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CDRE

Cadre Holdings, Inc.

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4819
SEC CIK
0001860543
Parsed reports
168

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 17, 2023 20:15 UTC SaleCommon Stock, $.0001 par value ("Common Stock" 12,000 $21.34 $256,054.80
Disclosure

SEC source: 0001104659-23-061841 · tm2315975-1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,347

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $21.30- $21.435. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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March 18, 2023 Filed Mar 21, 2023 20:13 UTC Exercise / conversionPhantom Stock · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035065 · tm2310038d2_4seq1.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:13 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 11,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-035065 · tm2310038d2_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:40 UTC
Williams BradPRESIDENT
GrantPhantom Stock · Derivative 87,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035106 · tm2310038d5_4.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Common Stock · 87,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 87,000 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 87,000 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 87,000 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

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March 18, 2023 Filed Mar 21, 2023 20:40 UTC
Williams BradPRESIDENT
Tax withholdingCommon Stock 34,235 $19.02 $651,149.70
Disclosure

SEC source: 0001104659-23-035106 · tm2310038d5_4.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,895

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Williams as a result of the vesting on March 18, 2023 of a portion of the phantom stock award.

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March 18, 2023 Filed Mar 21, 2023 20:40 UTC
Williams BradPRESIDENT
Exercise / conversionCommon Stock, par value $.0001 per share ("Common Stock") 87,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-035106 · tm2310038d5_4.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 87,000 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:18 UTC Exercise / conversionPhantom Stock · Derivative 7,833 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035076 · tm2310038d3_4seq1.xml · derivative · entry 2

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 7,833 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 7,833 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 7,833 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:18 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 7,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-035076 · tm2310038d3_4seq1.xml · nonDerivative · entry 1

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 7,833 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:31 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Exercise / conversionPhantom Stock · Derivative 55,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035093 · tm2310038d4_4.xml · derivative · entry 3

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,333

Underlying: Common Stock · 55,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 55,333 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 55,333 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 55,333 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 55,333 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 55,333 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 55,333 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:31 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 21,774 $19.02 $414,141.48
Disclosure

SEC source: 0001104659-23-035093 · tm2310038d4_4.xml · nonDerivative · entry 2

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,286

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Browers as a result of the vesting on March 18, 2023 of a portion of the phantom stock award.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:31 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Exercise / conversionCommon stock, par value $.0001 per share ("Common Stock") 55,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-035093 · tm2310038d4_4.xml · nonDerivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 55,334 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 55,333 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 55,333 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:05 UTC Exercise / conversionPhantom Stock · Derivative 7,833 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035050 · tm2310038d1_4seq1.xml · derivative · entry 2

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 7,833 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 7,833 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 7,833 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:05 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 7,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-035050 · tm2310038d1_4seq1.xml · nonDerivative · entry 1

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 7,833 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:32 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GrantStock Option (right to purchase) · Derivative 125,657 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032827 · tm238945-10_4seq1.xml · derivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,657

Underlying: Common Stock · 125,657 shares

Expires 2033-03-13

F2 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 41,885 shares of the Issuer's Common Stock will vest and become exercisable on March 13, 2024 and options to purchase 41,886 shares of the Issuer's Common Stock will vest and become exercisable on each of March 13, 2025 and March 13, 2026.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:32 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GrantRestricted Stock Units · Derivative 34,363 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-032827 · tm238945-10_4seq1.xml · derivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,363

Underlying: Common Stock · 34,363 shares

Expires not disclosed

F1 · derivative.exercise_price: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 34,363 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 11,453 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 11,455 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.exercise_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 34,363 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 11,453 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 11,455 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.expiration_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 34,363 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 11,453 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 11,455 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:31 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032820 · tm238945-7_4seq1.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-03-13

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:30 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032808 · tm238945-4_4seq1.xml · derivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-03-13

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:32 UTC
Williams BradPRESIDENT
GrantStock Option (right to purchase) · Derivative 45,972 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032826 · tm238945-9_4seq1.xml · derivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,972

Underlying: Common Stock · 45,972 shares

Expires 2033-03-13

F2 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 15,324 shares of the Issuer's Common Stock will vest and become exercisable on each of March 13, 2024, March 13, 2025 and March 13, 2026.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:32 UTC
Williams BradPRESIDENT
GrantRestricted Stock Units · Derivative 12,572 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-032826 · tm238945-9_4seq1.xml · derivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,572

Underlying: Common Stock · 12,572 shares

Expires not disclosed

F1 · derivative.exercise_price: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 12,572 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 4,190 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 4,191 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.exercise_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 12,572 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 4,190 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 4,191 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.expiration_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 12,572 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 4,190 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 4,191 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:30 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032813 · tm238945-5_4seq1.xml · derivative · entry 1

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-03-13

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:31 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantStock Option (right to purchase) · Derivative 37,215 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032823 · tm238945-8_4seq1.xml · derivative · entry 2

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,215

Underlying: Common Stock · 37,215 shares

Expires 2033-03-13

F2 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 12,405 shares of the Issuer's Common Stock will vest and become exercisable on each of March 13, 2024, March 13, 2025 and March 13, 2026.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:31 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 10,177 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-032823 · tm238945-8_4seq1.xml · derivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,177

Underlying: Common Stock · 10,177 shares

Expires not disclosed

F1 · derivative.exercise_price: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 10,177 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 3,391 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 3,393 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.exercise_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 10,177 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 3,391 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 3,393 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.expiration_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 10,177 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 3,391 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 3,393 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:31 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032816 · tm238945-6_4seq1.xml · derivative · entry 1

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-03-13

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

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March 09, 2023 Filed Mar 13, 2023 20:16 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
Exercise / conversionCommon Stock · Derivative 10,416 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031777 · tm238945-2_4seq1.xml · derivative · entry 6

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 10,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 31,250 restricted shares of Common Stock. 10,416 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.exercise_date: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 31,250 restricted shares of Common Stock. 10,416 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.expiration_date: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 31,250 restricted shares of Common Stock. 10,416 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:16 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
Tax withholdingCommon Stock 2,537 $21.77 $55,230.49
Disclosure

SEC source: 0001104659-23-031777 · tm238945-2_4seq1.xml · nonDerivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,879

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Kanders as a result of the vesting on March 9, 2023 of a portion of the Restricted Stock Award.

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March 09, 2023 Filed Mar 13, 2023 20:16 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 10,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-031777 · tm238945-2_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 31,250 restricted shares of Common Stock. 10,416 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:17 UTC
Williams BradPRESIDENT
Exercise / conversionCommon Stock · Derivative 3,920 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031778 · tm238945-3_4seq1.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,842

Underlying: Common Stock · 3,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.exercise_date: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.expiration_date: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:17 UTC
Williams BradPRESIDENT
Tax withholdingCommon Stock 1,686 $21.77 $36,704.22
Disclosure

SEC source: 0001104659-23-031778 · tm238945-3_4seq1.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,130

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Williams as a result of the vesting on March 9, 2023 of a portion of the Restricted Stock Award.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:17 UTC
Williams BradPRESIDENT
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 3,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-031778 · tm238945-3_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:15 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock · Derivative 2,919 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031775 · tm238945-1_4seq1.xml · derivative · entry 3

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,836

Underlying: Common Stock · 2,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.exercise_date: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.expiration_date: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:15 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,304 $21.77 $28,388.08
Disclosure

SEC source: 0001104659-23-031775 · tm238945-1_4seq1.xml · nonDerivative · entry 2

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,727

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Browers as a result of the vesting on March 9, 2023 of a portion of the Restricted Stock Award.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:15 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 2,919 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-031775 · tm238945-1_4seq1.xml · nonDerivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
December 28, 2022 Filed Dec 28, 2022 21:02 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GiftCommon Stock 37,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-130516 · tm2233605-1_4seq1.xml · nonDerivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 15,723,905

F2 · price: This transaction involved gifts of shares of Common Stock by the Reporting Person to four qualified charitable organizations.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
December 23, 2022 Filed Dec 23, 2022 23:32 UTC SaleCommon Stock 2,832 $20.42 $57,835.95
Disclosure

SEC source: 0001104659-22-129956 · tm2232517-2_4.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,347

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $20.1101- $20.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 21:02 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 26,423 $20.08 $530,674.25
Disclosure

SEC source: 0001104659-22-130516 · tm2233605-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 15,761,655

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $20.00 - $20.355. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
December 22, 2022 Filed Dec 23, 2022 23:32 UTC SaleCommon Stock, $.0001 par value ("Common Stock") 5,000 $20.29 $101,439.50
Disclosure

SEC source: 0001104659-22-129956 · tm2232517-2_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,179

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $20.25- $20.435. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 21, 2022 Filed Dec 22, 2022 21:15 UTC SaleCommon Stock 100 $21.10 $2,110.00
Disclosure

SEC source: 0001104659-22-129526 · tm2233296-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,179

Read SEC document
December 20, 2022 Filed Dec 22, 2022 21:15 UTC SaleCommon Stock, $.0001 par value ("Common Stock") 316 $21.60 $6,825.60
Disclosure

SEC source: 0001104659-22-129526 · tm2233296-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,279

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:15 UTC SaleCommon Stock, $.0001 par value ("Common Stock") 5,444 $21.99 $119,723.90
Disclosure

SEC source: 0001104659-22-127826 · tm2232849-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,595

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $21.88 - $22.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 21:16 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock 6,267 $22.10 $138,522.63
Disclosure

SEC source: 0001104659-22-126974 · tm2232647-1_4seq1.xml · nonDerivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 15,788,078

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $22.00 to $22.34. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 21:15 UTC SaleCommon Stock 2,500 $22.10 $55,246.00
Disclosure

SEC source: 0001104659-22-126618 · tm2232513-1_4.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,039

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $22.00 - $22.185. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:16 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 12,992 $22.12 $287,341.47
Disclosure

SEC source: 0001104659-22-126974 · tm2232647-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 15,794,345

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $21.83 to $22.955. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:15 UTC SaleCommon Stock, $.0001 par value ("Common Stock") 100 $23.50 $2,350.00
Disclosure

SEC source: 0001104659-22-126618 · tm2232513-1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,539

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:18 UTC SaleCommon Stock 1,250 $23.26 $29,070.00
Disclosure

SEC source: 0001104659-22-125865 · tm2232320-1_4.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,639

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $23.20 to $23.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:16 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 25,389 $23.63 $599,942.07
Disclosure

SEC source: 0001104659-22-125861 · tm2232323-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 15,807,337

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $23.19 to $24.66. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:18 UTC SaleCommon Stock, $.0001 par value ("Common Stock") 2,458 $23.98 $58,934.48
Disclosure

SEC source: 0001104659-22-125865 · tm2232320-1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,889

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $23.59 to $24.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
August 16, 2022 Filed Aug 22, 2022 20:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GiftCommon Stock, par value $0.0001 per share ("Common Stock") 2,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-093366 · tm2223726-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 15,832,726

F1 · price: This transaction involved a gift of shares of Common Stock by the Reporting Person to a qualified charitable organization.

F2 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GiftCommon Stock, par value $0.0001 per share ("Common Stock") 31,977 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-076843 · tm2220053-1_4.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 15,834,726

F1 · price: This transaction involved gifts of shares of Common Stock by the Reporting Person to qualified charitable organizations.

F2 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 16:15 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $25.48 $0.00
Disclosure

SEC source: 0001104659-22-048394 · tm2213199-1_4seq1.xml · derivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-04-20

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. The 16,000 options to purchase shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive tranches of 4,000 options on each of April 20, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

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March 18, 2022 Filed Mar 22, 2022 20:17 UTC Exercise / conversionPhantom Stock · Derivative 7,834 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-036577 · tm2210067d3_4seq1.xml · derivative · entry 2

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,666

Underlying: Common Stock · 7,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 7,834 shares of phantom stock vest and become non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock will vest and become non-forfeitable on March 18, 2023 and March 18, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.