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Nasdaq · USD

CELH

Celsius Holdings, Inc.

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Tapewire entity
3658
SEC CIK
0001341766
Parsed reports
562

Last 12 months

Inside the activity.

9 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2023 Filed Aug 24, 2023 17:28 UTC
David TobyExecutive Vice President
SaleCommon Stock 2,110 $177.00 $373,470.00
Disclosure

SEC source: 0001829126-23-005640 · ownership.xml · nonDerivative · entry 5

David Toby · CIK 0001990895 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,121

Read SEC document
August 22, 2023 Filed Aug 24, 2023 17:28 UTC
David TobyExecutive Vice President
SaleCommon Stock 22,506 $178.00 $4,006,068.00
Disclosure

SEC source: 0001829126-23-005640 · ownership.xml · nonDerivative · entry 4

David Toby · CIK 0001990895 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,231

Read SEC document
August 22, 2023 Filed Aug 24, 2023 17:28 UTC
David TobyExecutive Vice President
SaleCommon Stock 25,780 $179.00 $4,614,620.00
Disclosure

SEC source: 0001829126-23-005640 · ownership.xml · nonDerivative · entry 3

David Toby · CIK 0001990895 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,737

Read SEC document
August 22, 2023 Filed Aug 24, 2023 17:28 UTC
David TobyExecutive Vice President
Exercise / conversionCommon Stock 54,941 $3.23 $177,459.43
Disclosure

SEC source: 0001829126-23-005640 · ownership.xml · nonDerivative · entry 2

David Toby · CIK 0001990895 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 23:48 UTC
Fieldly JohnDirector · CEO
SaleCommon Stock 90,000 $174.35 $15,691,149.00
Disclosure

SEC source: 0001829126-23-005626 · ownership.xml · nonDerivative · entry 1

Fieldly John · CIK 0001685586 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,478

F1 · price: This transaction was executed in multiple trades at prices ranging from $174.01 to $174.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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August 21, 2023 Filed Aug 23, 2023 17:39 UTC
Guilfoyle TonyExecutive VP - Domestic sales
SaleCommon Stock 4,477 $176.01 $787,974.39
Disclosure

SEC source: 0001829126-23-005624 · ownership.xml · nonDerivative · entry 2

Guilfoyle Tony · CIK 0001990734 · Executive VP - Domestic sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,187

F2 · price: This transaction was executed in multiple trades at prices ranging from $176.00 to $176.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
August 21, 2023 Filed Aug 24, 2023 23:48 UTC SaleCommon Stock 4,214 $179.13 $754,849.61
Disclosure

SEC source: 0001829126-23-005644 · ownership.xml · nonDerivative · entry 1

Langhans Jarrod · CIK 0001924011 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,433

Read SEC document
August 21, 2023 Filed Sep 8, 2023 20:04 UTC Tax withholdingCommon Stock 1,431 $179.36 $256,664.16
Disclosure

SEC source: 0001829126-23-006011 · ownership.xml · nonDerivative · entry 1

Langhans Jarrod · CIK 0001924011 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,886

Read SEC document
August 21, 2023 Filed Sep 8, 2023 20:05 UTC
Fieldly JohnDirector · CEO
Tax withholdingCommon Stock 1,873 $179.35 $335,922.55
Disclosure

SEC source: 0001829126-23-006012 · ownership.xml · nonDerivative · entry 1

Fieldly John · CIK 0001685586 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,489

Read SEC document
August 21, 2023 Filed Sep 8, 2023 16:03 UTC
Guilfoyle TonyEVP - Domestic Sales
Tax withholdingCommon Stock 1,717 $179.34 $307,926.78
Disclosure

SEC source: 0001829126-23-006010 · ownership.xml · nonDerivative · entry 1

Guilfoyle Tony · CIK 0001990734 · EVP - Domestic Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,510

Read SEC document
August 21, 2023 Filed Sep 8, 2023 16:02 UTC
David TobyExecutive Vice President
Tax withholdingCommon Stock 1,093 $179.28 $195,953.04
Disclosure

SEC source: 0001829126-23-006009 · ownership.xml · nonDerivative · entry 1

David Toby · CIK 0001990895 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,756

Read SEC document
August 21, 2023 Filed Sep 8, 2023 16:01 UTC
Storey Paul H.Sr. Vice President, Operations
Tax withholdingCommon Stock 329 $179.04 $58,904.16
Disclosure

SEC source: 0001829126-23-006008 · ownership.xml · nonDerivative · entry 1

Storey Paul H. · CIK 0001990789 · Sr. Vice President, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,431

Read SEC document
August 21, 2023 Filed Jan 5, 2024 23:48 UTC Amendment
Langhans JarrodChief Financial Officer
SaleCommon Stock, $0.001 par value per share 1,431 $179.36 $256,664.16
Disclosure

SEC source: 0001628280-24-000727 · wk-form4a_1704498509.xml · nonDerivative · entry 1

Langhans Jarrod · CIK 0001924011 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,149

F1 · shares: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · price: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F2 · balance_after: Includes 50 shares inadvertently reported as being solely owned by the reporting person's spouse. These shares are held in joint tenancy with the reporting person's spouse. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
August 21, 2023 Filed Jan 5, 2024 23:08 UTC Amendment
Fieldly JohnDirector · Chief Executive Officer
SaleCommon Stock, $0.001 par value per share 1,873 $179.35 $335,922.55
Disclosure

SEC source: 0001628280-24-000715 · wk-form4a_1704496130.xml · nonDerivative · entry 1

Fieldly John · CIK 0001685586 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,420

F1 · shares: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · price: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
August 21, 2023 Filed Jan 5, 2024 18:55 UTC Amendment
David TobyExecutive Vice President
SaleCommon Stock, $0.001 par value per share 1,093 $179.28 $195,953.04
Disclosure

SEC source: 0001628280-24-000728 · wk-form4a_1704498902.xml · nonDerivative · entry 1

David Toby · CIK 0001990895 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,367

F1 · shares: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · price: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
August 21, 2023 Filed Jan 5, 2024 18:39 UTC Amendment
Storey Paul H.SVP, Operations
SaleCommon Stock, $0.001 par value per share 329 $179.04 $58,904.16
Disclosure

SEC source: 0001628280-24-000724 · wk-form4a_1704497931.xml · nonDerivative · entry 1

Storey Paul H. · CIK 0001990789 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,511

F1 · shares: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · price: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: Filed to reflect that shares were sold in the open market rather than forfeited to the issuer. The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 06:30 UTC SaleCommon Stock 300,000 $175.00 $52,500,000.00
Disclosure

SEC source: 0000899243-23-018195 · doc4.xml · nonDerivative · entry 1

Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,680,323

F1 · ownership.nature: Represents shares of common stock held of record by Grieg International Limited and Oscar Time Limited, over which shares Ms. Chau has voting and dispositive power.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 21:23 UTC
Kravitz HalDirector
SaleCommon Stock 3,500 $172.18 $602,630.00
Disclosure

SEC source: 0001628280-23-029451 · wk-form4_1692048204.xml · nonDerivative · entry 1

Kravitz Hal · CIK 0001685649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,797

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:31 UTC SaleCommon Stock 4,000 $175.25 $701,000.00
Disclosure

SEC source: 0001628280-23-029455 · wk-form4_1692048672.xml · nonDerivative · entry 1

Ruberti Alexandre · CIK 0001847944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,805

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:24 UTC SaleCommon Stock 25,000 $171.67 $4,291,750.00
Disclosure

SEC source: 0001628280-23-029452 · wk-form4_1692048237.xml · nonDerivative · entry 2

Levy Caroline S · CIK 0001820042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:24 UTC SaleCommon Stock 5,500 $172.35 $947,925.00
Disclosure

SEC source: 0001628280-23-029452 · wk-form4_1692048237.xml · nonDerivative · entry 1

Levy Caroline S · CIK 0001820042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,500

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:23 UTC SaleCommon Stock 500 $172.72 $86,360.00
Disclosure

SEC source: 0001628280-23-029449 · wk-form4_1692048175.xml · nonDerivative · entry 1

Russell Joyce · CIK 0001890294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,450

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:05 UTC SaleCommon Stock 10,000 $174.50 $1,745,000.00
Disclosure

SEC source: 0001829126-23-005461 · ownership.xml · nonDerivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,915

Read SEC document
August 11, 2023 Filed Feb 14, 2024 18:09 UTC Exercise / conversionCommon Stock Option · Derivative 75,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0001628280-24-004867 · wk-form5_1707952163.xml · derivative · entry 2

Levy Caroline S · CIK 0001820042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, $0.001 par value per share · 75,000 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects adjustments for the three-for-one stock split that occurred on November 15, 2023.

F1 · shares: Reflects adjustments for the three-for-one stock split that occurred on November 15, 2023.

F1 · derivative.underlying_shares: Reflects adjustments for the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: Reflects adjustments for the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
August 11, 2023 Filed Feb 14, 2024 18:09 UTC Exercise / conversionCommon Stock, $0.001 par value per share 75,000 $4.83 $362,250.00
Disclosure

SEC source: 0001628280-24-004867 · wk-form5_1707952163.xml · nonDerivative · entry 1

Levy Caroline S · CIK 0001820042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects adjustments for the three-for-one stock split that occurred on November 15, 2023.

F1 · price: Reflects adjustments for the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: Reflects adjustments for the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
August 01, 2023 Filed Sep 1, 2023 01:02 UTC
Langhans JarrodDirector · CFO
GrantCommon Stock 4,884 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-005806 · ownership.xml · nonDerivative · entry 1

Langhans Jarrod · CIK 0001924011 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,317

F1 · shares: Represents vesting of previously awarded performance shares.

Read SEC document
August 01, 2023 Filed Sep 1, 2023 01:02 UTC
Fieldly JohnDirector · CEO
GrantCommon Stock 4,884 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-005807 · ownership.xml · nonDerivative · entry 1

Fieldly John · CIK 0001685586 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,362

F1 · shares: Represents vesting of previously awarded performance shares.

Read SEC document
August 01, 2023 Filed Aug 31, 2023 21:05 UTC Amendment
Guilfoyle TonyExecutive VP - Domestic Sales
GrantCommon Stock 4,477 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-005810 · ownership.xml · nonDerivative · entry 1

Guilfoyle Tony · CIK 0001990734 · Executive VP - Domestic Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,227

F1 · balance_after: Due to a Scribner's error, the total holdings reported on the Form 3 filed with the Securities and Exchange Commission ("SEC") on August 24, 2023 was overstated by 4,387 shares. This amendment is being filed to correct the total holdings. Due to administrative error, the original Form 4 filed with the SEC on August 23, 2023 did not include 4,477 performance shares that had vested before the date of the filing of the original Form 4. This amendment is also being filed to include the vested performance shares and update the total holdings accordingly.

F2 · balance_after: Total includes 48,129 unvested RSUs.

Read SEC document
August 01, 2023 Filed Aug 31, 2023 21:05 UTC Amendment
David TobyExecutive Vice President
GrantCommon Stock 2,849 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-005809 · ownership.xml · nonDerivative · entry 1

David Toby · CIK 0001990895 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,849

F1 · balance_after: Due to a Scribner's error, the total holdings reported on the Form 3 filed with the Securities and Exchange Commission ("SEC") on August 24, 2023 was understated by 1,423 shares. This amendment is being filed to correct the total holdings. Additionally, due to administrative error, the original Form 4 filed with the SEC on August 24, 2023 did not include 2,849 performance shares that had vested before the date of the filing of the original Form 4, and also contained Scribner's errors understating the total holdings. This amendment is also being filed to include the vested performance shares and update the total holdings accordingly.

F2 · balance_after: Total includes 18,367 unvested RSUs.

Read SEC document
August 01, 2023 Filed Aug 31, 2023 21:05 UTC Amendment
Storey Paul H.Sr. Vice President, Operations
GrantCommon Stock 1,384 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-005808 · ownership.xml · nonDerivative · entry 1

Storey Paul H. · CIK 0001990789 · Sr. Vice President, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,760

F1 · shares: Due to administrative error, the original Form 4 filed with the Securities and Exchange Commission on August 24, 2023 did not include 1,384 performance shares that had vested before the date of the filing of the original Form 4. This amendment is being filed to include the vested performance shares and update the total holdings accordingly.

F2 · balance_after: Total includes an aggregate of 16,511 unvested RSUs.

Read SEC document
July 18, 2023 Filed Jul 19, 2023 20:05 UTC SaleCovered Calls · Derivative 10 $24.20 Strike: $200.00 $242.00
Disclosure

SEC source: 0001829126-23-004794 · ownership.xml · derivative · entry 2

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · security: Covered Calls represent the right of the option holder to buy, and the obligation of the Reporting Person to sell, the shares subject to the options at the exercise price.

F2 · derivative.exercise_date: Pursuant to the terms of the option transaction, the Reporting Person sold 10 call options referencing 1,000 shares of Celsius Holdings, Inc. common stock on each of July 17, 2023 and July 18, 2023. The options are exercisable by the holder through January 2025. In exchange, the Reporting Person will receive a cash payment of option premium of $23.25 per option for the options sold on July 17, 2023 and $24.20 per option for the options sold on July 18, 2023.

F2 · derivative.expiration_date: Pursuant to the terms of the option transaction, the Reporting Person sold 10 call options referencing 1,000 shares of Celsius Holdings, Inc. common stock on each of July 17, 2023 and July 18, 2023. The options are exercisable by the holder through January 2025. In exchange, the Reporting Person will receive a cash payment of option premium of $23.25 per option for the options sold on July 17, 2023 and $24.20 per option for the options sold on July 18, 2023.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:05 UTC SaleCovered Calls · Derivative 10 $23.25 Strike: $220.00 $232.50
Disclosure

SEC source: 0001829126-23-004794 · ownership.xml · derivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · security: Covered Calls represent the right of the option holder to buy, and the obligation of the Reporting Person to sell, the shares subject to the options at the exercise price.

F2 · derivative.exercise_date: Pursuant to the terms of the option transaction, the Reporting Person sold 10 call options referencing 1,000 shares of Celsius Holdings, Inc. common stock on each of July 17, 2023 and July 18, 2023. The options are exercisable by the holder through January 2025. In exchange, the Reporting Person will receive a cash payment of option premium of $23.25 per option for the options sold on July 17, 2023 and $24.20 per option for the options sold on July 18, 2023.

F2 · derivative.expiration_date: Pursuant to the terms of the option transaction, the Reporting Person sold 10 call options referencing 1,000 shares of Celsius Holdings, Inc. common stock on each of July 17, 2023 and July 18, 2023. The options are exercisable by the holder through January 2025. In exchange, the Reporting Person will receive a cash payment of option premium of $23.25 per option for the options sold on July 17, 2023 and $24.20 per option for the options sold on July 18, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:05 UTC
DESANTIS CARL10% owner
SaleCalls · Derivative 500,000 $21.41 Strike: $210.00 $10,705,000.00
Disclosure

SEC source: 0001829126-23-004700 · ownership.xml · derivative · entry 1

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · security: Calls represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the strike price.

F3 · derivative.exercise_date: On July 12 2023, CD entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CD sold 500,000 call options referencing 500,000 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from January 21, 2025 to February 3, 2025). In exchange, CD will receive a cash payment of option premium of $21.41 per option on July 14, 2023.

F4 · derivative.exercise_date: CD pledged 500,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F5 · derivative.exercise_date: The contract provides that the number of shares of Celsius common stock that CD would be obligated to sell to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Valuation Price") is less than or equal to the strike price of the options, the options will expire worthless and no shares will be sold; (b) if such Valuation Price is greater than the strike price, the relevant options will be automatically exercised, CD will either (x) deliver to the buyer the number of shares subject to the applicable component in exchange for payment of a purchase price per share equal to the strike price or (y) pay in cash an amount per share equal to the excess of such Valuation Price over the strike price.

F3 · derivative.expiration_date: On July 12 2023, CD entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CD sold 500,000 call options referencing 500,000 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from January 21, 2025 to February 3, 2025). In exchange, CD will receive a cash payment of option premium of $21.41 per option on July 14, 2023.

F2 · ownership.nature: Carl DeSantis owns a beneficial interest of 100% in CD Financial, LLC ("CD").

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:05 UTC SaleCalls · Derivative 500,000 $21.41 Strike: $210.00 $10,705,000.00
Disclosure

SEC source: 0001829126-23-004701 · ownership.xml · derivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · security: Calls represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the strike price.

F3 · derivative.exercise_date: On July 12 2023, CD entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CD sold 500,000 call options referencing 500,000 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from January 21, 2025 to February 3, 2025). In exchange, CD will receive a cash payment of option premium of $21.41 per option on July 14, 2023.

F4 · derivative.exercise_date: CD pledged 500,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F5 · derivative.exercise_date: The contract provides that the number of shares of Celsius common stock that CD would be obligated to sell to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Valuation Price") is less than or equal to the strike price of the options, the options will expire worthless and no shares will be sold; (b) if such Valuation Price is greater than the strike price, the relevant options will be automatically exercised, CD will either (x) deliver to the buyer the number of shares subject to the applicable component in exchange for payment of a purchase price per share equal to the strike price or (y) pay in cash an amount per share equal to the excess of such Valuation Price over the strike price.

F3 · derivative.expiration_date: On July 12 2023, CD entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CD sold 500,000 call options referencing 500,000 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from January 21, 2025 to February 3, 2025). In exchange, CD will receive a cash payment of option premium of $21.41 per option on July 14, 2023.

F2 · ownership.nature: The Reporting Person is the Manager of CD Financial, LLC ("CD Financial") which owns the shares subject to the call options and has shared voting, but not dispositive power with respect to such shares.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 06:10 UTC SaleCommon Stock 350,976 $142.46 $50,000,040.96
Disclosure

SEC source: 0000899243-23-015699 · doc4.xml · nonDerivative · entry 1

Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,980,323

F1 · ownership.nature: Represents shares of common stock held of record by Grieg International Limited and Oscar Time Limited, over which shares Ms. Chau has voting and dispositive power.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:15 UTC
DESANTIS CARL10% owner
OtherForward sale contract (obligation to sell) · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-004006 · ownership.xml · derivative · entry 1

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F2 · derivative.exercise_price: On June 6, 2023, CD entered a prepaid variable forward sale contract with an unaffiliated third-party purchaser. The contract obligates CD to deliver to the purchaser up to 1,000,000 shares of Celsius Holdings, Inc. ("Celsius") common stock (or, at CD's election, an equivalent amount of cash based on the market price of Celsius common stock) at the maturity of the contract (occurring in twenty approximately equal components from July 6, 2026 to July 31, 2026. In exchange for assuming this obligation, CD will receive a cash payment of $113,087,933 on June 8, 2023.

F3 · derivative.exercise_price: CD pledged 1,000,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge. The contract provides that the number of shares of Celsius common stock that CD would be obligated to deliver to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Settlement Price") is less than or equal to $124.8824 (the "Floor Price"), CD will deliver to the buyer all of the Pledged Shares for the applicable component;

F4 · derivative.exercise_price: (b) if such Settlement Price is greater than the Floor Price but less than or equal to $180.3857 (the "Cap Price"), CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price; and (c) if such Settlement Price is greater than the Cap Price, CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F2 · derivative.exercise_date: On June 6, 2023, CD entered a prepaid variable forward sale contract with an unaffiliated third-party purchaser. The contract obligates CD to deliver to the purchaser up to 1,000,000 shares of Celsius Holdings, Inc. ("Celsius") common stock (or, at CD's election, an equivalent amount of cash based on the market price of Celsius common stock) at the maturity of the contract (occurring in twenty approximately equal components from July 6, 2026 to July 31, 2026. In exchange for assuming this obligation, CD will receive a cash payment of $113,087,933 on June 8, 2023.

F3 · derivative.exercise_date: CD pledged 1,000,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge. The contract provides that the number of shares of Celsius common stock that CD would be obligated to deliver to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Settlement Price") is less than or equal to $124.8824 (the "Floor Price"), CD will deliver to the buyer all of the Pledged Shares for the applicable component;

F4 · derivative.exercise_date: (b) if such Settlement Price is greater than the Floor Price but less than or equal to $180.3857 (the "Cap Price"), CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price; and (c) if such Settlement Price is greater than the Cap Price, CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F2 · derivative.expiration_date: On June 6, 2023, CD entered a prepaid variable forward sale contract with an unaffiliated third-party purchaser. The contract obligates CD to deliver to the purchaser up to 1,000,000 shares of Celsius Holdings, Inc. ("Celsius") common stock (or, at CD's election, an equivalent amount of cash based on the market price of Celsius common stock) at the maturity of the contract (occurring in twenty approximately equal components from July 6, 2026 to July 31, 2026. In exchange for assuming this obligation, CD will receive a cash payment of $113,087,933 on June 8, 2023.

F3 · derivative.expiration_date: CD pledged 1,000,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge. The contract provides that the number of shares of Celsius common stock that CD would be obligated to deliver to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Settlement Price") is less than or equal to $124.8824 (the "Floor Price"), CD will deliver to the buyer all of the Pledged Shares for the applicable component;

F4 · derivative.expiration_date: (b) if such Settlement Price is greater than the Floor Price but less than or equal to $180.3857 (the "Cap Price"), CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price; and (c) if such Settlement Price is greater than the Cap Price, CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F1 · ownership.nature: Carl DeSantis owns a beneficial interest of 100% in CD Financial, LLC ("CD").

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:15 UTC OtherForward sale contract (obligation to sell) · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-004005 · ownership.xml · derivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F2 · derivative.exercise_price: On June 6, 2023, CD entered a prepaid variable forward sale contract with an unaffiliated third-party purchaser. The contract obligates CD to deliver to the purchaser up to 1,000,000 shares of Celsius Holdings, Inc. ("Celsius") common stock (or, at CD's election, an equivalent amount of cash based on the market price of Celsius common stock) at the maturity of the contract (occurring in twenty approximately equal components from July 6, 2026 to July 31, 2026. In exchange for assuming this obligation, CD will receive a cash payment of $113,087,933 on June 8, 2023.

F3 · derivative.exercise_price: CD pledged 1,000,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge. The contract provides that the number of shares of Celsius common stock that CD would be obligated to deliver to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Settlement Price") is less than or equal to $124.8824 (the "Floor Price"), CD will deliver to the buyer all of the Pledged Shares for the applicable component;

F4 · derivative.exercise_price: (b) if such Settlement Price is greater than the Floor Price but less than or equal to $180.3857 (the "Cap Price"), CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price; and (c) if such Settlement Price is greater than the Cap Price, CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F2 · derivative.exercise_date: On June 6, 2023, CD entered a prepaid variable forward sale contract with an unaffiliated third-party purchaser. The contract obligates CD to deliver to the purchaser up to 1,000,000 shares of Celsius Holdings, Inc. ("Celsius") common stock (or, at CD's election, an equivalent amount of cash based on the market price of Celsius common stock) at the maturity of the contract (occurring in twenty approximately equal components from July 6, 2026 to July 31, 2026. In exchange for assuming this obligation, CD will receive a cash payment of $113,087,933 on June 8, 2023.

F3 · derivative.exercise_date: CD pledged 1,000,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge. The contract provides that the number of shares of Celsius common stock that CD would be obligated to deliver to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Settlement Price") is less than or equal to $124.8824 (the "Floor Price"), CD will deliver to the buyer all of the Pledged Shares for the applicable component;

F4 · derivative.exercise_date: (b) if such Settlement Price is greater than the Floor Price but less than or equal to $180.3857 (the "Cap Price"), CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price; and (c) if such Settlement Price is greater than the Cap Price, CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F2 · derivative.expiration_date: On June 6, 2023, CD entered a prepaid variable forward sale contract with an unaffiliated third-party purchaser. The contract obligates CD to deliver to the purchaser up to 1,000,000 shares of Celsius Holdings, Inc. ("Celsius") common stock (or, at CD's election, an equivalent amount of cash based on the market price of Celsius common stock) at the maturity of the contract (occurring in twenty approximately equal components from July 6, 2026 to July 31, 2026. In exchange for assuming this obligation, CD will receive a cash payment of $113,087,933 on June 8, 2023.

F3 · derivative.expiration_date: CD pledged 1,000,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge. The contract provides that the number of shares of Celsius common stock that CD would be obligated to deliver to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Settlement Price") is less than or equal to $124.8824 (the "Floor Price"), CD will deliver to the buyer all of the Pledged Shares for the applicable component;

F4 · derivative.expiration_date: (b) if such Settlement Price is greater than the Floor Price but less than or equal to $180.3857 (the "Cap Price"), CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price; and (c) if such Settlement Price is greater than the Cap Price, CD will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F1 · ownership.nature: The Reporting Person is the Manager of CD Financial, LLC ("CD") and has shared voting, but not dispositive power with respect to the shares listed.

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May 31, 2023 Filed Jun 2, 2023 20:20 UTC
DESANTIS CARL10% owner
GiftCommon Stock 771,047 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-003877 · ownership.xml · nonDerivative · entry 4

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by CD Financial, LLC

Disclosed balance after: 5,095,077

F2 · ownership.nature: The Reporting Person owns a 100% beneficial interest in CD Financial, LLC.

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May 31, 2023 Filed Jun 2, 2023 20:20 UTC
DESANTIS CARL10% owner
GiftCommon Stock 771,047 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-003877 · ownership.xml · nonDerivative · entry 3

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:20 UTC
DESANTIS CARL10% owner
GiftCommon Stock 771,047 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-003877 · ownership.xml · nonDerivative · entry 2

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,047

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:20 UTC
DESANTIS CARL10% owner
GiftCommon Stock 771,047 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-003877 · ownership.xml · nonDerivative · entry 1

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Carl DeSantis Retained Annuity Trust 2

Disclosed balance after: 3,987,366

F1 · ownership.nature: The Reporting Person serves as trustee of the Carl DeSantis Retained Annuity Trust 2.

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May 31, 2023 Filed Jun 2, 2023 20:15 UTC GiftCommon Stock 771,047 $0.00 $0.00
Disclosure

SEC source: 0001829126-23-003875 · ownership.xml · nonDerivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by CD Financial, LLC

Disclosed balance after: 5,095,077

F1 · ownership.nature: The Reporting Person is the Manager of CD Financial, LLC and has shared voting, but not dispositive power with respect to the shares listed.

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May 18, 2023 Filed May 25, 2023 21:14 UTC SaleCommon Stock 2,200 $134.51 $295,922.00
Disclosure

SEC source: 0001829126-23-003768 · ownership.xml · nonDerivative · entry 1

Levy Caroline S · CIK 0001820042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,605

F1 · price: This transaction was executed in multiple trades at prices ranging from $134.50 to $134.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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May 12, 2023 Filed Jan 5, 2024 20:00 UTC
Storey Paul H.SVP, Operations
SaleCommon Stock, $0.001 par value per share 1,714 $131.99 $226,230.86
Disclosure

SEC source: 0001628280-24-000746 · wk-form4_1704502815.xml · nonDerivative · entry 2

Storey Paul H. · CIK 0001990789 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,917

F1 · shares: Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · price: Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
May 10, 2023 Filed May 12, 2023 21:53 UTC SaleCommon Stock 20,000 $122.03 $2,440,600.00
Disclosure

SEC source: 0001829126-23-003341 · ownership.xml · nonDerivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,915

Read SEC document
May 02, 2023 Filed May 4, 2023 06:15 UTC SaleCommon Stock 514,933 $97.10 $49,999,994.30
Disclosure

SEC source: 0000899243-23-012196 · doc4.xml · nonDerivative · entry 1

Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,331,299

F1 · ownership.nature: Represents shares of common stock held of record by Grieg International Limited and Oscar Time Limited, over which shares Ms. Chau has voting and dispositive power.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:05 UTC
DESANTIS CARL10% owner
SaleCalls · Derivative 710,000 $8.89 Strike: $100.00 $6,313,675.00
Disclosure

SEC source: 0001829126-23-002883 · ownership.xml · derivative · entry 1

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FN

Disclosed balance after: 0

Underlying: Common Stock · 710,000 shares

Expires not disclosed

F4 · security: Calls represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the strike price.

F5 · security: The call contract provides that the number of shares of Celsius common stock that CAD Foundation would be obligated to sell to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Valuation Price") is less than or equal to the strike price of the options, the options will expire worthless and no shares will be sold; (b) if such Valuation Price is greater than the strike price, the relevant options will be automatically exercised, CAD Foundation will either (x) deliver to the buyer the number of shares subject to the applicable component in exchange for payment of a purchase price per share equal to the strike price or (y) pay in cash an amount per share equal to the excess of such Valuation Price over the strike price.

F2 · derivative.exercise_date: On April 20, 2023, CAD Foundation entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CAD Foundation sold 710,000 call options referencing 710,000 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from October 31, 2023 to November 13, 2023). In exchange, CAD Foundation will receive a cash payment of option premium of $8.8925 per option on April 24, 2023.

F3 · derivative.exercise_date: CAD Foundation pledged 710,000 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F4 · derivative.exercise_date: Calls represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the strike price.

F2 · derivative.expiration_date: On April 20, 2023, CAD Foundation entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CAD Foundation sold 710,000 call options referencing 710,000 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from October 31, 2023 to November 13, 2023). In exchange, CAD Foundation will receive a cash payment of option premium of $8.8925 per option on April 24, 2023.

F1 · ownership.nature: Carl DeSantis is a director and a sole voting member of the Carl Angus DeSantis Foundation, Inc. ("CAD Foundation"), which owns the shares subject to the call options.

Read SEC document
April 18, 2023 Filed Jan 6, 2024 00:59 UTC
Langhans JarrodChief Financial Officer
SaleCommon Stock, $0.001 par value per share 602 $131.52 $79,175.04
Disclosure

SEC source: 0001628280-24-000745 · wk-form4_1704502745.xml · nonDerivative · entry 3

Langhans Jarrod · CIK 0001924011 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,860

F1 · shares: The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · price: The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

F1 · balance_after: The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 21:29 UTC
DESANTIS CARL10% owner
SaleCalls · Derivative 201,542 $11.86 Strike: $100.00 $2,390,288.12
Disclosure

SEC source: 0001829126-23-002813 · ownership.xml · derivative · entry 1

DESANTIS CARL · CIK 0001102948 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FN

Disclosed balance after: 0

Underlying: Common Stock · 201,542 shares

Expires not disclosed

F4 · security: Calls represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the exercise price.

F5 · security: The call contract provides that the number of shares of Celsius common stock that CD Financial would be obligated to sell to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Valuation Price") is less than or equal to the strike price of the options, the options will expire worthless and no shares will be sold; (b) if such Valuation Price is greater than the strike price, the relevant options will be automatically exercised, CD Financial will either (x) deliver to the buyer the number of shares subject to the applicable component in exchange for payment of a purchase price per share equal to the strike price or (y) pay in cash an amount per share equal to the excess of such Valuation Price over the strike price.

F2 · derivative.exercise_date: On April 14, 2023, CD Financial entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CD Financial sold 201,542 call options referencing 201,542 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from January 19, 2024 to February 1, 2024). In exchange, CD Financial will receive a cash payment of option premium of $11.86 per option on April 18, 2023.

F3 · derivative.exercise_date: CD Financial pledged 201,542 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F4 · derivative.exercise_date: Calls represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the exercise price.

F2 · derivative.expiration_date: On April 14, 2023, CD Financial entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CD Financial sold 201,542 call options referencing 201,542 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from January 19, 2024 to February 1, 2024). In exchange, CD Financial will receive a cash payment of option premium of $11.86 per option on April 18, 2023.

F1 · ownership.nature: Carl DeSantis owns a beneficial interest of 100% in CD Financial, LLC ("CD Financial") which owns the shares subject to the call options.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 21:29 UTC SaleCalls · Derivative 201,542 $11.86 Strike: $100.00 $2,390,288.12
Disclosure

SEC source: 0001829126-23-002814 · ownership.xml · derivative · entry 1

Milmoe William H. · CIK 0001443194 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FN

Disclosed balance after: 0

Underlying: Common Stock · 201,542 shares

Expires not disclosed

F4 · security: Calls represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the exercise price.

F5 · security: The call contract provides that the number of shares of Celsius common stock that CD Financial would be obligated to sell to the purchaser in respect of each maturity date would be determined as follows: (a) if the volume-weighted average price of Celsius common stock on the designated valuation date for the applicable component (each, a "Valuation Price") is less than or equal to the strike price of the options, the options will expire worthless and no shares will be sold; (b) if such Valuation Price is greater than the strike price, the relevant options will be automatically exercised, CD Financial will either (x) deliver to the buyer the number of shares subject to the applicable component in exchange for payment of a purchase price per share equal to the strike price or (y) pay in cash an amount per share equal to the excess of such Valuation Price over the strike price.

F2 · derivative.exercise_date: On April 14, 2023, CD Financial entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CD Financial sold 201,542 call options referencing 201,542 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from January 19, 2024 to February 1, 2024). In exchange, CD Financial will receive a cash payment of option premium of $11.86 per option on April 18, 2023.

F3 · derivative.exercise_date: CD Financial pledged 201,542 shares of Celsius common stock (the "Pledged Shares") to secure its obligations under the contract and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F4 · derivative.exercise_date: Calls represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the exercise price.

F2 · derivative.expiration_date: On April 14, 2023, CD Financial entered into a call option transaction with an unaffiliated third-party purchaser. Pursuant to the terms of the option transaction, CD Financial sold 201,542 call options referencing 201,542 shares of Celsius Holdings, Inc. ("Celsius") (with expiration and exercise occurring in ten approximately equal components from January 19, 2024 to February 1, 2024). In exchange, CD Financial will receive a cash payment of option premium of $11.86 per option on April 18, 2023.

F1 · ownership.nature: The Reporting Person is the Manager of CD Financial, LLC ("CD Financial") which owns the shares subject to the call options and has shared voting, but not dispositive power with respect to such shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.