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NYSE · USD

CDRE

Cadre Holdings, Inc.

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Tapewire entity
4819
SEC CIK
0001860543
Parsed reports
168

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2024 Filed Dec 3, 2024 21:15 UTC SaleCommon Stock 10,000 $33.78 $337,835.00
Disclosure

SEC source: 0001104659-24-125080 · tm2429899-2_4seq1.xml · nonDerivative · entry 3

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 471,709

F3 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.70 - $33.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 25,589 $34.20 $875,143.80
Disclosure

SEC source: 0001104659-24-125524 · tm2430113-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,607,211

F1 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.86 - $34.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

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November 29, 2024 Filed Dec 3, 2024 21:15 UTC SaleCommon Stock 823 $33.75 $27,776.25
Disclosure

SEC source: 0001104659-24-125080 · tm2429899-2_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 82,385

F2 · ownership.nature: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

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November 29, 2024 Filed Dec 3, 2024 21:15 UTC SaleCommon Stock, $.0001 par value ("Common Stock") 839 $33.75 $28,316.25
Disclosure

SEC source: 0001104659-24-125080 · tm2429899-2_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 481,709

F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 49,411 $33.56 $1,658,233.16
Disclosure

SEC source: 0001104659-24-124585 · tm2429899-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,632,800

F1 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.50 - $33.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 50,000 $33.55 $1,677,500.00
Disclosure

SEC source: 0001104659-24-123702 · tm2429725-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,682,211

F1 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.50 - $33.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

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November 25, 2024 Filed Nov 26, 2024 21:15 UTC SaleCommon Stock 1,023 $34.10 $34,884.30
Disclosure

SEC source: 0001104659-24-123091 · tm2429557-1_4seq1.xml · nonDerivative · entry 3

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 83,208

F2 · ownership.nature: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:15 UTC SaleCommon Stock 72 $34.10 $2,455.20
Disclosure

SEC source: 0001104659-24-123091 · tm2429557-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 482,548

F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock 50,000 $33.25 $1,662,500.00
Disclosure

SEC source: 0001104659-24-122575 · tm2429387-1_4seq1.xml · nonDerivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,732,211

F2 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.98 - $33.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 21:15 UTC SaleCommon Stock, $.0001 par value ("Common Stock") 5,000 $33.25 $166,250.00
Disclosure

SEC source: 0001104659-24-123091 · tm2429557-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 482,620

F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 50,000 $32.77 $1,638,500.00
Disclosure

SEC source: 0001104659-24-122575 · tm2429387-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,782,211

F1 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.57 - $33.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock 25,000 $32.29 $807,250.00
Disclosure

SEC source: 0001104659-24-121537 · tm2429077-1_4seq1.xml · nonDerivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,832,211

F2 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.13 - $32.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 42,036 $32.00 $1,345,152.00
Disclosure

SEC source: 0001104659-24-121537 · tm2429077-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,857,211

F1 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 - $32.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock 7,964 $32.09 $255,564.76
Disclosure

SEC source: 0001104659-24-120568 · tm2428808d1_4.xml · nonDerivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,899,247

F2 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 - $32.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 50,000 $32.68 $1,634,000.00
Disclosure

SEC source: 0001104659-24-120568 · tm2428808d1_4.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,907,211

F1 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.32 - $33.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:15 UTC
Browers BlaineChief Financial Officer
SaleCommon Stock, par value $.0001 per share ("Common Stock") 30,000 $34.06 $1,021,704.00
Disclosure

SEC source: 0001104659-24-117711 · tm2428292-1_4seq1.xml · nonDerivative · entry 1

Browers Blaine · CIK 0001874169 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,876

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.69- $35.00. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 20:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GiftCommon Stock, par value $0.0001 per share ("Common Stock") 12,522 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-103148 · tm2424681-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,957,211

F1 · price: This transaction involved gifts of shares of Common Stock by the Reporting Person to two qualified charitable organizations.

F2 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock 105,377 $33.92 $3,574,387.84
Disclosure

SEC source: 0001104659-24-098932 · tm2423763-1_4seq1.xml · nonDerivative · entry 2

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 11,969,733

F2 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were purchased in multiple transactions at prices ranging from $33.77-$34.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:15 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 109,808 $33.98 $3,731,275.84
Disclosure

SEC source: 0001104659-24-098932 · tm2423763-1_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 12,075,110

F1 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were purchased in multiple transactions at prices ranging from $33.90-$34.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:15 UTC SaleCommon Stock 20,000 $35.10 $702,030.00
Disclosure

SEC source: 0001104659-24-091612 · tm2422377-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 487,620

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $35.10 - $35.13. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 20:15 UTC SaleCommon Stock 25,000 $33.81 $845,250.00
Disclosure

SEC source: 0001104659-24-090512 · tm2421861-1_4seq1.xml · nonDerivative · entry 3

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 507,620

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.60 - $34.74. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:15 UTC SaleCommon Stock 15,000 $33.68 $505,135.50
Disclosure

SEC source: 0001104659-24-090512 · tm2421861-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 532,620

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.43 - $33.795. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 20:15 UTC SaleCommon Stock 8,596 $32.08 $275,716.70
Disclosure

SEC source: 0001104659-24-070025 · tm2416878-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 547,620

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 - $32.14. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 20:15 UTC SaleCommon Stock 1,404 $32.77 $46,004.03
Disclosure

SEC source: 0001104659-24-069651 · tm2416720d1_4seq1.xml · nonDerivative · entry 3

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 556,216

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.05 - $32.915. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:15 UTC SaleCommon Stock 20,000 $32.66 $653,200.00
Disclosure

SEC source: 0001104659-24-069651 · tm2416720d1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 557,620

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 - $33.215. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:15 UTC SaleCommon Stock 10,000 $32.29 $322,912.00
Disclosure

SEC source: 0001104659-24-068681 · tm2416479-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 577,620

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 - $32.72. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

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March 19, 2024 Filed Mar 20, 2024 20:17 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 1,438,127 $35.00 $50,334,445.00
Disclosure

SEC source: 0001104659-24-036710 · tm249207-6_4seq1.xml · nonDerivative · entry 1

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kanders SAF, LLC

Disclosed balance after: 12,184,918

F1 · ownership.nature: The Reporting Person is the sole manager and member of Kanders SAF, LLC.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

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March 18, 2024 Filed Mar 20, 2024 20:17 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GrantStock Option (right to purchase) · Derivative 105,682 $0.00 Strike: $34.66 $0.00
Disclosure

SEC source: 0001104659-24-036710 · tm249207-6_4seq1.xml · derivative · entry 6

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,682

Underlying: Common Stock · 105,682 shares

Expires 2034-03-18

F4 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 35,228 shares of the Issuer's Common Stock will vest and become exercisable on March 18, 2025 and options to purchase 35,227 shares of the Issuer's Common Stock will vest and become exercisable on each of March 18, 2026 and March 18, 2027, respectively.

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March 18, 2024 Filed Mar 20, 2024 20:17 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
GrantRestricted Stock Units · Derivative 33,540 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036710 · tm249207-6_4seq1.xml · derivative · entry 5

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,540

Underlying: Common Stock · 33,540 shares

Expires not disclosed

F3 · derivative.exercise_price: Comprised of a restricted stock units award granted under the Cadre Holdings, Inc. (the "Issuer") 2021 Stock Incentive Plan (the "Plan") consisting of 33,540 shares of the Issuer's Common Stock. 11,180 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

F3 · derivative.exercise_date: Comprised of a restricted stock units award granted under the Cadre Holdings, Inc. (the "Issuer") 2021 Stock Incentive Plan (the "Plan") consisting of 33,540 shares of the Issuer's Common Stock. 11,180 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

F3 · derivative.expiration_date: Comprised of a restricted stock units award granted under the Cadre Holdings, Inc. (the "Issuer") 2021 Stock Incentive Plan (the "Plan") consisting of 33,540 shares of the Issuer's Common Stock. 11,180 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

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March 18, 2024 Filed Mar 20, 2024 20:16 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $34.66 $0.00
Disclosure

SEC source: 0001104659-24-036707 · tm249207-4_4seq1.xml · derivative · entry 6

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-03-18

F6 · derivative.exercise_date: 16,000 options to purchase shares of the Issuer's Common Stock were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively.

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March 18, 2024 Filed Mar 20, 2024 20:16 UTC Exercise / conversionPhantom Stock · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036707 · tm249207-4_4seq1.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.exercise_date: On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.expiration_date: On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.

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March 18, 2024 Filed Mar 20, 2024 20:16 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 11,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-036707 · tm249207-4_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.

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March 18, 2024 Filed Mar 20, 2024 16:16 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $34.66 $0.00
Disclosure

SEC source: 0001104659-24-036706 · tm249207-3_4seq1.xml · derivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-03-18

F1 · derivative.exercise_date: 16,000 options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $.0001 par value ("Common Stock") were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively.

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March 18, 2024 Filed Mar 20, 2024 20:18 UTC
Williams BradPRESIDENT
GrantStock Option (right to purchase) · Derivative 42,614 $0.00 Strike: $34.66 $0.00
Disclosure

SEC source: 0001104659-24-036713 · tm249207-7_4seq1.xml · derivative · entry 5

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,614

Underlying: Common Stock · 42,614 shares

Expires 2034-03-18

F4 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 14,206 shares of the Issuer's Common Stock will vest and become exercisable on March 18, 2025 and options to purchase 14,204 shares of the Issuer's Common Stock will vest and become exercisable on each of March 18, 2026 and March 18, 2027.

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March 18, 2024 Filed Mar 20, 2024 20:18 UTC
Williams BradPRESIDENT
GrantRestricted Stock Units · Derivative 13,524 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036713 · tm249207-7_4seq1.xml · derivative · entry 4

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,524

Underlying: Common Stock · 13,524 shares

Expires not disclosed

F3 · derivative.exercise_price: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 13,524 shares of the Issuer's Common Stock. 4,508 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

F3 · derivative.exercise_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 13,524 shares of the Issuer's Common Stock. 4,508 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

F3 · derivative.expiration_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 13,524 shares of the Issuer's Common Stock. 4,508 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

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March 18, 2024 Filed Mar 20, 2024 20:18 UTC
Williams BradPRESIDENT
Exercise / conversionPhantom Stock · Derivative 87,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036713 · tm249207-7_4seq1.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.

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March 18, 2024 Filed Mar 20, 2024 20:18 UTC
Williams BradPRESIDENT
Tax withholdingCommon Stock 34,235 $34.66 $1,186,585.10
Disclosure

SEC source: 0001104659-24-036713 · tm249207-7_4seq1.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,918

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Browers as a result of the vesting on March 18, 2024 of a portion of the phantom stock award.

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March 18, 2024 Filed Mar 20, 2024 20:18 UTC
Williams BradPRESIDENT
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 87,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-036713 · tm249207-7_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:16 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $34.66 $0.00
Disclosure

SEC source: 0001104659-24-036705 · tm249207-2_4seq1.xml · derivative · entry 3

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-03-18

F2 · derivative.exercise_date: 16,000 options to purchase shares of the Issuer's Common Stock were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:16 UTC Exercise / conversionPhantom Stock · Derivative 7,833 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036705 · tm249207-2_4seq1.xml · derivative · entry 2

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:16 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 7,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-036705 · tm249207-2_4seq1.xml · nonDerivative · entry 1

Norton Hamish · CIK 0001873521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantStock Option (right to purchase) · Derivative 31,023 $0.00 Strike: $34.66 $0.00
Disclosure

SEC source: 0001104659-24-036708 · tm249207-5_4seq1.xml · derivative · entry 5

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,023

Underlying: Common Stock · 31,023 shares

Expires 2034-03-18

F4 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 10,341 shares of the Issuer's Common Stock will vest and become exercisable on each of March 18, 2025, March 18, 2026 and March 18, 2027, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 9,846 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036708 · tm249207-5_4seq1.xml · derivative · entry 4

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,846

Underlying: Common Stock · 9,846 shares

Expires not disclosed

F3 · derivative.exercise_price: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 9,846 shares of the Issuer's Common Stock. 3,282 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

F3 · derivative.exercise_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 9,846 shares of the Issuer's Common Stock. 3,282 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

F3 · derivative.expiration_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 9,846 shares of the Issuer's Common Stock. 3,282 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Exercise / conversionPhantom Stock · Derivative 55,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036708 · tm249207-5_4seq1.xml · derivative · entry 3

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 55,334 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 55,333 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 55,334 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 55,333 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 55,334 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 55,333 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 21,774 $34.66 $754,686.84
Disclosure

SEC source: 0001104659-24-036708 · tm249207-5_4seq1.xml · nonDerivative · entry 2

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,876

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Browers as a result of the vesting on March 18, 2024 of a portion of the phantom stock award.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:16 UTC
Browers BlaineCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 55,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-036708 · tm249207-5_4seq1.xml · nonDerivative · entry 1

Browers Blaine · CIK 0001874169 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 166,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 55,334 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 55,333 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:15 UTC GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $34.66 $0.00
Disclosure

SEC source: 0001104659-24-036702 · tm249207-1_4seq1.xml · derivative · entry 3

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-03-18

F2 · derivative.exercise_date: 16,000 options to purchase shares of the Issuer's Common Stock were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:15 UTC Exercise / conversionPhantom Stock · Derivative 7,833 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-036702 · tm249207-1_4seq1.xml · derivative · entry 2

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

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March 18, 2024 Filed Mar 20, 2024 20:15 UTC Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 7,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-036702 · tm249207-1_4seq1.xml · nonDerivative · entry 1

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 23,500 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 7,834 shares of phantom stock vested and became non-forfeitable on March 18, 2022, and 7,833 shares of phantom stock vested and became non-forfeitable on each of March 18, 2023 and March 18, 2024, respectively.

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March 13, 2024 Filed Mar 15, 2024 20:16 UTC
KANDERS WARREN BDirector · CEO AND CHAIRMAN · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 11,453 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035015 · tm248943-2_4seq1.xml · derivative · entry 6

KANDERS WARREN B · CIK 0000935577 · Director · CEO AND CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,910

Underlying: Common Stock · 11,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Comprised of a restricted stock units award previously granted on March 13, 2023 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 34,363 restricted shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"). 11,453 restricted shares of Common Stock vested and became non-forfeitable on March 13, 2024, and 11,455 restricted shares of Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.exercise_date: Comprised of a restricted stock units award previously granted on March 13, 2023 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 34,363 restricted shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"). 11,453 restricted shares of Common Stock vested and became non-forfeitable on March 13, 2024, and 11,455 restricted shares of Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.expiration_date: Comprised of a restricted stock units award previously granted on March 13, 2023 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 34,363 restricted shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"). 11,453 restricted shares of Common Stock vested and became non-forfeitable on March 13, 2024, and 11,455 restricted shares of Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.