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Nasdaq · USD

CECO

CECO ENVIRONMENTAL CORP

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Tapewire entity
4034
SEC CIK
0000003197
Parsed reports
260

Last 12 months

Inside the activity.

3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202601
Jun 202613
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2023 Filed Dec 12, 2024 19:55 UTC Tax withholdingCommon Stock 1,803 $13.28 $23,943.84
Disclosure

SEC source: 0000950170-24-135716 · ownership.xml · nonDerivative · entry 1

Johansson Peter K. · CIK 0001941417 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,436

F1 · kind: Reflects shares withheld for net settlement to cover the tax liability for the vesting of restricted stock units, which withholding was not previously reported due to an administrative oversight.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 13:22 UTC GrantCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042059 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,205

F1 · shares: Grant of shares of common stock in lieu of quarterly cash fees paid to the director.

Read SEC document
July 06, 2023 Filed Dec 12, 2024 19:55 UTC Amendment
Gleason Todd RDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,281 $12.83 $119,075.23
Disclosure

SEC source: 0000950170-24-135715 · ownership.xml · nonDerivative · entry 6

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,052

F1 · kind: Reflects shares withheld for net settlement to cover the tax liability for the vesting of restricted stock units, which withholding was not previously reported due to an administrative oversight.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 18:49 UTC
Gleason Todd RDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 16,982 $13.25 $225,011.50
Disclosure

SEC source: 0001209191-23-041775 · doc4.xml · derivative · entry 6

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,982

Underlying: Common Stock · 16,982 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents performance-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock will occur at the fourth anniversary of the grant date assuming the reporting person is still employed by the Company and if the shares of the Company's common stock have achieved certain stock price targets over the course of the performance period.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock will occur at the fourth anniversary of the grant date assuming the reporting person is still employed by the Company and if the shares of the Company's common stock have achieved certain stock price targets over the course of the performance period.

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July 05, 2023 Filed Oct 3, 2023 20:09 UTC Amendment
Gleason Todd RDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 225,000 $13.25 $2,981,250.00
Disclosure

SEC source: 0001209191-23-051416 · doc4a.xml · derivative · entry 6

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents performance-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's stock.

F2 · shares: This amendment to the Form 4 filed on July 7, 2023 corrects the number of performance-based restricted stock units granted to the reporting person shown in Table II.

F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock will occur at the fourth anniversary of the grant date assuming the reporting person is still employed by the Company and if the shares of the Company's common stock have achieved certain stock price targets over the course of the performance period.

F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock will occur at the fourth anniversary of the grant date assuming the reporting person is still employed by the Company and if the shares of the Company's common stock have achieved certain stock price targets over the course of the performance period.

Read SEC document
June 27, 2023 Filed Dec 12, 2024 19:56 UTC Tax withholdingCommon Stock 1,554 $12.74 $19,797.96
Disclosure

SEC source: 0000950170-24-135717 · ownership.xml · nonDerivative · entry 1

Watkins-Asiyanbi Joycelynn · CIK 0001936806 · See Remarks.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,881

F1 · kind: Reflects shares withheld for net settlement to cover the tax liability for the vesting of restricted stock units, which withholding was not previously reported due to an administrative oversight.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 19:03 UTC GrantCommon Stock 8,299 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035016 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,151

Read SEC document
June 05, 2023 Filed Jun 7, 2023 19:03 UTC GrantCommon Stock 8,299 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035015 · doc4.xml · nonDerivative · entry 1

SACHS VALERIE GENTILE · CIK 0001228169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,745

Read SEC document
June 05, 2023 Filed Jun 7, 2023 19:02 UTC
Nanda MunishDirector
GrantCommon Stock 8,299 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035014 · doc4.xml · nonDerivative · entry 1

Nanda Munish · CIK 0001532274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,237

Read SEC document
June 05, 2023 Filed Jun 7, 2023 19:02 UTC GrantCommon Stock 8,299 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035013 · doc4.xml · nonDerivative · entry 1

Mannarino Claudio A · CIK 0001378778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,583

Read SEC document
June 05, 2023 Filed Jun 7, 2023 19:01 UTC GrantRestricted Stock Units · Derivative 8,299 $12.05 $100,002.95
Disclosure

SEC source: 0001209191-23-035012 · doc4.xml · derivative · entry 2

KNOWLING ROBERT E JR · CIK 0001207632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,299

Underlying: Common Stock · 8,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the CECO Environmental Corp. Deferred Compensation Plan for Non-Employee Directors. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Deferred Compensation Plan is deferred until termination of service as a Company director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Deferred Compensation Plan is deferred until termination of service as a Company director.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 19:01 UTC GrantCommon Stock 8,299 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035010 · doc4.xml · nonDerivative · entry 1

DEZWIREK JASON · CIK 0000946589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,521,853

Read SEC document
April 12, 2023 Filed Apr 14, 2023 18:35 UTC GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024280 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,852

F1 · shares: Grant of shares of common stock in lieu of quarterly cash fees paid to the director.

Read SEC document
April 01, 2023 Filed Dec 12, 2024 19:55 UTC Amendment
Gleason Todd RDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,617 $13.99 $50,601.83
Disclosure

SEC source: 0000950170-24-135715 · ownership.xml · nonDerivative · entry 5

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,333

F1 · kind: Reflects shares withheld for net settlement to cover the tax liability for the vesting of restricted stock units, which withholding was not previously reported due to an administrative oversight.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:12 UTC GrantCommon Stock 9,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022107 · doc4.xml · nonDerivative · entry 1

Watkins-Asiyanbi Joycelynn · CIK 0001936806 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,994

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:12 UTC
Nuggihalli RameshChief Operating Officer
GrantCommon Stock 10,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022106 · doc4.xml · nonDerivative · entry 1

Nuggihalli Ramesh · CIK 0001855199 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,904

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:10 UTC GrantCommon Stock 10,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022101 · doc4.xml · nonDerivative · entry 1

Johansson Peter K. · CIK 0001941417 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,338

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:09 UTC
Gohr Paul MChief Accounting Officer
GrantCommon Stock 5,361 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022100 · doc4.xml · nonDerivative · entry 1

Gohr Paul M · CIK 0001706761 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,564

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:09 UTC
Gleason Todd RDirector · Chief Executive Officer
GrantCommon Stock 21,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022097 · doc4.xml · nonDerivative · entry 1

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,465

Read SEC document
March 28, 2023 Filed Mar 29, 2023 15:23 UTC
Gohr Paul MChief Accounting Officer
SaleCommon Stock 11,880 $14.41 $171,190.80
Disclosure

SEC source: 0001209191-23-021476 · doc4.xml · nonDerivative · entry 1

Gohr Paul M · CIK 0001706761 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,203

F1 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $14.26 to $14.58 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 11:58 UTC PurchaseCommon Stock 3,000 $13.62 $40,860.00
Disclosure

SEC source: 0001209191-23-019462 · doc4.xml · nonDerivative · entry 1

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,080

Read SEC document
March 10, 2023 Filed Mar 13, 2023 19:42 UTC
Nuggihalli RameshChief Operating Officer
SaleCommon Stock 12,115 $14.75 $178,696.25
Disclosure

SEC source: 0001209191-23-018162 · doc4.xml · nonDerivative · entry 1

Nuggihalli Ramesh · CIK 0001855199 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,182

F1 · security: The Company has collected from the reporting person the profits owed by him under Section 16(b) for the short-swing liability incurred in connection with this transaction.

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March 07, 2023 Filed Mar 8, 2023 19:30 UTC PurchaseCommon Stock 10,000 $15.08 $150,750.00
Disclosure

SEC source: 0001209191-23-017088 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 40,000

F1 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $15.05 to $15.10 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 07, 2023 Filed Dec 12, 2024 19:55 UTC Amendment
Gleason Todd RDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,803 $14.99 $57,006.97
Disclosure

SEC source: 0000950170-24-135715 · ownership.xml · nonDerivative · entry 4

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,950

F1 · kind: Reflects shares withheld for net settlement to cover the tax liability for the vesting of restricted stock units, which withholding was not previously reported due to an administrative oversight.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 19:58 UTC
Gleason Todd RDirector · Chief Executive Officer
SaleCommon Stock 11,000 $11.59 $127,436.10
Disclosure

SEC source: 0001209191-23-000128 · doc4.xml · nonDerivative · entry 1

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,021

F1 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $11.49 to $11.65 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 15:03 UTC
Nuggihalli RameshChief Operating Officer
PurchaseCommon Stock 250 $11.25 $2,812.50
Disclosure

SEC source: 0001209191-22-058028 · doc4.xml · nonDerivative · entry 1

Nuggihalli Ramesh · CIK 0001855199 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,297

Read SEC document
September 21, 2022 Filed Sep 22, 2022 17:33 UTC PurchaseCommon Stock 10,500 $9.50 $99,750.00
Disclosure

SEC source: 0001209191-22-050977 · doc4.xml · nonDerivative · entry 2

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,080

Read SEC document
September 20, 2022 Filed Sep 22, 2022 17:33 UTC PurchaseCommon Stock 4,500 $9.40 $42,300.00
Disclosure

SEC source: 0001209191-22-050977 · doc4.xml · nonDerivative · entry 1

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,580

Read SEC document
August 24, 2022 Filed Aug 25, 2022 13:53 UTC
Nuggihalli RameshChief Operating Officer
PurchaseCommon Stock 300 $10.33 $3,099.00
Disclosure

SEC source: 0001209191-22-047443 · doc4.xml · nonDerivative · entry 1

Nuggihalli Ramesh · CIK 0001855199 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,047

Read SEC document
August 15, 2022 Filed Aug 17, 2022 19:12 UTC GrantCommon Stock 29,616 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046205 · doc4.xml · nonDerivative · entry 1

Johansson Peter K. · CIK 0001941417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,616

F1 · security: Grant of restricted stock units that vest annually over 4 years.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 19:05 UTC GrantCommon Stock 7,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046202 · doc4.xml · nonDerivative · entry 1

Watkins-Asiyanbi Joycelynn · CIK 0001936806 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

F1 · security: Grant of restricted stock units that vest annually over 4 years.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 19:03 UTC
Gohr Paul MChief Accounting Officer
GrantCommon Stock 4,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046201 · doc4.xml · nonDerivative · entry 1

Gohr Paul M · CIK 0001706761 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,083

F1 · security: Grant of restricted stock units that vest annually over 4 years.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:49 UTC PurchaseCommon Stock 20,000 $8.97 $179,400.00
Disclosure

SEC source: 0001209191-22-045229 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 30,000

F1 · price: 1. Price reflects the weighted average purchase price for multiple transactions that ranged from $8.84 to $9.03 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 11, 2022 Filed Jul 11, 2022 17:17 UTC GrantCommons Stock 10,862 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041751 · doc4.xml · nonDerivative · entry 1

KNOWLING ROBERT E JR · CIK 0001207632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,862

Read SEC document
July 06, 2022 Filed Dec 12, 2024 19:55 UTC Amendment
Gleason Todd RDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,743 $5.97 $34,285.71
Disclosure

SEC source: 0000950170-24-135715 · ownership.xml · nonDerivative · entry 3

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,753

F1 · kind: Reflects shares withheld for net settlement to cover the tax liability for the vesting of restricted stock units, which withholding was not previously reported due to an administrative oversight.

Read SEC document
June 27, 2022 Filed Jul 11, 2022 11:24 UTC
Watkins-Asiyanbi JoycelynnGeneral Counsel and Secretary
GrantCommon Stock 21,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041735 · doc4.xml · nonDerivative · entry 1

Watkins-Asiyanbi Joycelynn · CIK 0001936806 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,208

Read SEC document
June 08, 2022 Filed Jun 10, 2022 18:18 UTC GrantCommon Stock 11,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035778 · doc4.xml · nonDerivative · entry 1

SACHS VALERIE GENTILE · CIK 0001228169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,446

Read SEC document
June 08, 2022 Filed Jun 10, 2022 18:19 UTC GrantCommon Stock 11,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035779 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,822

Read SEC document
June 08, 2022 Filed Jun 10, 2022 18:17 UTC
Nanda MunishDirector
GrantCommon Stock 11,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035776 · doc4.xml · nonDerivative · entry 1

Nanda Munish · CIK 0001532274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,938

Read SEC document
June 08, 2022 Filed Jun 10, 2022 18:16 UTC GrantCommon Stock 11,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035774 · doc4.xml · nonDerivative · entry 1

Mannarino Claudio A · CIK 0001378778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,284

Read SEC document
June 08, 2022 Filed Jun 10, 2022 18:15 UTC GrantCommon Stock 11,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035773 · doc4.xml · nonDerivative · entry 1

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,080

Read SEC document
June 08, 2022 Filed Jun 10, 2022 18:12 UTC GrantCommon Stock 11,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035772 · doc4.xml · nonDerivative · entry 1

DEZWIREK JASON · CIK 0000946589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513,554

Read SEC document
May 11, 2022 Filed May 12, 2022 21:47 UTC
Nuggihalli RameshChief Operating Officer
PurchaseCommon Stock 570 $5.36 $3,055.20
Disclosure

SEC source: 0001209191-22-028612 · doc4.xml · nonDerivative · entry 1

Nuggihalli Ramesh · CIK 0001855199 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,747

Read SEC document
April 01, 2022 Filed Dec 12, 2024 19:55 UTC Amendment
Gleason Todd RDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,726 $5.46 $14,883.96
Disclosure

SEC source: 0000950170-24-135715 · ownership.xml · nonDerivative · entry 2

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,496

F1 · kind: Reflects shares withheld for net settlement to cover the tax liability for the vesting of restricted stock units, which withholding was not previously reported due to an administrative oversight.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:15 UTC
Gleason Todd RDirector · Chief Executive Officer
GiftCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021753 · doc4.xml · nonDerivative · entry 5

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 444

F4 · shares: This transaction involved a gift of securities by the reporting person to his daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:15 UTC
Gleason Todd RDirector · Chief Executive Officer
GiftCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021753 · doc4.xml · nonDerivative · entry 4

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Third Son

Disclosed balance after: 444

F3 · shares: This transaction involved a gift of securities by the reporting person to his third son, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his third son.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:15 UTC
Gleason Todd RDirector · Chief Executive Officer
GiftCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021753 · doc4.xml · nonDerivative · entry 3

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Second Son

Disclosed balance after: 444

F2 · shares: This transaction involved a gift of securities by the reporting person to his second son, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his second son.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:15 UTC
Gleason Todd RDirector · Chief Executive Officer
GiftCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021753 · doc4.xml · nonDerivative · entry 2

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By First Son

Disclosed balance after: 444

F1 · shares: This transaction involved a gift of securities by the reporting person to his first son, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his first son.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:15 UTC
Gleason Todd RDirector · Chief Executive Officer
GiftCommon Stock 1,776 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021753 · doc4.xml · nonDerivative · entry 1

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,021

Read SEC document
March 24, 2022 Filed Mar 28, 2022 20:15 UTC
Gleason Todd RDirector · Chief Executive Officer
PurchaseCommon Stock 1,776 $5.56 $9,869.05
Disclosure

SEC source: 0001209191-22-021312 · doc4.xml · nonDerivative · entry 1

Gleason Todd R · CIK 0001571235 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,797

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.