Tapewire

Nasdaq · USD

CEPL

Capstone Energy Plus, Inc.

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Tapewire entity
2475
SEC CIK
0001009759
Parsed reports
257

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2018 Filed Jun 12, 2018 18:43 UTC
JORDEN YONDirector
PurchaseCommon Stock 5,000 $1.54 $7,689.50
Disclosure

SEC source: 0001447591-18-000024 · primary_doc.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,758

Read SEC document
June 12, 2018 Filed Jun 12, 2018 17:03 UTC PurchaseCommon Stock 30,000 $1.53 $45,840.00
Disclosure

SEC source: 0001447591-18-000023 · primary_doc.xml · nonDerivative · entry 1

FLEXON ROBERT C · CIK 0001236545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,875

Read SEC document
June 12, 2018 Filed Jun 12, 2018 16:57 UTC
Jamison DarrenDirector · President & CEO
PurchaseCommon Stock 12,005 $1.53 $18,367.65
Disclosure

SEC source: 0001447591-18-000022 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,647

Read SEC document
June 04, 2018 Filed Jun 7, 2018 01:57 UTC
Crouse James DEVP Sales & Marketing
GrantPerformance Restricted Stock Unit (PRSU)_ · Derivative 20,597 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000020 · primary_doc.xml · derivative · entry 1

Crouse James D · CIK 0001388926 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,597

Underlying: Common Stock · 20,597 shares

Expires 2021-05-31

F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of CPST common stock.

F2 · derivative.exercise_date: Each PRSU is based on a three-year (3) performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance period start date

Read SEC document
June 04, 2018 Filed Jun 7, 2018 01:53 UTC GrantPerformance Restricted Stock Unit (PRSU) · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000019 · primary_doc.xml · derivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires 2021-05-31

F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of CPST common stock.

F2 · derivative.exercise_date: Each PRSU is based on a three-year performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance date April 1, 2018

Read SEC document
June 04, 2018 Filed Jun 7, 2018 21:49 UTC
Jamison DarrenDirector · President & CEO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 84,277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000021 · primary_doc.xml · derivative · entry 2

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,277

Underlying: Common Stock · 84,277 shares

Expires 2021-05-31

F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of CPST common stock.

F3 · derivative.exercise_date: Each PRSU is based on a three-year (3) performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance period

Read SEC document
June 04, 2018 Filed Jun 7, 2018 21:49 UTC
Jamison DarrenDirector · President & CEO
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000021 · primary_doc.xml · derivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2020-05-31

F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of CPST common stock.

F2 · derivative.exercise_date: Each PRSU is 100% vesting in two (2) years based on the accomplishment of three equally weighted criteria.

Read SEC document
May 14, 2018 Filed May 17, 2018 00:22 UTC
Crouse James DEVP Sales & Marketing
Tax withholdingCommon Stock 214 $1.37 $293.18
Disclosure

SEC source: 0001447591-18-000017 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,801

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
May 14, 2018 Filed May 17, 2018 00:11 UTC
Jamison DarrenDirector · President & CEO
Tax withholdingCommon Stock 446 $1.37 $611.02
Disclosure

SEC source: 0001447591-18-000016 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,642

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
May 14, 2018 Filed May 17, 2018 00:33 UTC Amendment Tax withholdingCommon Stock 133 $1.37 $182.21
Disclosure

SEC source: 0001447591-18-000018 · primary_doc.xml · nonDerivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,347

F1 · kind: The transaction code that was reported, has been amended, to reflect the correction of a clerical error.

F2 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
May 14, 2018 Filed May 17, 2018 00:03 UTC Disposition to issuerCommon Stock 133 $1.37 $182.21
Disclosure

SEC source: 0001447591-18-000015 · primary_doc.xml · nonDerivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,347

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 23:07 UTC GrantCommon Stock 11,875 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000014 · primary_doc.xml · nonDerivative · entry 1

FLEXON ROBERT C · CIK 0001236545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,875

Read SEC document
April 12, 2018 Filed Apr 16, 2018 23:10 UTC
Crouse James DEVP Sales & Marketing
Tax withholdingCommon Stock 214 $1.82 $389.48
Disclosure

SEC source: 0001447591-18-000012 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,015

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 23:05 UTC
Jamison DarrenEVP Sales & Marketing
Tax withholdingCommon Stock 446 $1.82 $811.72
Disclosure

SEC source: 0001447591-18-000011 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,088

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 23:01 UTC Tax withholdingCommon Stock 214 $1.82 $389.48
Disclosure

SEC source: 0001447591-18-000010 · primary_doc.xml · nonDerivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,480

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
February 14, 2018 Filed Feb 17, 2018 00:31 UTC
Crouse James DEVP Sales & Marketing
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000009 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,229

Read SEC document
February 14, 2018 Filed Feb 17, 2018 00:28 UTC GrantCommon Stock 170,000 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000008 · primary_doc.xml · nonDerivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,694

Read SEC document
February 14, 2018 Filed Feb 17, 2018 00:25 UTC
Jamison DarrenDirector · President & CEO
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000007 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,534

Read SEC document
February 13, 2018 Filed Feb 16, 2018 02:14 UTC
Crouse James DEVP Sales & Marketing
GrantCommon Stock 111,648 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000006 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,229

Read SEC document
February 13, 2018 Filed Feb 16, 2018 02:08 UTC
Jamison DarrenDirector · President & CEO
GrantCommon Stock 152,273 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000005 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,534

Read SEC document
February 13, 2018 Filed Feb 16, 2018 02:03 UTC GrantCommon Stock 127,841 $0.00 $0.00
Disclosure

SEC source: 0001447591-18-000004 · primary_doc.xml · nonDerivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,694

Read SEC document
February 08, 2018 Filed Feb 9, 2018 01:05 UTC PurchaseCommon Stock 11,230 $0.89 $9,994.70
Disclosure

SEC source: 0001447591-18-000003 · primary_doc.xml · nonDerivative · entry 1

Van Deursen Holly · CIK 0001414921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,668

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:46 UTC
JORDEN YONDirector
PurchaseCommon Stock 10,000 $0.90 $9,000.00
Disclosure

SEC source: 0001447591-18-000002 · primary_doc.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,758

Read SEC document
February 08, 2018 Filed Feb 8, 2018 19:41 UTC
Jamison DarrenDirector · President & CEO
PurchaseCommon Stock 5,995 $0.88 $5,275.60
Disclosure

SEC source: 0001447591-18-000001 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,261

Read SEC document
November 09, 2017 Filed Nov 9, 2017 21:28 UTC PurchaseCommon Stock 5,880 $0.87 $5,115.60
Disclosure

SEC source: 0001447591-17-000011 · primary_doc.xml · nonDerivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,853

Read SEC document
November 07, 2017 Filed Nov 7, 2017 22:08 UTC
Jamison DarrenDirector · President & CEO
PurchaseCommon Stock 12,000 $0.90 $10,800.00
Disclosure

SEC source: 0001447591-17-000010 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,266

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:41 UTC
SIMON GARY DDirector
GrantCommon Stock 1,953 $0.64 $1,249.92
Disclosure

SEC source: 0001683687-17-000008 · primary_doc.xml · nonDerivative · entry 1

SIMON GARY D · CIK 0001082848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,341

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:05 UTC
LOTAN NOAMDirector
GrantCommon Stock 74,218 $0.00 $0.00
Disclosure

SEC source: 0001683687-17-000004 · primary_doc.xml · nonDerivative · entry 2

LOTAN NOAM · CIK 0000902805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,074

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:05 UTC
LOTAN NOAMDirector
Tax withholdingCommon Stock 9,721 $0.64 $6,221.44
Disclosure

SEC source: 0001683687-17-000004 · primary_doc.xml · nonDerivative · entry 1

LOTAN NOAM · CIK 0000902805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,856

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:35 UTC GrantCommon Stock 74,218 $0.00 $0.00
Disclosure

SEC source: 0001683687-17-000007 · primary_doc.xml · nonDerivative · entry 2

Van Deursen Holly · CIK 0001414921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,438

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:35 UTC Tax withholdingCommon Stock 9,721 $0.64 $6,221.44
Disclosure

SEC source: 0001683687-17-000007 · primary_doc.xml · nonDerivative · entry 1

Van Deursen Holly · CIK 0001414921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,220

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:30 UTC GrantCommon Stock 74,218 $0.00 $0.00
Disclosure

SEC source: 0001683687-17-000006 · primary_doc.xml · nonDerivative · entry 1

PROTSCH ELIOT G · CIK 0001209109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,694

Read SEC document
August 31, 2017 Filed Sep 5, 2017 23:57 UTC
JORDEN YONDirector
GrantCommon Stock 74,218 $0.00 $0.00
Disclosure

SEC source: 0001683687-17-000003 · primary_doc.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,758

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:20 UTC
Mayo GaryDirector
GrantCommon Stock 74,218 $0.00 $0.00
Disclosure

SEC source: 0001683687-17-000005 · primary_doc.xml · nonDerivative · entry 2

Mayo Gary · CIK 0001414691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,854

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:20 UTC
Mayo GaryDirector
Tax withholdingCommon Stock 6,666 $0.64 $4,266.24
Disclosure

SEC source: 0001683687-17-000005 · primary_doc.xml · nonDerivative · entry 1

Mayo Gary · CIK 0001414691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,636

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 23:50 UTC
DeWeese PaulDirector
GrantCommon Stock 74,218 $0.00 $0.00
Disclosure

SEC source: 0001683687-17-000002 · primary_doc.xml · nonDerivative · entry 1

DeWeese Paul · CIK 0001683687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,995

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:52 UTC
JORDEN YONDirector
PurchaseCommon Stock 30,000 $0.68 $20,400.00
Disclosure

SEC source: 0001447591-17-000009 · primary_doc.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,540

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:41 UTC
Jamison DarrenDirector · President and CEO
PurchaseCommon Stock 10,500 $0.65 $6,825.00
Disclosure

SEC source: 0001683687-17-000001 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,266

Read SEC document
June 05, 2017 Filed Jun 14, 2017 21:55 UTC
JORDEN YONDirector
GrantCommon Stock 29,540 $0.00 $0.00
Disclosure

SEC source: 0001447591-17-000008 · primary_doc.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,540

Read SEC document
May 15, 2017 Filed May 17, 2017 21:36 UTC
Jamison DarrenPresident and CEO
Tax withholdingCommon Stock 446 $0.65 $289.90
Disclosure

SEC source: 0001447591-17-000006 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,766

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:33 UTC
Crouse James DEVP Sales & Marketing
Tax withholdingCommon Stock 214 $0.65 $139.10
Disclosure

SEC source: 0001447591-17-000005 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,581

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:29 UTC Tax withholdingCommon Stock 133 $0.65 $86.45
Disclosure

SEC source: 0001447591-17-000004 · primary_doc.xml · nonDerivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,973

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 00:45 UTC
Crouse James DEVP Sales & Marketing
Tax withholdingCommon Stock 214 $0.82 $175.48
Disclosure

SEC source: 0001447591-17-000003 · primary_doc.xml · nonDerivative · entry 2

Crouse James D · CIK 0001388926 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,795

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 00:39 UTC
Jamison DarrenDirector · President and CEO
Tax withholdingCommon Stock 436 $0.82 $357.52
Disclosure

SEC source: 0001447591-17-000002 · primary_doc.xml · nonDerivative · entry 2

Jamison Darren · CIK 0001339744 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,212

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 00:31 UTC Tax withholdingCommon Stock 209 $0.82 $171.38
Disclosure

SEC source: 0001447591-17-000001 · primary_doc.xml · nonDerivative · entry 2

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,106

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 10, 2017 Filed Apr 13, 2017 00:45 UTC
Crouse James DEVP Sales & Marketing
Tax withholdingCommon Stock 356 $0.81 $288.36
Disclosure

SEC source: 0001447591-17-000003 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · EVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,009

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 10, 2017 Filed Apr 13, 2017 00:39 UTC
Jamison DarrenDirector · President and CEO
Tax withholdingCommon Stock 744 $0.81 $602.64
Disclosure

SEC source: 0001447591-17-000002 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,648

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
April 10, 2017 Filed Apr 13, 2017 00:31 UTC Tax withholdingCommon Stock 118 $0.81 $95.58
Disclosure

SEC source: 0001447591-17-000001 · primary_doc.xml · nonDerivative · entry 1

Brooks Jayme L. · CIK 0001447591 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,315

F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 21:59 UTC
SIMON GARY DDirector
GrantCommon Stock 1,389 $0.90 $1,250.10
Disclosure

SEC source: 0001447591-16-000076 · primary_doc.xml · nonDerivative · entry 1

SIMON GARY D · CIK 0001082848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,721

Read SEC document
November 18, 2016 Filed Nov 18, 2016 22:59 UTC PurchaseCommon Stock 10,118 $0.94 $9,510.92
Disclosure

SEC source: 0001447591-16-000075 · primary_doc.xml · nonDerivative · entry 7

Van Deursen Holly · CIK 0001414921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,941

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.