CDXS

SEC source: 0001610717-23-000016 · form4.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,856

Underlying: Common Stock · 35,714 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001610717-23-000016 · form4.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $4.055 to $4.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001610717-23-000016 · form4.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001610717-23-000016 · form4.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,570

Underlying: Common Stock · 35,714 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001610717-23-000016 · form4.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.08 to $4.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001610717-23-000016 · form4.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-005259 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,284

Underlying: Common Stock · 35,714 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-005259 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $4.01 to $4.195, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-23-005259 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-005259 · doc1.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,998

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-005259 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.02 to $4.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-23-005259 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-004771 · doc1.xml · nonDerivative · entry 3

Fitzgerald Margaret Nell · CIK 0001927090 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,586

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.

F3 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.

SEC source: 0001567619-23-004773 · doc1.xml · nonDerivative · entry 3

Norrett Kevin · CIK 0001819690 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,102

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.

F3 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.

SEC source: 0001567619-23-004772 · doc1.xml · nonDerivative · entry 3

DILLY STEPHEN GEORGE · CIK 0001389147 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,399

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.

F3 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.

SEC source: 0001567619-23-004771 · doc1.xml · nonDerivative · entry 2

Fitzgerald Margaret Nell · CIK 0001927090 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,272

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.

F3 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.

SEC source: 0001567619-23-004773 · doc1.xml · nonDerivative · entry 2

Norrett Kevin · CIK 0001819690 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,360

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.

F3 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.

SEC source: 0001567619-23-004772 · doc1.xml · nonDerivative · entry 2

DILLY STEPHEN GEORGE · CIK 0001389147 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,386

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.

F3 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.

SEC source: 0001567619-23-003845 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,712

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-003845 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $4.505 to $5.39, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-23-003845 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-003845 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.23 to $5.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-23-003442 · doc1.xml · derivative · entry 2

Fitzgerald Margaret Nell · CIK 0001927090 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-02-21

F2 · derivative.exercise_date: Option vests and becomes exercisable with respect to 25% of the shares subject thereto on February 21, 2024, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 21, 2027, in each case, subject to continued service through the applicable vesting date.

SEC source: 0001567619-23-003442 · doc1.xml · nonDerivative · entry 1

Fitzgerald Margaret Nell · CIK 0001927090 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: Restricted Stock Units ("RSUs") vest 1/3 annually from February 21, 2023 such that the RSUs will be fully vested on February 21, 2026. Each RSU represents a contingent right to receive one share of Codexis common stock.

SEC source: 0001567619-23-003443 · doc1.xml · derivative · entry 2

Norrett Kevin · CIK 0001819690 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2033-02-21

F2 · derivative.exercise_date: Option vests and becomes exercisable with respect to 25% of the shares subject thereto on February 21, 2024, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 21, 2027, in each case, subject to continued service through the applicable vesting date.

SEC source: 0001567619-23-003443 · doc1.xml · nonDerivative · entry 1

Norrett Kevin · CIK 0001819690 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · shares: Restricted Stock Units ("RSUs") vest 1/3 annually from February 21, 2023 such that the RSUs will be fully vested on February 21, 2026. Each RSU represents a contingent right to receive one share of Codexis common stock.

SEC source: 0001567619-23-003441 · doc1.xml · derivative · entry 2

DILLY STEPHEN GEORGE · CIK 0001389147 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,500

Underlying: Common Stock · 337,500 shares

Expires 2033-02-21

F2 · derivative.exercise_date: Option vests and becomes exercisable with respect to 25% of the shares subject thereto on February 21, 2024, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 21, 2027, in each case, subject to continued service through the applicable vesting date.

SEC source: 0001567619-23-003441 · doc1.xml · nonDerivative · entry 1

DILLY STEPHEN GEORGE · CIK 0001389147 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,474

F1 · shares: Restricted Stock Units ("RSUs") vest 1/3 annually from February 21, 2023 such that the RSUs will be fully vested on February 21, 2026. Each RSU represents a contingent right to receive one share of Codexis common stock.

SEC source: 0001567619-23-002895 · doc1.xml · derivative · entry 2

Ryali Sriram · CIK 0001762893 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,637

Underlying: Common Stock · 372,637 shares

Expires 2033-02-10

F2 · derivative.exercise_date: Option was granted pursuant to the Issuer's 2022 Employment Inducement Award Plan and vests and becomes exercisable with respect to 25% of the shares subject thereto on February 10, 2024, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 10, 2027, in each case, subject to continued service through the applicable vesting date.

SEC source: 0001567619-23-002895 · doc1.xml · nonDerivative · entry 1

Ryali Sriram · CIK 0001762893 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,791

F1 · shares: Restricted Stock. The shares vest as to one third of the shares on each yearly anniversary of the date of grant, provided that the Reporting Person provides continuous services to the Issuer as an employee, consultant, director or officer through each such vesting date.

SEC source: 0001567619-23-004771 · doc1.xml · nonDerivative · entry 1

Fitzgerald Margaret Nell · CIK 0001927090 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,272

F1 · shares: Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0001567619-23-004773 · doc1.xml · nonDerivative · entry 1

Norrett Kevin · CIK 0001819690 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,956

F1 · shares: Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0001567619-23-004772 · doc1.xml · nonDerivative · entry 1

DILLY STEPHEN GEORGE · CIK 0001389147 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,474

F1 · shares: Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0001567619-23-002157 · doc1.xml · nonDerivative · entry 1

TAYLOR DEAN ROSS JR · CIK 0001646304 · Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,554

F1 · kind: Shares withheld by the Issuer on vesting of restricted stock units ("RSUs") solely to cover applicable withholding taxes. No shares were sold in the open market; the transaction reported herein was executed automatically upon the release of the RSUs upon the vesting thereof.

SEC source: 0001567619-23-001271 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,426

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-001271 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,750

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $6.27 to $6.72, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-23-001271 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-23-001271 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,750

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $6.44 to $6.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-021869 · doc1.xml · nonDerivative · entry 1

PARKER H STEWART · CIK 0001217456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,878

F1 · shares: Restricted Stock. The shares vest as to one third of the shares on each yearly anniversary of the date of grant, provided that the Reporting Person provides continuous services to the Issuer as an employee, consultant, director or officer through each such vesting date.

SEC source: 0001567619-22-021536 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,140

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-22-021536 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,535

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $5.565 to $5.815, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-021536 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-22-021536 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,535

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.555 to $5.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-020552 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,854

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-22-020552 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,320

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $6.175 to $6.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-020552 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-22-020552 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,320

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $6.64 to $6.87, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-019626 · doc1.xml · derivative · entry 1

Fitzgerald Margaret Nell · CIK 0001927090 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,775

Underlying: Common Stock · 382,775 shares

Expires 2032-11-08

F1 · derivative.exercise_date: Option vests and becomes exercisable with respect to 25% of the shares subject thereto on November 8, 2023, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on November 8, 2026, in each case, subject to continued service through the applicable vesting date.

SEC source: 0001567619-22-018951 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,568

Underlying: Common Stock · 35,716 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-22-018951 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,106

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $5.40 to $5.66, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.