 | $6.69 | $57,721.54 |
DisclosureSEC source: 0001209191-18-030053 · doc4.xml · nonDerivative · entry 1 Benjamin Richard J · CIK 0001296322 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 21:25 UTC |
CORASH LAURENCE MDirector · Chief Scientific Officer
|
PurchaseCommon Stock | 32,100 | $5.27 | $169,282.56 |
DisclosureSEC source: 0001209191-18-019907 · doc4.xml · nonDerivative · entry 4 CORASH LAURENCE M · CIK 0001193209 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,602,591 F4 · price: The reported price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.24 to $5.30 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the aforementioned range set forth. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.