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Nasdaq · USD

CERS

CERUS CORP

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5431
SEC CIK
0001020214
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202602
Jun 202605
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2020 Filed Mar 25, 2020 01:09 UTC
Benjamin Richard JChief Medical Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · derivative · entry 8

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

Underlying: Common Stock · 15,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F5 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F5 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:09 UTC
Benjamin Richard JChief Medical Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · derivative · entry 7

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:29 UTC
Moore CarolSVP Reg. & Quality
Exercise / conversionRestricted Stock Unit · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021050 · doc4.xml · derivative · entry 9

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F7 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

F7 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:29 UTC
Moore CarolSVP Reg. & Quality
Exercise / conversionRestricted Stock Unit · Derivative 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021050 · doc4.xml · derivative · entry 8

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

Underlying: Common Stock · 15,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F6 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F6 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:29 UTC
Moore CarolSVP Reg. & Quality
Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021050 · doc4.xml · derivative · entry 7

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:24 UTC
Jayaraman Vivek KChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021048 · doc4.xml · derivative · entry 8

Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F7 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

F7 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:24 UTC
Jayaraman Vivek KChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021048 · doc4.xml · derivative · entry 7

Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

Underlying: Common Stock · 15,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F6 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F6 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:24 UTC
Jayaraman Vivek KChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021048 · doc4.xml · derivative · entry 6

Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:19 UTC
Greenman William MarinerDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 151,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021047 · doc4.xml · derivative · entry 9

Greenman William Mariner · CIK 0001377258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,333

Underlying: Common Stock · 151,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F7 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

F7 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:19 UTC
Greenman William MarinerDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 71,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021047 · doc4.xml · derivative · entry 8

Greenman William Mariner · CIK 0001377258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,666

Underlying: Common Stock · 71,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F6 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F6 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:19 UTC
Greenman William MarinerDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 28,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021047 · doc4.xml · derivative · entry 7

Greenman William Mariner · CIK 0001377258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:15 UTC
Green Kevin DennisChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021046 · doc4.xml · derivative · entry 9

Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F6 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

F6 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:15 UTC
Green Kevin DennisChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021046 · doc4.xml · derivative · entry 8

Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

Underlying: Common Stock · 15,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F5 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F5 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

Read SEC document
March 12, 2020 Filed Mar 25, 2020 01:15 UTC
Green Kevin DennisChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021046 · doc4.xml · derivative · entry 7

Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-017031 · doc4.xml · derivative · entry 2

NACHTSHEIM JAMI K · CIK 0001223017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,254

Underlying: Common Stock · 5,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:12 UTC Exercise / conversionCommon Stock 5,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-017031 · doc4.xml · nonDerivative · entry 1

NACHTSHEIM JAMI K · CIK 0001223017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:18 UTC
Moore CarolSVP Reg. & Quality
GrantRestricted Stock Unit · Derivative 69,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021123 · doc4.xml · derivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:18 UTC
Moore CarolSVP Reg. & Quality
GrantOption (Right to Buy) · Derivative 138,000 Not disclosed Strike: $5.11 Not disclosed
Disclosure

SEC source: 0001209191-21-021123 · doc4.xml · derivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,000

Underlying: Common Stock · 138,000 shares

Expires 2030-03-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:06 UTC
Green Kevin DennisChief Financial Officer
GrantRestricted Stock Unit · Derivative 69,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021110 · doc4.xml · derivative · entry 2

Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:06 UTC
Green Kevin DennisChief Financial Officer
GrantOption (Right to Buy) · Derivative 138,000 Not disclosed Strike: $5.11 Not disclosed
Disclosure

SEC source: 0001209191-21-021110 · doc4.xml · derivative · entry 1

Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,000

Underlying: Common Stock · 138,000 shares

Expires 2030-03-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:15 UTC
Jensen ChrystalChief Legal Officer
GrantRestricted Stock Unit · Derivative 69,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021120 · doc4.xml · derivative · entry 2

Menard Chrystal · CIK 0001564252 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:15 UTC
Jensen ChrystalChief Legal Officer
GrantOption (Right to Buy) · Derivative 138,000 Not disclosed Strike: $5.11 Not disclosed
Disclosure

SEC source: 0001209191-21-021120 · doc4.xml · derivative · entry 1

Menard Chrystal · CIK 0001564252 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,000

Underlying: Common Stock · 138,000 shares

Expires 2030-03-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:14 UTC
Jayaraman Vivek KChief Operating Officer
GrantRestricted Stock Unit · Derivative 130,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021117 · doc4.xml · derivative · entry 2

Jayaraman Vivek K · CIK 0001605456 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:14 UTC
Jayaraman Vivek KChief Operating Officer
GrantOption (Right to Buy) · Derivative 260,000 Not disclosed Strike: $5.11 Not disclosed
Disclosure

SEC source: 0001209191-21-021117 · doc4.xml · derivative · entry 1

Jayaraman Vivek K · CIK 0001605456 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 260,000 shares

Expires 2030-03-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:05 UTC
Greenman William MarinerDirector · President and CEO
GrantRestricted Stock Unit · Derivative 316,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021107 · doc4.xml · derivative · entry 2

Greenman William Mariner · CIK 0001377258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,250

Underlying: Common Stock · 316,250 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:05 UTC
Greenman William MarinerDirector · President and CEO
GrantOption (Right to Buy) · Derivative 632,500 Not disclosed Strike: $5.11 Not disclosed
Disclosure

SEC source: 0001209191-21-021107 · doc4.xml · derivative · entry 1

Greenman William Mariner · CIK 0001377258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,500

Underlying: Common Stock · 632,500 shares

Expires 2030-03-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:03 UTC
CORASH LAURENCE MChief Scientific Officer
GrantRestricted Stock Unit · Derivative 69,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021103 · doc4.xml · derivative · entry 2

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:03 UTC
CORASH LAURENCE MChief Scientific Officer
GrantOption (Right to Buy) · Derivative 138,000 Not disclosed Strike: $5.11 Not disclosed
Disclosure

SEC source: 0001209191-21-021103 · doc4.xml · derivative · entry 1

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,000

Underlying: Common Stock · 138,000 shares

Expires 2030-03-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:01 UTC
Benjamin Richard JChief Medical Officer
GrantRestricted Stock Unit · Derivative 69,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021101 · doc4.xml · derivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 02, 2020 Filed Mar 16, 2021 23:01 UTC
Benjamin Richard JChief Medical Officer
GrantOption (Right to Buy) · Derivative 138,000 Not disclosed Strike: $5.11 Not disclosed
Disclosure

SEC source: 0001209191-21-021101 · doc4.xml · derivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,000

Underlying: Common Stock · 138,000 shares

Expires 2030-03-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:54 UTC PurchaseCommon Stock 3,614 $4.75 $17,165.05
Disclosure

SEC source: 0001209191-20-009371 · doc4.xml · nonDerivative · entry 1

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911

F1 · price: The reported price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.745 to $4.75 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the aforementioned range set forth.

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January 29, 2020 Filed Feb 4, 2020 01:21 UTC PurchaseCommon Stock 3,614 $4.15 $14,998.10
Disclosure

SEC source: 0001209191-20-006144 · doc4.xml · nonDerivative · entry 1

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911

Read SEC document
January 29, 2020 Filed Feb 4, 2020 01:20 UTC PurchaseCommon Stock 9,639 $4.15 $40,001.85
Disclosure

SEC source: 0001209191-20-006141 · doc4.xml · nonDerivative · entry 1

ANDERSON TIMOTHY B · CIK 0001124168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,498

Read SEC document
January 29, 2020 Filed Feb 4, 2020 01:17 UTC
Witney FrankDirector
PurchaseCommon Stock 24,096 $4.15 $99,998.40
Disclosure

SEC source: 0001209191-20-006139 · doc4.xml · nonDerivative · entry 1

Witney Frank · CIK 0001455312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,305

Read SEC document
January 29, 2020 Filed Feb 4, 2020 01:18 UTC PurchaseCommon Stock 2,410 $4.15 $10,001.50
Disclosure

SEC source: 0001209191-20-006140 · doc4.xml · nonDerivative · entry 1

NACHTSHEIM JAMI K · CIK 0001223017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Read SEC document
January 29, 2020 Filed Feb 4, 2020 01:16 UTC PurchaseCommon Stock 20,000 $4.15 $83,000.00
Disclosure

SEC source: 0001209191-20-006138 · doc4.xml · nonDerivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,282

Read SEC document
January 29, 2020 Filed Feb 6, 2020 22:32 UTC PurchaseCommon Stock 1,000 $4.15 $4,150.00
Disclosure

SEC source: 0001209191-20-007230 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,910

Read SEC document
January 29, 2020 Filed Feb 13, 2020 22:48 UTC Amendment PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009369 · doc4a.xml · nonDerivative · entry 1

MOORE TIMOTHY L. · CIK 0001669207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,297

F1 · ownership.direct: Amending to reverse purchase transaction that did not consummate.

Read SEC document
December 04, 2019 Filed Dec 7, 2019 00:00 UTC
SCHULZE GAILDirector
Exercise / conversionOption (Right to Buy) · Derivative 15,000 Not disclosed Strike: $1.80 Not disclosed
Disclosure

SEC source: 0001209191-19-059532 · doc4.xml · derivative · entry 3

SCHULZE GAIL · CIK 0001023259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date.

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December 04, 2019 Filed Dec 7, 2019 00:00 UTC
SCHULZE GAILDirector
SaleCommon Stock 15,000 $4.19 $62,850.00
Disclosure

SEC source: 0001209191-19-059532 · doc4.xml · nonDerivative · entry 2

SCHULZE GAIL · CIK 0001023259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,986

F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.195 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
December 04, 2019 Filed Dec 7, 2019 00:00 UTC
SCHULZE GAILDirector
Exercise / conversionCommon Stock 15,000 $1.80 $27,000.00
Disclosure

SEC source: 0001209191-19-059532 · doc4.xml · nonDerivative · entry 1

SCHULZE GAIL · CIK 0001023259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:56 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionOption (Right to Buy) · Derivative 13,000 Not disclosed Strike: $3.75 Not disclosed
Disclosure

SEC source: 0001209191-19-055013 · doc4.xml · derivative · entry 2

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 13,000 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.

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November 01, 2019 Filed Nov 4, 2019 22:56 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionCommon Stock 13,000 $3.75 $48,750.00
Disclosure

SEC source: 0001209191-19-055013 · doc4.xml · nonDerivative · entry 1

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 23:55 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionOption (Right to Buy) · Derivative 12,000 Not disclosed Strike: $3.75 Not disclosed
Disclosure

SEC source: 0001209191-19-054287 · doc4.xml · derivative · entry 2

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 12,000 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 23:55 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionCommon Stock 12,000 $3.75 $45,000.00
Disclosure

SEC source: 0001209191-19-054287 · doc4.xml · nonDerivative · entry 1

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2019 Filed Oct 15, 2019 20:47 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionOption (Right to Buy) · Derivative 30,000 Not disclosed Strike: $3.75 Not disclosed
Disclosure

SEC source: 0001209191-19-053169 · doc4.xml · derivative · entry 2

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 30,000 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.

Read SEC document
October 09, 2019 Filed Oct 15, 2019 20:47 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionCommon Stock 30,000 $3.75 $112,500.00
Disclosure

SEC source: 0001209191-19-053169 · doc4.xml · nonDerivative · entry 1

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,726,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 4, 2019 23:18 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-052609 · doc4.xml · derivative · entry 2

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,562

Underlying: Common Stock · 4,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant.

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October 04, 2019 Filed Oct 4, 2019 23:18 UTC Exercise / conversionCommon Stock 4,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-052609 · doc4.xml · nonDerivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 23:10 UTC
CORASH LAURENCE MChief Scientific Officer
Exercise / conversionOption (Right to Buy) · Derivative 30,000 Not disclosed Strike: $3.75 Not disclosed
Disclosure

SEC source: 0001209191-19-052608 · doc4.xml · derivative · entry 2

CORASH LAURENCE M · CIK 0001193209 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 30,000 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.