Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 15 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2020 Filed Dec 28, 2020 22:43 UTC |
Jensen ChrystalChief Legal Officer
|
SaleCommon Stock | 68,516 | $8.00 | $548,128.00 |
DisclosureSEC source: 0001209191-20-065233 · doc4.xml · nonDerivative · entry 6 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 F2 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported sale price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:43 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionCommon Stock | 68,516 | $4.46 | $305,581.36 |
DisclosureSEC source: 0001209191-20-065233 · doc4.xml · nonDerivative · entry 5 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:43 UTC |
Jensen ChrystalChief Legal Officer
|
SaleCommon Stock | 57,395 | $8.00 | $459,160.00 |
DisclosureSEC source: 0001209191-20-065233 · doc4.xml · nonDerivative · entry 4 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 F2 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported sale price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:43 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionCommon Stock | 57,395 | $4.32 | $247,946.40 |
DisclosureSEC source: 0001209191-20-065233 · doc4.xml · nonDerivative · entry 3 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:43 UTC |
Jensen ChrystalChief Legal Officer
|
SaleCommon Stock | 85,416 | $8.00 | $683,328.00 |
DisclosureSEC source: 0001209191-20-065233 · doc4.xml · nonDerivative · entry 2 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 F2 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported sale price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:43 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionCommon Stock | 85,416 | $4.33 | $369,851.28 |
DisclosureSEC source: 0001209191-20-065233 · doc4.xml · nonDerivative · entry 1 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:39 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionOption (Right to Buy) · Derivative | 30,000 | Not disclosed Strike: $5.40 | Not disclosed |
DisclosureSEC source: 0001209191-20-065229 · doc4.xml · derivative · entry 4 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not applicable. F2 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:39 UTC |
ANDERSON TIMOTHY BDirector
|
SaleCommon Stock | 9,336 | $8.50 | $79,356.00 |
DisclosureSEC source: 0001209191-20-065229 · doc4.xml · nonDerivative · entry 3 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,765 F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:39 UTC |
ANDERSON TIMOTHY BDirector
|
SaleCommon Stock | 30,000 | $8.25 | $247,500.00 |
DisclosureSEC source: 0001209191-20-065229 · doc4.xml · nonDerivative · entry 2 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,101 F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:39 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionCommon Stock | 30,000 | $5.40 | $162,000.00 |
DisclosureSEC source: 0001209191-20-065229 · doc4.xml · nonDerivative · entry 1 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 01:51 UTC |
SCHULZE GAILDirector
|
Exercise / conversionOption (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $2.48 | Not disclosed |
DisclosureSEC source: 0001209191-20-063657 · doc4.xml · derivative · entry 4 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 01:51 UTC |
SCHULZE GAILDirector
|
SaleCommon Stock | 47,393 | $7.27 | $344,689.29 |
DisclosureSEC source: 0001209191-20-063657 · doc4.xml · nonDerivative · entry 3 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.325 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 01:51 UTC |
SCHULZE GAILDirector
|
SaleCommon Stock | 15,000 | $7.48 | $112,128.00 |
DisclosureSEC source: 0001209191-20-063657 · doc4.xml · nonDerivative · entry 2 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,393 F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.28 to $7.595 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 01:51 UTC |
SCHULZE GAILDirector
|
Exercise / conversionCommon Stock | 15,000 | $2.48 | $37,200.00 |
DisclosureSEC source: 0001209191-20-063657 · doc4.xml · nonDerivative · entry 1 SCHULZE GAIL · CIK 0001023259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 21,875 | Not disclosed Strike: $4.46 | Not disclosed |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · derivative · entry 12 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,875 shares Expires 2025-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not applicable. F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 11,362 | Not disclosed Strike: $4.46 | Not disclosed |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · derivative · entry 11 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,516 Underlying: Common Stock · 11,362 shares Expires 2025-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not applicable. F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 3,959 | Not disclosed Strike: $4.32 | Not disclosed |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · derivative · entry 10 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,041 Underlying: Common Stock · 3,959 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not applicable. F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 4,167 | Not disclosed Strike: $4.33 | Not disclosed |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · derivative · entry 9 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,833 Underlying: Common Stock · 4,167 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not applicable. F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
SaleCommon Stock | 21,875 | $8.00 | $175,000.00 |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · nonDerivative · entry 8 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionCommon Stock | 21,875 | $4.46 | $97,562.50 |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · nonDerivative · entry 7 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
SaleCommon Stock | 11,362 | $8.00 | $90,896.00 |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · nonDerivative · entry 6 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionCommon Stock | 11,362 | $4.46 | $50,674.52 |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · nonDerivative · entry 5 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
SaleCommon Stock | 3,959 | $8.00 | $31,672.00 |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · nonDerivative · entry 4 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionCommon Stock | 3,959 | $4.32 | $17,102.88 |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · nonDerivative · entry 3 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
SaleCommon Stock | 4,167 | $8.00 | $33,336.00 |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · nonDerivative · entry 2 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:49 UTC |
Jensen ChrystalChief Legal Officer
|
Exercise / conversionCommon Stock | 4,167 | $4.33 | $18,043.11 |
DisclosureSEC source: 0001209191-20-063655 · doc4.xml · nonDerivative · entry 1 Menard Chrystal · CIK 0001564252 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:44 UTC |
Jayaraman Vivek KChief Commercial Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 18,895 | Not disclosed Strike: $4.33 | Not disclosed |
DisclosureSEC source: 0001209191-20-063652 · doc4.xml · derivative · entry 4 Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,105 Underlying: Common Stock · 18,895 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:44 UTC |
Jayaraman Vivek KChief Commercial Officer
|
SaleCommon Stock | 25,000 | $8.00 | $200,000.00 |
DisclosureSEC source: 0001209191-20-063652 · doc4.xml · nonDerivative · entry 3 Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,003 F2 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.01 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:44 UTC |
Jayaraman Vivek KChief Commercial Officer
|
SaleCommon Stock | 18,895 | $8.00 | $151,160.00 |
DisclosureSEC source: 0001209191-20-063652 · doc4.xml · nonDerivative · entry 2 Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,003 F2 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.01 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 01:44 UTC |
Jayaraman Vivek KChief Commercial Officer
|
Exercise / conversionCommon Stock | 18,895 | $4.33 | $81,815.35 |
DisclosureSEC source: 0001209191-20-063652 · doc4.xml · nonDerivative · entry 1 Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:07 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionOption (Right to Buy) · Derivative | 10,000 | Not disclosed Strike: $2.90 | Not disclosed |
DisclosureSEC source: 0001209191-20-059454 · doc4.xml · derivative · entry 3 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 10,000 shares Expires 2021-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:07 UTC |
Swisher Daniel N JRDirector
|
SaleCommon Stock | 10,000 | $6.25 | $62,505.00 |
DisclosureSEC source: 0001209191-20-059454 · doc4.xml · nonDerivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,868 F2 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.26 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:07 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionCommon Stock | 10,000 | $2.90 | $29,000.00 |
DisclosureSEC source: 0001209191-20-059454 · doc4.xml · nonDerivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:57 UTC |
Green Kevin DennisChief Financial Officer
|
SaleCommon Stock | 30,785 | $5.49 | $169,061.98 |
DisclosureSEC source: 0001209191-20-058125 · doc4.xml · nonDerivative · entry 2 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,468 F2 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.65 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:57 UTC |
Green Kevin DennisChief Financial Officer
|
SaleCommon Stock | 2,143 | $5.51 | $11,799.79 |
DisclosureSEC source: 0001209191-20-058125 · doc4.xml · nonDerivative · entry 1 Green Kevin Dennis · CIK 0001459351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,253 F1 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.42 to $5.61 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 21:58 UTC |
BJERKHOLT ERICDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-054074 · doc4.xml · derivative · entry 2 BJERKHOLT ERIC · CIK 0001197350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,281 Underlying: Common Stock · 4,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F3 · price: Not applicable. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 21:58 UTC |
BJERKHOLT ERICDirector
|
Exercise / conversionCommon Stock | 4,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-054074 · doc4.xml · nonDerivative · entry 1 BJERKHOLT ERIC · CIK 0001197350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Read SEC document |
| September 05, 2020 Filed Sep 8, 2020 21:57 UTC |
MOORE TIMOTHY L.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-049767 · doc4.xml · derivative · entry 2 MOORE TIMOTHY L. · CIK 0001669207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296 Underlying: Common Stock · 4,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F3 · price: Not applicable. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on anniversary of the date of grant. Read SEC document |
| September 05, 2020 Filed Sep 8, 2020 21:57 UTC |
MOORE TIMOTHY L.Director
|
Exercise / conversionCommon Stock | 4,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-049767 · doc4.xml · nonDerivative · entry 1 MOORE TIMOTHY L. · CIK 0001669207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. Read SEC document |
| August 29, 2020 Filed Sep 1, 2020 21:46 UTC |
Jayaraman Vivek KChief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048959 · doc4.xml · derivative · entry 2 Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F4 · price: Not applicable. F3 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments, with the first installment vesting on August 29, 2017. F3 · derivative.expiration_date: The restricted stock unit vests in four equal annual installments, with the first installment vesting on August 29, 2017. Read SEC document |
| August 29, 2020 Filed Sep 1, 2020 21:46 UTC |
Jayaraman Vivek KChief Commercial Officer
|
Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048959 · doc4.xml · nonDerivative · entry 1 Jayaraman Vivek K · CIK 0001605456 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock. F2 · balance_after: Includes 2,341 shares purchased under Issuer's Employee Stock Purchase Plan on 08/31/20. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 00:23 UTC |
Greenman William MarinerDirector · President and CEO
|
Exercise / conversionOption (Right to Buy) · Derivative | 100,000 | Not disclosed Strike: $3.00 | Not disclosed |
DisclosureSEC source: 0001209191-20-048464 · doc4.xml · derivative · entry 2 Greenman William Mariner · CIK 0001377258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2020-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Not applicable. F1 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 00:23 UTC |
Greenman William MarinerDirector · President and CEO
|
Exercise / conversionCommon Stock | 100,000 | $3.00 | $300,000.00 |
DisclosureSEC source: 0001209191-20-048464 · doc4.xml · nonDerivative · entry 1 Greenman William Mariner · CIK 0001377258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:20 UTC |
Benjamin Richard JChief Medical Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 100,000 | Not disclosed Strike: $4.72 | Not disclosed |
DisclosureSEC source: 0001209191-20-048463 · doc4.xml · derivative · entry 3 Benjamin Richard J · CIK 0001296322 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2025-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:20 UTC |
Benjamin Richard JChief Medical Officer
|
SaleCommon Stock | 100,000 | $7.90 | $790,000.00 |
DisclosureSEC source: 0001209191-20-048463 · doc4.xml · nonDerivative · entry 2 Benjamin Richard J · CIK 0001296322 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,763 F2 · shares: This transaction was executed pursuant to a 10b5-1 plan and does not represent a discretionary sale by the reporting person. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:20 UTC |
Benjamin Richard JChief Medical Officer
|
Exercise / conversionCommon Stock | 100,000 | $4.72 | $472,000.00 |
DisclosureSEC source: 0001209191-20-048463 · doc4.xml · nonDerivative · entry 1 Benjamin Richard J · CIK 0001296322 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:18 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionOption (Right to Buy) · Derivative | 23,703 | Not disclosed Strike: $4.80 | Not disclosed |
DisclosureSEC source: 0001209191-20-048462 · doc4.xml · derivative · entry 3 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,703 shares Expires 2029-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: The option became exercisable in 12 equal monthly installments after the grant date. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:18 UTC |
ANDERSON TIMOTHY BDirector
|
SaleCommon Stock | 16,008 | $7.90 | $126,463.20 |
DisclosureSEC source: 0001209191-20-048462 · doc4.xml · nonDerivative · entry 2 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,101 F2 · shares: This transaction was executed pursuant to a 10b5-1 plan. Represents the number of shares required to be sold to cover commission and the exercise price on the "sell to cover" transaction described above and does not represent a discretionary sale by the reporting person. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:18 UTC |
ANDERSON TIMOTHY BDirector
|
Exercise / conversionCommon Stock | 23,703 | $4.80 | $113,774.40 |
DisclosureSEC source: 0001209191-20-048462 · doc4.xml · nonDerivative · entry 1 ANDERSON TIMOTHY B · CIK 0001124168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was executed pursuant to a 10b5-1 plan. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:53 UTC |
Moore CarolSVP Reg. & Quality
|
Exercise / conversionOption (Right to Buy) · Derivative | 30,000 | Not disclosed Strike: $3.00 | Not disclosed |
DisclosureSEC source: 0001209191-20-046838 · doc4.xml · derivative · entry 3 Moore Carol · CIK 0001574700 · SVP Reg. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.