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Nasdaq · USD

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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2023 Filed Jun 21, 2023 22:52 UTC
Maag PeterDirector
GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000129 · wf-form4_168738791025310.xml · derivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:52 UTC
Maag PeterDirector
GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000129 · wf-form4_168738791025310.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,568

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:51 UTC GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000126 · wf-form4_168738785710530.xml · derivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:51 UTC GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000126 · wf-form4_168738785710530.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,807

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:50 UTC
Colon GraceDirector
GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000124 · wf-form4_168738782032025.xml · derivative · entry 2

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:50 UTC
Colon GraceDirector
GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000124 · wf-form4_168738782032025.xml · nonDerivative · entry 1

Colon Grace · CIK 0001780354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,708

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:50 UTC
Cohen Fred EDirector
GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000123 · wf-form4_168738779929036.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:50 UTC
Cohen Fred EDirector
GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000123 · wf-form4_168738779929036.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,592

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:49 UTC GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000122 · wf-form4_168738778213486.xml · derivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:49 UTC GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000122 · wf-form4_168738778213486.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,268

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:49 UTC GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000121 · wf-form4_168738776410677.xml · derivative · entry 2

TORRES ARTHUR A · CIK 0001251737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:49 UTC GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000121 · wf-form4_168738776410677.xml · nonDerivative · entry 1

TORRES ARTHUR A · CIK 0001251737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,562

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 22:49 UTC
Ronai AbrahamSee Remarks
Tax withholdingCommon Stock 3,611 $7.96 $28,743.56
Disclosure

SEC source: 0001217234-23-000120 · wf-form4_168738774415518.xml · nonDerivative · entry 1

Ronai Abraham · CIK 0001945562 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,199

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:43 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 433 $7.98 $3,455.34
Disclosure

SEC source: 0001217234-23-000103 · wf-form4_168617780611856.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,736

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 20:08 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,819 $8.13 $22,911.42
Disclosure

SEC source: 0001217234-23-000101 · wf-form4_168575091379616.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,177

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.225, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 26, 2023 Filed May 30, 2023 23:44 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 1,297 $7.96 $10,324.12
Disclosure

SEC source: 0001217234-23-000098 · wf-form4_168549024228406.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,109

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
May 02, 2023 Filed May 4, 2023 17:36 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,819 $8.12 $22,897.89
Disclosure

SEC source: 0001217234-23-000087 · wf-form4_168323617690559.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,996

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.04 to $8.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 23:01 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 221 $9.07 $2,004.47
Disclosure

SEC source: 0001217234-23-000069 · wf-form4_168203165089681.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,406

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 21:39 UTC
Maag PeterDirector
GrantCommon Stock 1,256 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000061 · wf-form4_168142194334362.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,724

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

F2 · balance_after: The Reporting Person no longer has a reportable beneficial interest in an aggregate of 2,000 shares of the Issuer's common stock held as UTMA custodian for minor children included in the Reporting Person's prior ownership reports as such children are no longer minors.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 21:39 UTC GrantCommon Stock 2,391 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000060 · wf-form4_168142192863047.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,963

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 22:48 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 173 $8.81 $1,524.13
Disclosure

SEC source: 0001217234-23-000057 · wf-form4_168116687905426.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,627

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 20:38 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,818 $8.95 $25,225.05
Disclosure

SEC source: 0001217234-23-000055 · wf-form4_168056869998662.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,815

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.89 to $9.13, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:01 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,819 $15.88 $44,757.83
Disclosure

SEC source: 0001217234-23-000048 · wf-form4_167814367535105.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,633

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.60 to $16.07, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 18:02 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 8,488 $15.48 $131,385.75
Disclosure

SEC source: 0001217234-23-000036 · wf-form4_167632936158649.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,452

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.31 to $15.68, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 18:02 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 11,094 $16.13 $178,928.47
Disclosure

SEC source: 0001217234-23-000036 · wf-form4_167632936158649.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,940

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.03 to $16.20, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 08, 2023 Filed Feb 8, 2023 22:51 UTC
Maag PeterDirector
SaleCommon Stock 3,269 $15.75 $51,500.81
Disclosure

SEC source: 0001217234-23-000033 · wf-form4_167589664747342.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,468

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.715 to $15.930, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 17:51 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 3,069 $16.40 $50,337.43
Disclosure

SEC source: 0001217234-23-000034 · wf-form4_167589666763097.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,034

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.40 to $16.41, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 03, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 1,228 $16.54 $20,311.12
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 8

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,103

F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 03, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 1,228 $16.54 $20,311.12
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 7

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,331

F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 03, 2023 Filed Feb 3, 2023 21:46 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 417 $16.54 $6,897.18
Disclosure

SEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 6

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,169

F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 03, 2023 Filed Feb 3, 2023 21:46 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 417 $16.54 $6,897.18
Disclosure

SEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 5

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,586

F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 7,244 $17.61 $127,566.84
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 6

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,559

F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 503 $17.50 $8,804.86
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 5

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,803

F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $17.61, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,316 $17.07 $39,541.76
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 4

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,306

F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.40 to $17.34, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:46 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 2,029 $17.61 $35,730.69
Disclosure

SEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 4

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,003

F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 02, 2023 Filed Feb 4, 2023 02:46 UTC
Maag PeterDirector
SaleCommon Stock 5,000 $17.17 $85,829.50
Disclosure

SEC source: 0001217234-23-000027 · wf-form4_167547878932487.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,737

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.08 to $17.285, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:55 UTC
Ronai AbrahamSee Remarks
Tax withholdingCommon Stock 2,029 $17.61 $35,730.69
Disclosure

SEC source: 0001217234-23-000030 · wf-form4_167573129809231.xml · nonDerivative · entry 1

Ronai Abraham · CIK 0001945562 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,810

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
GrantStock Option (right to buy) · Derivative 156,000 $0.00 Strike: $15.66 $0.00
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · derivative · entry 9

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,000

Underlying: Common Stock · 156,000 shares

Expires 2033-02-01

F8 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2024 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 2,330 $15.66 $36,487.80
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,622

F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
GrantCommon Stock 11,800 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,952

F3 · shares: The reported securities were subject to a performance restricted stock unit award that was initially granted on February 3, 2021 for a two-year performance period over calendar years 2021 and 2022, which performance was assessed and finalized effective February 1, 2023. 50.00% of the reported securities vested on February 1, 2023 and 50% of the reported securities will vest on December 31, 2023, subject to the Reporting Person's continued service with the Issuer.

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February 01, 2023 Filed Feb 3, 2023 21:47 UTC
Seeto ReginaldDirector · See Remarks
GrantCommon Stock 302,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,152

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 1, 2024 and 1/4th of which shall vest on each anniversary thereafter.

F2 · balance_after: Includes 177 shares acquired on January 2, 2023 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

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February 01, 2023 Filed Feb 3, 2023 21:46 UTC
Johnson Alexander LChief Business Officer
GrantStock Option (right to buy) · Derivative 44,100 $0.00 Strike: $15.66 $0.00
Disclosure

SEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · derivative · entry 7

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

Underlying: Common Stock · 44,100 shares

Expires 2033-02-01

F5 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 1, 2024 and 1/48th of the shares subject to the option shall vest monthly thereafter.

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February 01, 2023 Filed Feb 3, 2023 21:46 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 618 $15.66 $9,677.88
Disclosure

SEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 3

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,032

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of performance restricted stock units.

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February 01, 2023 Filed Feb 3, 2023 21:46 UTC
Johnson Alexander LChief Business Officer
GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 2

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,650

F2 · shares: The reported securities were subject to a performance restricted stock unit award that was initially granted on February 3, 2021 for a two-year performance period over calendar years 2021 and 2022, which performance was assessed and finalized effective February 1, 2023. 50.00% of the reported securities vested on February 1, 2023 and 50% of the reported securities will vest on December 31, 2023, subject to the Reporting Person's continued service with the Issuer.

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February 01, 2023 Filed Feb 3, 2023 21:46 UTC
Johnson Alexander LChief Business Officer
GrantCommon Stock 85,100 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,450

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 1, 2024 and 1/4th of which shall vest on each anniversary thereafter.

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February 01, 2023 Filed Feb 4, 2023 02:46 UTC
Maag PeterDirector
GrantCommon Stock 5,230 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000027 · wf-form4_167547878932487.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,737

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was initially granted on February 3, 2021 for a two-year performance period over calendar years 2021 and 2022, which performance was assessed and finalized effective February 1, 2023. 50.00% of the reported securities vested on February 1, 2023 and 50% of the reported securities will vest on December 31, 2023, subject to the Reporting Person's continued service with the Issuer.

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February 01, 2023 Filed Feb 4, 2023 02:46 UTC
Jain AbhishekChief Financial Officer
GrantStock Option (right to buy) · Derivative 44,100 $0.00 Strike: $15.66 $0.00
Disclosure

SEC source: 0001217234-23-000025 · wf-form4_167547874981201.xml · derivative · entry 2

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

Underlying: Common Stock · 44,100 shares

Expires 2033-02-01

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2024 and 1/48th of the shares subject to the option shall vest monthly thereafter.

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February 01, 2023 Filed Feb 4, 2023 02:46 UTC
Jain AbhishekChief Financial Officer
GrantCommon Stock 85,100 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000025 · wf-form4_167547874981201.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,800

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 1, 2024 and 1/4th of which shall vest on each anniversary thereafter.

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February 01, 2023 Filed Feb 4, 2023 02:45 UTC
Ronai AbrahamSee Remarks
GrantStock Option (right to buy) · Derivative 44,100 $0.00 Strike: $15.66 $0.00
Disclosure

SEC source: 0001217234-23-000024 · wf-form4_167547873210155.xml · derivative · entry 2

Ronai Abraham · CIK 0001945562 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

Underlying: Common Stock · 44,100 shares

Expires 2033-02-01

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2024 and 1/48th of the shares subject to the option shall vest monthly thereafter.

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February 01, 2023 Filed Feb 4, 2023 02:45 UTC
Ronai AbrahamSee Remarks
GrantCommon Stock 85,100 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000024 · wf-form4_167547873210155.xml · nonDerivative · entry 1

Ronai Abraham · CIK 0001945562 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,839

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 1, 2024 and 1/4th of which shall vest on each anniversary thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.