Last 12 months
Inside the activity.
9 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2019 Filed Sep 13, 2019 19:36 UTC Amendment |
Milmoe William H.Director
|
PurchaseCommon Stock | 555,555 | $3.60 | $1,999,998.00 |
DisclosureSEC source: 0001443194-19-000003 · primary_doc.xml · nonDerivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,031,461 F1 · shares: The number of shares of common stock was amended to reflect an increased total amount of shares acquired of 555,555. F1 · balance_after: The number of shares of common stock was amended to reflect an increased total amount of shares acquired of 555,555. F2 · ownership.nature: A total of 134,611 shares of common stock are held individually by Mr. Milmoe. The balance are held by CD Financial, LLC and CDS Ventures of South Florida, LLC. Mr. Milmoe is a Manager of both entities. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 18:00 UTC |
Chau Hoi Shuen Solina Holly10% owner
|
ConversionConvertible Note · Derivative | 681,712 | $2,000,000.00 Strike: $3.04 | $1,363,424,000,000.00 |
DisclosureSEC source: 0000899243-19-023657 · doc4.xml · derivative · entry 3 Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 681,712 shares Expires 2020-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The holder of the Convertible Promissory Note was Grieg International Limited. Ms. Chau is the sole owner of Grieg International Limited. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 18:00 UTC |
Chau Hoi Shuen Solina Holly10% owner
|
ConversionCommon Stock | 681,712 | $3.04 | $2,072,404.48 |
DisclosureSEC source: 0000899243-19-023657 · doc4.xml · nonDerivative · entry 2 Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,279,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the conversion of the outstanding principal and interest under that certain Convertible Promissory Note due December 12, 2020 in the principal amount of $2,000,000 issued to Grieg International Limited, the principal loan amount of which was advanced on December 27, 2018. F1 · ownership.nature: Represents shares of common stock held of record by Grieg International Limited and Oscar Time Limited, over which shares Ms. Chau has voting and dispositive power. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 18:00 UTC |
Chau Hoi Shuen Solina Holly10% owner
|
PurchaseCommon Stock | 222,222 | $3.60 | $799,999.20 |
DisclosureSEC source: 0000899243-19-023657 · doc4.xml · nonDerivative · entry 1 Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,598,252 F1 · ownership.nature: Represents shares of common stock held of record by Grieg International Limited and Oscar Time Limited, over which shares Ms. Chau has voting and dispositive power. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 18:00 UTC |
Li Ka Shing10% owner
|
ConversionConvertible Note · Derivative | 1,022,568 | $3,000,000.00 Strike: $3.04 | $3,067,704,000,000.00 |
DisclosureSEC source: 0000899243-19-023656 · doc4.xml · derivative · entry 3 Li Ka Shing · CIK 0001686621 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,022,568 shares Expires 2020-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The holder of the Convertible Promissory Note was Charmnew Limited. Mr. Li is the sole owner of Charmnew Limited. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 18:00 UTC |
Li Ka Shing10% owner
|
ConversionCommon Stock | 1,022,568 | $3.04 | $3,108,606.72 |
DisclosureSEC source: 0000899243-19-023656 · doc4.xml · nonDerivative · entry 2 Li Ka Shing · CIK 0001686621 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,066,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the conversion of the outstanding principal and interest under that certain Convertible Promissory Note due December 12, 2020 in the principal amount of $3,000,000 issued to Charmnew Limited, the principal loan amount of which was advanced on December 27, 2018. F1 · ownership.nature: Represents shares of common stock held of record by Charmnew Limited, over which shares Mr. Li has voting and dispositive power. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 18:00 UTC |
Li Ka Shing10% owner
|
PurchaseCommon Stock | 333,333 | $3.60 | $1,199,998.80 |
DisclosureSEC source: 0000899243-19-023656 · doc4.xml · nonDerivative · entry 1 Li Ka Shing · CIK 0001686621 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,043,446 F1 · ownership.nature: Represents shares of common stock held of record by Charmnew Limited, over which shares Mr. Li has voting and dispositive power. Read SEC document |
| May 16, 2019 Filed Dec 26, 2019 11:30 UTC |
Ebert ReganDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.63 | $0.00 |
DisclosureSEC source: 0001777092-19-000002 · primary_doc.xml · derivative · entry 1 Ebert Regan · CIK 0001777092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-05-16 F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on May 16, 2020. Read SEC document |
| April 17, 2019 Filed Oct 11, 2019 15:10 UTC |
Castaldo NicholasDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001685716-19-000001 · primary_doc.xml · derivative · entry 3 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 50,000 shares Expires 2019-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2019 Filed Oct 11, 2019 15:10 UTC |
Castaldo NicholasDirector
|
Tax withholdingCommon Stock | 39,744 | $0.80 | $31,795.20 |
DisclosureSEC source: 0001685716-19-000001 · primary_doc.xml · nonDerivative · entry 1 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,918 F1 · shares: Represents a "net exercise" of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 39,744 shares of common stock and surrendered 10,256 shares of common stock underlying the option in payment of the exercise price. Read SEC document |
| March 01, 2019 Filed Mar 14, 2019 19:17 UTC |
Fieldly JohnDirector · CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001685586-19-000002 · primary_doc.xml · derivative · entry 2 Fieldly John · CIK 0001685586 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,000 Underlying: Common Stock · 80,000 shares Expires 2023-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 14, 2019 19:17 UTC |
Fieldly JohnDirector · CEO
|
Exercise / conversionCommon Stock | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001685586-19-000002 · primary_doc.xml · nonDerivative · entry 1 Fieldly John · CIK 0001685586 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents an exercise of outstanding stock options to purchase 80,000 shares of common stock at an exercise price of $0.29 per share. Read SEC document |
| February 07, 2019 Filed Oct 11, 2019 15:30 UTC |
HARRINGTON KEVINDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001095915-19-000001 · primary_doc.xml · derivative · entry 3 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 50,000 shares Expires 2019-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2019 Filed Oct 11, 2019 15:30 UTC |
HARRINGTON KEVINDirector
|
Tax withholdingCommon Stock | 39,744 | $0.80 | $31,795.20 |
DisclosureSEC source: 0001095915-19-000001 · primary_doc.xml · nonDerivative · entry 1 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,808 F1 · shares: Represents a "net exercise" of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 39,744 shares of common stock and surrendered 10,256 shares of common stock underlying the option in payment of the exercise price. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 22:00 UTC |
Fieldly JohnDirector · CEO
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001685586-19-000001 · primary_doc.xml · derivative · entry 1 Fieldly John · CIK 0001685586 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070,000 Underlying: Common Stock · 150,000 shares Expires 2029-01-24 F1 · derivative.exercise_date: The stock options vest in three equal annual installments commencing on January 24, 2020. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:19 UTC | GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001748285-19-000001 · primary_doc.xml · derivative · entry 1 Negron-Carballo Edwin · CIK 0001748285 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 150,000 shares Expires 2029-01-24 F1 · derivative.exercise_date: The stock options vest in three equal annual installments commencing on January 24, 2020. Read SEC document |
|
| January 24, 2019 Filed Sep 12, 2019 21:41 UTC |
Milmoe William H.Director · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001443194-19-000002 · primary_doc.xml · derivative · entry 5 Milmoe William H. · CIK 0001443194 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-24 F4 · derivative.exercise_date: The stock options vest in three equal installments beginning on January 24, 2020. Read SEC document |
| January 24, 2019 Filed Oct 11, 2019 15:30 UTC |
HARRINGTON KEVINDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001095915-19-000001 · primary_doc.xml · derivative · entry 2 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-24 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on January 24, 2020. Read SEC document |
| January 24, 2019 Filed Oct 11, 2019 15:10 UTC |
Castaldo NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001685716-19-000001 · primary_doc.xml · derivative · entry 2 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-24 F2 · derivative.exercise_date: The stock option vests in three equal annual installments beginning on January 24, 2020. Read SEC document |
| January 24, 2019 Filed Dec 19, 2019 19:23 UTC |
Kravitz HalDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001685649-19-000001 · primary_doc.xml · derivative · entry 1 Kravitz Hal · CIK 0001685649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 50,000 shares Expires 2024-01-24 F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on January 24, 2020. Read SEC document |
| January 24, 2019 Filed Dec 19, 2019 15:13 UTC |
Lynch Thomas EDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001461171-19-000001 · primary_doc.xml · derivative · entry 1 Lynch Thomas E · CIK 0001461171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 50,000 shares Expires 2024-01-24 F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on January 24, 2020. Read SEC document |
| January 24, 2019 Filed Jul 1, 2020 12:45 UTC |
LAU Tsz Ho TonyDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001415889-20-001758 · form4-07012020_090722.xml · derivative · entry 1 LAU Tsz Ho Tony · CIK 0001714259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2024-01-24 F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on January 24, 2020. Read SEC document |
| January 24, 2019 Filed Feb 23, 2023 21:05 UTC Amendment |
Kravitz HalDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001829126-23-001662 · ownership.xml · derivative · entry 1 Kravitz Hal · CIK 0001685649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-01-24 F1 · shares: Due to administrative error, the original Form 4 filed with the Securities and Exchange Commission on December 19, 2019 understated the number of options acquired and misstated the expiration dates. F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on January 24, 2020. F1 · derivative.expiration_date: Due to administrative error, the original Form 4 filed with the Securities and Exchange Commission on December 19, 2019 understated the number of options acquired and misstated the expiration dates. Read SEC document |
| January 24, 2019 Filed Jun 2, 2023 18:43 UTC Amendment |
Castaldo NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001829126-23-003890 · ownership.xml · derivative · entry 1 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By N.A. Castaldo Separate Property Trust Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-01-24 F1 · shares: Due to administrative error, the original Form 4 filed with the Securities and Exchange Commission on October 11, 2019 understated the number of options acquired. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on January 24, 2020. F3 · ownership.nature: Securities are owned directly by the N.A. Castaldo Separate Property Trust 11/1/2012 Nicholas Castaldo (the "Trust"), of which the reporting person is [a trustee and beneficiary]. All prior Forms 4 filed by the reporting person contained an inadvertent error attributing direct ownership of all of the securities beneficially owned by the reporting person to the reporting person when in fact, all of the securities are owned directly by the Trust and indirectly by the reporting person. Read SEC document |
| January 17, 2019 Filed Sep 12, 2019 21:41 UTC |
Milmoe William H.Director · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001443194-19-000002 · primary_doc.xml · derivative · entry 4 Milmoe William H. · CIK 0001443194 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 50,000 shares Expires 2019-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2019 Filed Sep 12, 2019 21:41 UTC |
Milmoe William H.Director · 10% owner
|
Tax withholdingCommon Stock | 39,011 | $0.80 | $31,208.80 |
DisclosureSEC source: 0001443194-19-000002 · primary_doc.xml · nonDerivative · entry 1 Milmoe William H. · CIK 0001443194 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,475,906 F1 · shares: Represents a "net exercise" of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 39,011 shares of common stock and surrendered 10,989 shares of common stock underlying the options in payment of the exercise price. F2 · ownership.nature: A total of 134,611 shares of common stock are held individually by Mr. Milmoe. The balance are held by CD Financial, LLC and CDS Ventures of South Florida, LLC. Mr. Milmoe is a Manager of both entities. Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 12:29 UTC |
Chau Hoi Shuen Solina Holly10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | $2,000,000.00 Strike: $3.04 | $2,000,000.00 |
DisclosureSEC source: 0001615774-18-015237 · s115075_form4.xml · derivative · entry 1 Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 657,895 shares Expires not disclosed F1 · security: The Note bears interest at a rate of 5% per annum. F2 · derivative.expiration_date: The outstanding principal and all accrued but unpaid interest under the Note is convertible, at the election of the lender Grieg International Limited, on or prior to the maturity date of December 12, 2020. F3 · derivative.underlying_shares: The number of shares represents conversion of the principal amount due under the Note. Additional shares would also be issued based upon the conversion of accrued but unpaid interest. F4 · ownership.nature: Grieg International Limited is the holder and lender pursuant to the Note. Ms. Chau is the sole owner of Grieg International Limited. Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 12:41 UTC |
Li Ka Shing10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | $3,000,000.00 Strike: $3.04 | $3,000,000.00 |
DisclosureSEC source: 0001615774-18-015240 · s115076_form4.xml · derivative · entry 1 Li Ka Shing · CIK 0001686621 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 986,842 shares Expires not disclosed F1 · security: The Note bears interest at a rate of 5% per annum. F2 · derivative.expiration_date: The outstanding principal and all accrued but unpaid interest under the Note is convertible, at the election of the lender Charmnew Limited, on or prior to the maturity date of December 12, 2020. F3 · derivative.underlying_shares: The number of shares represents conversion of the principal amount due under the Note. Additional shares would also be issued based upon the conversion of accrued but unpaid interest. F4 · ownership.nature: Charmnew Limited is the holder and lender pursuant to the Note. Mr. Li is the sole owner of Charmnew Limited. Read SEC document |
| December 14, 2018 Filed Dec 19, 2018 22:23 UTC |
DESANTIS CARL10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | $5,000,000.00 Strike: $3.40 | $5,000,000.00 |
DisclosureSEC source: 0001102948-18-000003 · primary_doc.xml · derivative · entry 1 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 1,470,588 shares Expires not disclosed F1 · security: The Note bears interest at a rate of 5% per annum. F2 · derivative.expiration_date: The Note is convertible, at the election of its holder CD Financial, LLC, on or prior to the maturity date of 12/14/2020. F3 · ownership.nature: CD Financial, LLC is the holder and lender pursuant to the Note. Carl DeSantis owns a beneficial interest of 100% in CD Financial, LLC. Read SEC document |
| December 14, 2018 Filed Dec 19, 2018 22:36 UTC |
Milmoe William H.Director
|
PurchaseConvertible Note · Derivative | Not disclosed | $5,000,000.00 Strike: $3.40 | $5,000,000.00 |
DisclosureSEC source: 0001443194-18-000002 · primary_doc.xml · derivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 1,740,588 shares Expires not disclosed F1 · security: The Note bears interest at a rate of 5% per annum. F2 · derivative.expiration_date: The Note is convertible, at the election of its holder CD Financial, LLC, on or prior to the maturity date of 12/14/2020. F3 · ownership.nature: CD Financial, LLC is the holder and lender pursuant to the Note. William H. Milmoe is a Manager of CD Financial, LLC. Read SEC document |
| December 14, 2018 Filed Dec 20, 2018 21:24 UTC Amendment |
Milmoe William H.Director
|
PurchaseConvertible Note · Derivative | Not disclosed | $5,000,000.00 Strike: $3.40 | $5,000,000.00 |
DisclosureSEC source: 0001443194-18-000003 · primary_doc.xml · derivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 1,470,588 shares Expires not disclosed F1 · security: The Note bears interest at a rate of 5% per annum. F2 · derivative.expiration_date: The Note is convertible, at the election of its holder CD Financial, LLC, on or prior to the maturity date of 12/14/2020. F3 · derivative.underlying_shares: The original Form 4 filed on December 19, 2018 is amended by this Form 4/A solely to correct the number of shares of common stock underlying the Note. F4 · ownership.nature: CD Financial, LLC is the holder and lender pursuant to the Note. William H. Milmoe is a Manager of CD Financial, LLC. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 18:01 UTC | GrantCommon Stock | 7,614 | $3.94 | $29,999.16 |
DisclosureSEC source: 0001748285-18-000002 · primary_doc.xml · nonDerivative · entry 1 Negron-Carballo Edwin · CIK 0001748285 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,614 Read SEC document |
|
| July 26, 2018 Filed Aug 3, 2018 14:57 UTC |
LAU Tsz Ho TonyDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001714259-18-000002 · primary_doc.xml · derivative · entry 1 LAU Tsz Ho Tony · CIK 0001714259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2023-07-26 F1 · derivative.exercise_date: The stock options vest in three equal annual installments commencing on July 26, 2019. Read SEC document |
| April 16, 2018 Filed Jul 5, 2018 20:16 UTC |
Fieldly JohnDirector · CEO / Interim CFO
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $4.84 | $0.00 |
DisclosureSEC source: 0001685586-18-000002 · primary_doc.xml · derivative · entry 1 Fieldly John · CIK 0001685586 · Director · CEO / Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,000 Underlying: Common Stock · 300,000 shares Expires 2028-04-16 F1 · derivative.exercise_date: The stock options shall become vested in three equal installments on the grant date (April 16, 2018) and on the first and second anniversaries of the grant date. Read SEC document |
| March 29, 2018 Filed Jun 6, 2018 18:21 UTC |
Milmoe William H.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001443194-18-000001 · primary_doc.xml · derivative · entry 5 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 50,000 shares Expires 2018-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: Represents total stock options held by reporting person as of March 29, 2018. Read SEC document |
| March 29, 2018 Filed Jun 6, 2018 18:21 UTC |
Milmoe William H.Director
|
Tax withholdingCommon Stock | 47,974 | $0.22 | $10,554.28 |
DisclosureSEC source: 0001443194-18-000001 · primary_doc.xml · nonDerivative · entry 2 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,630,833 F2 · shares: Represents a "net exercise" of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 47,974 shares of common stock and surrendered 2,026 shares of common stock underlying the options in payment of the exercise price. Read SEC document |
| March 28, 2018 Filed Jun 6, 2018 18:21 UTC |
Milmoe William H.Director
|
ConversionSeries D Convertible Preferred Stock · Derivative | 4,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001443194-18-000001 · primary_doc.xml · derivative · entry 4 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 4,651,163 shares Expires 2020-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The holder of Series D Convertible Preferred Shares has the right to convert at any time until the applicable expiration date for such shares. F4 · balance_after: CD Financial, LLC does not hold any shares of Series D Convertible Preferred Stock after the March 28, 2018 conversion. F1 · ownership.nature: William H. Milmoe is a Manager of CD Financial, LLC which is the holder of record of the 4,651,163 shares of common stock. Represents shares of common stock received by CD Financial, LLC upon conversion of Series D Convertible Preferred Stock. Read SEC document |
| March 28, 2018 Filed Jun 6, 2018 18:21 UTC |
Milmoe William H.Director
|
ConversionCommon Stock | 4,651,163 | $0.86 | $4,000,000.18 |
DisclosureSEC source: 0001443194-18-000001 · primary_doc.xml · nonDerivative · entry 1 Milmoe William H. · CIK 0001443194 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,582,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: William H. Milmoe is a Manager of CD Financial, LLC which is the holder of record of the 4,651,163 shares of common stock. Represents shares of common stock received by CD Financial, LLC upon conversion of Series D Convertible Preferred Stock. Read SEC document |
| March 28, 2018 Filed Jun 27, 2018 19:45 UTC |
DESANTIS CARL10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 4,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001102948-18-000002 · primary_doc.xml · derivative · entry 2 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 4,651,163 shares Expires 2020-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The holder of Series D Convertible Preferred Shares has the right to convert at any time until the applicable expiration date for such shares. F3 · balance_after: CD Financial, LLC does not hold any shares of Series D Convertible Preferred Stock after the March 28, 2018 conversion. F3 · ownership.nature: CD Financial, LLC does not hold any shares of Series D Convertible Preferred Stock after the March 28, 2018 conversion. Read SEC document |
| March 28, 2018 Filed Jun 27, 2018 19:45 UTC |
DESANTIS CARL10% owner
|
ConversionCommon Stock | 4,651,163 | $0.86 | $4,000,000.18 |
DisclosureSEC source: 0001102948-18-000002 · primary_doc.xml · nonDerivative · entry 1 DESANTIS CARL · CIK 0001102948 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,535,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Carl DeSantis owns a beneficial interest of 100% in CD Financial, LLC which is the holder of record of the 4,651,163 shares of common stock. Represents shares of common stock received by CD Financial, LLC upon conversion of shares of Series D Convertible Preferred Stock. Read SEC document |
| March 07, 2018 Filed Apr 6, 2018 19:13 UTC |
Fieldly JohnDirector · Interim CEO / CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001685586-18-000001 · primary_doc.xml · derivative · entry 3 Fieldly John · CIK 0001685586 · Director · Interim CEO / CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,000 Underlying: Common Stock · 170,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an exercise of outstanding stock options to purchase (i) 100,000 shares of common stock at an exercise price of $0.20 per share (related options became fully vested on January 9, 2015) and (ii) 70,000 shares of common stock at an exercise price of $0.29 per share (related options became fully vested on January 8, 2016). F1 · derivative.exercise_date: Represents an exercise of outstanding stock options to purchase (i) 100,000 shares of common stock at an exercise price of $0.20 per share (related options became fully vested on January 9, 2015) and (ii) 70,000 shares of common stock at an exercise price of $0.29 per share (related options became fully vested on January 8, 2016). F3 · derivative.expiration_date: The 100,000 stock options with an exercise price of $0.20 expire on January 9, 2022, and the 70,000 stock options with an exercise price of $0.29 expire on January 8, 2023. Read SEC document |
| March 07, 2018 Filed Apr 6, 2018 19:13 UTC |
Fieldly JohnDirector · Interim CEO / CFO
|
Exercise / conversionCommon Stock | 170,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001685586-18-000001 · primary_doc.xml · nonDerivative · entry 1 Fieldly John · CIK 0001685586 · Director · Interim CEO / CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents an exercise of outstanding stock options to purchase (i) 100,000 shares of common stock at an exercise price of $0.20 per share (related options became fully vested on January 9, 2015) and (ii) 70,000 shares of common stock at an exercise price of $0.29 per share (related options became fully vested on January 8, 2016). Read SEC document |
| February 20, 2018 Filed Mar 19, 2018 16:10 UTC |
Castaldo NicholasDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001685716-18-000001 · primary_doc.xml · derivative · entry 3 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 100,000 shares Expires 2018-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options became fully vested on April 9, 2014. Read SEC document |
| February 20, 2018 Filed Mar 19, 2018 16:10 UTC |
Castaldo NicholasDirector
|
Tax withholdingCommon Stock | 96,174 | $0.22 | $21,158.28 |
DisclosureSEC source: 0001685716-18-000001 · primary_doc.xml · nonDerivative · entry 1 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,174 F1 · shares: Represents a "net exercise" of outstanding stock options to purchase 100,000 shares of common stock. The reporting person received 96,174 shares of common stock and surrendered 3,826 shares of common stock underlying the option in payment of the exercise price. Read SEC document |
| February 20, 2018 Filed Mar 26, 2018 12:00 UTC |
HARRINGTON KEVINDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001095915-18-000001 · primary_doc.xml · derivative · entry 3 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 100,000 shares Expires 2018-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options became fully vested on April 9, 2014. Read SEC document |
| February 20, 2018 Filed Mar 26, 2018 12:00 UTC |
HARRINGTON KEVINDirector
|
Tax withholdingCommon Stock | 96,064 | $0.22 | $21,134.08 |
DisclosureSEC source: 0001095915-18-000001 · primary_doc.xml · nonDerivative · entry 1 HARRINGTON KEVIN · CIK 0001095915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,064 F1 · shares: Represents a "net exercise" of outstanding stock options to purchase 100,000 shares of common stock. The reporting person received 96,064 shares of common stock and surrendered 3,936 shares of common stock underlying the option in payment of the exercise price. Read SEC document |
| February 20, 2018 Filed Apr 3, 2018 11:56 UTC |
Lynch Thomas EDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001461171-18-000001 · primary_doc.xml · derivative · entry 3 Lynch Thomas E · CIK 0001461171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Commons Stock · 50,000 shares Expires 2018-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options became fully vested on April 9, 2014. Read SEC document |
| February 20, 2018 Filed Apr 3, 2018 11:56 UTC |
Lynch Thomas EDirector
|
Exercise / conversionCommon Stock | 50,000 | $0.22 | $11,000.00 |
DisclosureSEC source: 0001461171-18-000001 · primary_doc.xml · nonDerivative · entry 1 Lynch Thomas E · CIK 0001461171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Mar 19, 2018 16:10 UTC |
Castaldo NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001685716-18-000001 · primary_doc.xml · derivative · entry 2 Castaldo Nicholas · CIK 0001685716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 Underlying: Common Stock · 50,000 shares Expires 2023-02-07 F2 · derivative.exercise_date: The stock option vests in three equal annual installments beginning on February 7, 2019. Read SEC document |
| February 07, 2018 Filed Mar 20, 2018 12:44 UTC |
Lai ChristopherDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001687024-18-000001 · primary_doc.xml · derivative · entry 1 Lai Christopher · CIK 0001687024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 50,000 shares Expires 2023-02-07 F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.