CENX

SEC source: 0000949157-23-000012 · wf-form4_167287161734813.xml · nonDerivative · entry 2

DeZee John · CIK 0001863198 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,708

F2 · shares: Shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of PSUs granted to the Reporting Person.

SEC source: 0000949157-23-000012 · wf-form4_167287161734813.xml · nonDerivative · entry 1

DeZee John · CIK 0001863198 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,117

F1 · shares: Represents shares of common stock acquired by the Reporting Person upon the vesting of Performance Share Units (PSUs) granted in connection with the Issuer's 2020-2022 Long-Term Incentive Plan under Rule 16b-3(d).

SEC source: 0000949157-23-000011 · wf-form4_167287147249694.xml · nonDerivative · entry 3

Gudlaugsson Gunnar · CIK 0001846594 · EVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

F3 · shares: Shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person on January 2, 2020.

SEC source: 0000949157-23-000011 · wf-form4_167287147249694.xml · nonDerivative · entry 2

Gudlaugsson Gunnar · CIK 0001846594 · EVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,598

F2 · shares: Shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of PSUs granted to the Reporting Person.

SEC source: 0000949157-23-000011 · wf-form4_167287147249694.xml · nonDerivative · entry 1

Gudlaugsson Gunnar · CIK 0001846594 · EVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,391

F1 · shares: Represents shares of common stock acquired by the Reporting Person upon the vesting of Performance Share Units (PSUs) granted in connection with the Issuer's 2020-2022 Long-Term Incentive Plan under Rule 16b-3(d).

SEC source: 0001104659-22-127498 · tm2232820-1_4seq1.xml · derivative · entry 4

Ryfold Ltd · CIK 0001716574 · 10% owner

Givolon Ltd · CIK 0001716572 · 10% owner

Ryfold Trust · CIK 0001716570 · 10% owner

Ocorian Ltd · CIK 0001716591 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,500,000 shares

Expires 2027-09-14

F4 · derivative.exercise_price: The 2017 Transactions additionally included (i) Ryfold's purchase from Glencore AG of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F1 · kind: On September 14, 2017, Ryfold Limited ("Ryfold") and Givolon Limited, currently a wholly-owned subsidiary of Ryfold ("Givolon"), entered into a series of transactions (the "2017 Transactions") with Glencore AG in connection with a financing (the "Financing") to be secured by a pledge by Givolon of 27,500,000 shares of Common Stock (the "Specified Shares").

F2 · kind: The 2017 Transactions included (i) Givolon's purchase from Glencore AG of the Specified Shares at a per share price of $18.03075, and (ii) the acquisition by Glencore AG from Givolon, for a premium of $15.32613 per share, of the American-style call option reported on Line 1 of Table II, which gives Glencore AG the right to purchase from Givolon, at any time prior to the expiration thereof, a number of shares of Common Stock equal to the Specified Shares at a price equal to $2.70462 per share of Common Stock (the "Century Call Option").

F3 · kind: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F4 · kind: The 2017 Transactions additionally included (i) Ryfold's purchase from Glencore AG of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F5 · kind: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F5 · price: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F4 · derivative.underlying_shares: The 2017 Transactions additionally included (i) Ryfold's purchase from Glencore AG of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F6 · derivative.underlying_shares: The Common Stock reported in Table I and the Century Call Option and Century TRS reported on Lines 1 and 2 of Table II are held directly by Givolon, a wholly owned subsidiary of Ryfold, and indirectly by Ryfold. The Givolon Call Option reported on Line 3 of Table II is held directly by Ryfold, and represent an indirect beneficial ownership in the indicated number of shares of Common Stock due to Givolon's ownership of an equivalent number of shares.

F6 · ownership.nature: The Common Stock reported in Table I and the Century Call Option and Century TRS reported on Lines 1 and 2 of Table II are held directly by Givolon, a wholly owned subsidiary of Ryfold, and indirectly by Ryfold. The Givolon Call Option reported on Line 3 of Table II is held directly by Ryfold, and represent an indirect beneficial ownership in the indicated number of shares of Common Stock due to Givolon's ownership of an equivalent number of shares.

F7 · ownership.nature: Ryfold is wholly owned by The Ryfold Trust. The Ryfold Trust, together with Ocorian Limited, formerly known as Estera Trust (Jersey) Limited ("Ocorian"), solely in its capacity as trustee of The Ryfold Trust, may be deemed indirect beneficial owners of the securities held by Givolon and Ryfold. Ocorian does not have and disclaims any pecuniary interest in such securities.

SEC source: 0001104659-22-127498 · tm2232820-1_4seq1.xml · derivative · entry 3

Ryfold Ltd · CIK 0001716574 · 10% owner

Givolon Ltd · CIK 0001716572 · 10% owner

Ryfold Trust · CIK 0001716570 · 10% owner

Ocorian Ltd · CIK 0001716591 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,500,000 shares

Expires 2022-12-31

F3 · derivative.exercise_price: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F1 · kind: On September 14, 2017, Ryfold Limited ("Ryfold") and Givolon Limited, currently a wholly-owned subsidiary of Ryfold ("Givolon"), entered into a series of transactions (the "2017 Transactions") with Glencore AG in connection with a financing (the "Financing") to be secured by a pledge by Givolon of 27,500,000 shares of Common Stock (the "Specified Shares").

F2 · kind: The 2017 Transactions included (i) Givolon's purchase from Glencore AG of the Specified Shares at a per share price of $18.03075, and (ii) the acquisition by Glencore AG from Givolon, for a premium of $15.32613 per share, of the American-style call option reported on Line 1 of Table II, which gives Glencore AG the right to purchase from Givolon, at any time prior to the expiration thereof, a number of shares of Common Stock equal to the Specified Shares at a price equal to $2.70462 per share of Common Stock (the "Century Call Option").

F3 · kind: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F4 · kind: The 2017 Transactions additionally included (i) Ryfold's purchase from Glencore AG of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F5 · kind: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F5 · price: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F3 · derivative.underlying_shares: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F6 · ownership.nature: The Common Stock reported in Table I and the Century Call Option and Century TRS reported on Lines 1 and 2 of Table II are held directly by Givolon, a wholly owned subsidiary of Ryfold, and indirectly by Ryfold. The Givolon Call Option reported on Line 3 of Table II is held directly by Ryfold, and represent an indirect beneficial ownership in the indicated number of shares of Common Stock due to Givolon's ownership of an equivalent number of shares.

F7 · ownership.nature: Ryfold is wholly owned by The Ryfold Trust. The Ryfold Trust, together with Ocorian Limited, formerly known as Estera Trust (Jersey) Limited ("Ocorian"), solely in its capacity as trustee of The Ryfold Trust, may be deemed indirect beneficial owners of the securities held by Givolon and Ryfold. Ocorian does not have and disclaims any pecuniary interest in such securities.

SEC source: 0001104659-22-127498 · tm2232820-1_4seq1.xml · derivative · entry 2

Ryfold Ltd · CIK 0001716574 · 10% owner

Givolon Ltd · CIK 0001716572 · 10% owner

Ryfold Trust · CIK 0001716570 · 10% owner

Ocorian Ltd · CIK 0001716591 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,500,000 shares

Expires 2022-12-31

F1 · kind: On September 14, 2017, Ryfold Limited ("Ryfold") and Givolon Limited, currently a wholly-owned subsidiary of Ryfold ("Givolon"), entered into a series of transactions (the "2017 Transactions") with Glencore AG in connection with a financing (the "Financing") to be secured by a pledge by Givolon of 27,500,000 shares of Common Stock (the "Specified Shares").

F2 · kind: The 2017 Transactions included (i) Givolon's purchase from Glencore AG of the Specified Shares at a per share price of $18.03075, and (ii) the acquisition by Glencore AG from Givolon, for a premium of $15.32613 per share, of the American-style call option reported on Line 1 of Table II, which gives Glencore AG the right to purchase from Givolon, at any time prior to the expiration thereof, a number of shares of Common Stock equal to the Specified Shares at a price equal to $2.70462 per share of Common Stock (the "Century Call Option").

F3 · kind: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F4 · kind: The 2017 Transactions additionally included (i) Ryfold's purchase from Glencore AG of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F5 · kind: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F5 · price: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F6 · ownership.nature: The Common Stock reported in Table I and the Century Call Option and Century TRS reported on Lines 1 and 2 of Table II are held directly by Givolon, a wholly owned subsidiary of Ryfold, and indirectly by Ryfold. The Givolon Call Option reported on Line 3 of Table II is held directly by Ryfold, and represent an indirect beneficial ownership in the indicated number of shares of Common Stock due to Givolon's ownership of an equivalent number of shares.

F7 · ownership.nature: Ryfold is wholly owned by The Ryfold Trust. The Ryfold Trust, together with Ocorian Limited, formerly known as Estera Trust (Jersey) Limited ("Ocorian"), solely in its capacity as trustee of The Ryfold Trust, may be deemed indirect beneficial owners of the securities held by Givolon and Ryfold. Ocorian does not have and disclaims any pecuniary interest in such securities.

SEC source: 0001104659-22-127498 · tm2232820-1_4seq1.xml · nonDerivative · entry 1

Ryfold Ltd · CIK 0001716574 · 10% owner

Givolon Ltd · CIK 0001716572 · 10% owner

Ryfold Trust · CIK 0001716570 · 10% owner

Ocorian Ltd · CIK 0001716591 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On September 14, 2017, Ryfold Limited ("Ryfold") and Givolon Limited, currently a wholly-owned subsidiary of Ryfold ("Givolon"), entered into a series of transactions (the "2017 Transactions") with Glencore AG in connection with a financing (the "Financing") to be secured by a pledge by Givolon of 27,500,000 shares of Common Stock (the "Specified Shares").

F2 · kind: The 2017 Transactions included (i) Givolon's purchase from Glencore AG of the Specified Shares at a per share price of $18.03075, and (ii) the acquisition by Glencore AG from Givolon, for a premium of $15.32613 per share, of the American-style call option reported on Line 1 of Table II, which gives Glencore AG the right to purchase from Givolon, at any time prior to the expiration thereof, a number of shares of Common Stock equal to the Specified Shares at a price equal to $2.70462 per share of Common Stock (the "Century Call Option").

F3 · kind: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F4 · kind: The 2017 Transactions additionally included (i) Ryfold's purchase from Glencore AG of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F5 · kind: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F5 · price: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F6 · ownership.nature: The Common Stock reported in Table I and the Century Call Option and Century TRS reported on Lines 1 and 2 of Table II are held directly by Givolon, a wholly owned subsidiary of Ryfold, and indirectly by Ryfold. The Givolon Call Option reported on Line 3 of Table II is held directly by Ryfold, and represent an indirect beneficial ownership in the indicated number of shares of Common Stock due to Givolon's ownership of an equivalent number of shares.

F7 · ownership.nature: Ryfold is wholly owned by The Ryfold Trust. The Ryfold Trust, together with Ocorian Limited, formerly known as Estera Trust (Jersey) Limited ("Ocorian"), solely in its capacity as trustee of The Ryfold Trust, may be deemed indirect beneficial owners of the securities held by Givolon and Ryfold. Ocorian does not have and disclaims any pecuniary interest in such securities.

SEC source: 0001104659-22-127501 · tm2232820-2_4seq1.xml · derivative · entry 5

GLENCORE INTERNATIONAL AG · CIK 0001032383 · 10% owner

Glencore AG · CIK 0001449539 · 10% owner

Glencore plc · CIK 0001521365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,500,000 shares

Expires 2027-09-14

F4 · derivative.exercise_price: The 2017 Transactions additionally included (i) Glencore AG's sale to Ryfold of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F1 · kind: On September 14, 2017, Glencore AG, a wholly-owned subsidiary of Glencore International AG, entered into a series of transactions (the "2017 Transactions") with Ryfold Limited ("Ryfold") and Givolon Limited, currently a wholly-owned subsidiary of Ryfold ("Givolon"), in connection with a financing (the "Financing") to be secured by a pledge by Givolon of 27,500,000 shares of Common Stock (the "Specified Shares").

F2 · kind: The 2017 Transactions included (i) Glencore AG's sale to Givolon of the Specified Shares at a per share price of $18.03075, and (ii) the acquisition by Glencore AG from Givolon, for a premium of $15.32613 per share, of the American-style call option reported on Line 1 of Table II, which gives Glencore AG the right to purchase from Givolon, at any time prior to the expiration thereof, a number of shares of Common Stock equal to the Specified Shares at a price equal to $2.70462 per share of Common Stock (the "Century Call Option").

F3 · kind: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F4 · kind: The 2017 Transactions additionally included (i) Glencore AG's sale to Ryfold of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F5 · kind: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F5 · price: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F4 · derivative.underlying_shares: The 2017 Transactions additionally included (i) Glencore AG's sale to Ryfold of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F6 · derivative.underlying_shares: The Common Stock reported in Line 2 of Table I and the Century Call Option, Century TRS and Givolon Call Option reported in Table II are held directly by Glencore AG, a wholly owned subsidiary of Glencore International AG, and indirectly by Glencore International AG. The Common Stock reported on Line 1 of Table I is held directly by Glencore International AG.

F6 · ownership.nature: The Common Stock reported in Line 2 of Table I and the Century Call Option, Century TRS and Givolon Call Option reported in Table II are held directly by Glencore AG, a wholly owned subsidiary of Glencore International AG, and indirectly by Glencore International AG. The Common Stock reported on Line 1 of Table I is held directly by Glencore International AG.

F7 · ownership.nature: Glencore International AG is wholly owned by Glencore plc, which may be deemed an indirect beneficial owner of the securities held by Glencore AG and Glencore International AG.

SEC source: 0001104659-22-127501 · tm2232820-2_4seq1.xml · derivative · entry 4

GLENCORE INTERNATIONAL AG · CIK 0001032383 · 10% owner

Glencore AG · CIK 0001449539 · 10% owner

Glencore plc · CIK 0001521365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,500,000 shares

Expires 2022-12-31

F3 · derivative.exercise_price: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F1 · kind: On September 14, 2017, Glencore AG, a wholly-owned subsidiary of Glencore International AG, entered into a series of transactions (the "2017 Transactions") with Ryfold Limited ("Ryfold") and Givolon Limited, currently a wholly-owned subsidiary of Ryfold ("Givolon"), in connection with a financing (the "Financing") to be secured by a pledge by Givolon of 27,500,000 shares of Common Stock (the "Specified Shares").

F2 · kind: The 2017 Transactions included (i) Glencore AG's sale to Givolon of the Specified Shares at a per share price of $18.03075, and (ii) the acquisition by Glencore AG from Givolon, for a premium of $15.32613 per share, of the American-style call option reported on Line 1 of Table II, which gives Glencore AG the right to purchase from Givolon, at any time prior to the expiration thereof, a number of shares of Common Stock equal to the Specified Shares at a price equal to $2.70462 per share of Common Stock (the "Century Call Option").

F3 · kind: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F4 · kind: The 2017 Transactions additionally included (i) Glencore AG's sale to Ryfold of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F5 · kind: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F5 · price: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F3 · derivative.underlying_shares: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F6 · ownership.nature: The Common Stock reported in Line 2 of Table I and the Century Call Option, Century TRS and Givolon Call Option reported in Table II are held directly by Glencore AG, a wholly owned subsidiary of Glencore International AG, and indirectly by Glencore International AG. The Common Stock reported on Line 1 of Table I is held directly by Glencore International AG.

F7 · ownership.nature: Glencore International AG is wholly owned by Glencore plc, which may be deemed an indirect beneficial owner of the securities held by Glencore AG and Glencore International AG.

SEC source: 0001104659-22-127501 · tm2232820-2_4seq1.xml · derivative · entry 3

GLENCORE INTERNATIONAL AG · CIK 0001032383 · 10% owner

Glencore AG · CIK 0001449539 · 10% owner

Glencore plc · CIK 0001521365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,500,000 shares

Expires 2022-12-31

F1 · kind: On September 14, 2017, Glencore AG, a wholly-owned subsidiary of Glencore International AG, entered into a series of transactions (the "2017 Transactions") with Ryfold Limited ("Ryfold") and Givolon Limited, currently a wholly-owned subsidiary of Ryfold ("Givolon"), in connection with a financing (the "Financing") to be secured by a pledge by Givolon of 27,500,000 shares of Common Stock (the "Specified Shares").

F2 · kind: The 2017 Transactions included (i) Glencore AG's sale to Givolon of the Specified Shares at a per share price of $18.03075, and (ii) the acquisition by Glencore AG from Givolon, for a premium of $15.32613 per share, of the American-style call option reported on Line 1 of Table II, which gives Glencore AG the right to purchase from Givolon, at any time prior to the expiration thereof, a number of shares of Common Stock equal to the Specified Shares at a price equal to $2.70462 per share of Common Stock (the "Century Call Option").

F3 · kind: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F4 · kind: The 2017 Transactions additionally included (i) Glencore AG's sale to Ryfold of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F5 · kind: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F5 · price: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F6 · ownership.nature: The Common Stock reported in Line 2 of Table I and the Century Call Option, Century TRS and Givolon Call Option reported in Table II are held directly by Glencore AG, a wholly owned subsidiary of Glencore International AG, and indirectly by Glencore International AG. The Common Stock reported on Line 1 of Table I is held directly by Glencore International AG.

F7 · ownership.nature: Glencore International AG is wholly owned by Glencore plc, which may be deemed an indirect beneficial owner of the securities held by Glencore AG and Glencore International AG.

SEC source: 0001104659-22-127501 · tm2232820-2_4seq1.xml · nonDerivative · entry 1

GLENCORE INTERNATIONAL AG · CIK 0001032383 · 10% owner

Glencore AG · CIK 0001449539 · 10% owner

Glencore plc · CIK 0001521365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500,000

F1 · kind: On September 14, 2017, Glencore AG, a wholly-owned subsidiary of Glencore International AG, entered into a series of transactions (the "2017 Transactions") with Ryfold Limited ("Ryfold") and Givolon Limited, currently a wholly-owned subsidiary of Ryfold ("Givolon"), in connection with a financing (the "Financing") to be secured by a pledge by Givolon of 27,500,000 shares of Common Stock (the "Specified Shares").

F2 · kind: The 2017 Transactions included (i) Glencore AG's sale to Givolon of the Specified Shares at a per share price of $18.03075, and (ii) the acquisition by Glencore AG from Givolon, for a premium of $15.32613 per share, of the American-style call option reported on Line 1 of Table II, which gives Glencore AG the right to purchase from Givolon, at any time prior to the expiration thereof, a number of shares of Common Stock equal to the Specified Shares at a price equal to $2.70462 per share of Common Stock (the "Century Call Option").

F3 · kind: The 2017 Transactions also included the stock-settled total return swap reported on Line 2 of Table II, which will automatically terminate if the Century Call Option is exercised, pursuant to which Glencore AG received economic exposure to a number of shares of Common Stock equal to the Specified Shares and upon settlement of which Givolon will be obligated to deliver a number of shares equal to the Specified Shares to Glencore AG and Glencore AG will be obligated to pay to Givolon the reference price of $18.03075 per share (the "Century TRS").

F4 · kind: The 2017 Transactions additionally included (i) Glencore AG's sale to Ryfold of 100% of the equity interest in Givolon for an aggregate price of $100, and (ii) the acquisition by Glencore AG from Ryfold, for aggregate premium of $100, of the American-style call option reported on Line 3 of Table II, which gives Glencore AG the right to purchase from Ryfold, at any time prior to the expiration thereof, 100% of the equity interests in Givolon for an aggregate exercise price of $100 (the "Givolon Call Option").

F5 · kind: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

F5 · price: In connection with the termination of the Financing and the related pledge, on December 15, 2022 Glencore AG, Givolon and Ryfold terminated and cancelled the 2017 Transactions, including the Century Call Option, the Century TRS and the Givolon Call Option, and Givolon transferred the Specified Shares to Glencore AG's parent, Glencore International AG.

SEC source: 0001104659-22-105069 · tm2227260-1_4seq1.xml · derivative · entry 2

Glencore AG · CIK 0001449539 · 10% owner

GLENCORE INTERNATIONAL AG · CIK 0001032383 · 10% owner

Glencore plc · CIK 0001521365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,046.26

Underlying: Common Stock · 32,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.

F2 · price: Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.

F2 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.

F3 · ownership.direct: The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc.

SEC source: 0001104659-22-105069 · tm2227260-1_4seq1.xml · nonDerivative · entry 1

Glencore AG · CIK 0001449539 · 10% owner

GLENCORE INTERNATIONAL AG · CIK 0001032383 · 10% owner

Glencore plc · CIK 0001521365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,701,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Common Stock acquired upon conversion of 329.82 shares of Series A Convertible Preferred Stock on September 30, 2022.

F2 · price: Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.

F3 · ownership.direct: The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc.

SEC source: 0000949157-23-000078 · wk-form4_1703803513.xml · nonDerivative · entry 2

Gary Jesse E · CIK 0001568817 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 188,281

F1 · shares: Represents shares transferred by the Reporting Person to a self-settled, revocable trust for estate planning purposes for which the Reporting Person serves as trustee.

F3 · balance_after: Shares held in a self-settled, revocable trust for which the Reporting Person serves as trustee.

SEC source: 0000949157-23-000078 · wk-form4_1703803513.xml · nonDerivative · entry 1

Gary Jesse E · CIK 0001568817 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,592

F1 · shares: Represents shares transferred by the Reporting Person to a self-settled, revocable trust for estate planning purposes for which the Reporting Person serves as trustee.

F2 · balance_after: Includes unvested TVSUs granted to the Reporting Person under the Issuer's Long-Term Incentive Plans.

SEC source: 0000899243-22-029605 · doc4.xml · nonDerivative · entry 1

Bialek Gerald C · CIK 0001820256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,575

F1 · shares: Represents time-vesting share units granted to the Reporting Person in connection with the Reporting Person's hire which cliff-vest in full on August 22, 2025.

SEC source: 0000899243-22-028797 · doc4.xml · nonDerivative · entry 2

Gary Jesse E · CIK 0001568817 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 64,400

F3 · price: The price reported above reflects the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.68 to $9.13 per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Represents shares held in a self-settled, revocable trust for which the Reporting Person serves as trustee.

SEC source: 0000899243-22-028797 · doc4.xml · nonDerivative · entry 1

Gary Jesse E · CIK 0001568817 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 113,968

F1 · price: The price reported above reflects the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.47 to $10.02 per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Represents shares held in a self-settled, revocable trust for which the Reporting Person serves as trustee.

SEC source: 0000899243-22-025420 · doc4.xml · nonDerivative · entry 3

Gary Jesse E · CIK 0001568817 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,658

F4 · shares: Represents shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously granted time-vested share units.

F2 · balance_after: Includes unvested time-vesting share units granted to the Reporting Person under the Issuer's Long-Term Incentive Plan.

SEC source: 0001104659-22-076639 · tm2220262-1_4seq1.xml · nonDerivative · entry 1

Glencore AG · CIK 0001449539 · 10% owner

GLENCORE INTERNATIONAL AG · CIK 0001032383 · 10% owner

Glencore plc · CIK 0001521365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Common Stock acquired upon conversion of 166.35 shares of Series A Convertible Preferred Stock on June 30, 2022.

F2 · price: Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.

F3 · ownership.direct: The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc.

SEC source: 0000899243-22-022863 · doc4.xml · nonDerivative · entry 1

Bush Jennifer Mary · CIK 0001897517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

F1 · shares: Represents annual grant of service-based time-vesting share units ("TVSUs"), all of which vest in full on the earlier of the 12-month anniversary of the grant date or the date of the next regular annual meeting of the Issuer's stockholders, or earlier upon occurrence of certain other events.

SEC source: 0000899243-22-022871 · doc4.xml · nonDerivative · entry 2

Michelmore Andrew G · CIK 0001493775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,318

F2 · shares: Represents shares withheld by the Issuer upon vesting of the TVSUs to satisfy tax obligations.

SEC source: 0000899243-22-022871 · doc4.xml · nonDerivative · entry 1

Michelmore Andrew G · CIK 0001493775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,126

F1 · shares: Represents annual grant of service-based time-vesting share units ("TVSUs"), all of which vested on the date of grant.

SEC source: 0000899243-22-022861 · doc4.xml · nonDerivative · entry 1

GLASSER ERROL · CIK 0001203889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,024

F1 · shares: Represents annual grant of service-based time-vesting share units ("TVSUs"), all of which vest immediately. Settlement of the TVSUs has been deferred until the termination of the Reporting Person's service as a director of the Company.

F2 · balance_after: Includes deferred TVSUs in connection with previous annual grants of TVSUs made to the Reporting Person.

SEC source: 0000899243-22-022857 · doc4.xml · nonDerivative · entry 1

Berntzen Jarl · CIK 0001355035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,278

F1 · shares: Represents annual grant of service-based time-vesting share units ("TVSUs"), all of which vest in full on the earlier of the 12-month anniversary of the grant date or the date of the next regular annual meeting of the Issuer's stockholders, or earlier upon occurrence of certain other events.

F2 · balance_after: Includes deferred TVSUs associated with previous annual grants of TVSUs made to the Reporting Person.

SEC source: 0000899243-22-011811 · doc4.xml · nonDerivative · entry 1

DeZee John · CIK 0001863198 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,484

F1 · price: Price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $27.61 to $27.691. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-009913 · doc4.xml · nonDerivative · entry 1

Hoffman Robert F · CIK 0001603836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,380

F1 · price: Price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $29.07 to $29.47. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

SEC source: 0000949157-22-000030 · wf-form4_164616991451593.xml · nonDerivative · entry 1

Conti Craig C · CIK 0001747814 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,018

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.66 to $25.795. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes unvested time vesting share units granted to the Reporting Person pursuant to Issuer's 2020-2022, 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000028 · wf-form4_164616952706513.xml · nonDerivative · entry 1

Harrison Michelle · CIK 0001365895 · Sr. VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,965

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.20 to $23.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes unvested time vesting share units granted to the Reporting Person pursuant to Issuer's 2020-2022, 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000899243-22-025420 · doc4.xml · nonDerivative · entry 2

Gary Jesse E · CIK 0001568817 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 163,968

F1 · shares: Represents shares transferred by the Reporting Person to a self-settled, revocable trust for estate planning purposes for which the Reporting Person serves as trustee.

F3 · balance_after: Represents shares held in a self-settled, revocable trust for which the Reporting Person serves as trustee.

SEC source: 0000899243-22-025420 · doc4.xml · nonDerivative · entry 1

Gary Jesse E · CIK 0001568817 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,553

F1 · shares: Represents shares transferred by the Reporting Person to a self-settled, revocable trust for estate planning purposes for which the Reporting Person serves as trustee.

F2 · balance_after: Includes unvested time-vesting share units granted to the Reporting Person under the Issuer's Long-Term Incentive Plan.

SEC source: 0000949157-22-000013 · wf-form4_164133311625125.xml · nonDerivative · entry 4

Gary Jesse E · CIK 0001568817 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,121

F5 · shares: Represents time vesting share units granted to the Reporting Person in connection with the Issuer's 2022-2024 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2024.

F6 · balance_after: Includes unvested time vesting share units granted to the Reporting Person pursuant to Issuer's 2020-2022, 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000015 · wf-form4_164133349746289.xml · nonDerivative · entry 4

Harrison Michelle · CIK 0001365895 · Sr. VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,249

F5 · shares: Represents time vesting share units granted to the Reporting Person in connection with the Issuer's 2022-2024 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2024.

F6 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022, 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000011 · wf-form4_164133286384597.xml · nonDerivative · entry 4

DeZee John · CIK 0001863198 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,771

F5 · shares: Represents time vesting share units granted to the Reporting Person in connection with the Issuer's 2022-2024 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2024.

F6 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022, 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000009 · wf-form4_164133257593721.xml · nonDerivative · entry 4

Hoffman Robert F · CIK 0001603836 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,860

F5 · shares: Represents time vesting share units granted to the Reporting Person in connection with the Issuer's 2022-2024 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2024.

F6 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022, 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000007 · wf-form4_164133136811221.xml · nonDerivative · entry 4

Conti Craig C · CIK 0001747814 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,938

F5 · shares: Represents time vesting share units granted to the Reporting Person in connection with the Issuer's 2022-2024 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2024.

F6 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022, 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000005 · wf-form4_164133101565395.xml · nonDerivative · entry 4

Gudlaugsson Gunnar · CIK 0001846594 · EVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,929

F5 · shares: Represents time vesting share units granted to the Reporting Person in connection with the Issuer's 2022-2024 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2024.

F6 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022, 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000003 · wf-form4_164133045908708.xml · nonDerivative · entry 1

Aboud Matt · CIK 0001863408 · SVP, Strategy & Business Dev't

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,403

F1 · shares: Represents time vesting share units granted to the Reporting Person in connection with the Issuer's 2022-2024 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2024.

F2 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2021-2023 and 2022-2024 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000013 · wf-form4_164133311625125.xml · nonDerivative · entry 3

Gary Jesse E · CIK 0001568817 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,573

F4 · shares: Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of performance share units granted to the Reporting Person.

F2 · balance_after: Includes unvested time vesting share units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000013 · wf-form4_164133311625125.xml · nonDerivative · entry 2

Gary Jesse E · CIK 0001568817 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,634

F3 · shares: Represents shares of common stock acquired by the Reporting Person upon the vesting of performance share units granted in connection with the Issuer's 2019-2021 Long-Term Incentive Plan under Rule 16b-3(d).

F2 · balance_after: Includes unvested time vesting share units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000013 · wf-form4_164133311625125.xml · nonDerivative · entry 1

Gary Jesse E · CIK 0001568817 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,601

F1 · shares: Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of time vesting share units granted to the Reporting Person.

F2 · balance_after: Includes unvested time vesting share units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000015 · wf-form4_164133349746289.xml · nonDerivative · entry 3

Harrison Michelle · CIK 0001365895 · Sr. VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,543

F4 · shares: Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of performance share units granted to the Reporting Person.

F2 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000015 · wf-form4_164133349746289.xml · nonDerivative · entry 2

Harrison Michelle · CIK 0001365895 · Sr. VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,256

F3 · shares: Represents shares of common stock acquired by the Reporting Person upon the vesting of performance share units granted in connection with the Issuer's 2019-2021 Long-Term Incentive Plan under Rule 16b-3(d).

F2 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000015 · wf-form4_164133349746289.xml · nonDerivative · entry 1

Harrison Michelle · CIK 0001365895 · Sr. VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,683

F1 · shares: Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of time vesting share units granted to the Reporting Person.

F2 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000011 · wf-form4_164133286384597.xml · nonDerivative · entry 3

DeZee John · CIK 0001863198 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,843

F4 · shares: Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of performance share units granted to the Reporting Person.

F2 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000011 · wf-form4_164133286384597.xml · nonDerivative · entry 2

DeZee John · CIK 0001863198 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,914

F3 · shares: Represents shares of common stock acquired by the Reporting Person upon the vesting of performance share units granted in connection with the Issuer's 2019-2021 Long-Term Incentive Plan under Rule 16b-3(d).

F2 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000011 · wf-form4_164133286384597.xml · nonDerivative · entry 1

DeZee John · CIK 0001863198 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,608

F1 · shares: Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of time vesting share units granted to the Reporting Person.

F2 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).

SEC source: 0000949157-22-000009 · wf-form4_164133257593721.xml · nonDerivative · entry 3

Hoffman Robert F · CIK 0001603836 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,154

F4 · shares: Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of performance share units granted to the Reporting Person.

F2 · balance_after: Includes unvested time vesting units granted to the Reporting Person pursuant to Issuer's 2020-2022 and 2021-2023 Long-Term Incentive Plans under Rule 16b-3(d).