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Nasdaq · USD

CELH

Celsius Holdings, Inc.

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Tapewire entity
3658
SEC CIK
0001341766
Parsed reports
562

Last 12 months

Inside the activity.

9 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2022 Filed Apr 24, 2023 16:05 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-23-002896 · ownership.xml · nonDerivative · entry 2

Levy Caroline S · CIK 0001820042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,805

F2 · price: Represents a grant of RSUs, all of which vested on December 31, 2022.

Read SEC document
January 01, 2022 Filed Jan 6, 2024 01:10 UTC
Fieldly JohnDirector · Chief Executive Officer
GrantCommon Stock, $0.001 par value per share 18,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000749 · wk-form4_1704503437.xml · nonDerivative · entry 6

Fieldly John · CIK 0001685586 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,907

F4 · security: Consists of RSUs, with each RSU providing for the right to receive one share of common stock, par value $0.001 per share, of Celsius Holdings, Inc. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · shares: Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F3 · balance_after: Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
January 01, 2022 Filed Jan 6, 2024 01:10 UTC
Fieldly JohnDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.001 par value per share 4,345 $75.09 $326,266.05
Disclosure

SEC source: 0001628280-24-000749 · wk-form4_1704503437.xml · nonDerivative · entry 5

Fieldly John · CIK 0001685586 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,907

F1 · shares: The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · price: The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 11:00 UTC
Fieldly JohnDirector · CEO
SaleCommon Stock 20,000 $75.00 $1,500,000.00
Disclosure

SEC source: 0001829126-21-017182 · ownership.xml · nonDerivative · entry 1

Fieldly John · CIK 0001685586 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,252

F1 · kind: The Sale was effected pursuant to a Rule 10b5-1 trading plan dated December 16, 2019, executed by the Reporting Person.

Read SEC document
December 27, 2021 Filed Jan 4, 2022 21:15 UTC Amendment
Fieldly JohnDirector · CEO
SaleCommon Stock 20,000 $75.00 $1,500,000.00
Disclosure

SEC source: 0001829126-22-000361 · ownership.xml · nonDerivative · entry 1

Fieldly John · CIK 0001685586 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,252

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan dated November 30, 2021, executed by the Reporting Person.

Read SEC document
December 14, 2021 Filed Feb 2, 2022 21:24 UTC
DESANTIS CARL10% owner
GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-22-002730 · ownership.xml · nonDerivative · entry 2

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carl Angus DeSantis Foundation

Disclosed balance after: 313,952

F2 · ownership.nature: Carl DeSantis serves as a Director of the Carl Angus DeSantis Foundation and has no pecuniary interest in the Foundation.

Read SEC document
December 14, 2021 Filed Feb 2, 2022 21:24 UTC
DESANTIS CARL10% owner
GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-22-002730 · ownership.xml · nonDerivative · entry 1

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CDS Ventures of South Florida, LLC

Disclosed balance after: 3,550,311

F1 · ownership.nature: Carl DeSantis owns a beneficial interest of 100% in CDS Ventures of South Florida, LLC and CD Financial, LLC.

Read SEC document
December 14, 2021 Filed Feb 2, 2022 21:25 UTC GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-22-002733 · ownership.xml · nonDerivative · entry 2

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carl Angus DeSantis Foundation

Disclosed balance after: 313,952

F2 · ownership.nature: Mr. Milmoe serves as Director of the Carl Angus DeSantis Foundation and has no pecuniary interest in the Foundation.

Read SEC document
December 14, 2021 Filed Feb 2, 2022 21:25 UTC GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-22-002733 · ownership.xml · nonDerivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CDS Ventures of South Florida, LLC

Disclosed balance after: 3,550,311

F1 · ownership.nature: Mr. Milmoe serves as Manager of CDS Ventures of South Florida, LLC and CD Financial, LLC.

Read SEC document
November 24, 2021 Filed Dec 2, 2021 22:36 UTC
DESANTIS CARL10% owner
SaleCommon Stock 26,048 $72.04 $1,876,497.92
Disclosure

SEC source: 0001829126-21-015544 · ownership.xml · nonDerivative · entry 3

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carl Angus DeSantis Foundation

Disclosed balance after: 253,952

Read SEC document
November 24, 2021 Filed Dec 2, 2021 22:37 UTC SaleCommon Stock 26,048 $72.04 $1,876,497.92
Disclosure

SEC source: 0001829126-21-015545 · ownership.xml · nonDerivative · entry 3

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carl Angus DeSantis Foundation

Disclosed balance after: 253,952

Read SEC document
November 04, 2021 Filed Dec 2, 2021 22:36 UTC
DESANTIS CARL10% owner
GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-21-015544 · ownership.xml · nonDerivative · entry 2

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carl Angus DeSantis Foundation

Disclosed balance after: 280,000

F2 · ownership.nature: Carl DeSantis serves as a Director of the Carl Angus DeSantis Foundation and has no pecuniary interest in the Foundation.

Read SEC document
November 04, 2021 Filed Dec 2, 2021 22:36 UTC
DESANTIS CARL10% owner
GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-21-015544 · ownership.xml · nonDerivative · entry 1

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CDS Ventures of South Florida, LLC

Disclosed balance after: 3,610,311

F1 · ownership.nature: Carl DeSantis owns a beneficial interest of 100% in CD Financial, LLC and CDS Ventures of South Florida, LLC.

Read SEC document
November 04, 2021 Filed Dec 2, 2021 22:37 UTC GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-21-015545 · ownership.xml · nonDerivative · entry 2

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carl Angus DeSantis Foundation

Disclosed balance after: 280,000

F2 · ownership.nature: Mr. Milmoe serves as a Director of the Carl Angus DeSantis Foundation and has no pecuniary interest in the Foundation.

Read SEC document
November 04, 2021 Filed Dec 2, 2021 22:37 UTC GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-21-015545 · ownership.xml · nonDerivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CDS Ventures of South Florida, LLC

Disclosed balance after: 3,610,311

F1 · ownership.nature: Mr. Milmoe serves as Manager of CD Financial, LLC and CDS Ventures of South Florida, LLC.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 20:52 UTC GrantCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-21-013220 · ownership.xml · nonDerivative · entry 1

MILLER CHERYL · CIK 0001207117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

F1 · price: The reporting person was granted 2,750 restricted stock units (RSU) under the issuer's 2015 Stock Incentive Plan. The RSUs will vest on December 31, 2021. Each RSU represents a right to receive one share of Celsius Holdings, Inc. common stock upon vesting.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 16:53 UTC GrantCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-21-013222 · ownership.xml · nonDerivative · entry 1

Russell Joyce · CIK 0001890294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

F1 · price: The reporting person was granted 2,750 restricted stock units (RSU) under the issuer's 2015 Stock Incentive Plan. The RSUs will vest on December 31, 2021. Each RSU represents a right to receive one share of Celsius Holdings, Inc. common stock upon vesting.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 16:53 UTC GrantCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-21-013221 · ownership.xml · nonDerivative · entry 1

DeSantis Damon · CIK 0001889279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

F1 · price: The reporting person was granted 2,750 restricted stock units (RSU) under the issuer's 2015 Stock Incentive Plan. The RSUs will vest on December 31, 2021. Each RSU represents a right to receive one share of Celsius Holdings, Inc. common stock upon vesting.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:31 UTC SaleCommon Stock 70,000 $62.50 $4,375,000.00
Disclosure

SEC source: 0001829126-21-005120 · ownership.xml · nonDerivative · entry 1

HARRINGTON KEVIN · CIK 0001095915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:28 UTC
DESANTIS CARL10% owner
SaleCommon Stock 2,928,310 $62.50 $183,019,375.00
Disclosure

SEC source: 0001829126-21-005116 · ownership.xml · nonDerivative · entry 1

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CD Financial, LLC

Disclosed balance after: 3,920,531

F1 · ownership.nature: Carl DeSantis owns a beneficial interest of 100% in CD Financial, LLC and CDS Ventures of South Florida, LLC.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:33 UTC SaleCommon Stock 150,000 $62.50 $9,375,000.00
Disclosure

SEC source: 0001829126-21-005123 · ownership.xml · nonDerivative · entry 1

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:31 UTC SaleCommon Stock 68,978 $62.50 $4,311,125.00
Disclosure

SEC source: 0001829126-21-005121 · ownership.xml · nonDerivative · entry 1

Castaldo Nicholas · CIK 0001685716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By N.A. Castaldo Separate Property Trust

Disclosed balance after: 40,829

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:31 UTC
Fieldly JohnDirector · CEO
SaleCommon Stock 150,000 $62.50 $9,375,000.00
Disclosure

SEC source: 0001829126-21-005119 · ownership.xml · nonDerivative · entry 1

Fieldly John · CIK 0001685586 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,252

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:29 UTC
Kravitz HalDirector
SaleCommon Stock 91,258 $62.50 $5,703,625.00
Disclosure

SEC source: 0001829126-21-005118 · ownership.xml · nonDerivative · entry 1

Kravitz Hal · CIK 0001685649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:32 UTC SaleCommon Stock 90,000 $62.50 $5,625,000.00
Disclosure

SEC source: 0001829126-21-005122 · ownership.xml · nonDerivative · entry 1

Lynch Thomas E · CIK 0001461171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,181

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:33 UTC SaleCommon Stock 2,928,310 $62.50 $183,019,375.00
Disclosure

SEC source: 0001829126-21-005124 · ownership.xml · nonDerivative · entry 2

Milmoe William H. · CIK 0001443194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by CD Financial, LLC

Disclosed balance after: 3,920,531

F1 · ownership.nature: Mr. Milmoe serves as Manager of CD Financial, LLC and CDS Ventures of South Florida, LLC.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:33 UTC SaleCommon Stock 148,031 $62.50 $9,251,937.50
Disclosure

SEC source: 0001829126-21-005124 · ownership.xml · nonDerivative · entry 1

Milmoe William H. · CIK 0001443194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,069

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:28 UTC SaleCommon Stock 150,000 $62.50 $9,375,000.00
Disclosure

SEC source: 0001829126-21-005117 · ownership.xml · nonDerivative · entry 1

Negron-Carballo Edwin · CIK 0001748285 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,614

Read SEC document
June 14, 2021 Filed Jun 17, 2021 06:03 UTC
Li Ka Shing10% owner
SaleCommon Stock 2,410,878 $62.50 $150,679,875.00
Disclosure

SEC source: 0000899243-21-024374 · doc4.xml · nonDerivative · entry 1

Li Ka Shing · CIK 0001686621 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,655,136

F1 · ownership.nature: Represents shares of the Issuer's common stock held of record by Charmnew Limited. Li Ka Shing is the ultimate beneficial owner of Charmnew Limited and as such, Mr. Li may be deemed to beneficially own the shares of the Issuer's common stock directly held by Charmnew Limited. Mr. Li disclaims Section 16 beneficial ownership of the securities held by Charmnew Limited, except to the extent of his pecuniary interest therein, if any.

Read SEC document
June 01, 2021 Filed Jun 15, 2021 17:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,147 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0001829126-21-005115 · ownership.xml · derivative · entry 8

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,853

Underlying: Common Stock · 3,174 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 15, 2021 17:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001829126-21-005115 · ownership.xml · derivative · entry 7

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 15, 2021 17:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 66,666 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001829126-21-005115 · ownership.xml · derivative · entry 6

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 66,666 shares

Expires 2023-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 15, 2021 17:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 36,666 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001829126-21-005115 · ownership.xml · derivative · entry 5

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 36,666 shares

Expires 2024-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 15, 2021 17:57 UTC Tax withholdingCommon Stock 2,992 $3.23 $9,664.16
Disclosure

SEC source: 0001829126-21-005115 · ownership.xml · nonDerivative · entry 4

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F4 · shares: Represents a cashless exercise of outstanding stock options to purchase 3,147 shares of common stock. The reporting person received 2,992 shares of common stock and surrendered 155 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.

Read SEC document
June 01, 2021 Filed Jun 15, 2021 17:57 UTC Tax withholdingCommon Stock 47,345 $3.48 $164,760.60
Disclosure

SEC source: 0001829126-21-005115 · ownership.xml · nonDerivative · entry 3

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,008

F3 · shares: Represents a cashless exercise of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 47,345 shares of common stock and surrendered 2,655 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.

Read SEC document
June 01, 2021 Filed Jun 15, 2021 17:57 UTC Tax withholdingCommon Stock 61,987 $4.60 $285,140.20
Disclosure

SEC source: 0001829126-21-005115 · ownership.xml · nonDerivative · entry 2

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,663

F2 · shares: Represents a cashless exercise of outstanding stock options to purchase 66,666 shares of common stock. The reporting person received 61,987 shares of common stock and surrendered 4,679 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.

Read SEC document
June 01, 2021 Filed Jun 15, 2021 17:57 UTC Tax withholdingCommon Stock 34,579 $3.73 $128,979.67
Disclosure

SEC source: 0001829126-21-005115 · ownership.xml · nonDerivative · entry 1

LAU Tsz Ho Tony · CIK 0001714259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,676

F1 · shares: Represents a cashless exercise of outstanding stock options to purchase 36,666 shares of common stock. The reporting person received 34,579 shares of common stock and surrendered 2,087 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.

Read SEC document
May 27, 2021 Filed Jun 15, 2021 17:53 UTC
Negron-Carballo EdwinChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 65,096 $3.73 Strike: $3.73 $242,808.08
Disclosure

SEC source: 0001829126-21-005108 · ownership.xml · derivative · entry 2

Negron-Carballo Edwin · CIK 0001748285 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,904

Underlying: Common Stock · 65,096 shares

Expires 2029-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 15, 2021 17:53 UTC
Negron-Carballo EdwinChief Financial Officer
Tax withholdingCommon Stock 61,304 $3.73 $228,663.92
Disclosure

SEC source: 0001829126-21-005108 · ownership.xml · nonDerivative · entry 1

Negron-Carballo Edwin · CIK 0001748285 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,614

F1 · shares: Represents a cashless exercise of outstanding stock options to purchase 65,096 shares of common stock. The reporting person received 61,304 shares of common stock and surrendered 3,792 shares of common stock underlying the stock option in payment of the exercise price.

Read SEC document
May 10, 2021 Filed Jun 15, 2021 21:53 UTC
Kravitz HalDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001829126-21-005109 · ownership.xml · derivative · entry 5

Kravitz Hal · CIK 0001685649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed Jun 15, 2021 21:53 UTC
Kravitz HalDirector
Tax withholdingCommon Stock 44,254 $5.64 $249,592.56
Disclosure

SEC source: 0001829126-21-005109 · ownership.xml · nonDerivative · entry 3

Kravitz Hal · CIK 0001685649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,355

F3 · shares: Represents a cashless exercise of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 44,254 shares of common stock and surrendered 5,746 shares of common stock underlying the option in payment of the exercise price.

Read SEC document
April 23, 2021 Filed Jun 15, 2021 21:53 UTC
Kravitz HalDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001829126-21-005109 · ownership.xml · derivative · entry 4

Kravitz Hal · CIK 0001685649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2021 Filed Jun 15, 2021 21:53 UTC
Kravitz HalDirector
Tax withholdingCommon Stock 47,004 $3.48 $163,573.92
Disclosure

SEC source: 0001829126-21-005109 · ownership.xml · nonDerivative · entry 2

Kravitz Hal · CIK 0001685649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,101

F2 · shares: Represents a cashless exercise of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 47,004 shares of common stock and surrendered 2,996 shares of common stock underlying the option in payment of the exercise price.

Read SEC document
April 22, 2021 Filed Feb 22, 2023 19:53 UTC GrantCommon Stock 16,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-23-001636 · ownership.xml · nonDerivative · entry 1

Ruberti Alexandre · CIK 0001847944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,605

F1 · price: The reporting person was granted 16,500 restricted stock units ("RSUs"), [which vest in equal installments over a three year period from the date of grant]. 5,500 of these shares were reported on the reporting person's Form 3 filed on July 7, 2021.

F1 · balance_after: The reporting person was granted 16,500 restricted stock units ("RSUs"), [which vest in equal installments over a three year period from the date of grant]. 5,500 of these shares were reported on the reporting person's Form 3 filed on July 7, 2021.

Read SEC document
February 09, 2021 Filed Jun 15, 2021 17:54 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 18,333 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0001829126-21-005110 · ownership.xml · derivative · entry 7

HARRINGTON KEVIN · CIK 0001095915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,667

Underlying: Common Stock · 18,333 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Jun 15, 2021 17:54 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 18,333 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001829126-21-005110 · ownership.xml · derivative · entry 6

HARRINGTON KEVIN · CIK 0001095915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 18,333 shares

Expires 2024-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Jun 15, 2021 17:54 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 16,667 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001829126-21-005110 · ownership.xml · derivative · entry 5

HARRINGTON KEVIN · CIK 0001095915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 09, 2021 Filed Jun 15, 2021 17:54 UTC Tax withholdingCommon Stock 17,410 $3.23 $56,234.30
Disclosure

SEC source: 0001829126-21-005110 · ownership.xml · nonDerivative · entry 4

HARRINGTON KEVIN · CIK 0001095915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,686

F4 · shares: Represents a cashless exercise of outstanding stock options to purchase 18,333 shares of common stock. The reporting person received 17,410 shares of common stock and surrendered 923 shares of common stock underlying the stock option in payment of the exercise price.

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February 09, 2021 Filed Jun 15, 2021 17:54 UTC Tax withholdingCommon Stock 17,267 $3.73 $64,405.91
Disclosure

SEC source: 0001829126-21-005110 · ownership.xml · nonDerivative · entry 3

HARRINGTON KEVIN · CIK 0001095915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,276

F3 · shares: Represents a cashless exercise of outstanding stock options to purchase 18,333 shares of common stock. The reporting person received 17,267 shares of common stock and surrendered 1,066 shares of common stock underlying the stock option in payment of the exercise price.

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February 09, 2021 Filed Jun 15, 2021 17:54 UTC Tax withholdingCommon Stock 15,201 $5.64 $85,733.64
Disclosure

SEC source: 0001829126-21-005110 · ownership.xml · nonDerivative · entry 2

HARRINGTON KEVIN · CIK 0001095915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,009

F2 · shares: Represents a cashless exercise of outstanding stock options to purchase 16,667 shares of common stock. The reporting person received 15,201 shares of common stock and surrendered 1,466 shares of common stock underlying the stock option in payment of the exercise price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.